2013-02-04T14:31:27-06:00 2012-06-30 410746749 CLIFTONLARSONALLEN LLP 20 EAST THOMAS ROAD SUITE 2300 PHOENIX AZ 85012 990 2011-07-01 860198599 MESA UNITED WAY INC MESA 4809698601 137 EAST UNIVERSITY DRIVE MESA AZ 852015929 T DAN WOLLAM 4809698601 2013-01-29 1 JACQUELINE ECKMAN P01300648 6022662248 2011 2016-02-25 16:41:14Z T DAN WOLLAM 137 EAST UNIVERSITY DRIVE MESA AZ 852015929 5787355 0 X WWW.MESAUNITEDWAY.ORG X 1966 AZ TO INCREASE THE ABILITY OF PEOPLE IN OUR COMMUNITY TO CARE FOR ONE ANOTHER, AND TO ENSURE THAT CORE SERVICES FOR CHILDREN, THE DISABLED, THE ELDERLY, AND THE NEEDY ARE AVAILABLE IN OUR COMMUNITY. WE PURSUE OUR MISSION IN CONCERT WITH OUR SCHOOLS, CITY GOVERNMENT, BUSINESSES, FAITH ORGANIZATIONS, AND NON-GOVERNMENTAL AGENCIES TO CREATE THE FABRIC OF A HEALTHY AND LIVABLE COMMUNITY. 58 58 35 400 0 0 3044850 3423545 0 0 177515 50957 5070 158835 3227435 3633337 2134306 2204385 0 0 628856 667647 0 0 240039 488096 554909 3251258 3426941 -23823 206396 3781537 3633129 2120220 1798907 1661317 1834222 X TO INCREASE THE ABILITY OF PEOPLE IN OUR COMMUNITY TO CARE FOR ONE ANOTHER, AND TO ENSURE THAT CORE SERVICES FOR CHILDREN, THE DISABLED, THE ELDERLY, AND THE NEEDY ARE AVAILABLE IN OUR COMMUNITY. WE PURSUE OUR MISSION IN CONCERT WITH OUR SCHOOLS, CITY GOVERNMENT, BUSINESSES, FAITH ORGANIZATIONS, AND NON-GOVERNMENTAL AGENCIES TO CREATE THE FABRIC OF A HEALTHY AND LIVABLE COMMUNITY. 0 0 1851317 1851317 AGENCY ALLOCATIONSMESA UNITED WAY'S COMMUNITY INVESTMENT PROCESS EMPOWERS PEOPLE WHO LIVE OR WORK IN MESA TO HELP INVEST COMMUNITY CARE CONTRIBUTIONS WHERE THEY MATTER MOST. VOLUNTEERS FROM MESA SCHOOLS, COMPANIES, CHURCHES, AND NEIGHBORHOODS WORK IN TEAMS, VISITING EACH AGENCY IN THEIR AREA OF INTEREST TO SEE FIRST-HAND HOW LIVES ARE BEING CHANGED. THEY ASK IN-DEPTH QUESTIONS ABOUT THE ORGANIZATION TO DETERMINE ITS FINANCIAL HEALTH, CLIENT OUTCOMES AND AREAS IN NEED OF IMPROVEMENT. ONCE THE VISITS HAVE BEEN COMPLETED, THE TEAMS MAKE RECOMMENDATIONS FOR FUNDING TO THE MESA UNITED WAY BOARD OF DIRECTORS. IN MANY CASES, FUNDING IS INCREASED OVER THE PREVIOUS YEAR TO HELP THE AGENCY BETTER SERVE THE NEEDS OF THE COMMUNITY. SOMETIMES, HOWEVER, THE VOLUNTEERS DETERMINE THAT THE MONEY WOULD BE BETTER SPENT IN A DIFFERENT PROGRAM OR AGENCY, AND RECOMMEND REDUCING OR ELIMINATING FUNDING. THE RESULT IS AN ASSURANCE THAT DONOR CONTRIBUTIONS ARE SPENT WISELY, AND IN A MANNER THAT HAS MAXIMUM POSITIVE IMPACT ON THE PEOPLE OF MESA. WITH THE COMMUNITY CARE DOLLARS, OVER 35 SOCIAL SERVICE AGENCIES PROVIDE 60 PROGRAMS TO CARRY OUT PROGRAMS THAT ENABLE CHILDREN TO LIVE IN A SAFE ENVIRONMENT, SUCCEED IN SCHOOL AND BECOME RESPONSIBLE, CONTRIBUTING ADULTS; PROGRAMS THAT PROVIDE SAFE SHELTER, FOOD AND OTHER SERVICES TO MESA RESIDENTS FACING UNFORESEEN HARDSHIPS; PROGRAMS THAT ENABLE PEOPLE WITH SPECIAL NEEDS AND DISABILITIES TO LIVE UP TO THEIR FULLEST POTENTIAL; PROGRAMS THAT HELP FRAIL ELDERLY PEOPLE AND THOSE SUFFERING FROM ALZHEIMER'S OR OTHER FORMS OF DEMENTIA. 321432 COMMUNITY IMPACTTHE COMMUNITY IMPACT PROGRAM IS RESPONSIBLE FOR CARRYING OUT MESA UNITED WAY'S MISSION. THIS PROGRAM BRINGS MESA UNITED WAY STAFF TOGETHER WITH VOLUNTEERS, AGENCIES, AND COMPANIES IN MESA TO HELP MEMBERS OF OUR COMMUNITY LEAD BETTER, MORE SELF-SUFFICIENT LIVES. COMMUNITY IMPACT IS ACCOMPLISHED THROUGH FUNDING AGENCY AND GRANT PROGRAMS, DEVELOPING AND EXECUTING INITIATIVES AND BUILDING RELATIONSHIPS BETWEEN COMMUNITY MEMBERS. CURRENT INITIATIVES ARE: HELEN'S HOPE CHEST, A PROGRAM DESIGNED TO PROVIDE CLOTHING, SCHOOL SUPPLIES, AND OTHER BASIC NEEDS ITEMS TO FOSTER CHILDREN; VOLUNTEER INCOME TAX ASSISTANCE, A PROGRAM DESIGNED TO ASSIST LOW-INCOME FAMILIES AND INDIVIDUALS WITH INCOME TAX RETURN PREPARATION; OPERATION SECOND WIND, AN AMERICORPS PROGRAM DESIGNED TO INCREASE THE CAPACITY OF MEMBER AGENCIES TO PROVIDE DIRECT SERVICES TO THOSE IN NEED; 55+ MORE FOR MESA, A PROGRAM DESIGNED TO LINK WILLING, SKILLED, EXPERIENCED ADULTS WITH CITY, SCHOOL, AND NON-PROFIT NEEDS AT A COMPENSATION LEVEL THAT IS EITHER WELL-BELOW MARKET RATE OR IS ENTIRELY "PRO-BONO". 83046 COMMUNITY AWARENESS (COMMUNICATIONS)THE MARKETING AND COMMUNICATIONS PROGRAM IS RESPONSIBLE FOR DEVELOPING IDEAS AND CONCEPTS THAT WILL EDUCATE THE COMMUNITY ABOUT MESA UNITED WAY WITH THE INTENTION OF INSPIRING PEOPLE TO VOLUNTEER AND DONATE. THIS IS DONE THROUGH THE CREATION OF MARKETING MATERIALS THAT EXPLAIN MESA UNITED WAY'S VISION, MISSION, ACCOMPLISHMENTS, AND GOALS. 731098 THE VOLUNTEER INCOME TAX ASSISTANCE (VITA)THE VITA PROGRAM IS A FREE TAX PREPARATION SERVICE FOR LOW AND MODERATE INCOME PEOPLE IN THE COMMUNITY. MESA UNITED WAY HAS SUPPORTED VITA FOR MANY YEARS, BUT FOR THE LAST THREE YEARS HAS BEEN THE LEAD AGENCY FOR THE MESA PROGRAM. VOLUNTEERS ARE PROVIDED WITH TRAINING TO PREPARE TAX RETURNS AND THEN MUST PASS AN IRS CERTIFICATION TEST. DURING THE 2011 TAX SEASON, 74 MESA VITA VOLUNTEERS CONTRIBUTED OVER 3,700 HOURS OF THEIR TIME TO COMPLETE MORE THAN 2,600 TAX RETURNS. DUE TO THEIR EFFORTS, OVER $3.3 MILLION TAX DOLLARS WERE RETURNED TO THE MEMBERS OF OUR COMMUNITY WHO NEED IT THE MOST. THESE FIGURES EACH REPRESENT A GROWTH OF APPROXIMATELY 33% OVER THOSE FOR THE 2010 TAX SEASON. OVER 3,700 HOURS OF TAX PREPARATION SERVICES WERE PROVIDED AT FIVE DIFFERENT SITES COVERING ALL AREAS OF MESA. THE FACILITIES FOR VITA SITES ARE PROVIDED BY NON-PROFIT MESA VITA COALITION PARTNERS.AMERICORPS "OPERATION SECOND WIND"AMERICORPS IS OFTEN REFERRED TO AS THE DOMESTIC PEACE CORPS. MESA UNITED WAY HAS TEAMED UP WITH AMERICORPS, A FEDERAL PROGRAM THAT ENCOURAGES NATIONAL AND COMMUNITY SERVICE WHILE PROVIDING VALUABLE JOB TRAINING. OPERATION SECOND WIND PLACES MESA RESIDENTS, MOST OF WHOM ARE OVER 55 YEARS OF AGE, AS DIRECT SERVICE DELIVERY PROFESSIONALS WITHIN NON-PROFIT AGENCIES THAT PROVIDE SERVICES TO THE NEEDY IN OUR COMMUNITY. ALL POSITIONS ARE PART-TIME. DURING THIS PAST YEAR, 32 OPERATION SECOND WIND MEMBERS SERVED OVER 18,500 HOURS AT 18 SEPARATE PROGRAMS OPERATED BY 10 DIFFERENT NON-PROFIT AGENCIES WITHIN MESA. THIS PROGRAM HAS BEEN RENEWED FOR A THIRD YEAR AND WITH 36 MEMBERS SERVING MEMBERS OF THE COMMUNITY. 731098 2986893 1 1 0 0 0 1 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 18 0 1 35 1 0 0 0 0 0 0 0 0 0 0 X 58 58 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X X THE ORGANIZATION 4809698601 137 EAST UNIVERSITY DRIVE MESA AZ 852015929 KIRK ADAMS 1.00 X 0 0 0 BRIAN ALLEN 1.00 X X 0 0 0 F ROCKNE ARNETT 1.00 X 0 0 0 DENNY BARNEY 1.00 X 0 0 0 DEE H BURTON 1.00 X 0 0 0 SUSAN CARLAND 1.00 X 0 0 0 PATRICK CASSIDY 1.00 X 0 0 0 BETH COONS 1.00 X 0 0 0 MICHAEL COWAN 1.00 X X 0 0 0 TIM COWLEY 1.00 X 0 0 0 SALLY DOWNEY PH D 1.00 X X 0 0 0 JOHN FORD 1.00 X 0 0 0 JOHN GILES 1.00 X 0 0 0 LILLIE GOULD 1.00 X 0 0 0 TOMY HAM 1.00 X 0 0 0 CRAIG HENRY 1.00 X 0 0 0 FRED HIMOVITZ 1.00 X 0 0 0 MICHAEL HUGHES 1.00 X 0 0 0 KYLE JONES 1.00 X 0 0 0 STEVE LOPEZ 1.00 X 0 0 0 DAVID LUNA 1.00 X 0 0 0 ANTHONY MARINELLO 1.00 X 0 0 0 PAUL MARYNIAK 1.00 X 0 0 0 DEA MCDONALD 1.00 X 0 0 0 ROBERT MCNICHOLS 1.00 X 0 0 0 CHRISTIAN MENDIVIL 1.00 X 0 0 0 JEFF MIRASOLA 1.00 X 0 0 0 MITZI MONTOYA 1.00 X 0 0 0 DAVE PALMER 1.00 X 0 0 0 SHOUAN PAN 1.00 X 0 0 0 SCOTT PERKINSON 1.00 X X 0 0 0 GARY PIERCE 1.00 X 0 0 0 PAUL SANDERS 1.00 X 0 0 0 JOHN SOETHE 1.00 X 0 0 0 DEAN TAYLOR 1.00 X 0 0 0 WILFORD TAYLOR 1.00 X 0 0 0 DEANNA VILLANUEVA-SAUCEDO 1.00 X 0 0 0 DAVID WADE 1.00 X 0 0 0 RON WELLS 1.00 X 0 0 0 LYNN WESTERGARD 1.00 X X 0 0 0 MARY JO WHALEN 1.00 X 0 0 0 RICHARD WHITE 1.00 X 0 0 0 BEN WHITING 1.00 X 0 0 0 JO WILSON 1.00 X 0 0 0 JANICE ZALE 1.00 X 0 0 0 STEVE ADAMS 1.00 X 0 0 0 STEVE BECK 1.00 X 0 0 0 CHRIS BRADY 1.00 X 0 0 0 ROBERT BRINTON 1.00 X 0 0 0 JIM CRUTCHER 1.00 X 0 0 0 FREDRICK EDMAN 1.00 X 0 0 0 GARY FLEMING 1.00 X 0 0 0 ALAN HEYWOOD 1.00 X 0 0 0 DEBORAH JACOBUS 1.00 X 0 0 0 DOUG JOHNSON 1.00 X 0 0 0 HON DENNIS KAVANAUGH 1.00 X 0 0 0 CHARLES PETERSON MD 1.00 X 0 0 0 CLARK RICHTER 1.00 X 0 0 0 LAURA ROBERTSON 1.00 X 0 0 0 PETER STERLING 1.00 X 0 0 0 T DAN WOLLAM 40.00 X 93000 0 22892 RICHARD JAMES 40.00 X 72000 0 15962 165000 0 38854 0 0 0 0 0 3423545 364073 3423545 23267 23267 2135225 16000 2111272 12263 23953 3737 27690 27690 42223 30483 11740 11740 NET PERIODIC PENSION G 900099 147095 147095 147095 3633337 0 0 209792 1851317 1851317 353068 353068 203854 100322 80354 23178 354682 234069 21539 99074 12987 8266 865 3856 49651 30202 7063 12386 46473 28294 7425 10754 21276 5342 15934 179320 172790 80 6450 1251 1063 86 102 61506 30167 6191 25148 30531 14265 9863 6403 13696 10568 799 2329 15352 11677 2686 989 20040 20040 44671 24935 9868 9868 14510 8401 2509 3600 REPAIRS AND MAINTENANCE 59327 34877 10975 13475 AGENCY INITIATIVES 54899 54899 PROCESSING FEES 22224 10016 2104 10104 SPECIAL EVENTS 11005 350 797 9858 5301 2005 831 2465 3426941 2986893 200009 240039 343991 205751 310957 333725 848891 827584 26182 27025 1134267 494183 673750 640084 1429830 1438244 147936 160716 3781537 3633129 24824 31068 1617886 1426847 11332 7267 466178 333725 2120220 1798907 X 1407846 1531782 253471 302440 1661317 1834222 3781537 3633129 X 206396 -33491 X X 0 1 1 X 0 X 5928501 3570955 2802987 3044850 3423545 18770838 5928501 3570955 2802987 3044850 3423545 18770838 1175809 17595029 68670 38443 24697 20310 23267 175387 18946225 227931 0.92870 0.92710 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3 21263 47348 113549 1 1 830273 73396 903669 983928 -139292 14363 830273 312455 312455 557379 262975 294404 264433 231208 33225 640084 CASH HELD IN TRUST 333725 333725 3633337 3426941 206396 -26991 -6500 -33491 172905 2585407 -26991 156210 129219 2456188 1177149 1177149 3633337 2556834 156210 156210 2400624 1026317 1026317 3426941 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO PROVIDE AN INSTRUMENT FOR LONG TERM AND DEFERRED DONATIONS. FUNDS WILL BE ALLOCATED TO VARIOUS PROGRAMS BASED ON DESIGNATIONS AND GRANTS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION FOLLOWS THE ACCOUNTING STANDARD FOR UNCERTAIN TAX POSITIONS. THE ORGANIZATION'S POLICY WITH RESPECT TO THE STANDARD PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. THIS POLICY HAD NO IMPACT ON THE ORGANIZATION'S FINANCIAL STATEMENTS. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF INTEREST IN CHARITABLE REMAINDER TRUSTS -6,500. PART XII, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED CONTRIBUTIONS 1,026,317. GAIN ON SALE OF EQUIPMENT 3,737. NET PERIODIC PENSION GAIN 147,095. PART XIII, LINE 2D - OTHER ADJUSTMENTS: IN-KIND SERVICES 156,210. PART XIII, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED GRANTS 1,026,317. 2011 KICK-OFF 20675 20675 11287 2791 598 2011 FINALE 21548 21548 11889 3791 127 42223 42223 23176 6582 725 30483 11740 1 A NEW LEAF 868 E UNIVERSITY DR MESA AZ 85203 860256667 501C3 216506 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS AMERICAN INDIAN SERVICES 1902 N CANYON RD 100 PROVO UT 84604 870477049 501C3 5000 DONOR DESIGNATIONS AMERICAN RED CROSS - GRAND CANYON CHAPTER 6135 N BLACK CANYON HIGHWAY PHEONX AZ 85015 530196605 501C3 9280 DONOR DESIGNATIONS AZ BRAINFOOD INC 2635 N RIDGE MESA AZ 85203 263946158 501C3 36014 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS BOY SCOUTS OF AMERICA GRAND CANYON COUNCIL 2969 N GREENFIELD RD PHOENIX AZ 850167715 860101295 501C3 39210 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS BOYS & GIRLS CLUB OF THE EAST VALLEY 1405 E GUADALUPE RD 4 TEMPE AZ 85283 860550646 501C3 14782 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS CATHOLIC CHARITIES COMMUNITY SERVICES 4747 N 7TH AVE PHOENIX AZ 85013 860223999 501C3 5036 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS CHILD CRISIS CENTER PO BOX 4114 MESA AZ 85201 860407090 501C3 82766 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS COLLEGE BOUND MESA 137 E UNIVERSITY DRIVE MESA AZ 85201 860198599 501C3 16427 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS COMMUNITY BRIDGES 1855 W BASELINE RD 101 MESA AZ 85202 942880847 501C3 11531 DONOR DESIGNATIONS COMMUNITY LEGAL SERVICES PO BOX 21538 PHOENIX AZ 85036 860166615 501C3 15000 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS EAST VALLEY ADULT RESOURCES 45 W UNIVERSITY DR A MESA AZ 852015831 942596075 501C3 38745 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS EAST VALLEY FIREFIGHTER CHARITIES FOUNDATION PO BOX 5954 MESA AZ 852115954 205187068 501C3 13676 DONOR DESIGNATIONS FOUNDATION FOR BLIND CHILDREN 1235 E HARMONT DR PHOENIX AZ 850203864 860129981 501C3 19854 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS GIRL SCOUTS ARIZONA CACTUS PINE COUNCIL PO BOX 21776 PHOENIX AZ 85036 860133397 501C3 23674 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS HELEN'S HOPE CHEST 415 N PASADENA MESA AZ 85201 860198599 501C3 153017 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS HOSPICE OF THE VALLEY 1510 E FLOWER ST PHOENIX AZ 85014 860338886 501C3 6171 DONOR DESIGNATIONS LUTHERAN SOCIAL SERVICES OF THE SOUTHWEST 5049 E BROADWAY BLVD 102 TUCSON AZ 857113646 860252302 501C3 18402 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS MARC CENTER OF MESA INC 924 N COUNTRY CLUB DR MESA AZ 85201 860137109 501C3 56529 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS MARICOPA COMMUNITY COLLEGES FOUNDATION 2419 W 14TH STREET TEMPE AZ 85281 860327449 501C3 34502 DONOR DESIGNATIONS MESA COMMUNITY ACTION NETWORK 635 E BROADWAY RD MESA AZ 85204 860558407 501C3 75283 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS MESA FOUNDATION FOR EDUCATION EXCELLENCE 549 N STAPLEY DR MESA AZ 85203 860550594 501C3 17367 DONOR DESIGNATIONS MESA PUBLIC SCHOOLS SERVICE LEARNING 63 E MAIN ST MESA AZ 85201 999999999 N/A 5048 DONOR DESIGNATIONS PAZ DE CRISTO COMMUNITY CENTER 424 W BROADWAY RD MESA AZ 85210 261669496 501C3 23707 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS SAVE THE FAMILY FOUNDATION OF AZ 450 W 4TH PLACE MESA AZ 85201 860665712 501C3 70523 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS SIRRINE ADULT DAY CARE PO BOX 1213 MESA AZ 85211 860575242 501C3 35727 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS SUNSHINE ACRES 3405 N HIGLEY RD MESA AZ 85215 860196532 501C3 63862 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS THE SALVATION ARMY PO BOX 1120 MESA AZ 852111120 860096791 501C3 63862 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS UNITED FOOD BANK 245 S NINA DR MESA AZ 85210 860505273 501C3 100967 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS VALLEY OF THE SUN YOUNG MEN'S CHRISTIAN ASSOC 207 N MESA DR MESA AZ 85201 860096799 501C3 14302 DONOR DESIGNATIONS WOMEN OF POWER INTERNATIONAL MINISTRIES 460 S COUNTRY CLUB 101 MESA AZ 85210 582669235 501C3 10935 MUW STRATEGIC PLAN AGENCY AND DONOR DESIGNATIONS 31 0 CLOTHING, PERSONAL HYGIENE, SCHOOL SUPPLIES AND OTHER PHYSICAL NEEDS FOR FOSTER CHILDREN. 353068 FMV CLOTHING, PERSONAL HYGIENE, SCHOOL SUPPLIES AND OTHER PHYSICAL NEEDS FOR FOSTER CHILDREN. PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: AN INDEPENDENT COMMITTEE REVIEWS APPLICATIONS FOR FUNDING FROM VARIOUS ORGANIZATIONS ON AN ANNUAL BASIS. FUNDING AMOUNTS ARE BASED ON THE OVERALL STRENGTH OF THE ORGANIZATIONS PROGRAM, THEIR OVERHEAD LEVEL, AND AUDIT RESULTS. ORGANIZATIONS SUBMIT A QUARTERLY REPORT ON THE STATUS OF THE PROGRAM BEING FUNDED. THE REPORTS ARE REVIEWED FOR ADEQUACY AND FUNDS, FOR THAT QUARTER, ARE SUBSEQUENTLY DISTRIBUTED. X 341623 IRS CHART X BUILDING LEASE FOR HELEN'S HOPE CHEST 1 48000 FMV OF SQ. FT. X PRINTED MATERIALS FOR SPECIAL EVENTS 1 8345 INV. DISCOUNTS X VOLUNTEER TAX PREPARER AND COORDINATOR TIME, TAX P 98 74692 IRS CHART X 90 FITNESS WORKS GYM 3-MONTH MEMBERSHIPS 90 9000 MEMBER PRICE X 400 ARIZONA DIAMONDBACKS TICKETS FOR CAMPAIGN 400 12300 TICKET PRICE X FOOD FOR MEETINGS AND VOLUNTEERS 15 3347 INV. DISCOUNTS X XMAS TREES FOR NEEDY FAMILIES 10 360 RETAIL PRICE X PAINT AND SUPPLIES FOR OFFICE REMODEL 2 350 RETAIL PRICE X MISC. GIFT CARDS, POSTERS, AND COOKBOOKS FOR VOLUN 8 613 RETAIL PRICE X FACILITIES USE FOR VARIOUS MEETINGS AND EVENTS 7 800 FMV OF SQ. FT. X FOOD, PRIZES, SUPPLIES FOR FUNDRAISER 4 9771 RETAIL PRICE 0 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE REVIEWS THE FORM 990 WHICH IS PREPARED BY THE INDEPENDENT ACCOUNTING FIRM. BASED ON THEIR REVIEW, THE AUDIT COMMITTEE RECOMMENDS ACCEPTANCE OR REJECTION OF THE FORM 990 TO THE EXECUTIVE COMMITTEE. A MOTION TO ACCEPT OR REJECT THE FORM 990 IS THEN MADE TO THE GENERAL BOARD ALONG WITH AUDIT COMMITTEES RECOMMENDATIONS. A COPY OF THE FORM 990 IS PROVIDED TO THE GOVERNING BODY PRIOR TO FILING. ONCE ACCEPTED, THE TAX PREPARER IS NOTIFIED TO FINALIZE AND FILE THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C TO AVOID ANY CONFLICT OF INTEREST OR THE APPREARANCE OF A CONFLICT OF INTEREST WHICH COULD TARNISH THE REPUTATION OF MESA UNITED WAY, MESA UNITED WAY STAFF AND REPRESENTATIVES, ALL THE MEMBERS OF THE ORGANIZATION ARE REQUIRED TO ADHERE TO THE FOLLOWING INFORMATION. 1) AVOID ANY ACTIVITY OR OUTSIDE INTEREST WHICH CONFLICTS OR APPEARS TO CONFLICT WITH THE BEST INTEREST OF MESA UNITED WAY, INCLUDING INVOLVEMENT WITH A CURRENT OR POTENTIAL MESA UNITED WAY VENDOR, GRANTEE OR COMPETING ORGANIZATION UNLESS DISCLOSED TO AND NOT DEEMED TO BE INAPPROPRIATE BY THE MESA UNITED WAY STAFF ETHICS OFFICER AND MESA UNITED WAY BOARD. 2)ENSURE THAT OUTSIDE EMPLOYMENT AND OTHER ACTIVITIES DO NOT ADVERSELY AFFECT THE PERFORMANCE OF THEIR MESA UNITED WAY DUTIES OR THE ACHIEVEMENT OF MESA UNITED WAYS MISSION. 3) ENSURE THAT TRAVEL, ENTERTAINMENT AND RELATED EXPENSES ARE INCURRED ON A BASIS CONSISTENT WITH THE MISSION OF MESA UNITED WAY AND NOT FOR PERSONAL GAIN OR INTERESTS. 4) DECLINE ANY GIFT, GRATUITY OF NOMINAL VALUE, AND ANY FOOD , TRANPORATION, LODGING OR ENTERTAINMENT UNLESS DIRECTLY RELATED TO MESA UNITED WAY BUSINESS. 5)REFRAIN FROM INFLUENCING THE SELECTION OF STAFF, CONSULTANTS OR VENDORS WHO ARE RELATIVES OR PERSONAL FRIENDS OR AFFILIATED WITH, EMPLOY OR EMPLOYED BY A PERSON WITH WHOM THEY HAVE A RELATIONSHIP THAT ADVERSELY AFFECTS THE APPEARANCE OF IMPARIALITY. ALL THE MEMBERS OF THE ORGANIZATION ARE REQUIRED TO SIGN THE CONFLICT OF INTEREST POLICY STATEMENT AND DISCLOSE POTENTIAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 BOARD OF DIRECTORS FORMS A SEARCH COMMITTEE MADE UP OF BOARD MEMBERS AND NON-MEMBERS. THE SEARCH COMMITTEE REVIEWS DEMOGRAPHIC DATA FOR COMPENSATION LEVELS OF CEO'S IN SIMILAR SIZED ORGANIZATIONS. THE SEARCH COMMITTEE RECOMMENDS A COMPENSATION LEVEL TO THE EXECUTIVE COMMITTEE, WHO THEN APPROVES AND SUBMITS TO THE ENTIRE BOARD FOR A VOTE. THE LAST COMPENSATION REVIEW/UPDATE PROCESS FOR THE EXECUTIVE DIRECTOR, T. DAN WOLLAM, WAS COMPLETED IN 2010. COMPENSATION FOR ALL OTHER POSITIONS IN THE ORGANIZATION, INCLUDING KEY PERSONNEL, IS DERIVED USING THE SAME BENCHMARKING DATA AS USED FOR THE EXECUTIVE DIRECTOR POSITION AND APPROVED BY THE EXECUTIVE COMMITTEE. THE COMPENSATION REVIEW PROCESS WAS LAST UNDERTAKEN FOR THE DIRECTOR OF FINANCE AND VICE- PRESIDENT OF OPERATIONS WAS IN 2010. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS ARE POSTED ON THE WEBSITE. KEY FINANCIAL DATA ARE PUBLISHED IN ANNUAL REPORT TO THE PUBLIC. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT MADE AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -26,991. CHANGE IN VALUE OF INTEREST IN CHARITABLE REMAINDER TRUSTS -6,500. TOTAL TO FORM 990, PART XI, LINE 5: -33,491. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED EITHER ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR.