2013-04-26T13:30:01-05:00 2012-06-30 522041603 SQUIRE LEMKIN COMPANY LLP 111 ROCKVILLE PIKE SUITE 475 ROCKVILLE MD 20850 990 2011-07-01 042104741 NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS NATI 2029739700 1129 20TH ST NW NO 800 WASHINGTON DC 200363425 COREY MCINTYRE 2029739700 2013-04-10 1 JOHN SQUIRE P00308177 3014246800 2011 2016-02-25 16:41:14Z X COREY MCINTYRE 1129 20TH ST NW SUITE 800 WASHINGTON DC 200363425 21249873 0 X WWW.NAIS.ORG X 1959 MA THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS ACTS AS THE NATIONAL VOICE OF INDEPENDENT PRE-COLLEGIATE EDUCATION AND AS THE CENTER FOR COLLECTIVE ACTION ON BEHALF OF ITS MEMBERSHIP. IT SERVES AND STRENGTHENS ITS MEMBER SCHOOLS AND ASSOCIATIONS BY ARTICULATING AND PROMOTING HIGH STANDARDS OF EDUCATIONAL QUALITY AND ETHICAL BEHAVIOR; BY WORKING TO PRESERVE THEIR INDEPENDENCE TO SERVE THE DEMOCRATIC SOCIETY FROM WHICH THAT INDEPENDENCE DERIVES; AND BY ADVOCATING BROAD ACCESS FOR STUDENTS IN AFFIRMING THE PRINCIPLES OF EQUITY AND JUSTICE. 22 22 62 45 368001 -266252 111250 141400 19626227 20848454 241964 260019 0 0 19979441 21249873 0 0 0 0 6923647 7468826 0 0 93026 11124240 11853477 18047887 19322303 1931554 1927570 20189410 25453624 4171374 7907690 16018036 17545934 X THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS ACTS AS THE NATIONAL VOICE OF INDEPENDENT PRE-COLLEGIATE EDUCATION AND AS THE CENTER FOR COLLECTIVE ACTION ON BEHALF OF ITS MEMBERSHIP. IT SERVES AND STRENGTHENS ITS MEMBER SCHOOLS AND ASSOCIATIONS BY ARTICULATING AND PROMOTING HIGH STANDARDS OF EDUCATIONAL QUALITY AND ETHICAL BEHAVIOR; BY WORKING TO PRESERVE THEIR INDEPENDENCE TO SERVE THE DEMOCRATIC SOCIETY FROM WHICH THAT INDEPENDENCE DERIVES; AND BY ADVOCATING BROAD ACCESS FOR STUDENTS IN AFFIRMING THE PRINCIPLES OF EQUITY AND JUSTICE. 0 0 5498296 8907996 PARENT OUTREACH AND COMMUNICATION AND INFORMATION SERVICES:CONSISTS OF SERVICES THAT HELP PARENTS AND SCHOOLS OBJECTIVELY DETERMINE A FAMILY'S ABILITY TO PAY FOR SCHOOL TUITION AND OTHER EDUCATIONAL EXPENSES. INDEPENDENT SCHOOL MAGAZINE, NEWSLETTER, PUBLICATIONS, AND WEBSITE ARE OPEN FORUMS FOR EXCHANGE OF INFORMATION ABOUT ELEMENTARY AND SECONDARY EDUCATION IN GENERAL AND INDEPENDENT SCHOOLS IN PARTICULAR. VISIT OUR WEBSITE HTTP://WWW.NAIS.ORG 8919402 8436452 LEADERSHIP, GLOBAL, & EQUITY AND JUSTICE DEVELOPMENT INITIATIVES: THESE INITIATIVES PRIMARILY INCLUDE A NATIONAL CONFERENCE AND INTENSIVE SUMMER INSTITUTES. THESE OPPORTUNITIES PROVIDE LEADERSHIP, EQUITY AND JUSTICE AND PROFESSIONAL DEVELOPMENT FOR INDIVIDUALS IN MANY ROLES IN SCHOOLS AND AT MANY STAGES IN THEIR CAREER. 3080185 3504206 MEMBER FORUMS: OUR KEY MEMBER FORUM PROGRAM IS THE NAIS ANNUAL CONFERENCE, WHICH IS THE LARGEST ANNUAL GATHERING OF INDEPENDENT SCHOOL LEADERS, ADMINISTRATORS, AND TEACHERS. IT IS THE MEETING PLACE FOR THOUSANDS OF PROFESSIONALS TO NETWORK, SHARE IDEAS, DEVELOP SKILLS AND KNOWLEDGE, AND CELEBRATE INDEPENDENT EDUCATION. MEMBER FORUMS ALSO INCLUDE COLLABORATION TOOLS AND OTHER MEETINGS THAT HELP PROFESSIONALS TO NETWORK AND SHARE IDEAS. 255136 -200 INFORMATION AND RESEARCH, ADVOCACY & STANDARDS, AND RECRUITMENT & RETENTION AND OTHER PROGRAMS: CONSISTS OF STATSONLINE SERVICE, ANNUAL INDUSTRY SURVEY THAT COLLECTS SCHOOL OPERATING AND FINANCIAL METRICS AND PROVIDES MEMBERS WITH INTERACTIVE BENCHMARKING TOOLS AND STATISTICAL REPORTS. ADVOCACY INCLUDES EFFORTS TO ADVANCE THE COLLECTIVE VOICE OF INDEPENDENT SCHOOLS IN MEDIA, PUBLIC RELATIONS, AND PUBLIC POLICY POSITIONS. ALSO INCLUDES PERIODIC E-BULLETINS TO MEMBERS ON CRITICAL LEGISLATIVE/REGULATORY ISSUES. RECRUITMENT AND RETENTION EFFORTS INCLUDE TEACHER SATISFACTION SURVEYS, TOOLS AND STRATEGIES TO HIRE AND RETAIN SKILLED FACULTY, AND A CAREER CENTER THAT LINKS JOB SEEKERS AND SCHOOL EMPLOYERS. 255136 -200 17753019 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 193 0 1 62 1 1 1 0 0 0 0 0 0 0 0 0 X 22 22 1 0 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DC MA X X THE ASSOCIATION 2029739700 1129 20TH ST NW SUITE 800 WASHINGTON DC 200365695 DAVID CHOJNACKI 2.00 X 0 0 0 JOHN E CREEDEN 2.00 X X 0 0 0 BRYAN GARMAR 2.00 X 0 0 0 MARK A BROOKS 2.00 X 0 0 0 WANDA M HOLLAND GREENE 2.00 X 0 0 0 JOHN KATZMAN 2.00 X 0 0 0 LOU SALZA 2.00 X X 0 0 0 JERROLD I KATZ 2.00 X 0 0 0 DENNIS BISGAARD 2.00 X 0 0 0 PAUL D CHAPMAN 2.00 X 0 0 0 KATHERINE DINH 2.00 X X 0 0 0 ELIZABETH DUFFY 2.00 X X 0 0 0 BARBARA EGAN 2.00 X 0 0 0 D SCOTT LOONEY 2.00 X 0 0 0 BERNIE NOE 2.00 X 0 0 0 JAMES G ROGERS 2.00 X 0 0 0 CAROLYN CHANDLER 2.00 X 0 0 0 ALBERT L THROCKMORTON 2.00 X 0 0 0 MICHAEL SAXENIAN 2.00 X 0 0 0 ANDREW T WATSON 2.00 X 0 0 0 JERRY KATZ 2.00 X 0 0 0 PILAR CABEZA DE VACA 2.00 X 0 0 0 RANDALL C DUNN 2.00 X 0 0 0 ELIZABETH COLEMAN 2.00 X 0 0 0 ROBERT M WITT 2.00 X 0 0 0 PATRICK F BASSETT 40.00 X 416731 0 84384 DONNA OREM 40.00 X 208932 0 28385 COREY MCINTYRE 40.00 X 194759 0 26345 MIKE FLANAGAN 40.00 X 229943 0 21730 NANCY RALEY 40.00 X 152093 0 22861 MARK MITCHELL 40.00 X 161427 0 23787 JEFFERSON C BURNETT 40.00 X 182708 0 25809 JOHN RODRIGUES 40.00 X 165595 0 24179 GENE BATISTE 40.00 X 149017 0 22638 1861205 0 280118 16 0 1 0 FOLDERWAVE 238 LITTLETON ROAD WESTFORD MA 01886 SOFTWARE MAINTENANCE 1613957 THE CONNECTION 11351 RUPP DRIVE BURNSVILLE MN 55337 CONTACT CENTER/FULFILLMENT 818581 GAYLORD NATIONAL RESORT AND CONVENTION C 201 WATERFRONT STREET NATIONAL HARBOR MD 20745 CONSULTING 724416 PROTECH ASSOCIATES INC 5457 TWIN KNOLLS RDM SUITE 400 COLUMBIA MD 21045 CONSULTING 326165 PRG 200 BUSINESS PARK DR SUITE 109 ARMONK NY 10504 CONSULTING 290610 20 141400 141400 MEMBER DUES 900099 7740632 7740632 CONFERENCES 900099 5979126 5979126 PARENT OUTREACH SERVIC 900099 5944968 5944968 PUBLICATIONS 541800 1052861 684860 368001 130867 130867 20848454 258069 258069 1950 0 1950 1950 1950 21249873 20480453 368001 260019 1268699 1101910 149813 16976 4996867 4407415 546832 42620 462889 405895 53137 3857 390537 345003 41704 3830 349834 308929 37451 3454 76016 65345 10195 476 39515 34773 4347 395 12000 12000 4357896 4236875 118535 2486 140217 134369 5844 4 895145 822878 68802 3465 329137 303637 23709 1791 676213 595157 74301 6755 678897 619467 57981 1449 2838323 2793991 42182 2150 673014 638354 31772 2888 37761 34045 3406 310 PRINTING/PUBLICATION 995329 869605 125638 86 PROFESSIONAL DEVELOPMEN 86224 17704 68495 25 17790 17667 114 9 19322303 17753019 1476258 93026 173958 248559 10354177 14102863 81300 84582 231219 220473 280798 243415 6833039 3942616 1260710 2890423 7807248 7663309 20189410 25453624 1370265 1337590 2227482 4752808 573627 1817292 4171374 7907690 X 16018036 17545934 16018036 17545934 20189410 25453624 X 1927570 -399672 X X 0 1 1 X 0 X 6789728 6990971 6914609 7341339 7882032 35918679 12160216 10651485 11376584 12396137 13107822 59692244 18949944 17642456 18291193 19737476 20989854 95610923 0 0 0 95610923 357682 302544 176863 241964 260019 1339072 357682 302544 176863 241964 260019 1339072 332241 481210 15288 828739 19639867 18426210 18483344 19979440 21249873 97778734 0.97780 0.96960 0.01370 0.01820 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 199 199 19322104 19322303 1000000 250000 0 0 921527 1000000 1000000 1000000 3921527 5882291 3744 4995 191 199 9129 230382 250000 250000 250000 980382 1470573 3566 4659 8225 7807248 -143939 7663309 6197816 1609432 7807248 6641549 -443733 6197816 8408706 -1767157 6641549 0 0 1520687 417465 1103222 1425801 882070 543731 3886551 2643081 1243470 2890423 DEFERRED RENT BENEFITS 1268023 DEFERRED COMPENSATION 549269 1817292 21249873 19322303 1927570 -399672 -399672 1527898 20850201 -399672 -399672 21249873 0 21249873 19322303 0 19322303 0 19322303 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: BOARD RESTRICTED FUNDS SET ASIDE TO PROVIDE ASSISTANCE TO THE LONG-TERM INVESTMENT FUND. NAIS ADOPTED THE PROVISIONS OF THE FASB ACCOUNTING STANDARDS CODIFICATION TOPIC ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, DURING THE YEAR ENDED JUNE 30, 2010. FOR THE YEARS ENDED JUNE 30, 2012 AND 2011, NO UNRECOGNIZED TAX PROVISION OR BENEFIT EXISTS. X X X X X X 0 1 0 0 0 0 0 0 0 PATRICK F BASSETT 408732 0 5325 0 2674 0 75000 0 9384 0 501115 0 0 0 DONNA OREM 204556 0 2925 0 1451 0 20578 0 7807 0 237317 0 0 0 COREY MCINTYRE 191235 0 2925 0 599 0 19038 0 7307 0 221104 0 0 0 MIKE FLANAGAN 203395 0 25000 0 1548 0 13015 0 8715 0 251673 0 0 0 NANCY RALEY 148219 0 2925 0 949 0 15054 0 7807 0 174954 0 0 0 MARK MITCHELL 158821 0 2500 0 106 0 15980 0 7807 0 185214 0 0 0 JEFFERSON C BURNETT 178595 0 2925 0 1188 0 18002 0 7807 0 208517 0 0 0 JOHN RODRIGUES 162461 0 2850 0 284 0 16372 0 7807 0 189774 0 0 0 GENE BATISTE 145095 0 2925 0 997 0 14831 0 7807 0 171655 0 0 0 PART I, LINE 4B PATRICK BASSETT (PRESIDENT) - 457(F) PLAN - $277,110 FORM 990, PART VI, SECTION A, LINE 2 JACK CREEDEN IS EMPLOYED BY AN ORGANIZATION THAT HAS BRYAN GARMAN AND PAUL CHAPMAN ON ITS BOARD. BERNIE NOE IS EMPLOYED BY AN ORGANIZATION THAT HAS SKIP KOTKINS ON ITS BOARD. FORM 990, PART VI, SECTION A, LINE 6 NAIS' MEMBERS ARE THOSE INDIVIDUALS AND SCHOOLS WHO CHOOSE TO PARTICIPATE IN THE ASSOCIATION'S MISSION AND SERVICES. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE COMPLETED FORM 990 IS EMAILED TO ALL VOTING MEMBERS OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE CONFLICT OF INTEREST POLICY AND DISCLOSURE FORM IS CIRCULATED TO THE ENTIRE BOARD AND STAFF. ALL POTENTIAL BOARD CONFLICTS ARE COLLATED AND PROVIDED TO THE BOARD OFFICERS, ASSOCIATION PRESIDENT, AND MANAGEMENT TEAM FOR CONSIDERATION AND TRACKING. THE POLICY ALSO REQUIRES DISCLOSURE OF ANY CONFLICTS THAT MAY OCCUR BEFORE OR AFTER THE FORM IS SUBMITTED. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION UTILIZES A COMPENSATION CONSULTANT TO WORK WITH THE BOARD IN DETERMINING THE COMPENSATION AND DRAFTING THE EMPLOYMENT CONTRACT FOR THE PRESIDENT. THIS PROCESS WAS LAST CONDUCTED DURING 2008, WHEN A 5 YEAR CONTRACT WAS ENACTED. THE ASSOCIATION ALSO UTILIZED AN OUTSIDE COMPENSATION CONSULTANT TO REVIEW THE SALARIES OF THE CFO, COO, SERVICES DIVISION CEO AND LEGAL COUNSEL. FORM 990, PART VI, SECTION C, LINE 19 THE NAIS BYLAWS ARE PROVIDED ON THE NAIS WEBSITE. THE NAIS CONFLICT OF INTEREST POLICY IS PROVIDED TO THE NAIS MEMBERS THROUGH THE WEBSITE. THE NAIS FORM 990 IS PROVIDED THROUGH GUIDESTAR.ORG AND UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -399,672. ACCOUNTING FOR UNCERTAIN TAX PROVISIONS FORM 990, PART XII, LINE 2 THE FINANCIAL STATEMENTS INCLUDE A FOOTNOTE WHICH SAYS: NAIS COMPLIES WITH THE PROVISIONS OF THE FASB ACCOUNTING STANDARDS CODIFICATION TOPIC "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES". FOR THE YEARS ENDED JUNE 30, 2012 AND 2011, NO UNRECOGNIZED TAX PROVISION OR BENEFIT EXISTS. THE ORGANIZATION'S AUDIT COMMITTEE ASSUMES OVERSIGHT OF THE AUDIT AND IS RESPONSIBLE FOR SELECTING THE INDEPENDENT ACCOUNTANT WHO PERFORMS THE AUDIT.