2013-05-10T13:20:05-05:00 2012-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 225 S 6TH ST STE 2300 MINNEAPOLIS MN 55402 990 2011-07-01 941581707 GRADUATE THEOLOGICAL UNION GRAD 5106492430 2400 RIDGE ROAD BERKELEY CA 94709 STEVEN G ARGYRIS 5106492433 2013-05-09 1 LAWRENCE H MOHR CPA P00447603 6128764500 2011 2016-02-24 21:20:13Z JAMES A DONAHUE 2400 RIDGE ROAD BERKELEY CA 94709 18020967 0 X WWW.GTU.EDU X 1962 CA FOUNDED BY ECUMENICAL PIONEERS IN 1962, THE GRADUATE THEOLOGICAL UNION IN BERKELEY, CALIFORNIA, IS THE LARGEST AND MOST DIVERSE PARTNERSHIP OF SEMINARIES AND GRADUATE SCHOOLS IN THE UNITED STATES. OUR INTERFAITH APPROACH ATTRACTS LEADING THEOLOGIANS, SCHOLARS OF RELIGION, AND STUDENTS FROM AROUND THE WORLD WHO ARE PURSUING NEW MODELS FOR INTERRELIGIOUS COLLABORATION IN TEACHING, RESEARCH, MINISTRY, AND SERVICE. AS A CONSORTIUM, WE HAVE THE LARGEST THEOLOGICAL FACULTY IN ONE LOCATION IN THE UNITED STATES. STUDENTS PURSUING A PH.D., TH.D., M.A., OR ONE OF TWO JOINT PH.D. PROGRAMS WITH THE UNIVERSITY OF CALIFORNIA AT BERKELEY SHARE A WORLD-CLASS LIBRARY, ACCESS TO MORE THAN 700 COURSES ACROSS MEMBER SCHOOLS AND ACADEMIC DISCIPLINES, AND A STRONG SENSE OF COMMUNITY. 39 38 148 0 0 -19326 587218 997933 6940102 6494976 513868 548256 17313 29386 8058501 8070551 1427273 1256234 0 0 4560027 4342703 0 0 344888 3199876 2808609 9187176 8407546 -1128675 -336995 44772918 43249458 1772584 1813378 43000334 41436080 X THE MISSION OF GTU IS TO: (1) EDUCATE MEN AND WOMEN FOR VOCATIONS OF MINISTRY AND SCHOLARSHIP, (2) EQUIP LEADERS FOR A FUTURE OF DIVERSE RELIGIONS AND CULTURES, (3) TEACH PATTERNS OF FAITH WHICH NURTURE JUSTICE AND PEACE, AND (4) SERVE AS AN EDUCATIONAL AND THEOLOGICAL RESOURCE FOR LOCAL COMMUNITIES, THE NATION, AND THE WORLD. 0 0 2211832 1256234 2985840 INSTRUCTION - PROVIDED INSTRUCTION, ADVISING AND OTHER SERVICES FOR 331 STUDENTS ENROLLED IN MASTERS AND DOCTORAL PROGRAMS. 2958917 2118227 LIBRARY - OPERATED THE FLORA LAMSON HEWLETT LIBRARY ON BEHALF OF THE GRADUATE THEOLOGICAL UNION AND NINE MEMBER SEMINARIES. THE LIBRARY IS ONE OF THE MOST COMPREHENSIVE THEOLOGICAL LIBRARIES IN THE COUNTRY, WITH 450,000 VOLUMES, MORE THAN 1500 PERODICAL SUBSCRIPTIONS AND 292,000 MICROFORMS AND AUDIO VISUAL MATERIALS. THE LIBRARY SERVES FUTURE PARISH MINISTERS, SEMINARY EDUCATORS, SCHOLARS, AND COMMUNITY LEADERS. 869282 279096 STUDENT SERVICES - PROVIDED VARIOUS SERVICES TO THE STUDENTS OF GRADUATE THEOLOGICAL UNION, INCLUDING THE AWARDING OF FINANCIAL AID, REGISTRATION, PROGRAM COUNSELLING AND ADVISING, AND PROFESSIONAL DEVELOPMENT PROGRAMS 87339 1111813 87339 1111813 6127370 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 48 0 148 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 39 38 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X STEVEN G ARGYRIS 5106492430 2400 RIDGE ROAD BERKELEY CA 94709 JAMES A DONAHUE 37.50 X X 197255 0 20435 HAROLD T LEACH 5.00 X X 0 0 0 SUSAN COOK HOGANSON 5.00 X X 0 0 0 RITA R SEMEL 5.00 X X 0 0 0 DENNIS P STRADFORD 5.00 X X 0 0 0 DALE WALKER 5.00 X X 0 0 0 MARY JO POTTER 5.00 X X 0 0 0 HASSAN ALI 5.00 X 0 0 0 PAUL W BRANDOW 5.00 X 0 0 0 JOSEFINA J CARD 5.00 X 0 0 0 EMILY FINE 5.00 X 0 0 0 WENDELL JOHNS 5.00 X 0 0 0 TIMOTHY LIGHT 5.00 X 0 0 0 SARA D LIPSCOMB 5.00 X 0 0 0 JOAN MCGRATH 5.00 X 0 0 0 GEORGE SMITH 5.00 X 0 0 0 MAUREEN O'BRIEN SULLIVAN 5.00 X 0 0 0 BARBARA GREEN 5.00 X 0 0 0 LIZETTE LARSON MILLER 5.00 X 0 0 0 JESSICA TAYLOR 5.00 X 0 0 0 ALAN KELCHNER 5.00 X 0 0 0 PAUL M MARTIN 5.00 X 0 0 0 W MARK RICHARDSON 5.00 X 0 0 0 MICHAEL B SWEENEY 5.00 X 0 0 0 JOSEPH CHINNICI 5.00 X 0 0 0 MICHAEL ENGH 5.00 X 0 0 0 PHYLLIS ANDERSON 5.00 X 0 0 0 RIESS POTTERVELD 5.00 X 0 0 0 JAMES L MCDONALD 5.00 X 0 0 0 REBECCA A PARKER 5.00 X 0 0 0 ROBERT WILKINS 5.00 X 0 0 0 ROBERT N JANOPAUL 5.00 X 0 0 0 EILEEN BITTEN 5.00 X 0 0 0 KARL S PISTER 5.00 X 0 0 0 THOMAS E BERTELSEN 5.00 X 0 0 0 JUDITH LARSEN 5.00 X 0 0 0 KIM A SMITH 5.00 X 0 0 0 MARION J STANTON 5.00 X 0 0 0 HELIO FRED GARCIA 5.00 X 0 0 0 RICHARD E ICE 5.00 X 0 0 0 ARTHUR G HOLDER 37.50 X 117078 0 17512 STEVEN G ARGYRIS 37.50 X 121076 0 17680 ERIC ALEXANDER 37.50 X 35176 0 9057 MAUREEN A MALONEY 37.50 X 99247 0 15404 ROBERT J BENEDETTO 37.50 X 100997 0 15573 670829 0 95661 4 0 1 0 SUSAN SHANA PENN 2945 MAGNOLIA STREET BERKELEY CA 94705 RESEARCH 170416 1 63229 934704 2072 997933 EDUCATIONAL ACTIVITIES 611710 3509136 3509136 TUITION AND FEES 611710 2985840 2985840 6494976 119318 119318 10379354 9950416 428938 428938 428938 OTHER SOURCES 900099 29386 29386 29386 8070551 6494976 0 577642 1256234 1256234 721123 255707 367030 98386 2818981 2080563 669195 69223 169285 107334 58756 3195 396151 253724 134303 8124 237163 145786 80939 10438 19654 19654 52980 52980 49374 49374 317876 94327 175795 47754 172013 124890 24914 22209 222915 203015 8308 11592 439121 409397 16476 13248 66285 50552 13186 2547 156565 81519 44147 30899 14649 14649 1046695 983810 54382 8503 116422 4955 111467 EMPLOYEE RECRUITMENT AN 51349 21629 13010 16710 TAXES, FEES, AND MEMBER 42665 3507 37098 2060 OTHER EXPENSES 40046 35772 4274 8407546 6127370 1935288 344888 290944 460659 1151580 1568956 447955 538205 173145 37589 369474 394601 105999 199985 31607621 18148705 13962429 13458916 20031076 28193959 6370719 77433 188752 44772918 43249458 336715 371799 919358 919358 516511 522221 1772584 1813378 X 14690548 14544535 9308625 7808595 19001161 19082950 43000334 41436080 44772918 43249458 X -336995 -1227259 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X X X EDUCATIONAL PURPOSES 0 28394437 91485 -751662 156078 775290 26802892 24843068 68633 4354893 325272 546885 28394437 23758822 713781 1604230 1233765 24843068 31635629 955749 -7468672 1363884 23758822 0.03000 0.71000 0.26000 0 0 745373 745373 16895060 8425648 8469412 1885503 1505389 380114 12081685 8217668 3864017 13458916 REAL ESTATE 550041 F PRIVATE EQUITY FUNDS 4550131 F DISTRESSED DEBT 1270547 F 6370719 GOVERNMENT GRANTS REFUNDABLE 422221 FUNDS HELD FOR OTHERS 100000 522221 8070551 8407546 -336995 -1227259 -1227259 -1564254 5537684 -1227259 -1227259 6764943 49374 1256234 1305608 8070551 7101938 0 7101938 49374 1256234 1305608 8407546 PART III, LINE 1A: THE SCHOOL HAS A COLLECTION OF ART AND RARE BOOKS USED FOR DISPLAY AND EDUCATIONAL PURPOSES. COLLECTIONS OF ART ARE NOT RECORDED ON THE FINANCIAL STATEMENTS OF GRADUATE THEOLOGICAL UNION, AS PERMITTED UNDER SFAS 116. PART III, LINE 4: GTU MAINTAINS COLLECTIONS OF FINE ART, BOOKS AND ARCHAEOLOGICAL ARTIFACTS. THESE ITEMS ARE USED IN THE STUDY OF SUBJECTS SUCH AS ART AND RELIGION, HISTORY, AND SCRIPTURAL STUDIES. STUDENTS EXAMINE ART, BOOKS AND ARTIFACTS AS PART OF THEIR STUDIES. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENTS SUPPORT THE PROGRAMS OF THE SCHOOL, INCLUDING PROVIDING STUDENT FINANCIAL AID AND FUNDING FACULTY POSITIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE GTU FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE GTU FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2012 AND 2011. THE GTU'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TAX RETURNS FOR THE CURRENT YEAR AS WELL AS FISCAL YEARS 2009 AND THEREAFTER ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANTS AND SCHOLARSHIPS 1,256,234. PART XIII, LINE 4B - OTHER ADJUSTMENTS: GRANTS AND SCHOLARSHIPS 1,256,234. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 IN THE GRADUATE THEOLOGICAL UNION'S PRINTED MATERIALS AND THE WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE INSTITUTION RECEIVES FINANCIAL ASSISTANCE FROM THE US GOVERNMENT IN CONNECTION WITH VARIOUS PROGRAMS SUCH AS THE PERKINS STUDENT LOAN PROGRAM AND THE FEDERAL COLLEGE WORK-STUDY PROGRAM. CENTRAL AMERICA AND THE CARIBBEAN - 0 0 INVESTMENT ACTIVITIES 7130000 0 0 0 0 0 0 7130000 0 7130000 1 0 0 0 0 0 1 SCHOLARSHIPS AND GRANTS PROVIDED AS FINANCIAL AID TO STUDENTS- SEE COLLEGE FOR DETAILED LIST 108 1256234 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS CAN BE USED FOR TUITION ONLY. SMALL STIPENDS FOR LIVING EXPENSES PROVIDED TO A SMALL NUMBER OF STUDENTS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 JAMES A DONAHUE 189455 0 0 0 7800 0 13018 0 7417 0 217690 0 0 0 SUPPLEMENTAL INFORMATION PART III FORM 990, SCHEDULE J, LINE 1A: A HOUSING ALLOWANCE IS PROVIDED FOR THE PRESIDENT. FORM 990, PART VI, SECTION A, LINE 4 THE BOARD OF DIRECTORS AMENDED THE BYLAWS TO ALLOW THE ELECTION OF TRUSTEES BY SPECIAL MEETINGS. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF DIRECTORS RECEIVED A FULL COPY OF THE RETURN FOR REVIEW BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY AND WRITTEN RESPONSES TO THE CONFLICT OF INTEREST QUESTIONAIRE ARE REQUIRED. IF A POTENTIAL CONFLICT IS IDENTIFIED IT IS REFERRED TO THE AUDIT COMMITTEE FOR DETERMINATION OF A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A INDEPENDENT MEMBERS OF THE BOARD COMPRISE THE COMPENSATION COMMITTEE. THE COMMITTEE REVIEWS COMPARABLE SALARIES AND BENEFITS BEFORE ESTABLISHING GTU COMPENSATION FOR THE PRESIDENT. FOR KEY EMPLOYEES AND OTHER OFFICERS, COMPARATIVE DATA IS REVIEWED PRIOR TO THE ESTABLISHMENT OF COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,227,259. FORM 990, PART XII, LINE 2C: THE ORGANIZATION DID NOT CHANGE ITS OVERSIGHT AND SELECTION PROCESS FOR THE AUDIT OF THE FINANCIAL STATEMENTS DURING THE TAX YEAR.