2013-05-10T12:45:48-05:00 2012-06-30 450250958 EIDE BAILLY LLP 1850 N CENTRAL AVE SUITE 400 PHOENIX AZ 850044527 990 2011-07-01 861007325 THE CUTTY LEGACY FOUNDATION CUTT 4808388111 215 W LODGE DR TEMPE AZ 85283 MARTHA MARTIN 4808388111 2013-05-08 1 BRENDA BLUNT P00075126 6022645844 2013-05-07 2011 2016-02-24 21:20:13Z VICKI KRINGEN 215 W LODGE DR TEMPE AZ 85283 60506 0 X N/A X 2000 AZ TO HELP RAISE FUNDS TO SUPPORT THE ACTIVITIES OF THE CENTERS FOR HABILITATION AND ASSIST INDIVIDUALS WHEN OTHER SOURCES ARE NOT AVAILABLE. 8 6 0 6 0 0 16244 8683 0 33000 24977 18823 33000 0 74221 60506 14533 14228 0 0 0 0 0 0 0 49664 51035 64197 65263 10024 -4757 1704073 1701152 272628 276031 1431445 1425121 TO HELP RAISE FUNDS TO SUPPORT THE ACTIVITIES OF THE CENTERS FOR HABILITATION AND ASSIST INDIVIDUALS WHEN OTHER SOURCES ARE NOT AVAILABLE. 0 0 59764 14228 33000 HELPING HANDS FUND PROVIDES GRANT DOLLARS TO INDIVIDUALS AND FAMILIES WHO MAY NOT BE ELIGIBLE FOR FUNDING THROUGH THE ARIZONA DEPARTMENT OF ECONOMIC SECURITY/DIVISION OF DEVELOPMENTAL DISABILITIES AND YET STILL DESPERATELY NEED MEDICAL TREATMENT, EQUIPMENT, OR SUPPLIES TO LIVE MORE SATISFYING LIVES. THE CUTTY LEGACY FOUNDATION (TCLF) ALSO PROVIDES FINANCIAL SUPPORT TO THE CENTERS FOR HABILITATION. TCLF HAS SPECIALIZED PROGRAMS TO ASSIST FAMILIES IN LIFE PLANNING AND PROVIDING SCHOLARSHIPS TO STUDENTS WITH SPECIAL NEEDS. 59764 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 8 6 1 1 1 0 0 1 1 1 0 0 0 1 1 1 1 1 1 1 0 0 AZ X VICKIE MAZER 4808388111 215 W LODGE DR TEMPE AZ 85283 JOE BRANDT 0.50 X X 0 0 0 CHARLENE IVES 0.50 X X 0 0 0 MARTHA MARTIN 0.50 X X 0 0 0 DAVE FACKLER 0.50 X X 0 0 0 VICKI KRINGEN 2.00 X X 0 111639 5984 BILL TRAXLER 0.50 X 0 0 0 MARK THOMPSON 0.50 X 0 0 0 DAVE CUTTY 2.00 X 0 150675 4265 AUGUSTUS SHAW 0.50 X 0 0 0 BILL MCMULLEN 0.50 X 0 0 0 CONNIE JUNGBLUTH 0.50 X 0 0 0 0 262314 10249 0 0 1 0 0 8683 8683 RENTAL INCOME 531120 33000 33000 33000 18823 18823 60506 33000 0 18823 6401 6401 7827 7827 638 638 4150 4150 14647 14647 280 280 212 212 17004 17004 13751 13751 MICELLANEOUS 124 124 BOARD OF DIRECTORS 115 115 SUPPLIES 104 104 POSTAGE AND DELIVERY 10 10 65263 59764 5499 0 9552 3125 942000 48128 907623 893872 786898 804155 1704073 1701152 1968 4675 6211 11212 260885 252973 3564 7171 272628 276031 X 1431445 1425121 1431445 1425121 1704073 1701152 X -4757 -1567 X 0 1 1 X 0 X X X 0 0 0 THE CENTERS FOR HABILITATIONTCH 860217033 9 1 1 1 5000 1 5000 565000 565000 377000 48128 328872 893872 DUE TO RELATED PARTY 5421 ACCRUED EXPENSE 1750 7171 60506 65263 -4757 -1567 -1567 -6324 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION EVALUATES ITS TAX POSITIONS THAT HAVE BEEN TAKEN OR ARE EXPECTED TO BE TAKEN ON INCOME TAX RETURNS TO DETERMINE IF AN ACCRUAL IS NECESSARY FOR UNCERTAIN TAX POSITIONS. AS OF JUNE 30, 2012 AND 2011, THE UNRECOGNIZED TAX BENEFIT ACCRUAL WAS ZERO. 1 THE CENTERS FOR HABILITATIONTCH 215 W LODGE DR TEMPE AZ 85283 860217033 501(C)(3) 5000 PROGRAM SUPPORT 1 DENTAL SERVICES 1 500 PROVIDE ART SUPPLIES 1 1050 LEGAL SERVICES 4 2350 PURCHASE AC 3 3927 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL GRANT REQUESTS ARE APPROVED BY THE BOARD OF DIRECTORS. GRANTS RO ORGANIZATIONS ARE NOT MONITORED AFTER APPROVAL IS GIVEN. GRANTS TO INDIVIDUALS ARE MONITORED BY PAYING APPROVED EXPENSES DIRECTLY TO THE PROVIDER. 0 0 0 0 0 0 0 0 0 DAVE CUTTY 0 137586 0 0 0 13089 0 0 0 4265 0 154940 0 0 SUPPLEMENTAL INFORMATION PART III SCHEDULE J, PART I, LINE 3: THE CUTTY LEGACY FOUNDATION DOES NOT PROVIDE COMPENSATION. COMPENSATION IS PROVIDED BY THE CENTERS FOR HABILITATION/TCH (TCH), A RELATED ORGANIZATION. TCH HAS A PROCESS IN PLACE INCLUDING THE METHODS DESCRIBED IN LINE 3 FOR DETERMINING COMPENSATION. FORM 990, PART VI, SECTION A, LINE 2 VICKI KRINGEN AND DAVE CUTTY HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 3 EMPLOYEES OF THE CENTERS FOR HABILITATION (TCH) PROVIDE ADMINISTRATIVE AND MANAGEMENT SUPPORT FOR THE ORGANIZATION. THE ORGANIZATION REIMBURSES TCH FOR THESE EXPENSES. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION MADE CHANGES TO ARTICLE III SECTIONS 4 AND ARTICLE V SECTION V OF THE BYLAWS. THE CHANGES INCLUDE THE ABILITY FOR DIRECTORS TO BE APPOINTED TO FILL VACANT PARTIAL TERMS IN WHICH THEY CAN SERVE TWO CONSECUTIVE THREE YEAR TERMS. THE SECOND CHANGE APPOINTS THE CHAIR OF THE BOARD TO SERVE AS A PERMANENT MEMBER OF THE EXECUTIVE COMMITTEE OF THE CENTERS FOR HABILITATION/TCH. FORM 990, PART VI, SECTION A, LINE 7A THE SUPPORTED ORGANIZATION, TCH, ELECTS THE BOARD OF DIRECTORS FOR THE CUTTY LEGACY FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B THE SUPPORTED ORGANIZATION, TCH, HAS THE RIGHT AND AUTHORITY TO APPROVE: AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; INCURRENCE OF DEBT (OTHER THAN TRADE DEBT INCURRED IN THE ORDINARY COURSE OF THE ORGANIZATION'S OPERATIONS); ADOPTION OF PLAN OF MERGER OR CONSOLIDATION; SALE, LEASE, EXCHANGE, MORTGAGE, PLEDGE OR OTHER DISPOSITION OF ALL, OR SUBSTANTIALLY ALL, THE ASSETS OF THE ORGANIZATION; AND DISSOLUTION OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND REVIEWED BY THE CFO OF TCH. THEN, A DRAFT FORM 990 WAS E-MAILED TO THE MEMBERS OF THE GOVERNING BODY FOR REVIEW PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C IT IS THE POLICY OF THE CUTTY LEGACY FOUNDATION (CLF) TO AVOID ANY CONFLICT OF INTEREST IN SERVICE ON OR ACTIONS TAKEN BY THE BOARD OF DIRECTORS (THE "BOARD") OF CLF. A DIRECTOR SHALL NOT VOTE ON NOR PARTICIPATE IN THE BOARD DISCUSSION REGARDING ANY MATTER THAT WILL DIRECTLY OR INDIRECTLY FINANCIALLY AFFECT ANOTHER SERVICE ORGANIZATION, BUSINESS, OR ACTIVITY WITH WHICH THAT DIRECTOR IS ALSO CLOSELY ASSOCIATED AND MAY PERSONALLY BENEFIT FROM THAT ASSOCIATION. ANNUALLY, EACH DIRECTOR IS REQUIRED TO SIGN OFF ON THE ORGANIZATION'S CONFLICT OF INTEREST POLICY STATEMENT. THE SIGNED OFF POLICY STATEMENTS ARE INITIALLY REVIEWED BY THE CEO OF TCH AND CFO OF TCH FOR COMPLIANCE WITH THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. ANY ITEMS OF A QUESTIONABLE NATURE ARE THEN REVIEWED BY THE BOARD, AND EACH ITEM IS DEALT WITH INDIVIDUALLY DEPENDING ON THE CIRCUMSTANCE. IF IT IS DETERMINED THAT A CONFLICT DOES EXIST, THAT PERSON SHALL NOT VOTE ON NOR PARTICIPATE IN THE DISCUSSION OF ANY MATTERS RELATED TO THE ITEM THAT CREATES THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A FORM 990, PART VI, SECTION B, LINE 15: THE ORGANIZATION DOES NOT PAY ANY COMPENSATION DIRECTLY. ANY COMPENSATED PERSONS ARE PAID BY A RELATED ORGANIZATION, THE CENTERS FOR HABILITATION/TCH. THIS ORGANIZATION HAS A PROCESS IN PLACE FOR DETERMINING THEIR COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,567. THE CENTERS FOR HABILITATIONTCH 215 WEST LEDGE DRIVE TEMPE AZ 85283 860217033 SUPPORT PEOPLE WITH DISABILITIES AZ 501(C)(3) 7 N/A 0 0 1 0 1 0 0 0 0 1 0 0 1 0 0 1 0 0 0