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REIMBURSEMENT 621500 21768212 21768212 RESEARCH FACILITIES GRANTS 621500 2706316 2706316 109106265 901796 901796 0 0 723453 723453 723453 723453 0 0 0 TECHNOLOGY REVENUE 900099 1051827 1051827 IRB REVENUE 900099 365642 365642 SETTLEMENT PROCEEDS 900099 398000 398000 1815469 112696983 110217084 306650 2023249 12616017 12616017 1983123 1983123 116483 116483 0 448092 448092 0 46021963 43960928 2061035 3124814 2967484 157330 5979241 5670754 308487 2896982 2716985 179997 0 51357 57145 -5788 68062 68062 0 0 0 12627123 12492959 134164 159345 156996 2349 18538972 18445774 93198 327977 320934 7043 1357444 1357444 0 2136325 2086217 50108 0 148399 148399 1164521 1164521 0 657428 496552 160876 46948 46948 DUES, MEMBERSHIPS, & SUB. 135729 125682 10047 TAXES & LICENSES 9058 90 8968 MISCELLANEOUS EXPENSE 473080 473080 111088483 106193046 4895437 0 400 400 23096998 14717594 0 0 10398103 11535077 0 0 0 0 0 0 0 0 98412 129603 729599 683689 202376 45910 35398547 35110257 531269 529522 0 0 0 0 591805 512947 70317910 62581310 5079842 6822464 0 0 5922735 7180626 32306073 29686631 0 0 0 0 0 0 0 0 23917372 0 67226022 43689721 X -14334821 5452603 17426709 13438986 0 0 3091888 18891589 70317910 62581310 X 1608500 14191201 X false true true X true true X X false false false KU MED CENTER 481124839 06 true 113317681 UNIV OF KANSAS 481124839 06 true 0 2 113317681 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 198358 181841 16517 74451 45058 29393 456790 456790 0 45910 0 0 112696983 111088483 1608500 -85698 -9640473 -9726171 -8117671 113598795 -85698 987510 901812 112696983 112696983 111684318 1092387 1092387 110591931 496552 496552 111088483 UNCERTAIN TAX POSITIONS DISCLOSURE SCHEDULE D, PART X, LINE 2 MANAGEMENT HAS EVALUATED THEIR INCOME TAX POSITIONS UNDER THE GUIDANCE INCLUDED IN ASC 740. BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. OTHER CHANGES IN NET ASSETS SCHEDULE D, PART XI, LINE 8 TRANSFER TO UNIVERSITY ($10,137,025) AMORTIZATION OF PREMIUMS & DISCOUNTS $ 496,552 -------------- ($ 9,640,473) RECONCILIATION OF REVENUE - OTHER CHANGES SCHEDULE D, PART XII, LINE 2D RELATED ENTITY EXPENSES $ 2,092,463 ELIMINATIONS ($ 631,873) MISCELLANEOUS ($ 473,080) ------------- $ 987,510 RECONCILIATION OF EXPENSE - OTHER CHANGES SCHEDULE D, PART XIII, LINE 2D RELATED ENTITY EXPENSES $ 2,197,340 ELIMINATIONS ($ 631,873) MISCELLANEOUS ($ 437,080) ------------- $ 1,092,387 RECONCILIATION OF EXPENSE - OTHER CHANGES SCHEDULE D, PART XIII, LINE 4B BOND AMORTIZATION $ 492,552 true East Asia and the Pacific Program Services RESEARCH 22469 Europe (Including Iceland and Greenland) Program Services RESEARCH 38347 North America Program Services RESEARCH 19892 South America Program Services RESEARCH 4892 South Asia Program Services RESEARCH 4288 South America Grantmaking RESEARCH 18819 Europe (Including Iceland and Greenland) Grantmaking RESEARCH 34862 North America Grantmaking RESEARCH 62802 206371 206371 South America RESEARCH 18819 CHECK Europe/Iceland/Greenland RESEARCH 34862 CHECK North America research 62802 CHECK 3 0 false false false false false false MONITORING USE OF GRANTS OUTSIDE THE UNITED STATES SCHEDULE F, PART I, LINE 2 Sponsored Programs Department assesses if any special agency reporting or award related terms and conditions are needed prior to issuing sub awards. 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Progress reports are also required to ensure performance goals are achieved. true KU Center for Technology 3901 Rainbow Blvd Mailstop 1039 Kansas City KS 66160 262838693 501(c)(3) 398000 Support University of Kansas Medical Center Research Prope 3901 Rainbow Blvd Mailstop 1039 Kansas City KS 66160 481173294 501(c)(2) 233873 Support University of Kansas Medical Center 3901 Rainbow Blvd Kansas City KS 66160 481124839 GOVERNMENT 4601855 BOOK VALUE FIXED ASSETS Support KU Center for Research Inc 2385 Irving Hill Road Lawrence KS 66045 480680117 501(c)(3) 1612209 Support Regents of University of Minnesota NW 5957 PO Box 1450 Minneapolis MN 554855960 416007513 GOVERNMENT 743279 Support Kansas State University Anderson Hall - Room 10 Manhattan KS 665060108 480771751 GOVERNMENT 728224 Support University of Chicago 6054 South Drexel Avenue Chicago IL 60637 362177139 GOVERNMENT 515765 Support University of Oklahoma Hth Science C Grants Contracts SCB228 PO Box Oklahoma City OK 731260901 736017987 GOVERNMENT 413393 Support Moffitt Cancer Center 12902 Magnolia Drive Tampa FL 336129416 592451713 501(c)(3) 398467 Support Children's Mercy Hospitals & Clinics 2401 Gillham Road Kansas City MO 64108 440605373 501(c)(3) 337050 Support University of Missouri - 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Irvine 1400 Biological Sciences III Contr Irvine CA 926971050 952226406 GOVERNMENT 29670 Support El Centro Inc 650 Minnesota Avenue Kansas City KS 66101 362904073 501(c)(3) 28354 Support United Methodist Mexican-American Minist PO Box 766 Garden City KS 67846 481049519 501(c)(3) 26213 Support Kansas Dept of Health & Environment Bureau of Health Promotions 1000 S Topeka KS 666121274 486029925 GOVERNMENT 25000 Support SMIOptoGenesis Inc 11509-B N Lamar Boulevard Austin TX 78753 743015220 For profit 23432 Support Children's Hospital of New Orleans 200 Henry Clay Avenue New Orleans LA 70118 720467503 501(c)(3) 22265 Support University of Washington Grant and Contract Accounting 1245 Chicago IL 60693 916001537 GOVERNMENT 22139 Support Central Kansas Foundation 1805 S Ohio Street Salina KS 67401 480729691 501(c)(3) 21756 Support National Commission Correctional Health Care 1145 W Di Chicago IL 606141318 363221830 501(c)(3) 20000 Support Kansas City University Med & BioSciences 1750 Independence Avenue Kansas City MO 64106 440545280 501(c)(3) 16602 Support Florida State University 874 Traditions Way Suite 300 Tallahassee FL 323064166 591961248 GOVERNMENT 16499 Support California Institute of Technology Treasury Services Mail Code 117-15 Pasadena CA 91125 951643307 501(c)(3) 13738 Support Regents of the University of California California University of San Fransi San Francisco CA 941430812 946036493 GOVERNMENT 12000 Support University of Texas Health Science Center at San Antoni San Antonio TX 782971898 741586031 GOVERNMENT 11434 Support Leading Age 2519 Connecticut Ave NW Washington DC 200081520 136213525 501(c)(3) 11000 Support Wesley Medical Center 550 N Hillside Avenue Wichita KS 67214 621762545 For profit 10884 Support Saint Luke's Hospital of KC 4401 Wornall Road Kansas City MO 64111 440545297 501(c)(3) 10873 Support Haskell Indian Nations University 155 Indian Avenue Lawrence KS 66524 033489646 GOVERNMENT 10000 Support Ohio State University Research Foundation 1960 Kenny Roa Columbus OH 43210 616401599 GOVERNMENT 9500 Support Stowers Institute for Medical Research PO Box 412411 Kansas City MO 641412411 431684454 501(c)(3) 8753 support University of Texas Health Science Center San Antonio San Antonio TX 78229 741586031 GOVERNMENT 7222 support University of Virginia Office of Sponsored Programs PO Bo Charlottesville VA 229044195 546001796 GOVERNMENT 6554 support Trustees of the University Pennsylvania PO Box 785541 Philadelphia PA 191785541 231352685 501(c)(3) 5800 Support 56 4 SCHOLARSHIPS 103 416572 STIPENDS 349 799408 GRANTS 461 767143 MONITORING USE OF GRANTS SCHEDULE I, PART I, LINE 2 Sponsored Programs Department assesses if any special agency reporting or award related terms and conditions are needed prior to issuing sub awards. To ensure funds are used for authorized purposes sub awards are issued on a cost reimbursement basis. All invoices are reviewed and approved by the prime principle investigator and accounting staff. Progress reports are also required to ensure performance goals are achieved. 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ATKINSON, MARJORIE BOTT, EDWARD ELLERBECK, JOHN FERRARO, ROY JENSEN, R. MICHAEL KEEBLE, A PORTION OF GREGORY KOPF, MARY MICHELE MARISCALCO, KAREN MILLER, H. EDWARD PHILLIPS, PETER SMITH, LISA STEHNO-BITTEL, PAUL TERRANOVA, AND STEFFANI WEBB WAS PAID BY THE UNIVERSITY OF KANSAS MEDICAL CENTER, A RELATED ORGANIZATION. COMPENSATION REPORTED FOR BERNADETTE GRAY-LITTLE WAS PAID BY UNIVERSITY OF KANSAS, A RELATED ORGANIZATION. KANSAS DEVELOPMENT FINANCE AUTHORITY 481066589 485429BQ6 2010-10-04 5388345 REFUND 1999B & 2001U (T-1 PORTION) true false false KANSAS DEVELOPMENT FINANCE AUTHORITY 481066589 485429BQ6 2010-10-04 27516062 RENOVATION OF RESEARCH BUILDING false false false 0 5905000 5388344 0 0 5312714 75630 0 0 0 0 0 2003 true true true true 0 0 27516062 0 1075684 0 360379 0 0 10054141 0 3416109 2013 false false false true 0.00000 0.00000 0.00000 true false true false true true 0.00000 0.00000 0.00000 true false false false 0 false false false 0 false false false false false 0 false false false 0 false false X MISSION STATEMENT FORM 990, PART III, LINE 1 Promoting and aiding in the fulfillment of scientific research, educational, and service functions of the University of Kansas Medical Center. Manages grants and contracts for projects conducted by Principal Investigators who serve as faculty at The University of Kansas Medical Center. PROGRAM SERVICE ACCOMPLISHMENTS FORM 990, PART III, LINE 4A The Research Institute was established in 1992 to promote, support, and enhance medical research for the benefit of the public by administering funded research projects on behalf of the University of Kansas Medical Center (KUMC). The Research Institute's objectives are to: 1)Serve KUMC by promoting and operating at the highest level of administrative and financial honesty and integrity, 2)Foster individual and consortia partnerships between KUMC researchers and national, regional and local research bio-medical communities, 3)Enhance revenue to researchers and the University through the transfer of research discoveries and other information to the private sector; and 4)Facilitate cooperative research interactions domestically and internationally between the KUMC and corporations, and with other research centers throughout the greater Kansas City metropolitan area, Kansas, nationally and internationally. FORM 990 REVIEW PROCESS FORM 990, PART VI, SECTION B, LINE 11A AN INDEPENDENT ACCOUNTING FIRM PREPARES AND REVIEWS THE 990. THE 990 IS THEN PROVIDED TO THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE'S AUDIT COMMITTEE FOR THEIR REVIEW PRIOR TO FILING THE 990. ANY QUESTIONS OR CONCERNS THE AUDIT COMMITEE MAY HAVE ARE ADDRESSED AND ANY CONCERNS OR CLARIFICATIONS THAT NEED TO BE MADE ARE MADE PRIOR TO FILING THE 990 WITH THE IRS. CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C Officers and Directors make disclosures annually at the first board meeting of the year. The Board Secretary reviews disclosures for potential conflicts. The Secretary will discuss any potential conflicts with the Executive Director and Board Chair. COMPENSATION REVIEW FORM 990, PART VI, SECTION B, LINES 15A & 15B HR Director maintains and updates salary ranges using surveys, industry publications and other sources. Board approves pay of Executive Director, CFO, and HR Director in Executive Session. AVAILABILITY OF DOCUMENTS FORM 990, PART VI, SECTION C, LINE 19 Governing documents are made available to the public upon request and on organization's website. The Organization provides Board Members with a copy of the articles of incorporation and the By-Laws at Board Member orientation. The Organization website has links to Organization policies and the related policies of the University. A heading titled "Annual Reports" connects to a section of the Organization website with links to the following reports: Form 990, Single Audit Report (A-133), and Extramural Funding Annual Report (Summary). The Audit Committee assumes responsibility for oversight of the audit, review, or compliation of its financial statements and selection of an independent accountant. OTHER CHANGES IN NET ASSETS FORM 990, PART XI, LINE 5 UNREALIZED LOSSES FROM INVESTMENTS (85,698) TRANSFERS TO UNIVERSITY (10,137,025) AMORTIZATION OF PREMIUMS & DISCOUNT 496,552 PRIOR PERIOD ADJUSTMENT 23,917,372 -------------- $ 14,191,201 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:BARBARA F ATKINSON TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:BERNADETTE GRAY-LITTLE TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:EDWARD ELLERBECK TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JOHN FERRARO TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:KAREN MILLER TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARJORIE BOTT TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:PAUL TERRANOVA TITLE:PRESIDENT/DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:PETER SMITH TITLE:COMMITTEE CHAIR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:R MICHAEL KEEBLE TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARY MICHELE MARISCALCO TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LISA STEHNO-BITTEL TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:STEFFANI WEBB TITLE:DIRECTOR HOURS:40 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:GREGORY KOPF TITLE:EXECUTIVE DIRECTOR HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:TIMOTHY SISKEY TITLE:CFO/TREASURER HOURS:1 UNIVERSITY OF KANSAS 1450 JAYHAWK BLVD LAWRENCE KS 66045 481124839 EDUCATION KS GOVERNMENT NA false UNIVERSITY OF KANSAS MEMORIAL CORPORATIO 1301 JAYHAWK BLVD LAWRENCE KS 66045 486033927 RETAIL KS 501(C)(3) 5 UNIV OF KS false UNIVERSITY OF KANSAS CENTER FOR RESEARCH 2385 IRVING HILL RD LAWRENCE KS 66045 480680117 ADMIN KS 501(C)(3) 5 UNIV OF KS false KU HEALTH PARTNERS INC 3901 RAINBOW BLVD KANSAS CITY KS 66160 481149398 HEALTHCARE KS 501(C)(3) 5 UNIV OF KS false KU CENTER FOR TECH COMMERCIALIZATION INC 3901 RAINBOW BLVD KANSAS CITY KS 66160 262838693 PATENTS KS 501(C)(3) 11A KUMCRI true KU MEDICAL CENTER RESEARCH PROPERTIES 3901 RAINBOW BLVD KANSAS CITY KS 66160 481172394 REAL ESTATE KS 501(C)(2) KUMCRI true STUDENT UNION CORP OF UNIV OF KS MED CTR 3901 RAINBOW BLVD KANSAS CITY KS 66160 480581966 RETAIL KS 501(C)(3) 9 UNIV OF KS false UNIVERSITY OF KANSAS MEDICAL CENTER 3901 RAINBOW BLVD KANSAS CITY KS 66160 481124839 MEDICAL CTR KS GOVERNMENT NA false PRECEDE FUND LC 3901 RAINBOW BLVD KANSAS CITY KS 66160 481210094 INVESTMENT KS KUMCRI EXCLUDED 72 339811 false true 0.73333 false true false false false false false false false true false false false true true false false false U OF KS MEDICAL CTR RESEARCH PROPERTIES B 233873 COST KU CTR FOR TECH COMMERCIALIZATION INC B 398000 COST