2013-02-13T13:59:40-06:00 2012-06-30 113266576 GRASSI & CO CPA'S PC 50 JERICHO QUADRANGLE JERICHO NY 11753 990 2011-07-01 133277408 ALZHEIMER'S ASSOCIATION NEW YORK CITY CHAPTER ALZH 6467442900 360 LEXINGTON AVENUE 4TH FL NEW YORK NY 10017 LOU-ELLEN BARKAN 6467442900 2013-02-12 1 DAVID M ROTTKAMP P01303468 5162563500 2011 2016-02-25 16:41:14Z LOU-ELLEN BARKAN 360 LEXINGTON AVE 4TH FL NEW YORK NY 10017 22273381 0 X HTTP://WWW.ALZ.ORG/NYC/ X 1985 NY THE MISSION OF THE ALZHEIMER'S ASSOCIATION, NEW YORK CITY CHAPTER IS TO CREATE AND PROMOTE COMPREHENSIVE AND HUMANE CARE AND TREATMENT FOR PERSONS WITH ALZHEIMER'S DISEASE AND RELATED DISORDERS, TO PROVIDE SUPPORT FOR THEIR FAMILIES AND PROFESSIONAL CAREGIVERS, AND TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH.THE CHAPTER MEETS THIS MISSION IN THE COMMUNITY THROUGH INCREASING PUBLIC AWARENESS, PROVIDING EDUCATION, CREATING AND ENCOURAGING REPLICATION OF MODEL PROGRAMS, COLLABORATING WITH RESEARCH CENTERS, AND UNDERTAKING ADVOCACY. 29 29 61 614 44700 30796 11773793 7905719 149847 98370 113669 118994 -2897546 -994939 9139763 7128144 205262 295799 0 0 3368914 4034479 44400 36000 1112720 2440532 3095776 6059108 7462054 3080655 -333910 16850104 14712544 4582470 2713108 12267634 11999436 X THE MISSION OF THE ALZHEIMER'S ASSOCIATION, NEW YORK CITY CHAPTER IS TO CREATE AND PROMOTE COMPREHENSIVE AND HUMANE CARE AND TREATMENT FOR PERSONS WITH ALZHEIMER'S DISEASE AND RELATED DISORDERS, TO PROVIDE SUPPORT FOR THEIR FAMILIES AND PROFESSIONAL CAREGIVERS, AND TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH.THE CHAPTER MEETS THIS MISSION IN THE COMMUNITY THROUGH INCREASING PUBLIC AWARENESS, PROVIDING EDUCATION, CREATING AND ENCOURAGING REPLICATION OF MODEL PROGRAMS, COLLABORATING WITH RESEARCH CENTERS, AND UNDERTAKING ADVOCACY. 0 0 1122385 1110 24234 CARE CONSULTATION: IMPROVES THE AFFECTED INDIVIDUAL AND THEIR CAREGIVER'S QUALITY OF LIFE AND DECREASE THE STRESSFUL IMPACT OF ALZHEIMER'S AND DEMENTIA. CHAPTERS EMPLOY CARE CONSULTANTS WHO IDENTIFY AREAS OF NEED AND PROVIDE ASSISTANCE AND PSYCHOSOCIAL SUPPORT THROUGH EDUCATION ABOUT THE DISEASE AND SYMPTOM MANAGEMENT, PROBLEM SOLVING, PLANNING FOR FUTURE NEEDS, AND LINKAGES WITH RESOURCES, PARTICULARLY DURING TRANSITIONAL OR CRISIS SITUATIONS. 512859 INFORMATION AND REFERRAL: PROVIDES SUPPORT AND INFORMATION ABOUT ALZHEIMER'S DISEASE AND RELATED DEMENTIAS, PROGRAMS AND SERVICES PROVIDED BY THE CHAPTER, AND COMMUNITY RESOURCES AS THEY RELATE TO ALZHEIMER'S DISEASE AND RELATED DISORDERS THROUGH A 24/7 TOLL FREE HELPLINE AS WELL AS THE WEB. 418589 3050 33625 SAFETY SERVICES: CHAPTER PROVIDES NATIONWIDE PROGRAMS, SUCH AS SAFE RETURN/ MEDIC ALERT AND COMFORT ZONE, WHICH ADDRESS THE SAFETY NEEDS OF PERSONS WITH THE DISEASE AND THEIR CAREGIVERS. 3255633 2350 40511 1)WORKSHOPS/ CONFERENCES/ SEMINARS: CONSUMER EDUCATION - CHAPTER PROVIDES A VARIETY OF EDUCATIONAL SEMINARS OFFERED IN COMMUNITIES IN THE NEW YORK CITY METROPOLITAN AREA. 2)SUPPORT GROUPS: CHAPTER PROVIDES SUPPORT GROUPS FOR CAREGIVERS AND PERSONS WITH THE DISEASE OFFERED IN A VARIETY OF LOCATIONS TO MEET THE NEEDS OF DIVERSE COMMUNITIES.3)EARLY STAGE PROGRAMMING: ADDRESSES THE UNIQUE NEEDS OF INDIVIDUALS IN THE EARLY STAGES OF ALZHEIMER'S OR A RELATED DEMENTIA. CHAPTERS ADDRESS EARLY STAGE NEEDS THROUGH A VARIETY OF EDUCATION, AWARENESS, AND ENGAGEMENT OPPORTUNITIES DESIGNED TO HELP INDIVIDUALS AND FAMILIES COPE WITH THE DIAGNOSIS AND EMPOWER THEM TO MAKE DECISIONS REGARDING THEIR FUTURE AND MAKE THE MOST OF LIFE FOLLOWING THEIR DIAGNOSIS.OTHER PROGRAM SERVICES: 3255633 2350 40511 5309466 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 57 0 1 61 1 1 1 0 0 0 0 1 1 0 0 0 0 X 29 29 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X STEPHEN MAGGIO 6467442903 360 LEXINGTON AVENUE 4TH FL NEW YORK NY 10017 JEFFREY N JONES 1.50 X X 0 0 0 HEATH B MCLENDON 1.50 X X 0 0 0 SUSAN J CACCAPPOLO 1.50 X X 0 0 0 SAMUEL F MARTINI 0.50 X X 0 0 0 ANDREW W ALBSTEIN 0.50 X 0 0 0 PETER A ANTONUCCI ESQ 0.50 X 0 0 0 ANNETTE BENDA-FOX 1.00 X 0 0 0 STEVEN E BOXER 0.50 X 0 0 0 WILLIAM M BRACHFELD 0.50 X 0 0 0 ARI F COHEN 0.50 X 0 0 0 STEVE CASPER 0.50 X 0 0 0 JAMES CRAIGE 0.50 X 0 0 0 LORI OSCHER FRIEDMAN 0.50 X 0 0 0 MATTHEW S FURMAN 1.00 X 0 0 0 DAVID GEITHNER 0.50 X 0 0 0 JOHN H GERNON 0.50 X 0 0 0 JAMES F HADDON 0.50 X 0 0 0 NATHAN HALEGUA 0.50 X 0 0 0 SUNNIE KENOWSKY IRVING 0.50 X 0 0 0 SIMON KOOYMAN 0.50 X 0 0 0 JOHN LATHAM 0.50 X 0 0 0 KEVIN T MCDONNELL 0.50 X 0 0 0 ELVERA BISIGNANO MCGUIRE 0.50 X 0 0 0 ABRAHAM PODOLSKY 0.50 X 0 0 0 KENNETH REISS 0.50 X 0 0 0 JOANNE RONSON 0.50 X 0 0 0 DEBORAH SCESNEY 0.50 X 0 0 0 ADRIENE WILSON-OTEY 0.50 X 0 0 0 MARK ZURACK 0.50 X 0 0 0 LOU-ELLEN BARKAN 46.60 X 240482 0 12813 STEPHEN A MAGGIO 41.10 X 104929 0 0 JED A LEVINE 47.70 X 148171 0 7825 PEGGY CHU 47.10 X 101951 0 5024 595533 0 25662 4 0 1 0 0 1730946 6174773 45761 7905719 SAFETY SERVICES 900099 33625 33625 CARE CONSULTATION 900099 24234 24234 WORKSHOPS/CONFERENCES/ 900099 19515 19515 SUPPORT GROUPS 900099 5811 5811 EARLY STAGE PROGRAMMIN 900099 375 375 14810 14810 98370 117734 117734 14885902 14884642 1260 1260 1260 306446 1730946 260595 45851 45851 REVENUE EARNED ON SHAR 900099 1385226 1385226 LESS: NATIONAL'S PORTI 900099 -2501703 -2501703 75687 44700 30987 -1040790 7128144 98370 44700 -920645 6510 6510 289289 289289 898369 417892 287294 193183 2403319 1689463 323793 390063 87411 60862 13314 13235 390734 255893 68668 66173 254646 163131 46692 44823 32750 32750 36000 36000 323373 269122 54251 729367 524613 32854 171900 810130 642390 94290 73450 94925 53691 22418 18816 242380 225463 3963 12954 214173 143947 38289 31937 18903 12695 3390 2818 RESEARCH PAYMENTS TO NA 458768 458768 MISCELLANEOUS 115458 46038 12742 56678 STAFF DEVELOPMENT 39258 33408 5160 690 CLIENT SERVICES 16291 16291 7462054 5309466 1039868 1112720 X 969802 352839 0 616963 117 500 3478552 1515377 211139 404761 26904 33521 58911 50492 128411 1215895 1908242 1165985 885818 742257 9211458 6655184 2590072 3838160 258722 256397 16850104 14712544 238409 263340 76330 1700 4267731 2448068 4582470 2713108 X 10965671 10347124 1041155 1391366 260808 260946 12267634 11999436 16850104 14712544 X -333910 65712 X X 0 1 1 X 0 X 4222437 3629348 3763909 11773793 7905719 31295206 4222437 3629348 3763909 11773793 7905719 31295206 31295206 226763 189923 152440 114363 117734 801223 323460 306446 629906 32726335 859125 0.95630 0.95620 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GROSS INCOME FROM FUND RAISING EVENTS SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART II, SECTION A & B: PRIOR TO 2010, THE FINANCIAL RESULTS FOR OUR CHAPTER HAVE BEEN REPORTED AND INCLUDED IN THE ALZHEIMER'S ASSOCIATION'S (NATIONAL) IRS FORM 990 GROUP FILING. BEGINNING WITH 2010 THE NEW YORK CITY CHAPTER FILED AND WILL FILE ITS OWN INDEPENDENT IRS FORM 990. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 3727 0 0 1 170327 0 1 2169 176223 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: PAID LOBBYIST APPROACHES VARIOUS NYC COUNCILMEMBERS AND PARTICIPATES IN STATE LOBBYING. EACH YEAR, CHAPTER'S STAFF AND VOLUNTEERS ATTEND PUBLIC POLICY FORUM IN WASHINGTON AND ON LOBBY DAY, A TEAM OF CHAPTER'S STAFF AND VOLUNTEERS GO TO ALBANY TO LOBBY ON BEHALF OF THE ALZHEIMER'S ASSOCIATION. IN ADDITION, THE CHAPTER IS A MEMBER OF THE COALITION OF NYS ALZHEIMER'S CHAPTERS, INC., WHO CONDUCTS PUBLIC POLICY AND GRANT ACTIVITIES WITHIN NEW YORK STATE. 260808 138 260946 260545 263 260808 260267 278 260545 1.00000 0 0 1426745 824361 602384 481497 341624 139873 742257 CERTIFICATES OF DEPOSIT 3838160 F 3838160 DUE TO ALZHEIMER'S ASSOCIATION- NATIONAL OFFICE 721469 ANNUITY PAYMENT OBLIGATIONS 29773 DEFERRED RENT 1696826 2448068 7128144 7462054 -333910 65712 65712 -268198 7193856 65712 65712 7128144 0 7128144 7462054 0 7462054 0 7462054 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE CHAPTER'S ENDOWMENT CONSISTS OF FOUR INDIVIDUAL DONOR-RESTRICTED ENDOWMENT FUNDS ESTABLISHED TO CREATE AND PROMOTE COMPREHENSIVE AND HUMANE CARE AND TREATMENT FOR PERSONS WITH ALZHEIMER'S DISEASE AND RELATED DISORDERS, AND TO PROVIDE SUPPORT FOR THEIR FAMILIES AND PROFESSIONAL CAREGIVERS. PART X, LINE 2: THE ORGANIZATION ADOPTED PROVISIONS PRETAINING TO UNCERTAIN TAX PROVISIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. X X X X X X 1 KLO EVENTS LLC 1910 FOX HOLLOW LANE EASTON PA 18040 ALL FUND RAISING SERVICES -OCTOBER 2011 & 2012 WALK 0 1086697 36000 1050697 1086697 36000 1050697 NY GALA 1095781 898290 197491 150000 MARATHON 402471 399028 3443 37535 14 539140 433628 105512 73060 2037392 1730946 306446 260595 260595 45851 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) PAYMENTS TO KLO EVENTS WERE FOR PROFESSIONAL FUNDRAISING SERVICES ONLY AND DID NOT INCLUDE PAYMENT OF OTHER FUNDRAISING EXPENSES. 1 X FINANCIAL ASSISTANCE PROVIDED TO FAMILIES AND OTHER CAREGIVERS (I.E. MEDICAL BILLS, RENTS, UTILITIES) 2502 289289 FAIR MARKET VALUE ALL "SPECIAL ASSISTANCE FUNDS" ARE REVIEWED ON A REGULAR BASIS. PAYMENTS ARE REVIEWED AND APPROVED BY THE RESPONSIBLE MANAGER(S) TO ENSURE PROPER JUSTIFICATION. THERE ARE NO INDIVIDUAL GRANTS OVER $5,000 X X X X 0 0 0 0 0 0 0 0 0 LOU-ELLEN BARKAN 240482 0 0 0 0 0 12813 0 0 0 253295 0 0 0 JED A LEVINE 148171 0 0 0 0 0 7825 0 0 0 155996 0 0 0 X 9 45761 COST OR SELLING PRICE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 NATHAN HALEQUA (DIRECTOR) AND ANDY ALBSTEIN (DIRECTOR) HAVE A BUSINESS RELATIONSHIP; ARI COHEN (DIRECTOR) AND JOHN LATHAM (DIRECTOR) HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF FORM 990 IS DISTRIBUTED TO THE AUDIT COMMITTEE APPROXIMATELY 14 DAYS PRIOR TO THE FILING DATE FOR THEIR REVIEW AND COMMENT. THE AMENDED DRAFT IS THEN SENT TO THE FULL BOARD APPROXIMATELY 7 DAYS PRIOR TO FILING FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBER PROSPECTS MUST SIGN THE CONFLICT OF INTEREST POLICY, BEFORE THEY ARE INVITED TO JOIN THE BOARD. ADDITIONALLY, ALL CURRENT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO SIGN THE POLICY EACH YEAR. THEY ARE ALSO REQUIRED TO DISCLOSE IMMEDIATELY ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS, SHOULD THESE OCCUR DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 15 BOARD MEMBERS WERE ASKED TO PROVIDE WRITTEN COMMENT ON THE CEO'S PERFORMANCE. THE BOARD'S COMPENSATION COMMITTEE AND THE BOARD'S CO-CHAIRS REVIEWED THE RESULTS AND ALSO REVIEWED THE DATA RELATING TO SALARIES OF CEOS OF OTHER SIMILARLY SITUATED NON-PROFIT ORGANIZATIONS. BASED ON THE FEEDBACK AND MARKET DATA, THE COMPENSATION COMMITTEE AND BOARD CO-CHAIRS DECIDED ON A RECOMMENDED COMPENSATION AMOUNT FOR THE CEO FOR THE UPCOMING FISCAL YEAR. THE FULL BOARD ADOPTED THE RECOMMENDATION AFTER DISCUSSION IN AN EXECUTIVE SESSION OF THE BOARD ON JUNE 14. THE SALARIES OF KEY MANAGEMENT EMPLOYEES WERE DETERMINED THROUGH DISCUSSIONS AMONG THE CEO, THE BOARD'S CO-CHAIRS AND THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE CHAPTER'S AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE CHAPTER'S WEBSITE. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 65,712. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED SINCE LAST YEAR. FORM 990, PART I AND X: PRIOR TO 2010, THE FINANCIAL RESULTS FOR OUR CHAPTER HAVE BEEN REPORTED AND INCLUDED IN THE ALZHEIMER'S ASSOCIATION'S (NATIONAL) IRS FORM 990 GROUP FILING. BEGINNING WITH 2010, THE NEW YORK CITY CHAPTER FILED AND WILL FILE ITS OWN INDEPENDENT IRS FORM 990. ALZHEIMER'S DISEASE & RELATED DISORDERS ASSOCIATION INC 225 NORTH MICHIGAN AVE 17TH FL CHICAGO IL 60601 133039601 UTILIZE SERVICES OF THE NATIONAL ORGANIZATION IL 501(C)(3) LINE 9 NO 0 COALITION OF NEW YORK STATE ALZHEIMER'S CHAPTERS INC 435 E HENRIETTA RD ROCHESTER NY 14620 134076596 PUBLIC POLICY ACTIVITIES NY 501(C)(3) LINE 7 NO 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 ALZHEIMER'S DISEASE & RELATED DISORDERS ASSOCIATION INC K 2501703 FAIR MARKET VALUE ALZHEIMER'S DISEASE & RELATED DISORDERS ASSOCIATION INC L 1385226 FAIR MARKET VALUE