2013-05-03T08:58:58-05:00 2012-06-30 420714325 MCGLADREY LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2011-07-01 340714654 THE COLLEGE OF WOOSTER COLL 3302632321 1101 NORTH BEVER STREET WOOSTER OH 44691 LAURIE L STICKELMAIER 3302632321 2013-05-03 1 ZACK FORTSCH P00052725 3126343400 2011 2016-03-07 17:11:31Z LAURIE L STICKELMAIER 1101 NORTH BEVER STREET WOOSTER OH 44691 199259462 0 X WWW.WOOSTER.EDU X 1866 OH THE COLLEGE OF WOOSTER IS A COMMUNITY OF INDEPENDENT MINDS, WORKING TOGETHER TO PREPARE STUDENTS TO BECOME LEADERS OF CHARACTER AND INFLUENCE IN AN INTERDEPENDENT GLOBAL COMMUNITY. 41 39 2449 1200 579513 0 13501862 12106243 92777292 98047464 4035743 -1912728 93496 79412 110408393 108320391 37641838 41160196 0 0 46415950 50980322 14703 48748 3830157 30949730 32682051 115022221 124871317 -4613828 -16550926 460574875 442604447 56248211 59454602 404326664 383149845 X THE COLLEGE OF WOOSTER IS A COMMUNITY OF INDEPENDENT MINDS, WORKING TOGETHER TO PREPARE STUDENTS TO BECOME LEADERS OF CHARACTER AND INFLUENCE IN AN INTERDEPENDENT GLOBAL COMMUNITY. WE ENGAGE MOTIVATED STUDENTS IN A RIGOROUS AND DYNAMIC LIBERAL EDUCATION. MENTORED BY A FACULTY NATIONALLY RECOGNIZED FOR EXCELLENCE IN TEACHING, WOOSTER GRADUATES ARE CREATIVE AND INDEPENDENT THINKERS WITH EXCEPTIONAL ABILITIES TO ASK IMPORTANT QUESTIONS, RESEARCH COMPLEX ISSUES, SOLVE PROBLEMS, AND COMMUNICATE NEW KNOWLEDGE AND INSIGHT. 0 0 69456310 40978194 75469506 INSTRUCTION - THE COLLEGE OF WOOSTER IS A LIBERAL ARTS INSTITUTION THAT ENGAGES MOTIVATED STUDENTS IN A RIGOROUS AND DYNAMIC LIBERAL EDUCATION. STUDENTS ARE MENTORED BY A FACULTY NATIONALLY RECOGNIZED FOR EXCELLENCE IN TEACHING. WOOSTER GRADUATES ARE CREATIVE AND INDEPENDENT THINKERS WITH EXCEPTIONAL ABILITIES TO ASK IMPORTANT QUESTIONS, RESEARCH COMPLEX ISSUES, SOLVE PROBLEMS, AND COMMUNICATE NEW KNOWLEDGE AND INSIGHT.THE COLLEGE OF WOOSTER AWARDED SCHOLARSHIPS TO 1,895 UNDERGRADUATE STUDENTS, AVERAGING $21,532 PER STUDENT, TO ASSIST IN MEETING CALCULATED FINANCIAL NEED. 15398906 18275658 AUXILIARY SERVICES - THE COLLEGE OF WOOSTER IS A RESIDENTIAL CAMPUS WITH OVER 99% OF ENROLLED STUDENTS RESIDING IN A RESIDENCE HALL OR PROGRAM HOUSE. THE OFFICE OF RESIDENCE LIFE MANAGES 14 RESIDENCE HALLS AND 30 PROGRAM HOUSES. STUDENTS HAVE SEVERAL THEME OPTIONS AVAILABLE INCLUDING CROSS CULTURAL LEARNING EXPERIENCES, LUCE LANGUAGE SUITES, INDEPENDENT SENIOR HOUSING, AND GREEK HOUSING. 16171987 104702 1211936 STUDENT SERVICES - THE COLLEGE OF WOOSTER SUPPORTS THE HOLISTIC GROWTH AND DEVELOPMENT OF STUDENTS THROUGH MEANINGFUL EXPERIENCES THAT FOSTER LEADERSHIP, SOCIAL AND MULTICULTURAL INTERACTIONS, AND COMMUNITY BUILDING. THE COLLEGE'S 120 STUDENT ORGANIZATIONS AND 21 ATHLETIC TEAMS REFLECT THE WIDE RANGE OF STUDENT INTERESTS, IDEAS, HOBBIES, AND PASSIONS. 10610482 77300 3090364 RESEARCH PROGRAMS, PUBLIC & ACADEMIC SUPPORT 10610482 77300 3090364 111637685 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 0 1 0 1 1 1 1 0 0 0 0 0 0 1 0 1 1 1 1 0 0 1 1 1 0 0 0 1 2811 0 1 2449 1 1 1 0 0 0 0 1 1 0 0 0 0 X 41 39 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 OH X PEGGY DEBARTOLO 3302632018 1101 NORTH BEVER STREET WOOSTER OH 44691 PAUL R ABBEY 1.50 X 0 0 0 RICHARD J BELL 1.50 X 0 0 0 SANDEEP BHATIA 1.50 X 0 0 0 JOAN BLANCHARD 1.50 X 0 0 0 RICHARD A BOWERS 1.50 X 0 0 0 DOUGLAS F BRUSH 5.00 X 0 0 0 MARJORIE M CARLSON 1.50 X 0 0 0 JOAN P CARTER 1.50 X 0 0 0 JAYNE HART CHAMBERS 5.00 X 0 0 0 GRANT H CORNWELL 70.00 X X 388598 0 191400 DOON A FOSTER 1.50 X 0 0 0 DONALD R FREDERICO 5.00 X 0 0 0 STEPHEN C GAULT 5.00 X 0 0 0 DAVID H GUNNING 8.00 X X 0 0 0 DIANE L HAMBURGER 1.50 X 0 0 0 JENNIFER A HAVERKAMP 5.00 X 0 0 0 JC JOHNSTON III 1.50 X 0 0 0 DONALD L KOHN 1.50 X 0 0 0 LEE E LIMBIRD 1.50 X 0 0 0 KAREN M LOCKWOOD 1.50 X 0 0 0 GREGORY A LONG 5.00 X 0 0 0 WILLIAM A LONGBRAKE 5.00 X 0 0 0 H CHRISTOPHER LUCE 1.50 X 0 0 0 STEWART R MASSEY 1.50 X 0 0 0 LYNNE D MCCREIGHT 5.00 X 0 0 0 E BLAKE MOORE JR 1.50 X 0 0 0 MARY A NEAGOY 5.00 X 0 0 0 SOLOMON OLIVER JR 5.00 X 0 0 0 JOHN P PAPP MD 1.50 X 0 0 0 DALE C PERRY 1.50 X 0 0 0 MIKAEL SALOVAARA 1.50 X 0 0 0 ROBERT L SAVITT 1.50 X 0 0 0 RICHARD N SEAMAN 1.50 X 0 0 0 KENNETH SHAFER 1.50 X 0 0 0 MARIANNE MORROW SPRAGUE 5.00 X 0 0 0 SALLY J STALEY 1.50 X 0 0 0 PETER E SUNDMAN 5.00 X 0 0 0 NANCY WILKIN SUTHERLAND 1.50 X 0 0 0 CLARENCE R WILLIAMS 1.50 X 0 0 0 RUTH W WILLIAMS 1.50 X 0 0 0 JAMES R WILSON 1.50 X 0 0 0 ELLEN FALDUTO 60.00 X 149539 0 21082 SCOTT FRIEDHOFF 60.00 X 229506 0 65885 KURT C HOLMES 60.00 X 103560 0 32997 LAURIE HOUCK 60.00 X 106051 0 11286 ANGELA JOHNSTON 60.00 X 91936 0 40629 CAROLYN NEWTON 60.00 X 190178 0 30499 LAURIE L STICKELMAIER 60.00 X 188749 0 36661 W HAYDEN SCHILLING 40.00 X 154183 0 26226 MARK CHRISTEL 40.00 X 120243 0 28512 JOHN W SELL 40.00 X 119676 0 27063 DONALD JACOBS 40.00 X 117546 0 28798 STEPHEN MOORE 40.00 X 117514 0 22169 SARA L PATTON 60.00 X 192753 0 28449 SHILA GARG 60.00 X 108154 0 24417 2378186 0 616073 22 1 1 0 BCMC PO BOX 422 WOOSTER OH 44691 CONSTRUCTION/PROJECT RELATED 12957083 ENERGY SYSTEMS GROUP INC 4655 ROSEBUD LANE NEWBURGH IN 47630 PERFORMANCE CONTRACT 3498331 STANDARD PLUMBING AND HEATING 435 WALNUT AVENUE SE CANTON OH 44701 REPAIRS/MTN - CAMPUS PROJECTS 365911 DYNAMIX ENGINEERING LTD 855 GRANDVIEW AVENUE THIRD FLOOR COLUMBUS OH 43215 REPAIRS/MTN - CAMPUS PROJECTS 300040 DOBER LIDSKY MATHEY 385 CONCORD AVENUE SUITE 201 BELMONT MA 02478 CAMPUS PLANNING 285847 13 50000 45 39911 540264 11476023 722349 12106243 TUITION AND FEES 900099 75230892 75230892 ROOM & BOARD 721000 17814650 17814650 STUDENT AUXILIARY SERV 451211 1783730 412777 473719 897234 STUDENT SERVICES 900099 1211936 1211936 COMMUNITY EVENTS 900099 938297 938297 1067959 1067959 98047464 1655044 60532 1594512 732 732 72893 32314 41829 0 31064 32314 63378 32314 31064 56939164 30379563 59317682 31568817 -2378518 -1189254 -3567772 12948 -3580720 7130 45 3307 3823 3823 18915 7436 11479 11479 108320391 96676511 579513 -1041876 30500 30500 37592187 37592187 3537509 3537509 2173343 845485 953111 374747 34694718 30590842 2407770 1696106 2922801 2590955 188786 143060 8637862 5931672 2496579 209611 2551598 2282853 124789 143956 59862 20220 38975 667 105200 5376 99665 159 48748 48748 562524 562524 2315398 1995051 216753 103594 145524 133539 11399 586 3204244 2589922 168843 445479 1574779 1161137 400794 12848 40285 39315 970 2609824 2513539 73159 23126 2185169 1764405 80429 340335 560675 491425 48295 20955 829505 699030 128786 1689 6942863 6156333 675364 111166 45229 42979 2250 REPAIRS & MAINTENANCE 3151354 2870962 244649 35743 COST OF GOODS SOLD 3013545 2988558 24987 OFF-CAMPUS PROGRAMS 2963464 2963464 LIBRARY MATERIALS 819087 819087 1553520 981340 454598 117582 124871317 111637685 9403475 3830157 12943 14212 2384292 3619071 13376694 10291055 675815 826893 375696 234640 649653 714627 897313 764214 231443296 84487949 140595722 146955347 120647200 113805868 169311102 155294599 4409635 3677912 7238810 6406009 460574875 442604447 9625738 8193199 1897900 2089582 26561428 30077020 149421 113087 18013724 18981714 56248211 59454602 X 255569880 244817674 40440223 27593663 108316561 110738508 404326664 383149845 460574875 442604447 X -16550926 -4625893 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 449754 X X X X 0 246688529 2884168 -6769426 11868240 230935031 223981868 2673503 32489920 12456762 246688529 212953700 1505510 23584281 14061623 223981868 272666670 3038407 -41896793 20854584 212953700 0.50350 0.43750 0.05900 0 0 142349 2294944 2437293 822328 99047553 33793431 66076450 23298 85983749 22499470 63507577 10757 32449609 22137828 10322538 10668709 6057220 4611489 146955347 PARTNERSHIPS 155267511 F CROWN HILL CEMETERY LOTS 3028 F LAND: OCEOLA CITY, FL 4000 F KENARDEN LODGE - LAND 14370 F SMITH, MARGARET & ESTHER - JEWELRY: ESTHER SMITH 5690 F 155294599 ADVANCES FROM GOVERNMENT FOR STUDENT LOANS 3985890 ACCRUED CHARITABLE GIFT ANNUITY AND TRUST OBLIGATIONS 7791446 ASSET RETIREMENT OBLIGATION 1451063 ACCRUED POSTRETIREMENT BENEFIT OBLIGATION 5753315 18981714 108320391 124871317 -16550926 -4625893 -4625893 -21176819 62327879 -4625893 52572 -4573321 66901200 41419191 41419191 108320391 83504698 52572 52572 83452126 41419191 41419191 124871317 PART III, LINE 4: THE COLLEGE'S COLLECTION INCLUDES CONTEMPORARY ART, ANCIENT POTTERY, ETHNOGRAPHIC MATERIALS, RARE BOOKS, GEOLOGICAL ROCKS, BIOLOGICAL SPECIMENS AND HISTORICAL ITEMS. THESE ITEMS ARE HELD FOR EDUCATION, RESEARCH, SCIENTIFIC INQUIRY AND PUBLIC EXHIBITION. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE COLLEGE'S ENDOWMENT CONSISTS OF APPROXIMATELY 1,429 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. THE ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS (BOARD-DESIGNATED ENDOWMENT FUNDS). IN ACCORDANCE WITH GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. THE COLLEGE HAS INTERPRETED OHIO'S ENACTED VERSION OF UPMIFA AS REQUIRING THE PRESERVATION OF THE FAIR VALUE OF THE ORIGINAL GIFT AS OF THE GIFT DATE ABSENT EXPLICIT DONOR INSTRUCTIONS TO THE CONTRARY. THE COLLEGE CLASSIFIES AS PERMANENTLY RESTRICTED NET ASSETS THE ORIGINAL GIFT VALUE PLUS THE VALUE OF SUBSEQUENT GIFTS TO THE PERMANENT ENDOWMENT. THE PERMANENT ENDOWMENT IS NOT REDUCED BY LOSSES ON THE INVESTMENTS, EXCEPT TO THE EXTENT REQUIRED BY THE DONOR, OR BY APPROPRIATIONS FROM THE ENDOWMENT FUND. THE ACCUMULATED PORTION OF A DONOR-RESTRICTED FUND THAT IS NOT PERMANENTLY RESTRICTED IS CLASSIFIED AS TEMPORARILY RESTRICTED NET ASSETS UNTIL APPROPRIATED FOR EXPENDITURE BY THE COLLEGE IN A MANNER CONSISTENT WITH THE STANDARD OF PRUDENCE PRESCRIBED BY OHIO'S ENACTED VERSION OF UPMIFA. APPROPRIATIONS FROM THE ENDOWMENT ARE USED TO SUPPORT SCHOLARSHIPS AND LOANS, FACULTY AND ACADEMIC PROGRAM SUPPORT, STUDENT AWARDS AND PRIZES, AND THE GENERAL OPERATIONS OF THE COLLEGE. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE COLLEGE QUALIFIES AS AN ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. AS SUCH, THE COLLEGE IS GENERALLY NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES EXCEPT FOR AMOUNTS DERIVED FROM UNRELATED BUSINESS ACTIVITIES AS DEFINED BY THE IRC. THE COLLEGE ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE COLLEGE MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE COLLEGE, THE CONTINUED TAX-EXEMPT STATUS OF BONDS ISSUED BY THE COLLEGE, AND VARIOUS POSITIONS RELATED TO THE POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME (UBIT). THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. AT JUNE 30, 2012, THERE WERE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 41,829. GAMING EXPENSE 10,743. PART XII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL FINANCIAL AID 40,803,580. INVESTMENT FEES 615,611. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 41,829. GAMING EXPENSE 10,743. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL FINANCIAL AID 40,803,580. INVESTMENT FEES 615,611. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE COLLEGE IS IN COMPLIANCE WITH REV. PROC. 75-50. THE COLLEGE PUBLISHES ITS NONDISCRIMINATION POLICY IN DOCUMENTS USED FOR FINANCIAL AID, ADMISSIONS, AND STUDENT PROGRAMS, AND HAS THE POLICY POSTED ON ITS WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE COLLEGE PARTICIPATES IN VARIOUS FEDERAL STUDENT ASSISTANCE PROGRAMS INCLUDING PERKINS LOANS, PELL GRANTS, AND WORK STUDY ARRANGEMENTS. 1 CENTRAL AMERICA INVESTMENTS 76411909 EUROPE INVESTMENTS 24230502 CENTRAL AMERICA GRANTMAKING 231511 EAST ASIA GRANTMAKING 1087660 EUROPE GRANTMAKING 290446 MIDDLE EAST GRANTMAKING 76875 NORTH AMERICA GRANTMAKING 21968 RUSSIA GRANTMAKING 86187 SOUTH AMERICA GRANTMAKING 32516 SOUTH ASIA GRANTMAKING 943410 SUB-SAHARAN AFRICA GRANTMAKING 766936 EUROPE CONFERENCE 30945 MIDDLE EAST CONFERENCE 1675 NORTH AMERICA CONFERENCE 9484 SUB-SAHARAN AFRICA CONFERENCE 1861 EUROPE FUNDRAISING 66 SOUTH ASIA FUNDRAISING 2593 CENTRAL AMERICA PROGRAM RESEARCH 3906 EAST ASIA PROGRAM INSTRUCTION 39658 EAST ASIA PROGRAM RESEARCH 1470 EAST ASIA PROGRAM STUDENT SERVICES 10421 EUROPE PROGRAM INSTRUCTION 269904 EUROPE PROGRAM RESEARCH 30676 EUROPE PROGRAM ACADEMIC SUPPORT 5123 EUROPE PROGRAM STUDENT SERVICES 59662 MIDDLE EAST PROGRAM INSTRUCTION 53574 MIDDLE EAST PROGRAM RESEARCH 5762 MIDDLE EAST PROGRAM ACADEMIC SUPPORT 37164 NORTH AMERICA PROGRAM RESEARCH 4051 NORTH AMERICA PROGRAM ACADEMIC SUPPORT 1580 NORTH AMERICA PROGRAM STUDENT SERVICES 938 RUSSIA PROGRAM RESEARCH 617 SOUTH AMERICA PROGRAM RESEARCH 7924 SOUTH ASIA PROGRAM INSTRUCTION 92282 SOUTH ASIA PROGRAM RESEARCH 74 SOUTH ASIA PROGRAM ACADEMIC SUPPORT 5665 SOUTH ASIA PROGRAM STUDENT SERVICES 11460 SUB-SAHARAN AFRICA PROGRAM INSTRUCTION 123 SUB-SAHARAN AFRICA PROGRAM RESEARCH 2224 SUB-SAHARAN AFRICA PROGRAM ACADEMIC SUPPORT 45 0 0 0 0 0 0 102437058 2433789 104870847 SCHOLARSHIPS FOR COURSES CENTRAL AMERICA 8 223877 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES EAST ASIA 51 1079791 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES EUROPE 20 281891 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES MIDDLE EAST 3 76875 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES NORTH AMERICA 1 17500 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES RUSSIA 3 85137 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES SOUTH AMERICA 1 31245 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES SOUTH ASIA 52 910931 CREDIT TO STUDENT ACCOUNT SCHOLARSHIPS FOR COURSES SUB-SAHARAN AFRICA 19 759779 CREDIT TO STUDENT ACCOUNT STUDENT RESEARCH CENTRAL AMERICA 6 4619 CHECK STUDENT RESEARCH EAST ASIA 4 7759 CHECK STUDENT RESEARCH EUROPE 9 8555 CHECK STUDENT RESEARCH NORTH AMERICA 7 4468 CHECK STUDENT RESEARCH RUSSIA 1 1050 CHECK STUDENT RESEARCH SOUTH AMERICA 1 1211 CHECK STUDENT RESEARCH SOUTH ASIA 2 4178 CHECK STUDENT RESEARCH SUB-SAHARAN 1 1334 CHECK STUDENT RESEARCH CENTRAL AMERICA 4 CHECK 84 TRAVEL FMV VOCATIONAL GRANTS FOR STUDENTS CENTRAL AMERICA 1 2750 CHECK VOCATIONAL GRANTS FOR STUDENTS SOUTH ASIA 9 27850 CHECK VOCATIONAL GRANTS FOR STUDENTS SUB-SAHARAN 2 5500 CHECK VOCATIONAL GRANTS FOR STUDENTS CENTRAL AMERICA 3 181 TRAVEL FMV VOCATIONAL GRANTS FOR STUDENTS EAST ASIA 1 110 TRAVEL FMV VOCATIONAL GRANTS FOR STUDENTS SOUTH AMERICA 1 60 TRAVEL FMV VOCATIONAL GRANTS FOR STUDENTS SOUTH ASIA 4 451 TRAVEL FMV VOCATIONAL GRANTS FOR STUDENTS SUB-SAHARAN 4 323 TRAVEL FMV 1 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE COLLEGE FOLLOWS FEDERAL, STATE, DONOR, AND INSTITUTIONAL GUIDELINES FOR DETERMINING ELIGIBILITY FOR SCHOLARSHIPS, PRIZES, AND OTHER GRANTS AND AWARDS. THE COLLEGE MAINTAINS RECORDS SHOWING THE SELECTION CRITERIA, RECIPIENT ELIGIBILITY, HOW FUNDS MAY BE USED, AND ANY RELATED PARTY DISCLOSURES. GRANTS AWARDED BY THE OFFICE OF FINANCIAL AID ARE CREDITED DIRECTLY TO STUDENT ACCOUNTS. OTHER GRANTS ARE MONITORED IN VARIOUS WAYS, INCLUDING REIMBURSING ACTUAL SUBSTANTIATED EXPENSES, REQUIRING WRITTEN REPORTS, AND/OR VISITING SITES OF ACTIVITIES FUNDED BY COLLEGE GRANTS. X X X X X X X 1 WASHBURN & MCGOLDRICK INC 950 NEW LOUDON RD LATHAM NY 12110 DEVELOPMENT DEPT PROGRAM REVIEW 0 0 48748 -48748 48748 -48748 18915 1100 6336 1 0.67500 18915 1100 6336 7436 11479 OH 0 THE COLLEGE CONDUCTED GAMES OF CHANCE ONLY AND NO LICENSE IS REQUIRED FOR A QUALIFIED CHARITABLE ORGANIZATION TO CONDUCT A GAME OF CHANCE. 0 0 0 1.00000 ANGELA JOHNSTON 1101 NORTH BEVER STREET WOOSTER OH 44691 0 SHARON RICE 207 PLANNING, ORGANIZATION, RECORD KEEPING, ADVERTISING X 0 1 GREAT DECISIONS 1488 MORGAN STREET WOOSTER OH 44691 300085518 501(C)(3) 7500 LECTURE SERIES AT COLLEGE OF WOOSTER WESTMINSTER PRESBYTERIAN CHURCH 353 E PINE ST WOOSTER OH 44691 340991124 501(C)(3) 10000 OPERATING SUPPORT FOR CONGR.-IN-RESID. 2 0 SCHOLARSHIPS FOR TUITION AND FEES 1780 37374554 SCHOLARSHIPS FOR COURSES AND RESEARCH 104 65822 SCHOLARSHIPS FOR COURSES AND RESEARCH 2 2217 FMV TRAVEL PRIZES-ACADEMIC ACHIEVEMENT & CONTESTS 238 63873 PRIZES-ACADEMIC ACHIEVEMENT & CONTESTS 206 14280 FMV JACKETS, BLANKETS, BOOKS, ETC. STUDENT VOCATIONAL & OTHER GRANTS 67 69975 STUDENT VOCATIONAL & OTHER GRANTS 5 1466 FMV TRAVEL PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE COLLEGE FOLLOWS FEDERAL, STATE, DONOR, AND INSTITUTIONAL GUIDELINES FOR DETERMINING ELIGIBILITY FOR SCHOLARSHIPS, PRIZES, AND OTHER GRANTS AND AWARDS. THE COLLEGE MAINTAINS RECORDS SHOWING THE SELECTION CRITERIA, RECIPIENT ELIGIBILITY, HOW FUNDS MAY BE USED, AND ANY RELATED PARTY. BEFORE PAYING GRANTS TO OTHER ENTITIES, THE COLLEGE OBTAINS DOCUMENTATION SHOWING THE RECIPIENT IS ELIGIBLE TO RECEIVE DEDUCTIBLE CHARITABLE CONTRIBUTIONS. GRANTS AWARDED BY THE OFFICE OF FINANCIAL AID ARE CREDITED DIRECTLY TO STUDENT ACCOUNTS. OTHER GRANTS ARE MONITORED VARIOUS WAYS, INCLUDING REIMBURSING ACTUAL SUBSTANTIATED EXPENSES, REQUIRING WRITTEN REPORTS, AND/OR VISITING SITES OF ACTIVITIES FUNDED BY COLLEGE GRANTS. X X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 GRANT H CORNWELL 343400 0 283 0 44915 0 80910 0 110490 0 579998 0 0 0 ELLEN FALDUTO 129202 0 20337 0 0 0 15600 0 5482 0 170621 0 0 0 SCOTT FRIEDHOFF 221620 0 0 0 7886 0 46460 0 19425 0 295391 0 0 0 CAROLYN NEWTON 186519 0 422 0 3237 0 19190 0 11309 0 220677 0 0 0 LAURIE L STICKELMAIER 187939 0 0 0 810 0 21352 0 15309 0 225410 0 0 0 W HAYDEN SCHILLING 121823 0 32360 0 0 0 15187 0 11039 0 180409 0 0 0 SARA L PATTON 189378 0 38 0 3337 0 22889 0 5560 0 221202 0 0 0 SHILA GARG 106896 0 0 0 1258 0 13378 0 11039 0 132571 0 0 0 PART I, LINE 1A PART I, LINE 1A: GRANT H. CORNWELL RECEIVED THE FOLLOWING TAXABLE BENEFITS: COUNTRY CLUB EXPENSES - $3,758 HOUSEKEEPING - $2,979 CABLE - $432 PHONE - $120 AUTO - $324 GROSS-UP PAYMENT - $16,189 PART I, LINE 4B GRANT H. CORNWELL ACCRUED DEFERRED COMPENSATION OF $51,510 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. CAROLYN NEWTON ACCRUED DEFERRED COMPENSATION OF $19,190 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. SCOTT FRIEDHOFF ACCRUED DEFERRED COMPENSATION OF $46,460 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. LAURIE L. STICKELMAIER ACCRUED DEFERRED COMPENSATION OF $3,677 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. ANGELA JOHNSTON ACCRUED DEFERRED COMPENSATION OF $9,090 FOR A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AHX1 2003-04-03 7748270 EDUCATIONAL FACILITIES 0 0 0 OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BQW3 2005-12-28 15852223 EDUCATIONAL FACILITIES 0 0 0 OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AY55 2010-05-04 9953556 EDUCATIONAL FACILITIES 0 0 0 OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AGC2 2012-05-30 9182102 EDUCATIONAL FACILITIES 0 0 0 1760000 4750000 7777939 7616557 131713 29669 2003 1 0 1 1 4260000 15852223 550000 197223 15105000 2008 1 0 1 1 445000 9953556 197350 9363732 392474 0 0 1 1 9182102 3999686 182416 5000000 0 1 0 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X SCHEDULE K, PART I, COLUMN (E) & SCHEDULE K, PART, II, LINE 3: THE DIFFERENCE BETWEEN ISSUE PRICE IN PART I, COLUMN (E) AND THE TOTAL PROCEEDS OF ISSUE IN PART II, LINE 3 IS INVESTMENT INCOME EARNED ON BOND ESCROW BEFORE THE BOND PROCEEDS WERE EXPENDED. 19500 MERIT SCHOLARSHIP MARGUERITE K CORNWELL SPOUSE OF PRESIDENT 107329 COMPENSATION 0 STEVE STICKELMAIER STEPSON OF VPFB 12637 COMPENSATION 0 CYBEX TRUSTEE JOAN CARTER'S HUSBAND, JOHN AGLIALORO, IS 50% SHAREHOLDER OF UM HOL 238576 CYBEX PROVIDED FITNESS EQUIPMENT FOR SCOT CENTER AT LOWER THAN MARKET RATES 0 X 9 3 OTHER X 1 OTHER X 31155 FMV & OTHER X 70 538181 FMV X 1 151500 FMV X 4 4 OTHER X 35 1499 FMV & OTHER X TICKETS 8 5 FMV 2 0 1 1 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS. THIRD PARTY USE: PART I, LINE 32B: THIRD PARTY INVOLVEMENT, PART I, LINE 32B: THE COLLEGE USES A BROKER TO PROCESS AND SELL DONATED SECURITIES. THE FEES CHARGED BY THE BROKER ARE AT OR BELOW THE FAIR MARKET VALUE OF SUCH SERVICES. REVENUE REPORTING FOR CERTAIN NON-CASH CONTRIBUTIONS, PART I, LINE 33: UNDER ASC 958-605, "COLLECTIONS" ARE DEFINED AS WORKS OF ART, HISTORICAL TREASURES, OR SIMILAR ASSETS THAT ARE (A) HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN; OR (B) PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED. PROCEEDS FROM THE SALE OF "COLLECTION" ITEMS MUST BE USED TO ACQUIRE ADDITIONAL COLLECTION ITEMS. UNDER THIS ACCOUNTING STANDARD, THE COLLEGE DOES NOT CAPITALIZE "COLLECTIONS" AND ACCORDINGLY DID NOT RECORD REVENUE FOR DONATIONS THAT MET THE DEFINITION OF "COLLECTIONS", INCLUDING WORKS OF ART, RARE BOOKS, OTHER HISTORICAL MEMORABILIA. OTHER GIFTS FOR WHICH THERE WERE NO READILY-AVAILABLE ESTIMATES OF FAIR MARKET VALUE EITHER WERE NOT RECORDED OR WERE RECORDED AT $1 FOR TRACKING PURPOSES. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF TRUSTEES HAS DELEGATED THE RESPONSIBILITY AND AUTHORITY FOR REVIEW OF THE FORM 990 TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE, WITH THE ASSISTANCE OF THE INDEPENDENT PUBLIC ACCOUNTING FIRM, REVIEWS AND APPROVES THE FORM 990 BEFORE SUBMISSION TO THE IRS. A FULL COPY OF THE 990 IS PROVIDED TO ALL TRUSTEES PRIOR TO FILING THE FORM WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE COLLEGE RESPECTS THE RIGHT OF ITS TRUSTEES, OFFICERS, FACULTY AND STAFF MEMBERS TO ENGAGE IN OUTSIDE BUSINESS, FINANCIAL, SERVICE, AND/OR OTHER ACTIVITIES, RECOGNIZING THAT CONFLICTS OF INTEREST DO ARISE FROM TIME TO TIME, AND THAT THESE CONFLICTS: 1. MAY RESULT FROM THE INDIVIDUAL'S RELATIONSHIPS WITH OUTSIDE ORGANIZATIONS, PERSONS, OR CAUSES REFLECTING THE PERSON'S PROMINENCE, REPUTATION, AND INFLUENCE, AND 2. NEED NOT BE HARMFUL, AND, INDEED MAY BE FAVORABLE, TO THE COLLEGE'S INTERESTS, AS LONG AS THEY ARE DISCLOSED AND UNDERSTOOD IN THE COLLEGE'S DECISION-MAKING PROCESSES. SUCH REAL OR APPARENT CONFLICTS ARE NOT CONSIDERED DETRIMENTAL IF: 1. THEY ARE FULLY DISCLOSED TO THE APPROPRIATE DESIGNATED SENIOR STAFF MEMBER OR THE AUDIT COMMITTEE OF THE BOARD; 2. THEIR NATURE IS KNOWN AND UNDERSTOOD BY THE INDIVIDUAL'S IMMEDIATE SUPERVISOR AND THE APPROPRIATE SENIOR STAFF MEMBER FOR FACULTY AND STAFF EMPLOYEES, AND THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES FOR SENIOR STAFF MEMBERS, THE PRESIDENT, AND TRUSTEES; 3. DISCLOSURE IS MADE AT THE EARLIEST PRACTICABLE TIME; 4. THE COMMITMENT OF TIME TO THESE ACTIVITIES DOES NOT INTERFERE WITH THE INDIVIDUAL'S DUTIES; 5. THE TRUSTEE OR EMPLOYEE REFRAINS FROM PARTICIPATING IN COLLEGE MATTERS RELATED TO SUCH ACTIVITIES; AND 6. THE TRUSTEE OR EMPLOYEE ALWAYS ACTS IN A MANNER THAT FOSTERS THE OBJECTIVES OF THE COLLEGE'S CORE MISSION TO PROVIDE THE BEST POSSIBLE EDUCATIONAL EXPERIENCE FOR WOOSTER'S STUDENTS, TO PROVIDE THE PROPER ENVIRONMENT FOR FACULTY TO TEACH, AND TO RESPONSIBLY STEWARD THE COLLEGE'S FINANCIAL, HUMAN, AND PHYSICAL RESOURCES. CONFLICT OF INTEREST QUESTIONNAIRES ARE COMPLETED ANNUALLY BY ALL TRUSTEES AND EACH OFFICER, SENIOR STAFF, FACULTY, AND STAFF MEMBER WHO IS CURRENTLY SERVING THE COLLEGE AND WHO HAS AUTHORITY TO REQUISITION, PURCHASE, OR CONTRACT FOR MATERIALS OR SERVICES FOR THE COLLEGE, OR WHO HAS RESPONSIBILITY FOR APPROVING THE SAME. THE AUDIT COMMITTEE REVIEWS ALL QUESTIONNAIRES ON AN ANNUAL BASIS. THE CONFLICT OF INTEREST POLICY IS REVIEWED ANNUALLY BY THE BOARD OF TRUSTEES. THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES ALL SUBSTANTIAL, ACTUAL OR POTENTIAL CONFLICTING ACTIVITIES OF THE PRESIDENT AND SENIOR STAFF MEMBERS. SENIOR STAFF MEMBERS REVIEW AND APPROVE ALL SUBSTANTIAL ACTUAL OR POTENTIAL CONFLICTING ACTIVITIES OF FACULTY AND STAFF MEMBERS. WHEN THERE IS DOUBT AS TO WHETHER A CONFLICT OF INTEREST EXISTS, THE MATTER SHALL BE RESOLVED BY THE PROVOST'S OFFICE FOR FACULTY, THE APPROPRIATE VICE PRESIDENT FOR STAFF EMPLOYEES, AND BY THE AUDIT COMMITTEE FOR SENIOR STAFF MEMBERS, THE PRESIDENT, AND TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS SURVEYS CONDUCTED BY THE GREAT LAKES COLLEGES ASSOCIATION (GLCA) AND JOINT PAYROLL SURVEYS CONDUCTED BY THE GLCA AND ASSOCIATED COLLEGES OF THE MIDWEST (ACM). COMPENSATION ARRANGEMENTS FOR THE PRESIDENT ARE REVIEWED AND APPROVED BY INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE. THE PRESIDENT'S COMPENSATION IS DETERMINED BASED ON REFERENCE TO THE SALARY SURVEYS AND THE PRESIDENT'S JOB PERFORMANCE. RECOMMENDED COMPENSATION ARRANGEMENTS FOR OTHER SENIOR OFFICERS AND STAFF ARE DEVELOPED BY THE PRESIDENT IN CONSULTATION WITH THE CHAIRMAN OF THE BOARD AND ARE BASED ON THE ABOVE MENTIONED SALARY SURVEYS, JOB PERFORMANCE, AND EXPERIENCE IN THE POSITION. THESE RECOMMENDATIONS ARE PRESENTED TO THE FULL EXECUTIVE COMMITTEE FOR DISCUSSION AND APPROVAL. COMPENSATION DECISIONS MADE BY THE EXECUTIVE COMMITTEE AFFECTING THE PRESIDENT AND OTHER SENIOR OFFICERS ARE REPORTED TO THE FULL BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 18 THE COLLEGE FILED ITS FORM 1023 BEFORE JULY 15, 1987 AND DID NOT HAVE A COPY OF THIS FILING AS OF THAT DATE. UNDER THE REGULATIONS OF THE INTERNAL REVENUE CODE, THE COLLEGE IS NOT REQUIRED TO MAKE ITS FORM 1023 AVAILABLE FOR PUBLIC INSPECTION. THE 990 AND 990T ARE AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE POSTS ITS AUDITED FINANCIAL STATEMENTS ON THE COLLEGE WEBSITE (WWW.WOOSTER.EDU). THE COLLEGE DOES NOT MAKE ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -4,625,893. WOOSTER TECHNOLOGY GROUP LTD 1101 NORTH BEVER STREET WOOSTER OH 44691 263895769 HOLD PATENTS OH 0 7740 THE COLLEGE OF WOOSTER THE WOOSTER INN MANAGEMENT COMPANY LTD 1101 NORTH BEVER STREET WOOSTER OH 44691 264321151 INN MANAGEMENT OH 23648 59895 THE COLLEGE OF WOOSTER GREAT LAKES COLLEGES ASSOCIATION INC 535 WEST WILLIAM ANN ARBOR MI 48103 381678376 EDUCATION CONSORTIUM MI 501(C)(3) LINE 11A, I N/A 0 THE FIVE COLLEGES OF OHIO 209 CHASE AVENUE EATON CENTER GAMBIER OH 43022 311440434 EDUCATION CONSORTIUM OH 501(C)(3) LINE 11A, I N/A 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1