2013-05-06T12:29:34-05:00 2012-06-30 951777440 GREEN HASSON & JANKS LLP 10990 WILSHIRE BLVD 16TH FLOOR LOS ANGELES CA 900243929 990 2011-07-01 956196006 CALIFORNIA STATE UNIVERSITY NORTHRIDGE FOUNDATION CALI 8186774657 18111 NORDHOFF STREET NORTHRIDGE CA 91330 GEETHA M THOMAS 8186773025 2013-04-23 1 RICHARD L RUVELSON P00234075 3108731600 2011 2016-03-07 17:11:31Z DIANNE HARRISON 18111 NORDHOFF ST NORTHRIDGE CA 91330 56718139 0 X WWW.CSUN.EDU/UA/FOUNDATION X 1995 CA SUPPORT AND ENHANCE THE VISION, MISSION AND VALUES OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. 38 28 0 40 0 0 9340733 6639094 320728 473988 4335129 10475872 451020 110415 14447610 17699369 3192475 6496848 0 0 0 0 0 0 55908 5129306 1025279 8321781 7522127 6125829 10177242 99262740 96545377 422932 281492 98839808 96263885 TO SUPPORT AND ENHANCE THE VISION, MISSION AND VALUES OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BY RAISING, INVESTING AND MANAGING PRIVATE PHILANTHROPIC GIFTS TO BENEFIT THE UNIVERSITY. 0 0 6838798 6329551 473988 CALIFORNIA STATE UNIVERSITY, NORTHRIDGE FOUNDATION (THE FOUNDATION) SERVES AS AN AUXILIARY ORGANIZATION TO CALIFORNIA STATE UNIVERSITY, NORTHRIDGE WITH A GOAL OF FURTHERING THE PURPOSES AND OBJECTIVES OF THE UNIVERSITY. THE FOUNDATION'S MAIN FUNCTION IS TO ADMINISTER THE RECEIVING AND DISBURSING OF GIFTS, GRANTS, CONTRACTS, BEQUESTS, AND TRUSTS FROM VARIOUS DONORS TO DIFFERENT DEPARTMENTS OF THE UNIVERSITY. THE FOUNDATION ALSO ASSISTS THE UNIVERSITY IN VARIOUS ACTIVITIES, INCLUDING ACCUMULATION AND MANAGING OF LIFE INCOME, ANNUITY AND STUDENT SCHOLARSHIP FUNDS AND ADMINISTERING FUNDS FOR VARIOUS EDUCATIONAL RELATED FUNCTIONS, SPECIAL PROGRAMS AND OTHER ACTIVITIES. 6838798 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 1 126 2 1 0 0 0 0 0 0 1 1 0 0 X 38 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X GEETHA M THOMAS 8186774657 18111 NORDHOFF ST NORTHRIDGE CA 913308275 WAYNE R BAILEY 1.00 X 0 0 0 VINCENT P BARABBA 1.00 X 0 0 0 SARA BAUER 1.00 X 0 0 0 HARVEY A BOOKSTEIN 1.00 X 0 0 0 JOHN W BRADLEY 1.00 X 0 0 0 WAYNE-KENT BRADSHAW 1.00 X 0 0 0 RALPH A COURTNEY III 1.00 X 0 0 0 DENNIS DE YOUNG 1.00 X 0 0 0 DAVID W FLEMING HOND 1.00 X 0 0 0 SHANE FREHLICH 1.00 X 0 95833 36533 CHARLES B GILBERT 1.00 X 0 0 0 JOHN R GOLISCH 1.00 X 0 0 0 BRYAN A GREEN 1.00 X 0 0 0 WILLIAM C GRIFFETH 1.00 X 0 0 0 DAVID S HONDA 1.00 X 0 0 0 MARK LAINER 1.00 X 0 0 0 JUDITH LANDY 1.00 X 0 51636 26268 ALBERT M LAPIDES 1.00 X 0 0 0 GEORGE S LEIS 1.00 X 0 0 0 BARBARA LEVY 1.00 X 0 0 0 PHILIP J MUNDY JR 1.00 X 0 0 0 ROBERT M MYMAN 1.00 X 0 0 0 SANFORD PARIS 1.00 X 0 0 0 JOY PICUS 1.00 X 0 0 0 JAMES H RING 1.00 X 0 0 0 SYDNI POWELL 1.00 X 0 0 0 ROB ROUSSELET 1.00 X 0 2611 38 VARAZ SHAHMIRIAN 1.00 X 0 0 0 DALE A SUROWITZ 1.00 X 0 0 0 ROBERT D TAYLOR 1.00 X 0 0 0 MILTON G VALERA 1.00 X 0 0 0 MARLA M VASQUEZ 1.00 X 0 0 0 THOMAS MCCARRON 1.00 X 0 217002 50414 IRVING ZAKHEIM 1.00 X 0 0 0 ROBERT J RAWITCH 1.00 X 0 11400 165 TODD R REINSTEIN 1.00 X 0 9000 0 EARL S ENZER 1.00 X X 0 0 0 PHILIP S MAGARAM 1.00 X X 0 0 0 JOLENE KOESTER RETIRED 1211 10.00 X X 0 361387 72838 HARRY HELLENBRAND 1211 TO CURRENT 10.00 X X 0 225258 58259 VANCE T PETERSON 10.00 X X 0 216750 65079 GEETHA M THOMAS 10.00 X X 0 110208 41644 0 1301085 351238 0 0 1 0 NORTHERN TRUST 355 S GRAND AVE STE 2600 LOS ANGELES CA 90071 INVESTMENT MGT 468212 1 87058 64357 6487679 422526 6639094 ALUMNI PROGRAM INCOME 900099 473988 473988 473988 2716725 2716725 69886 69886 46676942 38917795 7759147 7759147 7759147 100975 64357 100975 0 OTHER INCOME 900099 40529 40529 40529 17699369 473988 0 10586287 6329551 6329551 167297 167297 10000 10000 468212 468212 87372 17394 69948 30 915 915 96413 49670 43551 3192 33703 33703 9198 7895 1303 14363 14363 DONOR CULTIVATION 179093 118195 10742 50156 PROGRAM EXPENSES 74546 74546 EQUIPMENT RENTAL 39003 38803 200 12461 829 9102 2530 7522127 6838798 627421 55908 634115 141971 3030513 2738913 7674737 5823306 42329 101909 828979 828979 0 0 80322297 81215801 4688784 4883106 2869965 1640371 99262740 96545377 112414 130060 187500 125000 123018 26432 422932 281492 X 9010957 8726294 52098385 49494766 37730466 38042825 98839808 96263885 99262740 96545377 X 10177242 -12753165 X X 0 1 1 X 0 X 13738513 8716572 8468010 9340733 6639094 46902922 13738513 8716572 8468010 9340733 6639094 46902922 3189304 43713618 2548977 2181159 2263094 2388996 2786611 12168837 67005 69999 75186 331022 40529 583741 59655500 2248350 0.73280 0.76870 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 146950 884300 X 58684304 3061022 -1664680 5484579 54596067 46460131 2357692 9935284 68803 58684304 38031584 4207680 4552254 331387 46460131 41964730 4306786 -8273737 38031584 0.63000 0.37000 0 0 828979 828979 0 0 4883106 F 4883106 AMOUNTS PAYABLE TO THE UNIVERSITY 5043 AMOUNTS PAYABLE TO OTHER UNIVERSITY AUXILIARY ORGANIZATION 21389 26432 17699369 7522127 10177242 -12400771 -352394 -12753165 -2575923 5205922 -12400771 375536 -12025235 17231157 468212 468212 17699369 7781845 727930 727930 7053915 468212 468212 7522127 PART III, LINE 4: THE FOUNDATION DISPLAYS ITS ARTWORK AT CALIFORNIA STATE UNIVERSITY, NORTHRIDGE ("CSUN") IN ORDER TO ENHANCE THE MISSION OF THE UNIVERSITY TO BRING CULTURAL DIVERSITY TO ITS CAMPUS. THE ARTWORK RECEIVED DURING THE YEAR ENDED JUNE 30, 2012 IN THE AMOUNT OF $146,950 WAS TRANSFERRED TO CSUN AS PART OF THE TOTAL ASSISTANCE TO CSUN, AS REPORTED ON FROM 990, SCHEDULE I, PART II. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENTS ARE USED FOR SCHOLARSHIPS, ACADEMIC AND UNIVERSITY SUPPORT AS SPECIFIED BY THE DONORS. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE -2,255. CHANGE IN VALUE OF BENEFICIAL INTEREST 276,816. BAD DEBT EXPENSE -626,955. TOTAL TO SCHEDULE D, PART XI, LINE 8: -352,394. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE -2,255. SPECIAL EVENT EXPENSES 100,975. CHANGE IN VALUE OF BENEFICIAL INTEREST IN CHARITABLE REMAINDER TRUSTS 276,816. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 100,975. BAD DEBT EXPENSE 626,955. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 4883101 0 0 0 0 0 0 4883101 0 4883101 0 0 0 0 0 0 ATHLETIC DEPT GOLF 24382 14327 10055 10055 ENGINEERING DEPT GOLF 140950 50030 90920 39940 50980 0 165332 64357 100975 39940 61035 100975 0 1 CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 115 6012925 316626 VARIOUS WORKS OF ART, BOOKS, EQUIPMENT TO SUPPORT AND ENHANCE THE VISION, MISSION, AND VALUES OF CAL STATE UNIVERSITY, NORTHRIDGE. 1 AWARDS 148 167297 N/A PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SCHOLARSHIPS ARE FUNDS AWARDED ON A COMPETITIVE BASIS AND, IN MOST CASES, DO NOT NEED TO BE REPAID. AWARDS CAN BE BASED UPON ACADEMIC ACHIEVEMENT, TALENT, NEED, OR OTHER DONOR INTERESTS (SUCH AS COMMUNITY OF RESIDENCE, MAJOR GOAL, ETC). THE FINANCIAL AID DEPARTMENT OF THE UNIVERSITY MAINTAINS RECORDS ON ELIGIBILITY OF SCHOLARSHIPS. SCHOLARSHIPS PAID TO STUDENTS DIRECTLY BY FOUNDATION ARE COORDINATED WITH THE UNIVERSITY AND REPORTED TO THE FINACIAL AID DEPARTMENT. 0 0 0 0 0 0 0 0 0 THOMAS MCCARRON 0 217002 0 0 0 0 0 0 0 50414 0 267416 0 0 JOLENE KOESTER RETIRED 1211 0 361387 0 0 0 0 0 0 0 72838 0 434225 0 0 HARRY HELLENBRAND 1211 TO CURRENT 0 225258 0 0 0 0 0 0 0 58259 0 283517 0 0 VANCE T PETERSON 0 216750 0 0 0 0 0 0 0 65079 0 281829 0 0 GEETHA M THOMAS 0 110208 0 0 0 0 0 0 0 41644 0 151852 0 0 SUPPLEMENTAL INFORMATION PART III COMPENSATION OF OFFICERS IS DETERMINED BY THE CALIFORNIA STATE UNIVERSITY, NORTHRIDGE HUMAN RESOURCE DEPARTMENT, WHICH IS BASED ON THE COMPENSATION PROCESS/METHODOLOGY OF THE ENTIRE CALIFORNIA STATE UNIVERSITY SYSTEM. X 4 146950 FAIR MARKET VALUE X 13273 FAIR MARKET VALUE X 4 103664 FAIR MARKET VALUE X MISCELLANEOUS 30 9473 FAIR MARKET VALUE X EQUIPMENT 5 149166 FAIR MARKET VALUE 5 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF FORM 990 IS PROVIDED TO THE ENTIRE BOARD FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C AN ANNUAL QUESTIONNAIRE IS GIVEN TO ALL BOARD MEMBERS TO SIGN. THE BOARD SECRETARY REVIEWS THE STATEMENTS FOR ANY POSSIBLE CONFLICT OF INTEREST. THE BOARD AND COMMITTEES ARE ROUTINELY INFORMED OF THE CONFLICT OF INTEREST POLICIES AND ASKED TO RECUSE FROM VOTING IF THERE IS A CONFLICT. ALL OF THE OFFICERS ARE COMPENSATED BY THE RELATED ORGANIZATION, CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. COMPENSATION OF OFFICERS IS DETERMINED BY THE CALIFORNIA STATE UNIVERSITY, NORTHRIDGE HUMAN RESOURCE DEPARTMENT, WHICH IS BASED ON THE COMPENSATION PROCESS/METHODOLOGY OF THE ENTIRE CALIFORNIA STATE UNIVERSITY SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -12,400,771. CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE -2,255. CHANGE IN VALUE OF BENEFICIAL INTEREST 276,816. BAD DEBT EXPENSE -626,955. TOTAL TO FORM 990, PART XI, LINE 5: -12,753,165. FINANCIAL STATEMENTS AND REPORTING FORM 990, PART XI, LINE 2C NO CHANGES WERE MADE TO THE OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR, AS COMPARED TO THE PRIOR TAX YEAR. FORM 990, PART V, LINE 2A CSUN FOUNDATION DID NOT FILE ANY FORM W-2'S BECAUSE ALL EMPLOYEES ARE COMPENSATED BY THE RELATED ENTITY, CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 EDUCATION CA 501(A) N/A N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 CALIFORNIA STATE UNIVERSITY NORTHRIDGE B 6329551 FMV CALIFORNIA STATE UNIVERSITY NORTHRIDGE O 947130 FMV