2013-05-14T13:28:03-05:00 2012-06-30 953322166 KUSHNER SMITH JOANOU & GREGSON LLP 8105 IRVINE CENTER DRIVE STE 1000 IRVINE CA 92618 990 2011-07-01 953635496 PACIFIC SYMPHONY PACI 7147555788 3631 SOUTH HARBOR BLVD NO 100 SANTA ANA CA 92704 SEAN SUTTON 7147555788 2013-05-13 1 MARGOT ANDREWS P00177103 9492612808 2011 2016-02-25 16:41:14Z SEAN SUTTON 3631 SOUTH HARBOR BLVD NO 100 SANTA ANA CA 92704 20237978 0 X WWW.PACIFICSYMPHONY.ORG X 1980 CA TO PROVIDE MUSICAL CONCERTS AND EDUCATION. 66 64 392 800 13975 10360 10955277 5900335 8144060 8616586 444285 268018 681544 927179 20225166 15712118 0 0 0 0 8586967 3578876 71483 55100 1276732 7983943 14445888 16642393 18079864 3582773 -2367746 32136213 28637473 5545371 5510006 26590842 23127467 ENRICHING THE HUMAN SPIRIT THROUGH SUPERIOR PERFORMANCES OF SYMPHONIC MUSIC AND COMMUNITY ENGAGEMENT. 0 0 10360393 7545121 CLASSICAL, POPS CONCERTS, OUTDOOR CONCERTS, CONCERTS FOR BALLET, CHORALE GROUPS AND OTHER ORGANIZATIONS APPROXIMATELY 140,716 OF EXPERIENCES PROVIDED. 1961665 1071465 EDUCATIONAL EVENTS AND COMMUNITY OUTREACH PROGRAMS INCLUDING APPRECIATION OF MUSIC IN SCHOOL PROGRAMS, FAMILY CONCERTS, YOUTH ORCHESTRA AND OTHERS APPROXIMATELY 38,211 EXPERIENCES PROVIDED. 12322058 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 127 0 1 392 1 1 1 0 0 0 0 1 1 0 0 0 0 X 66 64 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X SEAN SUTTON 7147555788 3631 S HARBOR BLVD SUITE 100 SANTA ANA CA 927048908 JOHN E FORSYTE 40.00 X X X 238781 0 17473 SALLY ANDERSON 5.00 X X 0 0 0 MR DON DAHL 5.00 X X 0 0 0 MR CHRISTOPHER TOWER 5.00 X X 0 0 0 JOHN W DANIELS 5.00 X X 0 0 0 MS SUSAN ANDERSON 5.00 X X 0 0 0 MR JOHN R STAHR 0.50 X 0 0 0 DR JO ELLEN ALLEN-CHATHAM 0.50 X 0 0 0 MS JILL BOLTON 0.50 X 0 0 0 DR HAZEM H CHEHABI 0.50 X 0 0 0 DR RON REDMOND 0.50 X 0 0 0 MR JAMES EMMI 0.50 X 0 0 0 MR JOHN R EVANS 0.50 X 0 0 0 MR SEAN FOLEY 0.50 X 0 0 0 MS BARBARA FOSTER 0.50 X 0 0 0 MS PATRICIA A ROCHE-FUKUSHIMA 0.50 X 0 0 0 MR MICHAEL S GORDON 0.50 X 0 0 0 MR MILTON A GORDON PHD 0.50 X 0 0 0 MR NICK GREENKO 0.50 X 0 0 0 MR RONDELL B HANSON 0.50 X 0 0 0 MR GARTH HOGAN 0.50 X 0 0 0 MRS MICHELLE HOROWITZ 0.50 X 0 0 0 MR MARK CHAPIN JOHNSON 0.50 X 0 0 0 MRS JANICE M JOHNSON 0.50 X 0 0 0 MS ROBIN J KALOTA 0.50 X 0 0 0 MR MICHAEL KERR 0.50 X 0 0 0 MR ROGER T KIRWAN 0.50 X 0 0 0 MR PHILLIP N LYONS 0.50 X 0 0 0 MR DAVID MELILLI 0.50 X 0 0 0 MS KATHRYN MOORE 0.50 X 0 0 0 MS STACEY NICHOLAS 0.50 X 0 0 0 MS ANOOSHEH OSKOUIAN 0.50 X 0 0 0 MR RONALD SIMON 0.50 X 0 0 0 MRS JANICE FREY SMITH 0.50 X 0 0 0 MRS ELIZABETH STAHR 0.50 X 0 0 0 DR LINDA SUTHERLAND 0.50 X 0 0 0 MR LYLE SCHEPPELE 0.50 X 0 0 0 MR DAVID TROOB 0.50 X 0 0 0 MRS GAIL UEBERROTH 0.50 X 0 0 0 MR HENRY WALKER 0.50 X 0 0 0 MRS JANE FUJISHIGE YADA 0.50 X 0 0 0 MR HAYWOOD A PAYNE JR 0.50 X 0 0 0 MR WILLIAM F PODLICH 0.50 X 0 0 0 MR MIGUEL PULIDO 0.50 X 0 0 0 MR ROBERT ROMNEY 0.50 X 0 0 0 MR WILLIAM AULWES 0.50 X 0 0 0 MR PATRICK DIRK 0.50 X 0 0 0 MRS NANCY KELLEY 0.50 X 0 0 0 MR PARKER KENNEDY 0.50 X 0 0 0 MR JIM MCCLUNEY 0.50 X 0 0 0 MR ALEX MCKINNON 0.50 X 0 0 0 MR MICHAEL NILSSON 0.50 X 0 0 0 MR WARREN SIEGEL 0.50 X 0 0 0 MR CLARENCE J TURNER 0.50 X 0 0 0 MRS VINA WILLIAMS SLATTERY 0.50 X 0 0 0 MR MARK NIELSEN 5.00 X X 0 0 0 MS LUCY DUNN 0.50 X 0 0 0 MR BRIAN GRADO 0.50 X 0 0 0 MR BARRY HON 0.50 X 0 0 0 MRS MICHELLE HODGES 0.50 X 0 0 0 MR ASSAD KAZEMINY 0.50 X 0 0 0 MR TIMOTHY MOLNAR 0.50 X 0 0 0 MR CARLOS MOLLURA 0.50 X 0 0 0 MS DORCAS PRESTON 0.50 X 0 0 0 MRS CHIYO ROWE 0.50 X 0 0 0 MR SEAN SUTTON 40.00 X 132155 0 5704 MR CARL ST CLAIR 40.00 X 380663 0 1511 MR RAYMOND KOBLER 40.00 X 191009 0 0 MR GARY GOOD 40.00 X 137208 0 6221 1079816 0 30909 5 0 1 0 SEGERSTROM CENTER FOR THE ARTS 600 TOWN CENTER DR COSTA MESA CA 92626 RENTAL & SERVICES 1113611 VERIZON WIRELESS AMPHITHEATER 8808 IRVINE CENTER DR IRVINE CA 92618 RENTAL & SERVICES 644876 AFMEPF ONE PENN PLAZA STE 3115 NEW YORK NY 10119 PENSION 481959 SD&A TELESERVICES INC 5757 W CENTURY BLVD 300 LOS ANGELES CA 90045 TELEFUNDING & TELEMARKETING SERVICE 412653 ACFEA TOUR CONSULTANTS 123 SECOND AVENUE SOUTH STE 105 EDMONDS WA 98020 BULGARIA TOUR TRAVEL 310691 21 1032113 144507 4723715 215750 5900335 CONCERT TICKET SALES 711190 6050984 6050984 CONTRACTED CONCERTS 711190 1363788 1363788 EDN. PROGRAMS/CONCERTS 711190 1071465 1071465 OTHER PROGRAM REVENUE 711190 130349 130349 8616586 372500 372500 22464 0 22464 22464 22464 3782108 3886590 -104482 -104482 -104482 1488730 1032113 621896 866834 866834 32573 17374 15199 15199 PROGRAM AD REVENUES 711190 13975 13975 MISCELLANEOUS 711190 8707 8707 22682 15712118 8616586 13975 1181222 827172 432398 394774 2266715 624133 997928 644654 73059 17088 45107 10864 155281 37944 83625 33712 256649 92923 113960 49766 852 852 66011 66011 55100 55100 55070 55070 7325211 6939211 207371 178629 1352180 3455 1287160 61565 813957 40685 694062 79210 113237 111191 2046 105290 105290 218723 108930 109793 27761 532 12253 14976 25481 5113 18913 1455 3058 3058 274306 137153 137153 58377 37487 20890 PRODUCTION & EXHIBITION 2105787 2105787 EDUCATIONAL PROGRAMS 1593649 1593649 MISCELLANEOUS OTHER 187315 22741 106192 58382 CATERING & HOSPITALITY 94261 7888 86373 25362 16687 8675 18079864 12322058 4481074 1276732 1431949 1639494 2544656 3127325 8245327 6257207 864487 371730 11906 7090 1157036 516973 2073562 1204414 908226 869148 15673901 15010487 1298725 838019 32136213 28637473 1516214 1496616 127855 4029157 3885535 5545371 5510006 X -1319872 -2470918 7703203 6060666 20207511 19537719 26590842 23127467 32136213 28637473 X -2367746 -1095629 X X 0 1 1 X 0 X 6016912 6122702 8223897 10955277 5900335 37219123 6016912 6122702 8223897 10955277 5900335 37219123 3461992 33757131 648271 447193 345265 361448 394964 2197141 11021 13820 24841 251400 43810 26983 10819 8707 341719 39782824 27534100 0.84850 0.80220 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 20207511 -206552 -463240 19537719 20142816 221206 -72546 83965 20207511 20480649 47167 385000 20142816 20705201 57350 -206902 75000 20480649 0.00000 1.00000 0.00000 0 0 104303 76813 27490 1969259 1127601 841658 869148 ENDOWMENT - FIRST AMERICAN HOLDINGS 13457793 F ENDOWMENT - PACIFIC DIVERSIFIED STRATEGIES 1552694 F 15010487 15712118 18079864 -2367746 -634923 -460706 -1095629 -3463375 14616489 -634923 -460706 -1095629 15712118 0 15712118 18079864 0 18079864 0 18079864 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION HOLDS A DIVERSIFIED ENDOWMENT FUND WHICH IS PROFESSIONALLY MANAGED BY AN INDEPENDENT ADVISOR. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARDS RELATED TO ACCOUNTING AND REPORTING FOR UNCERTAINITY IN INCOME TAXES. FOR THE SYMPHONY, THESE STANDARDS COULD BE APPLICABLE TO THE INCURRENCE OF ANY UNRELATED BUSINESS INCOME ATTRIBUTABLE TO THE SYMPHONY. BECAUSE OF THE GENERAL TAX-EXEMPT STATUS, THESE STANDARDS ARE NOT ANTICIPATED TO HAVE A MATERIAL IMPACT ON THE SYMPHONY'S FINANCIAL STATEMENTS. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST -463,240. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS 2,534. TOTAL TO SCHEDULE D, PART XI, LINE 8: -460,706. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST -463,240. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS 2,534. X X X X X 1 SD&A 5757 W CENTURY BLVD STE 300 LOS ANGELES CA 90045 TELEFUNDING 0 118499 42835 75664 118499 42835 75664 CA GALA 1596359 625609 970750 80250 82115 25000 116511 OPENING NIGHT FESTIVAL 284475 72355 212120 33226 30053 3 640009 334149 305860 135500 5000 63144 1500 49597 2520843 1032113 1488730 215750 5000 178485 26500 196161 621896 866834 CA 1 0 0 0 0 0 1 X X X 0 0 0 0 0 1 0 0 0 JOHN E FORSYTE 207181 0 25000 0 6600 0 16500 0 973 0 256254 0 0 0 MR CARL ST CLAIR 366666 0 0 0 13997 0 0 0 1511 0 382174 0 0 0 MR RAYMOND KOBLER 191009 0 0 0 0 0 0 0 0 0 191009 0 0 0 X 10000 AUCTION PRICE X WINE AUCTION ITEMS 215 135500 AUCTION PRICE DTL AVAIL X SPORTS FAN PACKAGE 6 12000 AUCTION PRICE X TRAVEL EXPERIENCES 14 61000 AUCTION PRICE 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 JOHN AND ELIZABETH STAHR ARE MARRIED. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD NOMINATES BOARD MEMBERS FOR THE AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWS THE FINANCIAL DOCUMENTS BEFORE THEY ARE SUBMITTED AND FINALIZED. THE AUDIT COMMITTEE REVIEWS THE 990. A COPY OF THE 990 IS DISTRIBUTED TO THE FULL BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 11 THE FULL FORM 990, AS FILED WITH THE GOVERNMENT, WAS REVIEWED BY THE AUDIT COMMITTEE BEFORE FILING. ADDITIONALLY, THE FULL FORM 990, WAS DISTRIBUTED TO THE ENTIRE BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD HAS INSTITUTED AN ANNUAL STATEMENT OF COMPLIANCE WHICH IS DISTRIBUTED TO ALL BOARD MEMBERS TO COMPLETE. THIS ANNUAL DISCLOSURE IS USED TO MONITOR TRANSACTIONS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ORGANIZATION USES WRITTEN EMPLOYMENT CONTRACTS, COMPENSATION SURVEYS OR STUDIES, AND BOARD APPROVAL FOR THE COMPENSATION PROCESS. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 1023 AND 990 ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -634,923. CHANGE IN VALUE OF BENEFICIAL INTEREST -463,240. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS 2,534. TOTAL TO FORM 990, PART XI, LINE 5: -1,095,629. AUDIT COMMITTEE FORM 990, PART XI, LINE 2C THE BOARD OF DIRECTORS HAD CONSTITUED AN AUDIT COMMITTEE AND DELEGATED TO THAT COMMITTEE THE RESPONSIBILITY FOR ENGAGING INDEPENDENT AUDITORS AND MONITORING THE AUDIT PROCESS. THIS STRUCTURE HAS BEEN IN EFFECT IN PRIOR YEARS AND WAS NOT CHANGED IN 2011. PART IX, STATEMENT OF FUNCTIONAL EXPENSES MANAGEMENT AND GENERAL EXPENSES INCLUDE ALL MARKETING COSTS. THERE ARE NO MARKETING EXPENSES REFLECTED IN PROGRAM SERVICES.