2013-03-28T10:13:17-05:00 2012-11-30 222131009 ROTHSTEIN KASS 4 BECKER FARM ROAD ROSELAND NJ 07068 990PF 2011-12-01 222231640 MARTIN & TONI SOSNOFF FOUNDATION MART 2128675000 PO BOX 135 RHINEBECK NY 12572 MARTIN SOSNOFF 2128675000 2013-03-22 1 THOMAS SCALABRINI P00005953 9739946666 2011 2016-02-25 16:41:14Z X 12037034 X 1350000 153951 153951 212259 212259 584557 9957311 584557 33737 -23899 2334504 926868 0 0 0 4148 148 0 846 96 0 4994 244 0 2862347 2862347 2867341 244 2862347 -532837 926624 3801 10092 10092 109875 26612 26612 8029631 7027160 8609063 2359710 1596028 1591267 468042 1604896 1800000 10971059 10264788 12037034 0 0 X 10971059 10264788 10971059 10264788 10971059 10264788 10971059 -532837 39712 10477934 213146 10264788 BAIDU.COM INC SPONSORED ADR P 2010-10-25 2011-12-15 203541 195763 7778 7778 EMC CORPORATION P 2011-07-20 2012-01-03 148971 190843 -41872 -41872 ORACLE CORP P 2010-10-21 2012-01-03 111087 121973 -10886 -10886 HALLIBURTON CO P 2011-03-01 2012-01-03 30994 42095 -11101 -11101 HALLIBURTON CO P 2010-12-20 2012-01-03 72319 84590 -12271 -12271 VIACOM INC 6.85% SENIOR NOTES DUE 2055 P 2008-01-08 2012-01-09 117500 109833 7667 7667 VIACOM INC 6.85% SENIOR NOTES DUE 2055 P 2008-01-09 2012-01-09 57500 53907 3593 3593 VIACOM INC 6.85% SENIOR NOTES DUE 2055 P 2008-10-01 2012-01-09 45000 31509 13491 13491 VIACOM INC 6.85% SENIOR NOTES DUE 2055 P 2008-10-06 2012-01-09 80000 52179 27821 27821 VIACOM INC 6.85% SENIOR NOTES DUE 2055 P 2008-10-21 2012-01-09 125000 87009 37991 37991 MADISON SQUARE GARDEN INC CL A P 2010-10-25 2012-01-12 114543 84409 30134 30134 MADISON SQUARE GARDEN INC CL A P 2010-03-04 2012-01-12 3579 2506 1073 1073 CITIGROUP INC NEW P 2011-10-18 2012-01-17 192345 200737 -8392 -8392 HALLIBURTON CO P 2010-12-20 2012-01-23 116962 132927 -15965 -15965 GOOGLE INC CL A P 2012-01-03 2012-01-23 117132 131944 -14812 -14812 GOOGLE INC CL A P 2010-07-13 2012-01-23 29283 24438 4845 4845 CAPITAL ONE FINANCIAL CORP P 2012-01-10 2012-01-24 148557 157515 -8958 -8958 CAPITAL ONE FINANCIAL CORP P 2011-10-13 2012-01-24 76529 70852 5677 5677 CSX CORP P 2011-03-22 2012-01-25 128753 151801 -23048 -23048 UNION PAC CORP P 2009-08-20 2012-02-22 78099 42528 35571 35571 NOVA CHEMICALS CORP NOTES P 2010-10-26 2012-02-22 334335 330015 4320 4320 SCHLUMBERGER LTD P 2011-05-25 2012-02-28 173591 185884 -12293 -12293 RANGE RESOURCES CORP NOTES P 2010-10-21 2012-02-28 167048 165840 1208 1208 DISH DBS CORP P 2010-10-22 2012-03-05 116985 109548 7437 7437 SCHLUMBERGER LTD P 2011-05-25 2012-03-08 90740 101391 -10651 -10651 SCHLUMBERGER LTD P 2011-06-08 2012-03-08 7562 8416 -854 -854 SCHLUMBERGER LTD P 2011-06-08 2012-03-14 110573 126243 -15670 -15670 SCHLUMBERGER LTD P 2012-01-03 2012-03-14 66344 63083 3261 3261 SCHLUMBERGER LTD P 2012-01-03 2012-03-27 21175 21028 147 147 METLIFE INC P 2011-06-02 2012-04-10 31776 38683 -6907 -6907 METLIFE INC P 2010-10-21 2012-04-10 155347 177694 -22347 -22347 METLIFE INC P 2010-08-25 2012-04-10 74143 76724 -2581 -2581 SCHLUMBERGER LTD P 2012-01-03 2012-04-11 144031 147193 -3162 -3162 METLIFE INC P 2010-08-25 2012-04-16 81289 84031 -2742 -2742 METLIFE INC P 2011-08-24 2012-04-16 159043 145897 13146 13146 EMC CORPORATION P 2011-07-20 2012-05-04 144358 145939 -1581 -1581 EMC CORPORATION P 2012-02-28 2012-05-04 36090 36352 -262 -262 MADISON SQUARE GARDEN INC CL A P 2010-03-04 2012-05-09 78243 41606 36637 36637 MADISON SQUARE GARDEN INC CL A P 2010-01-26 2012-05-09 43364 20704 22660 22660 MADISON SQUARE GARDEN INC CL A P 2010-01-27 2012-05-09 29223 13556 15667 15667 BROADCOM CORP P 2012-02-22 2012-05-09 106427 121088 -14661 -14661 BANK OF AMERICA CORPORATION P 2012-03-14 2012-05-09 220760 252388 -31628 -31628 BANK OF AMERICA CORPORATION P 2012-04-16 2012-05-09 46921 53622 -6701 -6701 EMC CORPORATION P 2012-02-28 2012-05-16 30791 33556 -2765 -2765 EMC CORPORATION P 2011-11-28 2012-05-16 135993 118618 17375 17375 ORACLE CORP P 2010-10-21 2012-05-16 53680 58082 -4402 -4402 ORACLE CORP P 2010-09-08 2012-05-16 69783 62744 7039 7039 BROADCOM CORP P 2012-02-22 2012-05-16 19313 22704 -3391 -3391 BROADCOM CORP P 2012-02-22 2012-05-17 31601 37840 -6239 -6239 BROADCOM CORP P 2012-02-28 2012-05-17 56882 67652 -10770 -10770 CAPITAL ONE FINANCIAL CORP P 2011-10-13 2012-05-18 252295 212555 39740 39740 ORACLE CORP P 2010-09-08 2012-05-22 110583 101355 9228 9228 METLIFE INC P 2011-08-24 2012-05-30 8902 9726 -824 -824 METLIFE INC P 2011-09-26 2012-05-30 192869 178634 14235 14235 APPLE INC P 2008-10-22 2012-06-11 290041 49517 240524 240524 GOOGLE INC CL A P 2012-05-17 2012-06-12 112295 127309 -15014 -15014 GOOGLE INC CL A P 2010-07-13 2012-06-12 140369 122190 18179 18179 GOOGLE INC CL A P 2008-10-14 2012-06-12 28074 18501 9573 9573 VMWARE INC CL A P 2012-02-22 2012-06-15 168559 187608 -19049 -19049 CITIGROUP CAP XII 8.5% TR PFD SECS P 2010-05-10 2012-06-19 204732 200009 4723 4723 CITIGROUP CAP XII 8.5% TR PFD SECS P 2010-05-24 2012-06-19 102366 94667 7699 7699 ALLERGAN INC P 2011-09-23 2012-07-10 118412 107213 11199 11199 APPLE INC P 2008-10-22 2012-07-10 122853 19807 103046 103046 QUALCOMM INC P 2011-11-07 2012-07-10 132209 135139 -2930 -2930 GENERAL MOTORS 4.75% 12/1/13 SER B CONV P 2011-08-08 2012-07-23 164166 209052 -44886 -44886 GENERAL MOTORS 4.75% 12/1/13 SER B CONV P 2011-08-12 2012-07-23 65666 83509 -17843 -17843 GENERAL MOTORS 4.75% 12/1/13 SER B CONV P 2011-08-11 2012-07-23 98500 125259 -26759 -26759 GENERAL MOTORS 4.75% 12/1/13 SER B CONV P 2011-09-07 2012-07-23 78800 91973 -13173 -13173 GENERAL MOTORS 4.75% 12/1/13 SER B CONV P 2011-09-27 2012-07-23 98500 109614 -11114 -11114 APPLE INC P 2008-10-22 2012-07-25 172055 29710 142345 142345 APPLE INC P 2008-11-24 2012-07-25 28676 4466 24210 24210 WELLPOINT INC P 2011-05-04 2012-07-31 124820 177430 -52610 -52610 WELLPOINT INC P 2011-08-01 2012-07-31 113966 143326 -29360 -29360 GENERAL MOTORS CO P 2012-01-26 2012-08-02 182728 236549 -53821 -53821 SIRIUS XM RADIO INC P 2011-01-03 2012-08-03 21100 17052 4048 4048 ALLERGAN INC P 2011-09-23 2012-09-06 194811 181438 13373 13373 MICROSOFT CORP P 2012-05-16 2012-09-07 76784 74619 2165 2165 MICROSOFT CORP P 2012-05-18 2012-09-07 119783 114815 4968 4968 ENSCO PLC NEW CL A P 2012-01-18 2012-10-16 199446 182720 16726 16726 ENSCO PLC NEW CL A P 2012-01-23 2012-10-16 11397 10418 979 979 HARTFORD FINANCIAL SERV GROUP INC JR SUB DEBS P 2010-09-22 2012-10-16 231985 203715 28270 28270 IBM CORP P 2008-11-25 2012-10-17 241112 98462 142650 142650 GENERAL ELECTRIC CO P 2011-12-15 2012-10-24 131927 104106 27821 27821 MICROSOFT CORP P 2012-05-18 2012-10-24 30857 32384 -1527 -1527 MICROSOFT CORP P 2011-08-05 2012-10-24 95377 87427 7950 7950 EMC CORPORATION P 2012-09-07 2012-10-24 83632 94318 -10686 -10686 EXPRESS SCRIPTS HOLDING COMPANY P 2012-05-25 2012-11-06 117100 110469 6631 6631 EXPRESS SCRIPTS HOLDING COMPANY P 2012-01-23 2012-11-06 5576 5160 416 416 GOOGLE INC CL A P 2012-09-06 2012-11-16 89330 97766 -8436 -8436 GOOGLE INC CL A P 2012-08-01 2012-11-16 191422 190911 511 511 GOOGLE INC CL A P 2008-10-14 2012-11-16 22333 12951 9382 9382 MICROSOFT CORP P 2011-08-05 2012-11-16 145798 141426 4372 4372 584557 0 2410961 13778944 0.174974 1485236 4583109 0.324067 720701 6218621 0.115894 1611945 8911735 0.180879 1025931 11396653 0.090020 0.885834 0.177167 12587623 2230111 9266 2239377 2862347 X 9266 0 9266 0 9266 4000 4000 5266 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A ROTHSTEIN KASS 9739946666 4 BECKER FARM ROAD ROSELAND NJ 07068 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARTIN SOSNOFF PO BOX 135 RHINEBECK NY 12572 0.00 0 0 0 TONI SOSNOFF PO BOX 135 RHINEBECK NY 12572 0.00 0 0 0 NONE 0 NONE 0 0 10898414 150981 1729918 12779313 0 0 12779313 191690 12587623 629381 629381 9266 9266 620115 0 620115 0 620115 2862347 0 2862347 9266 2853081 620115 0 0 498325 1177668 1568441 1375731 1729582 6349747 2862347 0 0 0 620115 2242232 0 0 8591979 0 0 0 0 0 0 498325 8093654 1177668 1568441 1375731 1729582 2242232 MARTIN SOSNOFF X AMERICAN BALLET THEATRE 890 BROADWAY NEW YORK NY 10003 NONE 501(C)(3) CHARITABLE 500000 ANIMAL MEDICAL CENTER 510 EAST 62ND STREET NEW YORK NY 10065 NONE 501(C)(3) CHARITABLE 15000 BALLET THEATRE FOUNDATION 800 BROADWAY NEW YORK NY 10003 NONE 501(C)(3) CHARITABLE 87000 BARD COLLEGE PO BOX 5000 ANNADALEONHUDSION NY 125045000 NONE 501(C)(3) CHARITABLE 420566 HSS FUND INC 535 EAST 70TH STREET NEW YORK NY 10021 NONE 501(C)(3) CHARITABLE 50000 MANHATTAN THEATRE CLUB 311 WEST 43RD STREET 8TH FLOOR NEW YORK NY 10036 NONE 501(C)(3) CHARITABLE 6780 MT SINAI SCHOOL OF MEDICINE ONE GUSTAVE L LEVY PLACE NEW YORK NY 100296574 NONE 501(C)(3) CHARITABLE 100000 MT SINAI HOSPITAL ONE GUSTAVE L LEVY PLACE NEW YORK NY 100296574 NONE 501(C)(3) CHARITABLE 423000 NDH FOUNDATION PO BOX 5002 RHINEBECK NY 12572 NONE 501(C)(3) CHARITABLE 500 BUDDIES OF NJ INC 149 HUDSON STREET HACKENSACK NJ 07601 NONE 501(C)(3) CHARITABLE 300 NORTHERN DUTCHESS HOSPITAL 6511 SPRINGBROOK AVENUE RHINEBECK NY 12572 NONE 501(C)(3) CHARITABLE 50000 RICHARD B FISHER CENTER FOR PERFORMING BARD COLLEGE ANNADALEONHUDSION NY 125045000 NONE 501(C)(3) CHARITABLE 750000 ROUNDABOUT THEATER COMPANY 231 WEST 39TH STREET NEW YORK NY 10003 NONE 501(C)(3) CHARITABLE 15000 THE CHILDREN'S HOUSE OF WASHINGTON 3133 DUMBARTON ST NW WASHINGTON DC 200073309 NONE 501(C)(3) CHARITABLE 6700 THE METROPOLITAN OPERA LINCOLN CENTER NEW YORK NY 10023 NONE 501(C)(3) CHARITABLE 15000 THE POODLE CLUB OF AMERICA FOUNDATION INC 5989 SIERRA MEDINA AVE LAS VEGAS NV 89139 NONE 501(C)(3) CHARITABLE 100 TRIBECA FILM FESTIVAL 375 GREENWICH STREET NEW YORK NY 10013 NONE 501(C)(3) CHARITABLE 1000 CITY COLLEGE 21ST CENTURY FOUNDATION 160 CONVENT AVENUE SHEPARD NY 10031 NONE 501(C)(3) CHARITABLE 250000 HOFSTRA UNIVERSITY 101 HOFSTRA UNIVERSITY HEMPSTEAD NY 11549 NONE 501(C)(3) CHARITABLE 1500 LINCOLN CENTER FOR PERFORMING ARTS INC 70 LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE 501(C)(3) CHARITABLE 1835 NEW YORK PHILHARMONIC 10 LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE 501(C)(3) CHARITABLE 4000 THE PERSHING SQUARE SIGNATURE CENTER 480 WEST 42ND STREET NEW YORK NY 10036 NONE 501(C)(3) CHARITABLE 1100 STARR LIBRARY 68 WEST MARKET STREET RHINEBECK NY 12572 NONE 501(C)(3) CHARITABLE 200 TAKE THE LEAD PO BOX 6353 WATERTOWN NY 13601 NONE 501(C)(3) CHARITABLE 25750 UNITED STATES EQUESTRIAN TEAM FOUNDATION PO BOX 355 GLADSTONE NJ 07934 NONE 501(C)(3) CHARITABLE 129000 AMERICAN KENNEL CLUB 260 MADISON AVENUE 62ND STREET NEW YORK NY 10065 NONE 501(C)(3) CHARITABLE 5000 DRESSAGE FOUNDATION 1314 O ST SUITE 305 LINCOLN NE 68508 NONE 501(C)(3) CHARITABLE 1000 FRIENDS OF NEW BOLTON CENTER 382 W STREET ROAD KENNETT SQUARE PA 19348 NONE 501(C)(3) CHARITABLE 1000 GEORGETOWN DAY SCHOOL 4530 MACARTHUR BOULEVARD NW WASHINGTON DC 20007 NONE 501(C)(3) CHARITABLE 1000 THROUGH - REGENCY ENERGY PARTNERS LP 2001 BRYAN TOWER SUITE 3700 DALLAS TX 75201 NONE 501(C)(3) CHARITABLE 16 2862347 0 14 153951 14 212259 14 33737 18 584557 0 984504 0 984504 0 0 0 0 0 0 0 0 0 0 X X 1 MARTIN SOSNOFF PO BOX 135 RHINEBECK NY 12572 675000 X X 2 TONI SOSNOFF PO BOX 135 RHINEBECK NY 12572 675000 X X 1 SEE STATEMENT 10 & 11 675000 2011-12-19 2 SEE STATEMENT 10 & 11 675000 2011-12-19 ART CONTRIBUTION - 12/19/2011 SCHEDULE B ART (FAIR MARKET VALUE): 1,350,000GEORG BASELITZDIE KUH, 1986OIL ON CANVAS 63.7IN. X 63.8INCHES 1/2 CONTRIBUTED BY MARTIN SOSNOFF 675,0001/2 CONTRIBUTED BY TONI SOSNOFF 675,000THE PAINTING IS VALUED USING THE FAIR MARKET VALUEON THE DATE OF CONTRIBUTION. ARCH COAL INC NOTE 206145 179500 CENTURYTEL ENTERPRISE 188042 208307 DISH DBS CORP 320813 354750 LINCOLN NATIONAL CORP VARIABLE 333300 353500 LUCENT TECNOLOGIES INC 255963 194700 MORGAN STANLEY GROUP NOTES 291765 300510 AMAZON COM INC 318226 352870 ANNALY CAPITAL MANAGEMENT INC 7.625% SER C 249557 250500 APPLE INC. 58064 380432 BAC CAP TR VIII 6% 35 TR PFD 104407 225720 BIOGEN IDEC INC 239553 283271 BOEING CO 152654 155988 CITIGROUP INC NEW 562415 660287 COMCAST CORP NEW CL A 301185 327316 COUSINS PPTYS 7.5% B PFD 440418 439250 COVIDIEN PLC F 359 523 EBAY INC 308150 375022 EMC CORP MASS 217281 206006 ENSO PLC NEW CL A 172695 221274 EXPRESS SCRIPTS HOLDING CO 170272 177705 FACEBOOK INC 85920 92400 FREEPORT MCMORAN COPPER & GOLD 220337 202852 GENERAL ELECTRIC CO 120898 152136 GILEAD SCIENCES INC 267020 420000 GOLDMAN SACHS GROUP INC 519155 494718 GOOGLE INC CLASS A 158792 324742 HILTON HOTELS CORP 8% 31 QUIBS 78730 75563 JPMORGAN CHASE & CO 492148 591552 LAS VEGAS SANDS CORP 320712 359205 NEW YORK TIMES CO 58650 38928 NEW YORK TIMES CO - WARRANTS 709 0 PRECISION CASTPARTS CORP 144019 238407 QUALCOMM INC 376919 413530 REGENCY ENERGY PARTNERS 261306 290810 ROVI CORP 0 123 SIRIUS XM RADIO INC 202742 328759 TE CONNECTIVITY LTD 315 317 UNION PACIFIC CORP 97206 196448 VORNADO REALTY TRUST 326346 332409 ARTWORK- FLIEDER PAINTING 468042 468042 450000 ARTWORK- DIE KUH 0 1136854 1350000 BOOK BASIS ADJUSTMENT FROM CONTRIBUTION OF ARTWORK 213146 NY FILING FEES 750 0 0 BANK CHARGES 96 96 0 TAX REFUND 57636 0 57636 PARTNERSHIP INCOME - REGENCY ENERGY -23786 -23786 -23786 SECTION 1231 INCOME (LOSS) - REGENCY ENERGY -113 -113 -113 BOOK BASIS ADJUSTMENT FROM INVESTMENT IN REGENCY ENERGY PARTNERS 39708 ROUNDING ADJUSTMENT 4 FEDERAL TAXES 4000 0 0 NY TAXES 148 148 0