2013-03-19T11:17:53-05:00 2012-05-31 BKD LLP 200 E MAIN STREET FORT WAYNE IN 468021900 990 2011-06-01 340714681 JOHN CARROLL UNIVERSITY JOHN 2163971886 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 RICHARD F MAUSSER 2163971886 2013-03-19 true JOYCE DULWORTH 2604604033 2013-03-19 2011 2016-02-25 16:41:14Z X REV ROBERT L NIEHOFF SJ 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 159291853 false X WWW.JCU.EDU X 1886 OH AS ONE OF 28 JESUIT CATHOLIC COLLEGES AND UNIVERSITIES IN THE UNITED STATES, JOHN CARROLL UNIVERSITY'S MISSION IS TO INSPIRE INDIVIDUALS TO EXCEL IN LEARNING, LEADERSHIP, AND SERVICE IN THE REGION AND IN THE WORLD. 47 47 2272 506 -59985 -122570 12760962 18341178 111727736 118440306 10096838 5941649 72973 -11468 134658509 142711665 50324302 54439934 0 47970505 50603391 69452 72925 3299705 32405302 32861215 130769561 137977465 3888948 4734200 392298727 386855245 86885322 87112986 305413405 299742259 X AS ONE OF 28 JESUIT CATHOLIC COLLEGES AND UNIVERSITIES IN THE UNITED STATES, JOHN CARROLL UNIVERSITY'S MISSION IS TO INSPIRE INDIVIDUALS TO EXCEL IN LEARNING, LEADERSHIP, AND SERVICE IN THE REGION AND IN THE WORLD. false false 131028300 54439934 118440306 SEE SCHEDULE O FOR DESCRIPTION OF PROGRAM ACCOMPLISHMENTS. FROM ITS MODEST ORIGIN IN 1886 AS SAINT IGNATIUS COLLEGE ON CLEVELAND'S NEAR WEST SIDE, JOHN CARROLL TODAY IS WIDELY RECOGNIZED AS A TRANSFORMATIVE UNIVERSITY THAT EXCELS IN UNDERGRADUATE AND POST-GRADUATE EDUCATION, ATTRACTING STUDENTS FROM 32 STATES, PLUS PUERTO RICO, THE DISTRICT OF COLUMBIA AND 18 COUNTRIES. THE UNIVERSITY STRIVES TO DEVELOP EACH STUDENT AS A WHOLE PERSON - MIND, BODY, AND SOUL. AT THE SAME TIME, STUDENTS ARE CHALLENGED TO MAKE A DIFFERENCE IN THE WORLD THROUGH LEADERSHIP AND SERVICE. AS A JESUIT CATHOLIC UNIVERSITY, JOHN CARROLL OFFERS A RIGOROUS EDUCATION BASED ON A WELL-DEVELOPED LIBERAL ARTS CORE CURRICULUM, INCLUDING A VARIETY OF ACADEMIC PROGRAMS IN THE ARTS AND SCIENCES, AND EDUCATION. U.S. NEWS & WORLD REPORT RANKS JOHN CARROLL AMONG THE TOP 10 UNIVERSITIES IN THE MIDWEST THAT GRANT MASTER'S DEGREES, AND THE UNIVERSITY'S JOHN M. AND MARY JO BOLER SCHOOL OF BUSINESS HOLDS DUAL AACSB ACCREDITATION - AN INTERNATIONAL DISTINCTION AWARDED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS PLACING IT IN THE TOP FIVE PERCENT OF BUSINESS SCHOOLS WORLDWIDE. JOHN CARROLL CONSISTENTLY RANKS AS ONE OF THE TOP SCHOOLS IN THE MIDWEST FOR RETENTION RATES AND GRADUATION RATES, WHICH SIGNIFICANTLY EXCEED U.S. AND OHIO AVERAGES. THE UNIVERSITY'S 14:1 STUDENT/FACULTY RATIO ENSURES INDIVIDUAL ATTENTION AND AN INTERACTIVE EXPERIENCE. 85% OF ALL CLASSES HAVE FEWER THAN 30 STUDENTS WITH NO CLASS EXCEEDING 50 STUDENTS. THE UNIVERSITY EDUCATED 2,956 UNDERGRADUATE STUDENTS AND 744 GRADUATE STUDENTS; OFFERED 47 BACHELOR DEGREE MAJORS AND 21 GRADUATE SCHOOL PROGRAMS; AND CONFERRED 661 BACHELOR AND 245 MASTERS DEGREES IN THE 2011-2012 ACADEMIC YEAR. JOHN CARROLL RANKS 7TH IN OHIO FOR FOUR-YEAR GRADUATION RATES OUT OF MORE THAN 70 FOUR-YEAR INSTITUTIONS. THE UNIVERSITY'S CURRENT FRESHMEN RETENTION RATE IS 89%. THERE ARE 204 FULL-TIME FACULTY MEMBERS WITH 95% HOLDING DOCTORAL DEGREES OR THE TERMINAL DEGREE IN THEIR FIELD; NINE ARE FULBRIGHT FELLOWS; AND THE MAJORITY HAS PUBLISHED BOOKS, ARTICLES OR RECEIVED RESEARCH GRANTS IN THE PAST TWO YEARS. THE UNIVERSITY'S VARSITY SPORTS TEAMS COMPETE AT THE NCAA DIVISION III INTERCOLLEGIATE LEVEL, AND HAVE WON OVER 80 LEAGUE TITLES. MORE THAN 250 VARSITY ATHLETES HAVE BEEN NAMED DIVISION III ALL-AMERICANS. NEARLY 500 UNDERGRADUATES PARTICPATE IN 21 VARSITY MEN'S AND WOMEN'S SPORTS. STUDENTS ALSO HAVE ACCESS TO INTRAMURAL SPORTS, CLUB SPORTS, AND OTHER FITNESS AND RECREATIONAL ACTIVITIES. JOHN CARROLL UNIVERSITY WELCOMES STUDENTS AND FACULTY FROM DIFFERENT RELIGIOUS BACKGROUNDS AND VALUE SYSTEMS IN THE BELIEF THAT THE EDUCATIONAL ENVIRONMENT WHICH THE UNIVERSITY PROVIDES IS ONE WHICH THESE STUDENTS AND FACULTY MAY FIND CONGENIAL, REWARDING, AND ENRICHED BY THEIR PRESENCE. WITHIN THIS ENVIRONMENT THERE IS CONCERN FOR THE HUMAN AND SPIRITUAL DEVELOPMENTAL NEEDS OF THE STUDENTS AND A DEEP RESPECT FOR THE FREEDOM AND DIGNITY OF THE HUMAN PERSON. A FACULTY NOT ONLY PROFESSIONALLY QUALIFIED, BUT ALSO STUDENT ORIENTED, CONSIDERS EXCELLENCE IN INTERPERSONAL RELATIONSHIPS AS WELL AS ACADEMIC ACHIEVEMENT AMONG ITS PRIMARY GOALS. 131028300 true true false true false false false true false true true true false false true true true false true true true false false true true false false true true true true false true false false false false true false true false true false false false true false false false false false true 5135 0 true 2272 true true true false false false false true true false false false false X 47 47 false false false false true true true true true false false true true true true true true true true true true X RICHARD F MAUSSER JOHN CARROLL UNIVERSITY 2163974273 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 ROBERT L NIEHOFF SJ 50.00 X X 0 0 0 DAVID W SHORT 5.00 X 0 0 0 PATRICK V AULETTA 1.50 X 0 0 0 NANCY CUNNINGHAM BENACCI 2.00 X 0 0 0 REV MICHAEL P CARUSO S J 3.85 X 0 0 0 REV GERALD F CAVANAGH SJ 1.00 X 0 0 0 JOAN M CROCKETT 1.00 X 0 0 0 ALBERT J DEGULIS 2.30 X 0 0 0 FREDERICK D DISANTO 1.00 X 0 0 0 WILLIAM P DONNELLY 1.00 X 0 0 0 UMBERTO FEDELI 1.00 X 0 0 0 TERRENCE P FERGUS 1.00 X 0 0 0 REV JOHN P FITZGIBBONS SJ 1.00 X 0 0 0 DANIEL J FRATE 1.00 X 0 0 0 CARL D GLICKMAN 1.00 X 0 0 0 REV HOWARD J GRAY SJ 1.00 X 0 0 0 ROBERT D GRIES 1.00 X 0 0 0 EVELYN JENKINS GUNN 1.00 X 0 0 0 ROBERT A HAGER 2.00 X 0 0 0 ANNETTE L HAILE 5.75 X 0 0 0 HOWARD W HODDY HANNA III 1.50 X 0 0 0 MICHAEL L HARDY 1.00 X 0 0 0 HAROLD F HAWK JR 1.00 X 0 0 0 ROBERT E HELTZEL JR 1.00 X 0 0 0 ROBERT W HOSTOFFER DO 1.00 X 0 0 0 JAMES F KIRSCH 3.00 X 0 0 0 CHARLES J KOCH 1.00 X 0 0 0 RICHARD J KRAMER 1.00 X 0 0 0 THOMAS B LEWIS 1.25 X 0 0 0 L THOMAS MARCHLEN 3.85 X 0 0 0 REV MICHAEL J MARCO SJ 1.00 X 0 0 0 RICHARD E MAROUN 1.00 X 0 0 0 MICHAEL J MERRIMAN 1.00 X 0 0 0 SAMUEL H MILLER 1.00 X 0 0 0 JAMES M MYERS 1.00 X 0 0 0 GERALD F O'CONNELL 3.00 X 0 0 0 MICHAEL B PETRAS JR 1.00 X 0 0 0 ARCHBISHOP PATRICK C PINDER 1.00 X 0 0 0 GEORGE SAMPLE 1.00 X 0 0 0 BARBARA S SCHUBERT 1.50 X 0 0 0 JOHN SHERWIN JR 1.00 X 0 0 0 RAYMOND E SMILEY 1.00 X 0 0 0 REV LORN SNOW SJ 1.00 X 0 0 0 TERENCE C SULLIVAN 1.00 X 0 0 0 DANIEL C SUSSEN 2.00 X 0 0 0 STEPHEN M TODD 1.00 X 0 0 0 JOHN O'NEILL WINCHESTER 1.00 X 0 0 0 JOHN T DAY 50.00 X 186515 0 27858 DOREEN K RILEY 50.00 X 168608 0 25963 RICHARD F MAUSSER 50.00 X 167262 0 76485 MARIA ALFARO-LOPEZ 50.00 X 146778 0 63587 MARK D MCCARTHY 50.00 X 135395 0 21536 JONATHAN E SMITH 50.00 X 135281 0 15240 BRIAN G WILLIAMS 50.00 X 130354 0 31689 PAUL V MURPHY 50.00 X 92906 0 23854 KAREN SCHUELE 40.00 X 173518 0 62823 LEROY BROOKS 40.00 X 168882 0 25987 ROBERT BLOOM 40.00 X 168372 0 17014 PAUL R MURPHY 40.00 X 155389 0 20360 PATRICK ERTLE 40.00 X 138455 0 26693 JEANNE COLLERAN 40.00 X 135254 0 24928 2102969 464017 41 false true false ARAMARK 1101 MARKET STREET PHILADELPHIA PA 19107 FOOD SERVICE 4781930 ENVIROCOM CONSTRUCTION 23632 MERCANTILE ROAD BEACHWOOD OH 44122 CONSTRUCTION 1506700 SPORTS CONSTRUCTION GROUP 10303 BRECKSVILLE ROAD BRECKSVILLE OH 44141 CONSTRUCTION 1413052 GCA SERVICES GROUP PO BOX 643823 PITTSBURGH PA 152643823 JANITORIAL SERV 1391317 JESUIT COMMUNITY AT JOHN CARROLL UNI VERSITY 2520 MIRAMAR UNIVERSITY HEIGHTS OH 44118 EDUCATIONAL SER 694845 50 6900 5619175 12715103 1851210 18341178 TUITION & FEES 611600 99995998 99995998 AUXILIARY ENTERPRISES 611710 17091911 17091911 OTHER FEES 611710 1352397 1352397 118440306 3801646 3801646 23485 23485 3374839 3414793 -39954 -39954 -39954 15294205 13154202 2140003 2140003 2140003 36225 6900 11193 25032 25032 DAVIDSON KEMPNER INST PARTNRS 236000 2 2 COMMONFUND CAPITAL VENTURE VI 236000 -500 -500 SPINNAKER GLOBAL EMERGING 236000 -19533 -19533 -20031 142711665 118440306 -59985 5990166 50970 50970 54388964 54388964 1822393 903378 719922 199093 14127 11127 3000 36934513 34217700 1282295 1434518 2028034 1836184 104803 87047 6975069 5707768 703213 564088 2829255 2561610 146207 121438 163654 148889 14765 54367 1600 52767 31890 31890 72925 72925 241984 241984 1602557 1327842 33616 241099 301221 295440 3805 1976 3445007 3214979 2562 227466 1413002 1354271 28131 30600 5987646 5931607 39646 16393 1807977 1629573 47947 130457 1323261 1151065 72175 100021 2530798 2530798 6744841 6744841 595891 594757 1118 16 NON-PROF CONTRACT SVCS 5995847 5926845 42934 26068 DUES AND SUBSCRIPTIONS 532582 493161 16893 22528 OTHER 88690 4931 106442 -22683 137977465 131028300 3649460 3299705 2802032 5300751 34543164 29251297 2189324 4071464 611804 521355 5731021 5467075 1376441 1422788 296541201 118945700 173286277 177595501 117006770 106878650 50969296 52961627 3782598 3384737 392298727 386855245 11950293 12856964 161057 208374 2419741 3130572 59410253 56100754 7599737 9427198 5344241 5389124 86885322 87112986 X 190498890 185748643 37292958 31176395 77621557 82817221 305413405 299742259 392298727 386855245 X 4734200 -10405346 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false true false true 6378 false false true 25512 false false 31890 false false false false false SCHEDULE C, PART II-B, LINE 1 THE UNIVERSITY EMPLOYS A DIRECTOR FOR GOVERNMENT AND COMMUNITY RELATIONS WHO SPENT LESS THAN 30% OF HER TIME LOBBYING RELATED TO FEDERAL GOVERNMENT RELATIONS. MOST OF HER LOBBYING TIME IS SPENT ON LEGISLATION RELATED TO STUDENT AID, THE IMPLEMENTATION OF THE HIGHER EDUCATION REAUTHORIZATION ACT, THE FISCAL YEAR 2012 BUDGET APPROPRIATIONS BILLS AND REGULATIONS. false false false false X X X false false false 169294012 3232495 -3913001 6330899 1656191 734520 159891892 147101649 2438010 27916803 6314656 1108481 739313 169294012 131423642 2893409 20184650 5699845 1175611 524596 147101649 177145420 2342749 -40531397 6076769 910991 545370 131423642 0.38890 0.47830 0.13280 true false false 4101477 4651321 8752798 19405683 199878753 69189693 150094743 36327 5851021 4087274 1800074 40508371 32273247 8235124 22108248 13395486 8712762 177595501 MULTI-STRATEGY FUNDS 23994839 F HEDGED EQUITY FUNDS 18726050 F REAL ESTATE INVESTMENT FUNDS 6237243 F PRIVATE EQUITY FUNDS 4003495 F 52961627 ASSET RETIREMENT OBLIGATIONS 3483174 REFUNDABLE FEDERAL STUDENT LOANS 1905950 5389124 142711665 137977465 4734200 -9669399 -735947 -10405346 -5671146 81316951 -9669399 -55140108 -64809507 146126458 -3414793 -3414793 142711665 86988097 3399596 3399596 83588501 54388964 54388964 137977465 TERMS FOR NOT REPORTING ASSETS PER SFAS 116 SCHEDULE D, PAGE 1, PART III, LINE 1A THE UNIVERSITY HAS ELECTED NOT TO CAPITALIZE THE COST OR VALUE OF ITS COLLECTION OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS. THERE WERE NO DEACCESSIONS DURING THE YEAR. COLLECTIONS AND RELATION TO EXEMPT PURPOSE SCHEDULE D, PAGE 2, PART III, LINE 4 THE UNIVERSITY MAINTAINS A COLLECTION OF BOOKS, JOURNALS, ART, UNIVERSITY ARCHIVAL MATERIALS, MANUSCRIPTS AND ELECTRONIC RESOURCES. THESE ITEMS ARE HOUSED AND MADE AVAILABLE PRIMARILY THROUGH THE GRASSELLI LIBRARY AND BREEN LEARNING CENTER AS ESSENTIAL RESOURCES FOR THE EDUCATIONAL EXPERIENCE OF OUR STUDENTS. INTENDED USES FOR ENDOWMENT FUNDS SCHEDULE D, PAGE 2, PART V, LINE 4 THE UNIVERSITY'S ENDOWMENT FUNDS ARE INVESTED AND A PORTION OF THE INCOME EARNED IS USED TO SUPPORT SCHOLARSHIPS, PROGRAMS, FACULTY WORK, OR A SPECIFIC AREA DESIGNATED BY THE DONOR. LIABILITY UNDER FIN 48 FOOTNOTE SCHEDULE D, PAGE 3, PART X THE UNIVERSITY ADOPTED FIN 48 IN FISCAL YEAR 2008 AS REQUIRED. NO DISCLOSURES WERE REQUIRED UNDER GAAP AS THE UNIVERSITY DOES NOT HAVE ANY MATERIAL TAX CONTINGENCIES THAT REQUIRED DISCLOSURES IN THE FOOTNOTES. RECONCILIATION OF CHANGES - OTHER SCHEDULE D, PAGE 4, PART XI, LINE 8 SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES -54,388,964 CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -442,261 CHANGE IN FAIR VALUE OF INTEREST RATE SWAP AGREEMENT -308,883 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT 3,414,793 TAX BENEFIT TO RENTAL ACTIVITIES ON AUDITED FINANCIALS 15,197 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT -3,414,793 SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES 54,388,964 REVENUE AMOUNTS INCLUDED IN FINANCIALS - OTHER SCHEDULE D, PAGE 4, PART XII, LINE 2D SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES -54,388,964 CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -442,261 CHANGE IN FAIR VALUE OF INTEREST RATE SWAP AGREEMENT -308,883 REVENUE AMOUNTS INCLUDED ON RETURN - OTHER SCHEDULE D, PAGE 4, PART XII, LINE 4B RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT -3,414,793 EXPENSE AMOUNTS INCLUDED IN FINANCIALS - OTHER SCHEDULE D, PAGE 4, PART XIII, LINE 2D TAX BENEFIT TO RENTAL ACTIVITIES ON AUDITED FINANCIALS -15,197 RENTAL EXPENSE IS NOT NETTED AGAINST REVENUE ON AUDIT 3,414,793 EXPENSE AMOUNTS INCLUDED ON RETURN - OTHER SCHEDULE D, PAGE 4, PART XIII, LINE 4B SCHOLARSHIPS AND GRANTS-IN-AID NETTED AGAINST STUDENT FEES 54,388,964 true true true true true true true false false false false false false false false true false true FINANCIAL AID OR GOVERNMENT ASSISTANCE EXPLANATION SCHEDULE E LINE 6 THE UNIVERSITY RECEIVES FEDERAL STUDENT FINANCIAL AID ASSISTANCE FOR THE BENEFIT OF ITS STUDENTS FROM VARIOUS FEDERAL AGENCIES THESE INCLUDE THE DEPARTMENT OF EDUCATION WHICH PROVIDES FUNDS FOR FEDERAL WORK STUDY PELL GRANTS SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM PERKINS LOAN PROGRAM AND FAMILY EDUCATIONAL LOAN PROGRAM THE UNIVERSITY ALSO RECEIVES FEDERAL RESEARCH GRANTS FROM THE NATIONAL SCIENCE FOUNDATION DEPARTMENT OF EDUCATION AND THE DEPARTMENT OF HEALTH AND HUMAN SERVICES false EUROPE PROGRAM SERVICES STUDY ABROAD 566677 AUSTRALIA PROGRAM SERVICES STUDY ABROAD 132961 699638 699638 EUROPE 566,677 0 AUSTRALIA 132,961 0 ADDITIONAL INFORMATION SCHEDULE F, PAGE 5, PART V THE UNIVERSITY PROVIDES A NUMBER OF STUDY ABROAD OPPORTUNITIES FOR ITS STUDENTS. VARIOUS STUDY ABROAD PROGRAMS ARE AVAILABLE EACH YEAR, BUT NOT ALL PROGRAMS LISTED BELOW ARE OFFERED EVERY ACADEMIC YEAR. THE UNIVERSITY ENJOYS LONG-STANDING STUDENT EXCHANGE AGREEMENTS WITH SOPHIA UNIVERSITY IN TOKYO, NANZAN UNIVERSITY IN NAGOYA, AND KANSAI GAIDAI UNIVERSITY IN KYOTO, JAPAN. IN ADDITION, THE UNIVERSITY IS A MEMBER OF THE INTERNATIONAL STUDENT EXCHANGE PROGRAM (ISEP), WHICH OFFERS STUDY ABROAD OPPORTUNITIES WORLDWIDE. IN RECENT YEARS THE UNIVERSITY HAS ALSO ADDED EXCHANGE PROGRAMS WITH THE UNIVERSITY OF HULL, ENGLAND; THE UNIVERSITY OF DORTMUND, GERMANY; RHODES UNIVERSITY, SOUTH AFRICA; RAI INSTITUTE, INDIA; AND FATIH UNIVERSITY, TURKEY. THE UNIVERSITY IS A MEMBER OF THE CONSORTIUM OF AMERICAN JESUIT COLLEGES AND UNIVERSITIES (AJCU) THAT SUPPORTS THE BEIJING PROGRAM FOR UNDERGRADUATE STUDY IN CHINA AS WELL AS THE CASA DE LA SOLIDARIDAD IN EL SALVADOR. STUDENTS CAN CHOOSE FROM SEVERAL PROGRAM OFFERINGS IN EUROPE FOR ONE SEMESTER OR TWO, DEPENDING ON THE PROGRAM. IN ENGLAND, BUSINESS STUDENTS CAN ENROLL IN THE UNIVERSITY'S BOLER BUSINESS SEMESTER IN LONDON; NON-BUSINESS STUDENTS CAN ENROLL IN THE LONDON LIBERAL ARTS SEMESTER, BOTH IN COOPERATION WITH REGENT'S COLLEGE. IN ITALY, STUDENTS CAN PARTICIPATE IN THE UNIVERSITY'S OWN VATICAN PROGRAM IN COOPERATION WITH THE PONTIFICA UNIVERSITA URBANIANA; LOYOLA UNIVERSITY OF CHICAGO'S ROME CENTER; OR JOHN CABOT UNIVERSITY IN ROME. THE UNIVERSITY HAS ALSO ESTABLISHED STUDY ABROAD PROGRAMS IN IRELAND (MAYNOOTH), SPAIN (MADRID), AND COSTA RICA. IN ADDITION, COOPERATIVE AGREEMENTS EXIST WITH PROGRAMS IN AUSTRALIA (AUSTRALEARN) AND DENMARK (DIS), AND THE UNIVERSITY OFFERS SHORT TERM FACULTY LED PROGRAMS IN NUMEROUS COUNTRIES ALL OVER THE WORLD. X X X X X X X true ANTHONY DECARLO 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 SOLICIT false 204904 72925 131979 204904 72925 131979 FL IL IN NY OH PA GOLF OUTING 43125 6900 36225 11193 43125 6900 36225 11193 11193 25032 true CATHOLIC COMMUNITY CONNECTION 2351 E 22ND STREET CLEVELAND OH 44115 161635599 501 21137 ANNUAL SUPPORT ST MARTIN DE PORRES HIGH SCHOOL 6111 LAUSCHE AVE CLEVELAND OH 44103 300204919 501 29833 STUDENT EMPLOYMENT 2 SCHOLARSHIPS AND GRANTS 3009 54388964 PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS INSIDE THE UNITED STATES SCHEDULE I, PAGE 1, PART I, LINE 2 THE UNIVERSITY AWARDS SCHOLARSHIPS AND GRANTS BASED ON SUPERIOR ACADEMIC ACHIEVEMENT AND DEMONSTRATED FINANCIAL NEED. INDIVIDUALS RECEIVING AWARDS FROM JOHN CARROLL UNIVERSITY ARE CHOSEN BASED UPON OBJECTIVE AND NON-DISCRIMINATORY CRITERIA WHICH ARE CONSISTENT WITH THE OVERALL TAX-EXEMPT PURPOSE OF THE UNIVERSITY. X X X X false false false false false false false false false JOHN T DAY 185287 1228 11415 16443 214373 DOREEN K RILEY 162589 6019 9958 16005 194571 RICHARD F MAUSSER 167017 245 10321 66164 243747 MARIA ALFARO-LOPEZ 146114 664 9328 54259 210365 MARK D MCCARTHY 134739 656 8265 13271 156931 JONATHAN E SMITH 134014 1267 8078 7162 150521 BRIAN G WILLIAMS 130344 10 8299 23390 162043 KAREN SCHUELE 172823 695 10797 52026 236341 LEROY BROOKS 166194 2688 10242 15745 194869 ROBERT BLOOM 165684 2688 10003 7011 185386 PAUL R MURPHY 154717 672 9283 11077 175749 PATRICK ERTLE 138416 39 8473 18220 165148 JEANNE COLLERAN 135155 99 8289 16639 160182 OTHER ADDITIONAL INFORMATION SCHEDULE J, PART III ON JULY 1, 2008 THE UNIVERSITY ENACTED A QUALIFIED PRIVATE 457(B) DEFERRED COMPENSATION PLAN FOR CERTAIN EMPLOYEES WITH ANY EMPLOYER CONTRIBUTIONS TO BE MADE ON A DISCRETIONARY BASIS. THE UNIVERSITY MADE NO CONTRIBUTIONS TO THE 457 PLAN IN FISCAL 2012. ANY AND ALL CONTRIBUTIONS TO THE PLAN IN FISCAL YEAR 2012 WERE VOLUNTARY EMPLOYEE CONTRIBUTIONS. THE PRESIDENT OF THE UNIVERSITY, FR. ROBERT NIEHOFF, SJ, IS A JESUIT PRIEST AND MEMBER OF THE SOCIETY OF JESUS (SJ), A RELIGIOUS ORDER OF THE CATHOLIC CHURCH. IN KEEPING WITH HIS RELIGIOUS VOWS, THE PRESIDENT DOES NOT RECEIVE DIRECT COMPENSATION FROM THE UNIVERSITY. COMPENSATION AND BENEFITS FOR SERVICES PROVIDED BY MEMBERS OF THE SOCIETY OF JESUS ARE PAID DIRECTLY AND IN THE AGGREGATE TO JOHN CARROLL JESUIT COMMUNITY CORPORATION, RATHER THAN TO EACH MEMBER INDIVIDUALLY. GENERAL BOARD OF DIRECTORS MEETINGS ARE HELD AT LEAST THREE TIMES ANNUALLY, WITH EACH MEETING GENERALLY HELD OVER A TWO-DAY PERIOD. IN ADDITION, BOARD COMMITTEES, INCLUDING ACADEMIC AFFAIRS AND PLANNING, AUDIT, CORPORATE GOVERNANCE, DEVELOPMENT, EXECUTIVE, FINANCE, INVESTMENTS, NOMINATING, PLANNING, PROPERTIES AND STUDENT AFFAIRS, MEET AS NECESSARY BUT AT LEAST THREE TIMES ANNUALLY. OH HIGHER EDUC FACILITY COMMISSION OHIO HIGHER EDUCATIONAL FACILITY 346849674 67756ASP8 2003-08-26 24564171 SEE PART V false false false OH HIGHER EDUC FACILITY COMMISSION OHIO HIGHER EDUCATIONAL FACILITY 346849674 67756BRU6 2006-03-16 39950999 SEE PART V false false false 24564171 256189 5500000 2003 true false true true 39950999 399106 2006 true true true true false false false false false false true false false false false false false true false false false false false true false false false false false false PURPOSE OF ISSUE DESCRIPTION SCHEDULE K OH HIGHER EDUC FACILITY COMMISSION DATE ISSUED 08262003 CONSTRUCTION OF THE DON SHULA STADIUM AND REFUNDING THE 1993 BONDS ISSUED ON 03181993 AND 12301993 OH HIGHER EDUC FACILITY COMMISSION DATE ISSUED 031606 REFUNDING OF THE 1997 AND 1999 BONDS ISSUED ON 05011997 AND 12011999 RESPECTIVELY PARTIAL REFUNDING OF THE 2001 BONDS ISSUED ON 11072001 MERIT SCHOLARSHIPS 80200 DISCOUNTED TUITION 101330 DIANE WILLIAMS SEE PART V 11127 WAGES & BENEFITS false ADDITIONAL INFORMATION SCHEDULE L PART V B RELATIONSHIP BETWEEN INTERESTED PERSON AND THE ORGANIZATION SPOUSE OF BRIAN WILLIAMS VP ENROLLMENT X 500 APPRAISED VALUE X 31 1601803 MARKET VALUE X 8 244590 APPRAISED VALUE X HOSTING EVENTS 2 4167 COST OR SELLING PRICE X SUITE TICKETS 1 150 COST OR SELLING PRICE false true true THIRD PARTY USED TO PROCESS NONCASH CONTRIBUTIONS SCHEDULE M, PAGE 1, PART I, LINE 32B UNIVERSITY USES THIRD PARTY TO SELL SECURITIES THAT ARE RECEIVED AS DONATIONS. EXPLANATION ON VOLUNTEERS AND TYPES OF SERVICES OR BENEFITS FORM 990, PAGE 1, PART I, LINE 6 A SIGNIFICANT NUMBER OF ALUMNI AND OTHER FRIENDS OF THE UNIVERSITY VOLUNTEER THEIR TIME ADVANCING THE MISSION OF THE UNIVERSITY AND HELPING ATTRACT STUDENTS TO ATTEND JOHN CARROLL. FIRST ACCOMPLISHMENT DESCRIPTION FORM 990, PAGE 2, PART III, LINE 4A FROM ITS MODEST ORIGIN IN 1886 AS SAINT IGNATIUS COLLEGE ON CLEVELAND'S NEAR WEST SIDE, JOHN CARROLL TODAY IS WIDELY RECOGNIZED AS A TRANSFORMATIVE UNIVERSITY THAT EXCELS IN UNDERGRADUATE AND POST-GRADUATE EDUCATION, ATTRACTING STUDENTS FROM 32 STATES, PLUS PUERTO RICO, THE DISTRICT OF COLUMBIA AND 18 COUNTRIES. THE UNIVERSITY STRIVES TO DEVELOP EACH STUDENT AS A WHOLE PERSON - MIND, BODY, AND SOUL. AT THE SAME TIME, STUDENTS ARE CHALLENGED TO MAKE A DIFFERENCE IN THE WORLD THROUGH LEADERSHIP AND SERVICE. AS A JESUIT CATHOLIC UNIVERSITY, JOHN CARROLL OFFERS A RIGOROUS EDUCATION BASED ON A WELL-DEVELOPED LIBERAL ARTS CORE CURRICULUM, INCLUDING A VARIETY OF ACADEMIC PROGRAMS IN THE ARTS AND SCIENCES, AND EDUCATION. U.S. NEWS & WORLD REPORT RANKS JOHN CARROLL AMONG THE TOP 10 UNIVERSITIES IN THE MIDWEST THAT GRANT MASTER'S DEGREES, AND THE UNIVERSITY'S JOHN M. AND MARY JO BOLER SCHOOL OF BUSINESS HOLDS DUAL AACSB ACCREDITATION - AN INTERNATIONAL DISTINCTION AWARDED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS PLACING IT IN THE TOP FIVE PERCENT OF BUSINESS SCHOOLS WORLDWIDE. JOHN CARROLL CONSISTENTLY RANKS AS ONE OF THE TOP SCHOOLS IN THE MIDWEST FOR RETENTION RATES AND GRADUATION RATES, WHICH SIGNIFICANTLY EXCEED U.S. AND OHIO AVERAGES. THE UNIVERSITY'S 14:1 STUDENT/FACULTY RATIO ENSURES INDIVIDUAL ATTENTION AND AN INTERACTIVE EXPERIENCE. 85% OF ALL CLASSES HAVE FEWER THAN 30 STUDENTS WITH NO CLASS EXCEEDING 50 STUDENTS. THE UNIVERSITY EDUCATED 2,956 UNDERGRADUATE STUDENTS AND 744 GRADUATE STUDENTS; OFFERED 47 BACHELOR DEGREE MAJORS AND 21 GRADUATE SCHOOL PROGRAMS; AND CONFERRED 661 BACHELOR AND 245 MASTERS DEGREES IN THE 2011-2012 ACADEMIC YEAR. JOHN CARROLL RANKS 7TH IN OHIO FOR FOUR-YEAR GRADUATION RATES OUT OF MORE THAN 70 FOUR-YEAR INSTITUTIONS. THE UNIVERSITY'S CURRENT FRESHMEN RETENTION RATE IS 89%. THERE ARE 204 FULL-TIME FACULTY MEMBERS WITH 95% HOLDING DOCTORAL DEGREES OR THE TERMINAL DEGREE IN THEIR FIELD; NINE ARE FULBRIGHT FELLOWS; AND THE MAJORITY HAS PUBLISHED BOOKS, ARTICLES OR RECEIVED RESEARCH GRANTS IN THE PAST TWO YEARS. THE UNIVERSITY'S VARSITY SPORTS TEAMS COMPETE AT THE NCAA DIVISION III INTERCOLLEGIATE LEVEL, AND HAVE WON OVER 80 LEAGUE TITLES. MORE THAN 250 VARSITY ATHLETES HAVE BEEN NAMED DIVISION III ALL-AMERICANS. NEARLY 500 UNDERGRADUATES PARTICPATE IN 21 VARSITY MEN'S AND WOMEN'S SPORTS. STUDENTS ALSO HAVE ACCESS TO INTRAMURAL SPORTS, CLUB SPORTS, AND OTHER FITNESS AND RECREATIONAL ACTIVITIES. JOHN CARROLL UNIVERSITY WELCOMES STUDENTS AND FACULTY FROM DIFFERENT RELIGIOUS BACKGROUNDS AND VALUE SYSTEMS IN THE BELIEF THAT THE EDUCATIONAL ENVIRONMENT WHICH THE UNIVERSITY PROVIDES IS ONE WHICH THESE STUDENTS AND FACULTY MAY FIND CONGENIAL, REWARDING, AND ENRICHED BY THEIR PRESENCE. WITHIN THIS ENVIRONMENT THERE IS CONCERN FOR THE HUMAN AND SPIRITUAL DEVELOPMENTAL NEEDS OF THE STUDENTS AND A DEEP RESPECT FOR THE FREEDOM AND DIGNITY OF THE HUMAN PERSON. A FACULTY NOT ONLY PROFESSIONALLY QUALIFIED, BUT ALSO STUDENT ORIENTED, CONSIDERS EXCELLENCE IN INTERPERSONAL RELATIONSHIPS AS WELL AS ACADEMIC ACHIEVEMENT AMONG ITS PRIMARY GOALS. CLASSES OF MEMBERS OR STOCKHOLDERS FORM 990, PAGE 6, PART VI, LINE 6 THE BOARD OF MEMBERS OF JOHN CARROLL UNIVERSITY SHALL CONSIST OF: (1) THE PRESIDENT OF JOHN CARROLL UNIVERSITY, EX-OFFICIO MEMBER; (2) THE RECTOR OF THE JOHN CARROLL JESUIT COMMUNITY CORPORATION, EX-OFFICIO MEMBER; (3) ONE MEMBER OF THE SOCIETY OF JESUS APPOINTED BY THE PROVINCIAL OF THE PROVINCE UNDER WHOSE JURISDICTION THE JOHN CARROLL JESUIT COMMUNITY CORPORATION FALLS, TO SERVE A TWO-YEAR TERM; (4) TWO MEMBERS OF THE JOHN CARROLL JESUIT COMMUNITY CORPORATION ELECTED TO SERVE TWO YEAR STAGGERED TERMS, BY THOSE MEMBERS IN GOOD STANDING OF THE SOCIETY OF JESUS WHO ARE ASSIGNED TO THE JOHN CARROLL JESUIT COMMUNITY CORPORATION AND PROVIDE SERVICE TO OR HAVE BEEN RETIRED FROM THE UNIVERSITY. ELECTION OF MEMBERS AND THEIR RIGHTS FORM 990, PAGE 6, PART VI, LINE 7A THE BOARD OF MEMBERS SHALL HAVE AND EXERCISE SUCH POWERS AND AUTHORITY PROVIDED UNDER APPLICABLE LAW AS ARE CONSISTENT WITH THE MISSION OF THE UNIVERSITY, INCLUDING WITHOUT LIMITATION, THE POWERS TO: (A) ELECT AND TO RE-ELECT THE DIRECTORS OF THE CORPORATION FROM THE SLATE OF NOMINEES RECOMMENDED BY THE BOARD OF DIRECTORS (B) REMOVE ANY DIRECTOR, UPON RECOMMENDATION OF THE BOARD OF DIRECTORS DECISIONS SUBJECT TO APPROVAL OF MEMBERS FORM 990, PAGE 6, PART VI, LINE 7B THE BOARD OF MEMBERS SHALL HAVE AND EXERCISE SUCH POWERS TO AMEND THE ARTICLES AND THE CODE OF REGULATIONS; SELL OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION; AND MERGE OR DISSOLVE THE CORPORATION. ORGANIZATION'S PROCESS USED TO REVIEW FORM 990 FORM 990, PAGE 6, PART VI, LINE 11B THE OFFICE OF THE UNIVERSITY'S VP OF FINANCE PREPARES THE FORM 990, WHICH IS THEN REVIEWED BY THE UNIVERSITY'S INDEPENDENT AUDITOR BEFORE IT IS PRESENTED TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW. A FINAL REVIEWED COPY OF THE FORM 990 IS PROVIDED TO EACH DIRECTOR PRIOR TO FILING IT WITH THE IRS. ENFORCEMENT OF CONFLICTS POLICY FORM 990, PAGE 6, PART VI, LINE 12C THE UNIVERSITY HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT REQUIRES ITS OFFICERS, DIRECTORS, AND EMPLOYEES TO DISCLOSE POTENTIAL CONFLICTS OF THEMSELVES AND THEIR FAMILY MEMBERS. IN ADDITION, A QUESTIONNAIRE IS DISTRIBUTED ANNUALLY IN WHICH POTENTIAL CONFLICTS OF INTERESTS ARE DISCLOSED. THE AUDIT COMMITTEE REVIEWS THE QUESTIONNAIRES FOR ANY DISCLOSED ACTUAL OR POTENTIAL CONFLICT OF INTERESTS. THE UNIVERSITY'S CONFLICT OF INTEREST POLICY PROHIBITS INVOLVEMENT IN UNIVERSITY DECISION- MAKING BY ANY OFFICER, SENIOR ADMINISTRATOR OR DIRECTOR WHO HAS A CONFLICT. IN THE EVENT OF THE EXISTENCE OF A CONFLICT OF INTEREST, APPROPRIATE CONFLICT MANAGEMENT MEASURES ARE IMPLEMENTED. VIOLATIONS OF THE UNIVERSITY'S CONFLICTS POLICIES MAY RESULT IN SANCTIONS, UP TO AND INCLUDING TERMINATION OF EMPLOYMENT. COMPENSATION PROCESS FOR TOP OFFICIAL FORM 990, PAGE 6, PART VI, LINE 15A THE UNIVERSITY'S EXECUTIVE COMMITTEE IS RESPONSIBLE FOR ESTABLISHING, REVIEWING AND APPROVING COMPENSATION LEVELS FOR THE UNIVERSITY'S PRESIDENT. THE COMMITTEE REVIEWS COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN ESTABLISHING COMPENSATION LEVELS. THE COMMITTEE REVIEWS THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT ANNUALLY, AND WAS LAST REVIEWED IN SEPTEMBER 2012. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING ARE RECORDED ON ALL COMMITTEE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT FOR THE UNIVERSITY'S PRESIDENT. COMPENSATION PROCESS FOR OFFICERS FORM 990, PAGE 6, PART VI, LINE 15B THE UNIVERSITY'S EXECUTIVE COMMITTEE IS RESPONSIBLE FOR ESTABLISHING, REVIEWING AND APPROVING COMPENSATION LEVELS FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. THE COMMITTEE REVIEWS COMPARABLE COMPENSATION DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS IN ESTABLISHING COMPENSATION LEVELS. THE COMMITTEE REVIEWS THE COMPENSATION OF THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES ANNUALLY AND WAS LAST REVIEWED IN DECEMBER 2012. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING ARE RECORDED ON ALL COMMITTEE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENT FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. GOVERNING DOCUMENTS DISCLOSURE EXPLANATION FORM 990, PAGE 6, PART VI, LINE 19 THE UNIVERSITY'S FORM 1023 APPLICATION FOR TAX EXEMPTION AND FORMS 990 AND 990-T (CURRENT AND PRIOR THREE YEARS) ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS, ARTICLES OF INCORPORATION, CODE OF REGULATIONS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. THE 1886 COMPANY LTD (LLC) 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 1345130 10059571 NA IGNATIUS LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 409673 2367905 NA LOYOLA LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 596287 2550648 NA MANRESA LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 149223 1169323 NA INIGO LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 213453 1134862 NA CURA PERSONALIS LLC 1 JOHN CARROLL BOULEVARD UNIVERSITY HEIGHTS OH 44118 340714681 LESSOR OH 661074 4054463 NA