2013-05-15T10:10:05-05:00 2012-12-31 141555429 UHY ADVISORS NY INC 66 SOUTH PEARL STREET SUITE 400 ALBANY NY 12207 990PF 2012-01-01 746558690 THE ARTHUR J ROTH FAMILY FOUNDATION C/O ARTHUR J ROTH ARTH 5184263139 10 WEST COBBLE HILL ROAD LOUDONVILLE NY 12211 ARTHUR J ROTH 5184263139 2013-05-01 1 JAMES P DANIELS P00603621 5184493166 2012 2016-02-25 16:41:14Z X 764214 X X 15792 15792 69932 606239 69932 428 428 86152 86152 0 0 0 2000 2000 0 5616 5616 0 1448 106 0 868 868 0 9932 8590 0 40100 40100 50032 8590 40100 36120 77562 2135 31807 31807 650783 657231 732407 652918 689038 764214 0 0 X 652918 689038 652918 689038 652918 689038 652918 36120 0 689038 0 689038 MERRILL LYNCH A/C 16H-25972 P 2012-01-01 2012-12-31 227890 215800 12090 12090 MERRILL LYNCH A/C 16H-25972 P 2011-01-01 2012-12-31 378344 320507 57837 57837 MERRILL LYNCH A/C 16H-25972 P 2011-01-01 2012-12-31 5 5 5 69932 0 32643 714992 0.045655 33310 664177 0.050152 33445 604237 0.055351 30047 828925 0.036248 500 980996 0.000510 0.187916 0.037583 739214 27782 776 28558 40100 X 776 0 776 0 776 680 680 1 97 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A ARTHUR J ROTH 5184263139 10 WEST COBBLE HILL ROAD LOUDONVILLE NY 12211 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ARTHUR J ROTH 10 WEST COBBLE HILL ROAD LOUDONVILLE NY 12211 0.00 0 0 0 NANCY E ROTH 10 WEST COBBLE HILL ROAD LOUDONVILLE NY 12211 0.00 0 0 0 NONE 0 NONE 0 PLEASE NOTE, THE FOUNDATION IS NOT INVOLVED IN ANY DIRECT CHARITABLE ACTIVITIES. ITS PRIMARY PURPOSE IS TO SUPPORT, BY CONTRIBUTIONS, OTHER CHARITABLE ORGANIZATIONS EXEMPT 0 UNDER INTERNAL REVENUE CODE SECTION 501 (C) (3). 0 0 728727 21744 0 750471 0 0 750471 11257 739214 36961 36961 776 776 36185 0 36185 0 36185 40100 0 40100 776 39324 36185 17999 0 0 40100 17999 0 0 22101 0 0 0 0 0 0 0 0 14084 0 0 0 X THE LEUKEMIA & LYMPHOME SOCIETY PO BOX 4072 PITTSFIELD MA 01202 NONE 501(C)(3) GENERAL FUND 1000 CONGREGATION GATES OF HEAVEN 852 ASHMORE AVENUE SCHENECTADY NY 12309 NONE 501(C)(3) GENERAL FUND 1000 DANA FARBER CANCER INSTITUTE 450 BROOKLINE AVENUE BOSTON MA 02215 NONE 501(C)(3) GENERAL FUND 10000 DOUBLE H RANCH 97 HIDDEN VALLEY ROAD LAKE LAZERNE NY 12846 NONE 501(C)(3) GENERAL FUND 3600 JUVENILE DIABETES RESEARCH FOUNDATION 120 WALL STREET NEW YORK NY 10005 NONE 501(C)(3) GENERAL FUND 10000 SARATOGA PERFORMING ARTS CENTER 108 AVENUE OF THE PINES SARATOGA NY 12866 NONE 501(C)(3) GENERAL FUND 5000 UNITED JEWISH FEDERATION OF NORTHEASTERN NEW YORK 184 WASHINGTON AVENUE EXT ALBANY NY 12203 NONE 501(C)(3) GENERAL FUND 7000 ALBANY MEDICAL CENTER FOUNDATION 43 NEW SCOTLAND AVENUE ALBANY NY 12208 NONE 501(C)(3) GENERAL FUND 2500 40100 0 14 15792 14 428 18 69932 0 86152 0 86152 0 0 0 0 0 0 0 0 0 0 PROFESSIONAL FEES 2000 2000 0 MERRILL LYNCH 657231 732407 BANK FEES 364 364 0 OTHER DEBITS 504 504 0 MERRILL LYNCH NONDIVIDEND DISTRIBUTION 428 428 428 INVESTMENT FEES 5616 5616 0 FEDERAL TAX 1342 0 0 NYS TAX 100 100 0 FOREIGN TAXES 6 6 0