2013-01-31T11:49:27-06:00 2012-06-30 010494526 Baker Newman & Noyes PO Box 507 Portland ME 04112 990 2011-07-01 010241767 United Way Inc UNIT 2078741000 One Canal Plaza No 300 Portland ME 04101 Suzanne McCormick 2078741000 2012-12-13 Nicholas E Porto P01310283 2078792100 2011 2016-02-25 16:41:14Z United Way of Greater Portland Suzanne McCormick One Canal Plaza No 300 Portland ME 04101 10579301 0 X www.liveunitedportland.org X 1929 ME Improving lives by focusing on the building blocks of a strong community: educ., income & health 28 28 38 2073 0 0 8832517 8282377 355586 535241 484954 265221 79410 0 9752467 9082839 6337697 6249688 0 0 1722013 1708214 0 0 734163 1245816 1007247 9305526 8965149 446941 117690 17446571 17928965 2961293 3722168 14485278 14206797 X United Way of Greater Portland improves people's lives by mobilizing the caring power of our communities. We work to achieve community-wide change that improves the education, income, and health of Greater Portland residents. To these ends, we -Educate the community and raise resources to address the most pressing human care needs -Provide funding, technical assistance, volunteer resources, and a wide range of support to strengthen the capacity of our nonprofit partners to address community needs -Convene and work side by side with individuals, nonprofits, government, businesses, and other community partners. -Create, fund and replicate initiatives that improve the quality of life for individuals and families -Work with policy makers and advocates on important issues around education, income, and health 0 0 1710573 1662032 HEALTH: Improving people's physical and mental well-being is one of the building blocks of a thriving community; however, numerous obstacles stand in the way of good health for many residents of Greater Portland. United Way funds 44 programs at 19 partner agencies that focus on health, helping us advance our health goals in the community. From addressing substance abuse to funding vision rehabilitation programs and outpatient mental health clinical services, United Way works tirelessly to improve life for thousands of friends, neighbors, and co-workers in Greater Portland.In addition, United Way, in collaboration with several community partners, developed the Let's Go! program. Let's Go! is a nationally recognized, community-based childhood obesity prevention program that promotes healthy lifestyles of children, youth, and their families. The goal is to increase physical activity and health eating, turning the trend on youth obesity. We accomplish our goals with the 5-2-1-0 message: eat at least 5 fruits and vegetables a day; limit recreational screen time (TV or computer use) to 2 hours or less; Get 1 hour or more of physical activity every day; and drink 0 sugar-sweetened beverages and choose low fat milk or water instead of soda. Let's Go's statewide efforts are now managed by the Barbara Bush Children's Hospital at Maine Medical Center and include 18 dissemination partners statewide (Cumberland County has three dissemination partners). United Way continues to provide key leadership in the statewide project and financially supports the work in Cumberland County by funding two full-time coordinators to implement the multi-sector model locally. In FY12, Let's Go! dissemination partners in Cumberland County registered 45 schools, 37 early childhood sites, 6 afterschool sites, and 24 health care sites. During the same time frame, Let's Go! began recognizing sites for their work. The lowest level of recognition required implementation of all five priority strategies and the highest level required all priority strategies written into policy and enforced. Higher recognition levels required sites to reach a more rigorous standard. In Cumberland County, Let's Go! Greater Portland recognized 3 schools, 22 childcare sites, 4 health care sites, and 4 afterschool centers. Statewide recognition included 30 schools, 15 after school programs, 86 early childhood sites, and 24 health care sites.Statewide evaluation data shows that schools and afterschool and early childhood programs are implementing and sustaining strategies that increase healthy eating and physical activity. More than 50% of schools reported that the Let's Go! strategies were implemented or sustained. 55% of afterschool sites and 64% of early childhood programs either created, implemented, or strengthened wellness policies. 1515095 1459372 EDUCATION: Education is the cornerstone of individual and community success. It is essential to getting and keeping a job with a livable wage and health benefits. It is also fundamental to a community's economic prosperity: a well-educated workforce attracts world-class jobs. United Way funds 25 programs at 13 partner agencies that focus on education, helping us advance our education goals in the community. From addressing youth self-esteem to funding accredited child care centers, United Way is helping children, youth, and families reach their potential. Just as the strength of the foundation determines the stability of the home, all future learning, behavior and health is based on one's early experiences. Our vision is that young people will grow up healthy and ready for the future; that they are prepared for kindergarten; that children are reading on grade level by fourth grade; that middle school youth are at grade level in math and reading; and that high school students graduate with proficiency and are ready for college, the workplace, or the military. Research and experience show that each one of these benchmarks is essential for long term success. Our Westbrook Children's Project is an example of how we are working to fulfill our vision. Important project strategies have focused on increasing attendance and decreasing behavior issues, both important for improving academic success. In FY 2012, at one elementary school: The number of behavior incidents resulting in children being sent out of the classroom decreased by 12% The number of children with behavior incidents decreased by 30% The number of children absent seven or more times in a six month period decreased by 17% In FY 2012, we also increased instructional attention for struggling students. We saw a huge growth in letter identification by kindergartners in one school, an important benchmark in early literacy.Other Project accomplishments in the past year include: -Kate Hersom, Principal at Saccarappa Elementary School and a lead Project champion, was named Maine's Elementary School Principal of the Year. -The Project brought volunteers into the school and classroom to help children succeed, with 66 volunteers donating over 2,300 hours at one elementary school alone. -This summer, literacy kits were distributed to all incoming kindergarteners. -We are increasing collaboration by convening 80 individuals representing more than 20 agencies on a monthly basis. 1516005 1447051 INCOME: Many people in Greater Portland do not have a stable income that allows them to provide the basics - food, rent, and utilities. United Way has always taken a strategic approach to addressing critical issues and financial stability is no exception. Financial stability comes from providing families with the resources and opportunities they need to meet their basic needs. United Way funds 15 programs at 10 partner agencies that focus on income and securing the basics, helping us advance our financial stability goals in the community. From addressing the needs of refugees and immigrants to transportation and legal services programs, United Way is linking community members to tools that will help them get on, or continue down, the path to financial stability. CA$H (Creating Assets, Savings, and Hope) Greater Portland is a partnership of community leaders and industry experts empowering individuals and families to achieve long-term financial stability. CA$H is a year-round resource for the community, offering free income tax preparation to qualified filers during tax season, helping employers bring financial education tools to their employees, and educating hard-working residents about how they can make the most of their money. CA$H connects the community to local programs and services, and utilizes its website, www.cashgp.org, as a financial education clearinghouse. In 2012, CA$H free income tax preparation events returned $1,241,483 in federal and state tax refunds to the community, and applied $372,331 in federal earned income tax credits. United Way of Greater Portland serves as the Local Board administrator of the federal Emergency Food and Shelter Program (EFSP). This program is specially designed to help communities respond to local emergency food and shelter needs. EFSP funds are intended to help existing programs, such a food pantries and shelters, expand their capacity to serve those in need. Funding decisions are made on the local level by the Local Board which sets priorities, advertises the availability of funds, makes funding recommendations, and provides technical support to recipient organizations throughout the grant period. In 2011, Cumberland County was deemed ineligible for funding due to a change in the qualification formula and a 40% cut to the program nationally. As a result of direct advocacy, the Local Board was able to secure $93,000 in special funds from the National Board and $24,000 in funding from the State Set Aside Committee. United Way of Greater Portland convenes and leads the Cumberland County Food Security Council, a coalition focused on increasing access to food for vulnerable populations throughout Cumberland County. Formed in 2011, the council is comprised of representatives from local businesses, farms, food pantries and meal providers, government agencies, and other social services providers. The Council's focus for the next year includes developing a food security dashboard for Cumberland County and one common, shared database to collect and store data. This effort involves building collaboration and consensus among the key food providers for the county, as well as the front-line pantries and meal programs served by them. The establishment of a common data collection tool and dashboard will help provide an accurate picture of the state of food security in the county and provide strategic direction to hunger reduction efforts, provide a formal mechanism for collaboration, communication and data sharing among key food providers, and help reduce the burden of duplicative data reporting on the part of front line providers. The other major focus is to utilize a community conversation model, tested in the Lakes Region, to bring together partners from across the food system to identify and discuss the food access issue and potential solutions for particular communities. A successful series of conversations in the Lakes Region has resulted in new relationships between providers and local government and establishment of subcommittees to develop work plans related to three key strategies identified through the conversations: 1. Cooperative Buying, 2. Education and Prevention, and 3. Data Collection and Advocacy. United Way of Greater Portland's CEO serves as one of the Tri-Chairs of the Homelessness Prevention Task Force. The task force was established by Council order in November of 2011 and was asked to review and gain an understanding of the causal factors associated with homelessness and the current community resources available to meet the unique needs of individuals experiencing homelessness in order to develop a multi-year strategic plan, including measurable objectives to reduce, prevent, and end homelessness in Greater Portland. The draft plan has been published and the task force is gathering community input before taking the plan to the City Council for review and approval. 2977122 1681233 535241 2-1-1 Maine is a partnership with the United Ways of Maine, The Opportunity Alliance, and the State of Maine, that connects people to resources such as food pantries, heating assistance, and mental health services, through a toll free telephone number (211) and a robust online directory at 211Maine.org. Call specialists assess callers' needs and refer them to help 24 hours a day, 365 days a year, utilizing a statewide database of 8,000 resources. Last year, 2-1-1 Maine answered over 85,000 calls for information and referral. Keep ME Warm is a statewide partnership of the 10 United Ways in Maine and the 10 Community Action Programs (CAPs) to raise funds to supplement fuel assistance programs in Maine. Keep ME Warm is the only statewide fuel assistance fundraising effort in the state. United Way of Greater Portland is the custodian of the Keep ME Warm Fund and is responsible for collecting, distributing, and reporting. Funds contributed to Keep ME Warm are distributed based on a formula developed by the CAPs and United Ways in Maine based on federal Low Income Home Energy Assistance Program (LIHEAP) distribution percentages as well as population. CAPs receive 65% of the funds, United Ways receive 25%, and 2-1-1 Maine receives 10%. Donations to Keep ME Warm provide emergency heating assistance. CAPs use the funds to help households that might not be eligible for limited federal, state, or local fuel assistance programs. United Way funds support additional organizations and agencies in their communities that can help those in need of fuel assistance. 2-1-1 Maine distributes the funds for statewide overnight emergency fuel assistance for people who have no heat and have children or elderly family members in their household. Over $316,000 was raised for heating assistance through Keep ME Warm last year. Language Access for New Americans (LANA) is a program that has been improving access to services for refugees and immigrants with limited English proficiency by improving the quality and increasing the number of interpreters in Maine. LANA projects included general and specialized medical and legal interpreter training, online database of trained interpreters, and training for service providers on working with interpreters. In FY 12, LANA seized an opportunity to transfer the medical interpreter training program to Southern Maine Community College. Following this opportunity, LANA transferred the remaining projects to 211 Maine and the State of Maine Judicial Branch and closed as of June 2012. Designations are donor-directed contributions to health and human service organizations. Donors to United Way's campaign may direct all or a portion of their contribution to specific nonprofit agencies that provide health and human services. Each agency's nonprofit 501(c)(3) status and compliance with the USA Patriot Act is verified before funds are distributed. Also included in Other Program Services are expenses incurred by the organization to assess community needs, lead and participate in community partnerships and advocacy to advance our education, income, and health goals, provide outcome measurement training and assistance to agencies, assist and promote agency collaboration and merger, conduct program reviews and selection of program/agency recipients, administer grants, and provide financial and programmatic oversight. United Way administers various grant programs to promote diversity and inclusion, assist people in need, and assess and promote nonprofit collaboration, as well as scholarship programs for minority youth and students in the Greater Portland area. Volunteers play a vital role in improving people's lives and reaching our goals in education, income, and health. To this end, United Way works with agencies to secure qualified volunteers and works with volunteers to locate appropriate volunteer opportunities. Through a collaborative effort, United Way offers a statewide, searchable listing of volunteer opportunities at www.volunteermaine.org. This valuable tool allows agencies to post volunteer opportunities and individuals to perform a customized search. In addition to hosting and administering the site, we offer regular trainings to volunteers and agencies on how to use it. Additionally, United Way organizes an annual volunteer-led food drive, community events including National Family Volunteer Day, National Mentoring Month, and dozens of tailor-made volunteer projects for corporate partners. One of the largest and best-attended events is our annual Day of Caring, at which nearly 1,000 volunteers dedicated more than 5,000 hours of service to 75 projects at 55 different sites in 2012. 2977122 1681233 535241 7718795 1 1 0 1 0 0 0 0 1 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 23 0 1 38 1 0 0 0 0 0 0 0 0 0 0 X 28 28 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 X Bryan O'Connor 2078741000 One Canal Plaza Suite 300 Portland ME 04101 Cheryl Bascomb 1.00 X 0 0 0 David Bass 1.00 X 0 0 0 Michael R Currie 1.00 X 0 0 0 Shawn Gorman 1.00 X 0 0 0 Raymond Kelley 1.00 X 0 0 0 Jacquelyn Hedlund MD 1.00 X 0 0 0 Anne Swift-Kayatta 1.00 X 0 0 0 Judith Austin 1.00 X 0 0 0 Rev Kenneth I Lewis Jr 1.00 X 0 0 0 Judy Lucas 1.00 X 0 0 0 Brian S Petrovek 1.00 X 0 0 0 Sam Novick 1.00 X 0 0 0 Michael R Stoddard 1.00 X 0 0 0 Brenda Garrand 1.00 X 0 0 0 Nicole Witherbee 1.00 X 0 0 0 Michael Simonds 1.00 X 0 0 0 Barbara Wheaton Esq 1.00 X 0 0 0 Grace Valenzuela 1.00 X 0 0 0 Deanna Sherman 1.00 X 0 0 0 Greg McCarthy 1.00 X 0 0 0 Michael Gendreau 1.00 X 0 0 0 Sterling Kozlowski 1.00 X 0 0 0 Joe Rosenfield 1.00 X 0 0 0 MaryEllen Fitzgerald 1.00 X 0 0 0 Jeff Sanders 1.00 X 0 0 0 William Fletcher Esq 1.00 X 0 0 0 Christopher W Emmons 1.00 X X 0 0 0 Albert G Swallow III 1.00 X X 0 0 0 Victoria Loring 1.00 X X 0 0 0 Thomas Zuke 1.00 X X 0 0 0 Suzanne McCormick 40.00 X 147420 0 20654 Michael Bevilacqua 40.00 X 124313 0 13257 Bryan O'Connor 40.00 X 66203 0 9960 337936 0 43871 2 0 1 0 0 15633 8266744 248167 8282377 Service fees 900099 403076 403076 Miscellaneous Revenue 900099 101179 101179 Workshops/training 900099 30986 30986 535241 190067 190067 1571616 1496462 75154 75154 75154 9082839 535241 0 265221 6237822 6237822 11866 11866 381807 144638 172870 64299 1103555 634914 144376 324265 14191 7771 1447 4973 99118 61886 2497 34735 109543 63056 11560 34927 28450 14731 5511 8208 7916 3555 1330 3031 20650 20650 208855 148766 40022 20067 63929 27692 6523 29714 114589 59381 18895 36313 226679 121552 40510 64617 81847 48957 8641 24249 106594 54752 9491 42351 80557 41711 15602 23244 42958 22243 8320 12395 15911 8362 2702 4847 8312 5140 1244 1928 8965149 7718795 512191 734163 1634 1682 5320754 5719039 4185415 4554154 79304 45882 177558 27199 59210 424675 203447 221865 221228 6187859 6180537 16675 17336 1228308 1129897 17446571 17928965 267567 286839 255934 420591 2437792 3014738 2961293 3722168 X 6871223 7017266 4686308 4266015 2927747 2923516 14485278 14206797 17446571 17928965 X 117690 -396171 X X 0 1 1 X 0 X 10624615 10218063 9485673 8832517 8282377 47443245 10624615 10218063 9485673 8832517 8282377 47443245 5110872 42332373 329709 186448 152516 168510 190067 1027250 48470495 1972483 0.87340 0.85190 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4870 7373 12243 7584442 7596685 529834 132459 0 0 628945 547310 548604 529834 2254693 3382040 8124 8113 21077 12243 49557 157236 136828 137151 132459 563674 845511 4870 4870 0 1 6053539 326512 -47287 22741 216970 38143 6054910 5131348 44674 1093822 14802 163649 37854 6053539 4811405 43318 482834 14441 158462 33306 5131348 6051730 7707 -1056186 14334 145429 32083 4811405 0.57000 0.28000 0.15000 1 0 424675 203447 221228 221228 Beneficial Interest in Perpetual Trust 1129897 1129897 Designations payable 3014738 3014738 9082839 8965149 117690 -385821 -10350 -396171 -278481 7318204 -385821 -385821 7704025 1378814 1378814 9082839 7596685 0 7596685 1368464 1368464 8965149 Part IV, Line 2b: United Way Inc. holds an endowment for the benefit of Preble Street, a social service agency that provides services to people experiencing problems with homelessness, housing, hunger, and poverty. Income from the endowment is to be used by Preble Street to promote and support self sufficiency of the individuals and families it serves. Description of Intended Use of Endowment Funds: Part V, Line 4: Income from the United Way's endowment is used to support the mission of United Way. Description of Uncertain Tax Positions Under FIN 48: Part X: Management has evaluated the Organization's tax positions and concluded that the Organization has maintained its tax-exempt status, does not have any significant unrelated business income and has taken no uncertain tax positions that require adjustment to the consolidated financial statements. With few exceptions, the Organization is no longer subject to income tax examinations by the U.S. Federal or State tax authorities for years before 2008. Part XI, Line 8 - Other Adjustments: Donor designation adjustment -10,350. Part XII, Line 4b - Other Adjustments: Donor Designated Contributions 1,378,814. Part XIII, Line 4b - Other Adjustments: Donor Designated Grants & Awards 1,368,464. 1 A Company of Girls PO Box 7527 Portland ME 04112 050631726 501(c)(3) 44627 Partner Agency Allocation American Red Cross 2401 Congress Street Portland ME 04102 010215209 501(c)(3) 129695 Partner Agency Allocation Amistad PO Box 992 Portland ME 04104 010500860 501(c)(3) 45501 Partner Agency Allocation Big BrothersBig Sisters of Southern Maine 195 Lancaster Street Portland ME 04101 010475146 501(c)(3) 46455 Partner Agency Allocation Boys & Girls Clubs of Southern Maine PO Box 7830 Portland ME 04112 010211543 501(c)(3) 340320 Partner Agency Allocation Catherine Morrill Day Nursery 96 Danforth Street Portland ME 04101 010211542 501(c)(3) 68919 Partner Agency Allocation Catholic Charities Maine PO Box 10660 Portland ME 04104 010228225 501(c)(3) 225040 Partner Agency Allocation Center for Grieving Children PO Box 1438 Portland ME 04104 010431501 501(c)(3) 40553 Partner Agency Allocation Community Counseling Center 343 Forest Avenue Portland ME 04101 010288362 501(c)(3) 330377 Partner Agency Allocation Community Dental - Portland 276 Canco Road Portland ME 04103 237129502 501(c)(3) 141671 Partner Agency Allocation Community Partners Inc 66 Pearl St Portland ME 04101 010351501 501(c)(3) 15000 Partner Agency Allocation Cumberland County YMCA PO Box 1078 70 Forest Avenue Portland ME 04104 010211568 501(c)(3) 184149 Partner Agency Allocation Day One 525 Main Street South Portland ME 04106 010322532 501(c)(3) 167595 Partner Agency Allocation Family Crisis Services PO Box 704 Portland ME 04104 010352636 501(c)(3) 89032 Partner Agency Allocation Frannie Peabody Center 335 Valley Street Portland ME 04102 010416974 501(c)(3) 39104 Partner Agency Allocation Freeport Community Services 53 Depot Road PO Box 119 Freeport ME 04032 010332769 501(c)(3) 14300 Partner Agency Allocation Girl Scouts of Maine 138 Gannett Drive PO Box 9421 280 South Portland ME 04116 010269802 501(c)(3) 20285 Partner Agency Allocation Goodwill Industries of Northern New England PO Box 8600 353 Cumberland Ave Portland ME 04104 010284340 501(c)(3) 89752 Partner Agency Allocation HomeHealth Visiting Nurses of Southern ME 15 Industrial Park Road Saco ME 04072 237204938 501(c)(3) 92462 Partner Agency Allocation Immigrant Legal Advocacy Project PO Box 17917 Portland ME 04112 223260883 501(c)(3) 28906 Partner Agency Allocation Iris Network The 189 Park Avenue Portland ME 04101 010196359 501(c)(3) 22203 Partner Agency Allocation Kids First Center 222 St John Street Suite 101 Portland ME 04102 222993035 501(c)(3) 20000 Partner Agency Allocation Legal Services for the Elderly 5 Wabon Street Augusta ME 043307040 010359131 501(c)(3) 40459 Partner Agency Allocation MAPS Shelter Services Portland 107 India Street Portland ME 04101 010348849 501(c)(3) 21085 Partner Agency Allocation Mission Possible 755 Main Street Westbrook ME 04092 010509578 501(c)(3) 36512 Partner Agency Allocation Morrison Developmental Center 331 Veranda Street Portland ME 04103 010243254 501(c)(3) 68007 Partner Agency Allocation Northeast Hearing & Speech 75 West Commercial Street Suite 205 205 Portland ME 04101 010228262 501(c)(3) 84801 Partner Agency Allocation The Opportunity Alliance 50 Lydia Lane South Portland ME 04106 010316041 501(c)(3) 572723 Partner Agency Allocation Peaks Island Children's Workshop PO Box 80 Peaks Island ME 04108 010482767 501(c)(3) 40509 Partner Agency Allocation Pine Tree Legal Assistance PO Box 547 88 Federal Street Portland ME 04112 010279387 501(c)(3) 91500 Partner Agency Allocation Preble Street 18 Portland Street PO Box 1459 Portland ME 04104 010418917 501(c)(3) 352983 Partner Agency Allocation Regional Transportation Program 127 St John Street Portland ME 04102 010339851 501(c)(3) 73692 Partner Agency Allocation Serenity House 30 Mellen Street Portland ME 04101 010426638 501(c)(3) 23000 Partner Agency Allocation Sexual Assault Response Services PO Box 1371 Portland ME 04104 010343943 501(c)(3) 35725 Partner Agency Allocation Shalom House Inc 106 Gilman Street PO Box 560 Portland ME 04112 237119236 501(c)(3) 53492 Partner Agency Allocation Tri-County Mental Health Services P O Box 2008 1155 Lisbon St Lewiston ME 04241 010316813 501(c)(3) 38578 Partner Agency Allocation Wayside Soup Kitchen PO Box 1278 Portland ME 04104 222806424 501(c)(3) 21403 Partner Agency Allocation Youth & Family Outreach 331 Cumberland Avenue Portland ME 04101 222806424 501(c)(3) 32236 Partner Agency Allocation 2-1-1 Maine Inc PO Box 15200 Portland ME 04112 300194364 501(c)(3) 298 Donor Designations A Company of Girls PO Box 7527 Portland ME 04112 050631726 501(c)(3) 4138 Donor Designations American Cancer Society 1 Bowdoin Mill Island Topsham ME 04086 131788491 501(c)(3) 10406 Donor Designations American Lung Association 122 State St Augusta ME 04330 060646594 501(c)(3) 35166 Donor Designations American Red Cross of Southern Maine 2401 Congress Street Portland ME 04102 010215209 501(c)(3) 21514 Donor Designations Amistad PO Box 992 Portland ME 04104 010500860 501(c)(3) 2245 Donor Designations Big BrothersBig Sisters of Southern Maine 195 Lancaster Street Portland ME 04101 010475146 501(c)(3) 47920 Donor Designations Boy Scouts of America #0218 Pine Tree Council Inc 131 Johnson Road Portland ME 04102 010211490 501(c)(3) 19737 Donor Designations Boys & Girls Clubs of Southern Maine PO Box 7830 Portland ME 04112 010211543 501(c)(3) 25558 Donor Designations Cancer Community Center 778 Main Street South Portland ME 04106 010513301 501(c)(3) 29244 Donor Designations Caring Resources for Living - North Yarmouth 1018 North Road North Yarmouth ME 04097 200868716 501(c)(3) 13240 Donor Designations Catholic Charities Maine PO Box 10660 Portland ME 04104 010228225 501(c)(3) 24087 Donor Designations Center for Grieving Children PO Box 1438 Portland ME 04104 010431501 501(c)(3) 70409 Donor Designations Community Concepts PO Box 278 South Paris ME 04281 010424969 501(c)(3) 467 Donor Designations Community Counseling Center 343 Forest Avenue Portland ME 04101 010288362 501(c)(3) 6557 Donor Designations Community Dental - Portland 276 Canco Road Portland ME 04103 237129502 501(c)(3) 3872 Donor Designations Community Partners Inc 66 Pearl St Portland ME 04101 010351501 501(c)(3) 2054 Donor Designations Cumberland County YMCA PO Box 1078 70 Forest Avenue Portland ME 04104 010211568 501(c)(3) 14415 Donor Designations Day One 525 Main Street South Portland ME 04106 010322532 501(c)(3) 13483 Donor Designations Family Crisis Services PO Box 704 Portland ME 04104 010352636 501(c)(3) 11813 Donor Designations Frannie Peabody Center 335 Valley Street Portland ME 04102 010416974 501(c)(3) 7234 Donor Designations Freeport Community Services 53 Depot Road PO Box 119 Freeport ME 04032 010332769 501(c)(3) 14816 Donor Designations Girl Scouts of Maine 138 Gannett Drive PO Box 9421 280 South Portland ME 04116 010269802 501(c)(3) 11634 Donor Designations Good Shepherd Food Bank PO Box 1807 Auburn ME 04211 222986809 501(c)(3) 9012 Donor Designations Goodwill Industries of Northern New England PO Box 8600 353 Cumberland Ave Portland ME 04104 010284340 501(c)(3) 5126 Donor Designations HomeHealth Visiting Nurses of Southern ME 15 Industrial Park Road Saco ME 04072 237204938 501(c)(3) 7253 Donor Designations Hospice of Southern Maine 180 US Route 1 Scarborough ME 04074 010540180 501(c)(3) 8486 Donor Designations Immigrant Legal Advocacy Project PO Box 17917 Portland ME 04112 223260883 501(c)(3) 7372 Donor Designations Iris Network The 189 Park Avenue Portland ME 04101 010196359 501(c)(3) 11619 Donor Designations Kids First Center 222 St John Street Suite 101 Portland ME 04102 222993035 501(c)(3) 9682 Donor Designations Legal Services for the Elderly 5 Wabon Street Augusta ME 043307040 010359131 501(c)(3) 5267 Donor Designations Maine Medical Center 22 Bramhall Street Portland ME 04102 010238552 501(c)(3) 5503 Donor Designations MAPS Shelter Services - Portland 107 India Street Portland ME 04101 010348849 501(c)(3) 8037 Donor Designations Mercy Hospital 144 State St Portland ME 04101 010211534 501(c)(3) 25227 Donor Designations Midcoast Maine Community Action 34 Wing Farm Parkway Bath ME 04530 010315732 501(c)(3) 106 Donor Designations Mission Possible Teen Center 755 Main Street Westbrook ME 04092 010509578 501(c)(3) 3098 Donor Designations Morrison Developmental Center 331 Veranda Street Portland ME 04103 010243254 501(c)(3) 8456 Donor Designations Northeast Hearing & Speech 75 West Commercial Street Suite 205 205 Portland ME 04101 010228262 501(c)(3) 7532 Donor Designations Opportunity Alliance The 50 Lydia Lane South Portland ME 04106 010316041 501(c)(3) 29445 Donor Designations Peaks Island Children's Workshop PO Box 80 Peaks Island ME 04108 010482767 501(c)(3) 1435 Donor Designations Pine Tree Legal Assistance PO Box 547 88 Federal Street Portland ME 04112 010279387 501(c)(3) 3607 Donor Designations Planned Parenthood of Northern New England 51 US Route 1 Suite C Scarborough ME 04074 030222941 501(c)(3) 42847 Donor Designations Preble Street 18 Portland Street PO Box 1459 Portland ME 04104 010418917 501(c)(3) 67217 Donor Designations Project Feed 202 Woodford Ave Portland ME 04103 010345862 501(c)(3) 1820 Donor Designations Regional Transportation Program 127 St John Street Portland ME 04102 010339851 501(c)(3) 2024 Donor Designations Ronald McDonald House 250 Brackett Street Portland ME 04102 222912513 501(c)(3) 7813 Donor Designations The Root Cellar 94 Washington Ave Portland ME 04101 220990667 501(c)(3) 5082 Donor Designations The Salvation Army PO Box 3575 Portland ME 04104 135662351 501(c)(3) 13316 Donor Designations Sexual Assault Response Services of Southern Maine PO Box 1371 Portland ME 04104 010343943 501(c)(3) 7522 Donor Designations Shalom House Inc 106 Gilman Street PO Box 560 Portland ME 04112 237119236 501(c)(3) 6027 Donor Designations Susan L Curtis Foundation 1321 Washington Ave Suite 104 Portland ME 04103 010324705 501(c)(3) 6290 Donor Designations Tri-County Mental Health Services P O Box 2008 1155 Lisbon St Lewiston ME 04241 010316813 501(c)(3) 1439 Donor Designations United Way of Androscoggin County PO Box 888 Lewiston ME 04243 010211564 501(c)(3) 96291 Donor Designations United Way of Aroostook County 480 Main Street 3rd Floor Presque Isle ME 04769 237147455 501(c)(3) 35684 Donor Designations United Way of Eastern Maine 24 Springer Drive Suite 201 Bangor ME 04401 010211478 501(c)(3) 46005 Donor Designations United Way of Kennebec Valley 331 Water Street Suite 5 Augusta ME 04330 016004404 501(c)(3) 29984 Donor Designations United Way of Mid-Coast Maine 34 Wing Farm Parkway Ste 201 Bath ME 04530 016004866 501(c)(3) 94044 Donor Designations United Way of Mid-Maine PO Box 91 Waterville ME 04901 010233280 501(c)(3) 26080 Donor Designations United Way of Oxford County PO Box 291 South Paris ME 04281 010450352 501(c)(3) 17416 Donor Designations United Way of Tri-Valley PO Box 126 Farmington ME 04938 010377559 501(c)(3) 8821 Donor Designations United Way of York County PO Box 727 Kennebunk ME 04043 010276862 501(c)(3) 74093 Donor Designations VNA Home Health Care 50 Foden Road South Portland ME 04106 010246804 501(c)(3) 10298 Donor Designations Wayside Soup Kitchen PO Box 1278 Portland ME 04104 222806424 501(c)(3) 15699 Donor Designations Western Maine Community Action PO Box 200 East Wilton ME 04234 010275156 501(c)(3) 159 Donor Designations York County Community Action PO Box 727 Sanford ME 04073 016020406 501(c)(3) 319 Donor Designations Youth & Family Outreach 331 Cumberland Avenue Portland ME 04101 222806424 501(c)(3) 1468 Donor Designations Portland Seaman's Friend Society Lewis Street Westbrook ME 04092 010211545 501(c)(3) 60000 How Fund Support to Indigent Seamen Aroostook County Action Program PO Box 1116 Presque Isle ME 04769 010315849 501(c)(3) 22884 Emergency Heating Assistance Community Concepts PO Box 278 South Paris ME 04281 010424969 501(c)(3) 25259 Emergency Heating Assistance Kennebec Valley Community Action Program 97 Water Street Waterville ME 04901 010277678 501(c)(3) 30050 Emergency Heating Assistance Midcoast Maine Community Action 34 Wing Farm Parkway Bath ME 04530 010315732 501(c)(3) 10614 Emergency Heating Assistance Penquis CAP Inc PO Box 1162 Bangor ME 04401 016023748 501(c)(3) 35901 Emergency Heating Assistance The Opportunity Alliance 50 Lydia Lane South Portland ME 04106 010316041 501(c)(3) 142827 Emergency Heating Assistance The Salvation Army PO Box 3575 Portland ME 04104 135662351 501(c)(3) 1000 Emergency Heating Assistance United Way of Androscoggin County PO Box 888 Lewiston ME 04243 010211564 501(c)(3) 6069 Emergency Heating Assistance United Way of Aroostook County 480 Main Street 3rd Floor Presque Isle ME 04769 237147455 501(c)(3) 4289 Emergency Heating Assistance United Way of Eastern Maine 24 Springer Drive Suite 201 Bangor ME 04401 010211478 501(c)(3) 16569 Emergency Heating Assistance United Way of Kennebec Valley 331 Water Street Suite 5 Augusta ME 04330 016004404 501(c)(3) 3902 Emergency Heating Assistance United Way of Mid-Coast Maine 34 Wing Farm Parkway Ste 201 Bath ME 04530 016004866 501(c)(3) 5943 Emergency Heating Assistance United Way of Mid-Maine PO Box 91 Waterville ME 04901 010233280 501(c)(3) 6051 Emergency Heating Assistance United Way of Oxford County PO Box 291 South Paris ME 04281 010450352 501(c)(3) 3247 Emergency Heating Assistance United Way of Tri-Valley PO Box 126 Farmington ME 04938 010377559 501(c)(3) 1975 Emergency Heating Assistance United Way of York County PO Box 727 Kennebunk ME 04043 010276862 501(c)(3) 11426 Emergency Heating Assistance Waldo Community Action Partners PO Box 130 Belfast ME 049150130 016020566 501(c)(3) 8808 Emergency Heating Assistance Washington Hancock Community Action PO Box 280 Milbridge ME 520817684 520817684 501(c)(3) 20284 Emergency Heating Assistance Western Maine Community Action PO Box 200 East Wilton ME 04234 010275156 501(c)(3) 8041 Emergency Heating Assistance York County Community Action PO Box 727 Sanford ME 04073 016020406 501(c)(3) 14584 Emergency Heating Assistance Amistad PO Box 992 Portland ME 04104 010500860 501(c)(3) 3728 Emergency Food and Shelter Program Bridgton Food Pantry 18 Estate Road Naples ME 04055 016012365 501(c)(3) 6090 Emergency Food and Shelter Program Family Crisis Services PO Box 704 Portland ME 04104 010352636 501(c)(3) 4089 Emergency Food and Shelter Program Freeport Community Services 53 Depot Road PO Box 119 Freeport ME 04032 010332769 501(c)(3) 3480 Emergency Food and Shelter Program Jewish Family Services 57 Ashmont Street Portland ME 04103 010530420 501(c)(3) 4768 Emergency Food and Shelter Program Mid Coast Hunger Prevention 84A Union Street Brunswick ME 04011 010492643 501(c)(3) 11310 Emergency Food and Shelter Program Mission Possible Teen Center 755 Main Street Westbrook ME 04092 010509578 501(c)(3) 5316 Emergency Food and Shelter Program The Opportunity Alliance 50 Lydia Lane South Portland ME 04106 010316041 501(c)(3) 8700 Emergency Food and Shelter Program Preble Street 18 Portland Street PO Box 1459 Portland ME 04104 010418917 501(c)(3) 7398 Emergency Food and Shelter Program Project Feed 202 Woodford Ave Portland ME 04103 010345862 501(c)(3) 3480 Emergency Food and Shelter Program The Root Cellar 94 Washington Ave Portland ME 04101 220990667 501(c)(3) 10000 Emergency Food and Shelter Program The Salvation Army PO Box 3575 Portland ME 04104 135662351 501(c)(3) 6525 Emergency Food and Shelter Program Tedford Housing PO Box 958 Brunswick ME 04011 010422035 501(c)(3) 16530 Emergency Food and Shelter Program Wayside Soup Kitchen PO Box 1278 Portland ME 04104 222806424 501(c)(3) 7420 Emergency Food and Shelter Program Maine Medical Center 22 Bramhall Street Portland ME 04102 010238552 501(c)(3) 111192 Let's Go! Support City of Portland 134 Congress Street Portland ME 04101 016000032 Government 31080 Healthy Maine Partnership The Opportunity Alliance 50 Lydia Lane South Portland ME 04106 010316041 501(c)(3) 31398 Healthy Maine Partnership 2-1-1 Maine Inc PO Box 15200 Portland ME 041125200 300194364 501(c)(3) 250000 Information & Referral Grant The Opportunity Alliance 50 Lydia Lane South Portland ME 04106 010316041 501(c)(3) 34000 Merger Support Preble Street 18 Portland Street PO Box 1459 Portland ME 04104 010418917 501(c)(3) 6600 Homelessness Task Force Work NAACP Portland PO Box 3631 Portland ME 04104 131084135 501(c)(3) 0 10000 Other Direct Payment to Vendor Sponsorship of MLK Breakfast State YMCA of Maine 305 Winthrop Center Road Winthrop ME 04364 010186800 501(c)(3) 9017 Gorman Camperships Girl Scouts of Maine 138 Gannett Drive PO Box 9421 280 South Portland ME 04116 010269802 501(c)(3) 1000 Miscellaneous Grant Good Shepherd Food Bank PO Box 1807 Auburn ME 04211 222986809 501(c)(3) 1200 Miscellaneous Grant 86 0 HIGGINS SCHOLARSHIPS 5 11866 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: Allocations: Organizations receiving discretionary funding from United Way of Greater Portland undergo an intensive pre-screening process before being awarded funding. United Way of Greater Portland utilizes teams of community volunteers working in conjunction with staff to conduct this "Community Investment" review process, which includes a paper application and in-person review meeting. To be considered for funding, applicant organizations must meet basic certification standards, including verification of current status as an IRS Code Section 501(c)(3) nonprofit organization. Applicant agencies are required to: 1) Explain the proposed use of United Way funding and demonstrate results (client outcomes)of funding. 2) Submit agency and program-level budgets and annual audits to demonstrate financial stability and adherence to sound fiscal policies and management practices. United Way of Greater Portland requires that all funded organizations sign a funding contract agreeing to all general provisions of the funding relationship, reporting requirements and compliance with applicable state and federal regulations such as the USA Patriot Act. Community Impact staff regularly communicate with and monitor funded organizations via interim reports submitted between scheduled full reviews. Interim reports demonstrate how funding has been utilized to date and the client outcomes achieved as a result of funding. Interim reports provide information on major programmatic or financial changes to the agency that might impact its ability to deliver agreed-upon client outcomes. Completion and submission of satisfactory interim reports are a requirement of continued funding. Designations: Organizations receiving donor designated contributions through United Way undergo screening prior to distribution of funding. Such screening includes certification that the organization; 1) is a non-profit under IRS code section 501(c)(3); 2) provides health and human services; 3) is not fraternal, political or religious in nature. In addition, organizations must provide verification of compliance with the USA Patriot Act. X X X X X 0 0 0 0 0 0 0 0 0 Suzanne McCormick 147420 0 0 0 0 0 8845 0 11809 0 168074 0 0 0 X 59 248167 Stock exchange price 0 1 1 Third Party Use: Part I, Line 32b: Local brokers are used to sell stock. Form 990, Part VI, Section A, line 2 Two directors, Jacquelyn Hedlund and Jeff Sanders, are employed by a charitable organization on which Brian Petrovek, another UWGP board member, is a member. Form 990, Part VI, Section A, line 6 Membership: The membership of United Way, Inc consists of contributors to the United Way Campaign, United Way volunteers, and representatives of providers of human services in the community that are supported financially by United Way, as follows: Individual Members: All individuals who have made a financial contribution to the most recently completed United Way Campaign qualify as contributor members of United Way for the ensuing calendar year. Those individuals who have volunteered for United Way of Greater Portland qualify as volunteer members of United Way for the ensuing calendar year. Organizational Members: Those partner agencies which receive any funding from the Corporation qualify as an agency member of the corporation for the ensuing calendar year, and are entitled to designate a volunteer to represent them as a member of the corporation at any meeting of the members. Form 990, Part VI, Section A, line 7a Powers: The membership of the Corporation shall have the following powers and authority: (a) To attend the annual meeting and any special meeting(s) of the membership. (b) To receive reports at meetings of the membership. (c) To elect Directors of the Corporation at the Annual Meeting. (d) To enact and amend the bylaws of United Way, Inc. Form 990, Part VI, Section A, line 7b See preceeding explanation (line 7a) Form 990, Part VI, Section B, line 11 The Form 990 is prepared by an independent accounting firm and thoroughly reviewed by the Vice President of Finance prior to review and approval by the President and Board of Directors. A copy of the Form 990 is provided to all Directors and is available to the public upon request. Form 990, Part VI, Section B, line 12c United Way, Inc.'s Code of Ethics is intended to guide and advance the ethical conduct of both volunteers and staff in carrying out their United Way responsibilities. As part of the Code of Ethics, the Board of Directors and staff must avoid a conflict of interest or the appearance of a conflict of interest, which could tarnish the reputation of United Way, Inc. or undermine the public's trust in United Way, Inc's staff and volunteers. To ensure that the best interests of United way, Inc. are served, the Board of Directors and staff upon first being appointed, elected or hired, disclose in writing, to the best of his or her knowledge, any potential conflicts of interest that involve the individual, his or her immediate relatives, or any entity with which he or she is associated in a significant leadership or ownership capacity. Thereafter, these disclosures are updated annually, or sooner if changed circumstances in a particular case may warrant. The terms of all potential conflicts of interest are reviewed by management and reported to the Executive Committee of United Way, Inc. as necessary to ensure compliance with the Code of Ethics. The process of determining the compensation package of the president includes all the elements noted (independent review and approval by independent board members, comparability data) with one exception. The final discussion of the compensation package is conducted by the board of directors in executive session. This means that the final decision is documented, but details of the deliberations are not. Form 990, Part VI, Section C, line 19 United Way Inc's conflict of interest policy and most recent audited financial statements are available on line at www.liveunitedgp.org and its governing documents are available upon request. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized losses on investments: -385,821. Donor designation adjustment -10,350. Total to Form 990, Part XI, Line 5: -396,171. Form 990, Part XII, Line 2c: The audit process has not changed from the prior year. 211 Maine Inc PO Box 15200 Portland ME 041125200 300194364 Health & human service informaiton and referral service ME 501(c)(3) Line 7 United Way Inc 1 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 0 211 Maine Inc B 250000