2013-01-15T15:34:06-06:00 2012-06-30 346565596 ERNST & YOUNG US LLP 75 BEATTIE PLACE SUITE 800 GREENVILLE SC 29601 990 2011-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 Janene Culumber 8137451329 2013-01-15 0 EMILY STANCIL P00115650 8642425740 2011 2016-03-07 17:11:31Z WILLIAM S DALTON MD PHD 12902 MAGNOLIA DRIVE TAMPA FL 33612 43096037 0 X WWW.MOFFITT.ORG X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 32 32 26 1 0 0 14975440 15558496 0 0 4732408 1320826 -104618 -142522 19603230 16736800 11781242 12498238 0 0 1949196 2314873 508668 907027 3099886 2352186 1835494 16591292 17555632 3011938 -818832 94239264 96984019 4986607 5350811 89252657 91633208 X THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. 0 0 12663856 12498238 H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION, INC. ("MOFFITT FOUNDATION") WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE, INC. (MOFFITT INSTITUTE). IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF MOFFITT INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW. PHILANTHROPY IS CRITICAL TO THE MOFFITT MISSION - TO CONTRIBUTE TO THE PREVENTION AND CURE OF CANCER - AND PHILANTHROPIC DONATIONS ARE DISSEMINATED ACROSS A WIDE SPECTRUM OF MOFFITT PROGRAMS AND SERVICES.MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED.THE MONEY RAISED BY THE FOUNDATION IS DISTRIBUTED FOR SUCH THINGS AS THE PURCHASE OF ADVANCED TECHNOLOGICAL EQUIPMENT, SUPPORT FOR RESEARCH LABORATORIES AND SUPPLIES, CANCER EDUCATION AND OUTREACH, LODGING, BIOMEDICAL LIBRARY, HEALTH DISPARITIES, SURVIVORSHIP AND INTEGRATIVE MEDICINE PROGRAMS.IN FY12, MOFFITT FOUNDATION HAD FOUR FUNDRAISING EVENTS. THE TWO LARGEST FUNDRAISING EVENTS ARE AS FOLLOWS:THE MAGNOLIA BALL - ON APRIL 24, 2012, NICK VALVANO FROM THE V FOUNDATION PRESENTED A $500,000 MATCH CHALLENGE TO THE AUDIENCE AT THE MAGNOLIA BALL, WHICH IS THE TAMPA BAY AREA'S PREMIER FUNDRAISING EVENT. CHEAP TRICK PERFORMED AT THE SOLD-OUT EVENT ATTENDED BY OVER 700 SUPPORTERS. EVENT CHAIRS JEFF AND JULIE WOOLEY AND MOFFITT LEADERSHIP GREETED GUESTS. MOST IMPORTANTLY, THE EVENT RAISED VITAL DONATIONS THAT WILL CONTINUE PATIENT CARE, RESEARCH, AND EDUCATION PROGRAMS AT THE CANCER CENTER.SARASOTA WOMEN'S CANCER AWARENESS LUNCHEON - ON MARCH 29, 2012, AT THE RITZ CARLTON IN SARASOTA, OVER 500 GUESTS CAME TO SUPPORT WOMEN'S CANCER RESEARCH. THE GUESTS ENJOYED SPEAKER OLIVIA NEWTON JOHN, MUSICAL LEGEND AND BREAST CANCER SURVIVOR. A PANEL OF DOCTORS ALSO ANSWERED QUESTIONS FROM THE AUDIENCE ABOUT THE PREVENTION, CARE, AND CURE OF WOMEN'S CANCERS. THE PARTICIPANTS RAISED MONEY FOR WOMEN'S CANCER RESEARCH AT MOFFITT. 12663856 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 15 0 1 26 1 0 0 0 0 0 1 1 0 0 0 0 X 32 32 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 0 1 1 0 AL AK AZ AR CO CT FL GA HI IL KS KY LA MD MA MI MN MS NH NJ NM NY NC OK OR PA RI SC TN UT VA WA WV WI X JANENE CULUMBER 8137451329 12902 MAGNOLIA DRIVE TAMPA FL 33612 X EDWARD C DROSTE 1.00 X X 0 0 0 PETER T KIRKWOOD ESQ 1.00 X X 0 0 0 BENJAMIN H HILL III ESQ 1.00 X X 0 0 0 JOSEPH CABALLERO 1.00 X X 0 0 0 KIERSTEN L ALLEN 1.00 X 0 0 0 ALFRED S AUSTIN 1.00 X 0 0 0 SUZETTE BERKMAN 1.00 X 0 0 0 G ROBERT BLANCHARD 1.00 X 0 0 0 RONALD J CAMPBELL 1.00 X 0 0 0 THE HONORABLE MONTEREY CAMPBELL 1.00 X 0 0 0 EILEEN SENA CURD 1.00 X 0 0 0 S KATHERINE FRASIER 1.00 X 0 0 0 RICHARD GONZMART 1.00 X 0 0 0 THE HONORABLE DICK A GRECO 1.00 X 0 0 0 SHAY GRIESE 1.00 X 0 0 0 CINDY GRUDEN 1.00 X 0 0 0 TIMM HARMON 1.00 X 0 0 0 JACK HARRIS 1.00 X 0 0 0 M CLAYTON HOLLIS 1.00 X 0 0 0 JOHN KYNES 1.00 X 0 0 0 STEVEN MATZKIN DDS 1.00 X 0 0 0 THE HONORABLE H LEE MOFFITT 1.00 X 0 0 0 JIM U MORRISON 1.00 X 0 0 0 CAROL MORSANI 1.00 X 0 0 0 PAMELA MUMA 1.00 X 0 0 0 JIM OVERTON 1.00 X 0 0 0 BARBARA RYALS 1.00 X 0 0 0 LANSING SCRIVEN 1.00 X 0 0 0 PATRICK SOBERS 1.00 X 0 0 0 JACK SPANGLER 1.00 X 0 0 0 DONALD W WALLACE 1.00 X 0 0 0 JULIE WOOLEY 1.00 X 0 0 0 WILLIAM S DALTON MD 6.00 X 0 1283434 75263 LOUIS D DE LA PARTE 4.00 X 0 472514 39484 JOHN A KOLOSKY 4.00 X 0 776151 43734 JANENE J CULUMBER 4.00 X 0 456168 35159 SUSAN STERN 55.00 X 241773 0 33778 CYNTHIA MCGIRK 55.00 X 140900 0 15499 DEAN R HEAD 0.00 X 0 233893 26416 MARK F HULSE 0.00 X 0 317987 37128 YVETTE M LYONS TREMONTI 0.00 X 0 365086 43146 NICOLAS C PORTER 0.00 X 0 554253 40029 W J WILSON 0.00 X 0 273699 27036 382673 4733185 416672 2 1 1 0 HARRIS CONNECT LLC 1400-A CROSSWAYS BLVD CHESAPEAKE VA 23320 FUNDRAISING SERVICES 337068 TRUE SENSE MARKETING 155 COMMERCE DR FREEDOM PA 15042 FUNDRAISING SERVICES 163242 2 2436721 13121775 452668 15558496 1048700 1048700 26185842 25913716 272126 272126 272126 302999 2436721 445521 -142522 -142522 16736800 0 0 1178304 12498238 12498238 290967 29097 72742 189128 1609841 53677 643801 912363 109709 3786 41572 64351 163906 3127 107622 53157 140450 4764 54709 80977 17632 14371 3261 12347 12347 907027 907027 453143 453143 61911 16808 45103 22882 22882 91888 381 32365 59142 86531 86531 270473 4 270396 73 56014 7651 48363 293876 1445 264809 27622 2292 2292 ALLOC OF INTERCO EXP 0 22396 -398103 375707 PURCHASED SERVICES 194003 46941 42610 104452 FUNDRAISING EXPENSES 168851 168851 DUES AND SUBSCRIPTIONS 26400 6867 19533 77251 36475 40776 17555632 12663856 1791890 3099886 467687 777389 11045810 9067768 20694 1939 504112 433669 113087 70443 80543829 85261428 2048157 1805052 94239264 96984019 293178 361399 4693429 4989412 4986607 5350811 X 35954840 35878497 40507854 42659865 12789963 13094846 89252657 91633208 94239264 96984019 X -818832 3199383 X X 0 1 1 X 1 1 X 16055467 9462895 12227977 14975440 15558496 68280275 16055467 9462895 12227977 14975440 15558496 68280275 7237108 61043167 2088744 2180306 2039937 2219944 1048700 9577631 77857906 2300827 0.78400 0.66860 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 14785013 304883 232183 95921 15226158 12130727 321246 2396764 63724 14785013 9767019 1648112 786983 71387 12130727 10741370 264146 -1183648 54849 9767019 0.14000 0.86000 1 0 330263 260796 69467 173849 172873 976 70443 DUE TO RELATED ORGANIZATIONS 3954739 CHARITABLE GIFT ANNUITIES 1034673 4989412 Description of Intended Use of Endowment Funds: Part V, Line 4: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. Description of Uncertain Tax Positions Under FIN 48: Part X: THE CANCER CENTER RECOGNIZES UNCERTAIN TAX POSITIONS WHEN IT IS MORE LIKELY THAN NOT (I.E., GREATER THAN 50% LIKELIHOOD OF RECEIVING BENEFIT) AND RECORDS THESE BENEFITS AT THE AMOUNT MOST LIKELY TO BE REALIZED ASSUMING A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION AND APPLYING CURRENT CONVENTIONS. THE CANCER CENTER HAS NO SIGNIFICANT UNRECOGNIZED TAX BENEFITS AND DOES NOT BELIEVE THAT THERE WILL BE ANY MATERIAL CHANGES IN THE CANCER CENTER'S UNRECOGNIZED TAX POSITION OVER THE NEXT 12 MONTHS. X X X X X X 1 TRUE SENSE MARKETING 155 COMMERCE DR FREEDOM PA 15042 MAIL SOLICITATION 0 617730 475777 141953 HARRIS CONNECT LLC 1400-A CROSSWAYS BLVD CHESAPEAKE VA 23320 TELEPHONE SOLICITATION 0 366118 307500 58618 GRIZZARD COMMUNICATIONS GROUP INC 1144 MAILING AVE SE ATLANTA GA 30315 MAIL SOLICITATION 0 150771 43190 107581 THE STELTER COMPANY 10435 NEW YORK AVE DES MOINES IA 50322 MULTICHANNEL SOLICITATION 0 1045 8810 -7765 BENTZ WHALEY FLESSNER & ASSOCIATES INC 7251 OHMS LANE MINNEAPOLIS MN 55439 STRATEGY 0 0 71750 -71750 1135664 907027 228637 AL AK AZ AR CO CT FL GA IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI HI THE MAGNOLIA BALL 2355032 2105113 249919 86233 75930 154982 22573 AWARENESS LUNCHEON 168047 148007 20040 12306 30766 8020 2 216641 183601 33040 25390 8437 6664 14220 2739720 2436721 302999 25390 106976 113360 154982 44813 445521 -142522 Explanation of Fundraising Payments Schedule G, Part I, Line 2b, Column (v) H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. HAS WRITTEN AGREEMENTS WITH OUR PROFESSIONAL FUNDRAISERS. THESE AGREEMENTS DISTINGUISH BETWEEN FEES FOR PROFESSIONAL FUNDRAISING SERVICES AND PAYMENTS OF FUNDRAISING EXPENSES. PAYMENTS OF FUNDRAISING EXPENSES TO HARRIS CONNECT,LLC, GRIZZARD COMMUNICATIONS GROUP, THE STELTER COMPANY, TRUE SENSE MARKETING AND BENTZ WHALEY FLESSNER AND ASSOCIATES, INC. WERE $25,938, $6,101, $12,084, $116,082 AND $8,372, RESPECTIVELY. Schedule G, Part I, Line 2b, Column (iv): BENTZ WHALEY FLESSNER & ASSOCIATES, INC. IS HELPING H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. WITH PROGRAM ANALYSIS AND PROSPECT DEVELOPMENT FOR AN UPCOMING CAPITAL CAMPAIGN. SINCE THIS RELATES TO FUNDRAISING STRATEGY AND NOT DIRECT SOLICITATION, THERE ARE NO GROSS RECEIPTS LISTED. 1 H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(c)(3) 1247268 PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(c)(3) 8519990 2469330 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI LIFETIME CSC INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 501(c)(3) 259082 PHILANTHROPIC DISTRIBUTIONS 3 0 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: PHILANTHROPIC DISTRIBUTIONS ARE ONLY GIVEN TO RELATED 501(C)(3) ORGANIZATIONS. THE DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. X X 0 1 1 0 0 0 0 1 1 0 0 WILLIAM S DALTON MD 0 897989 0 257499 0 127946 0 25603 0 51498 0 1360535 0 0 LOUIS D DE LA PARTE 0 387326 0 82453 0 2735 0 25602 0 19925 0 518041 0 0 JOHN A KOLOSKY 0 597728 0 105953 0 72470 0 25603 0 23816 0 825570 0 0 JANENE J CULUMBER 0 361448 0 53507 0 41213 0 19600 0 21442 0 497210 0 0 SUSAN STERN 204865 0 20000 0 16908 0 18680 0 20889 0 281342 0 0 0 CYNTHIA MCGIRK 123304 0 16700 0 896 0 8683 0 8190 0 157773 0 0 0 DEAN R HEAD 0 191531 0 32275 0 10087 0 18509 0 14672 0 267074 0 0 MARK F HULSE 0 260164 0 49002 0 8821 0 19600 0 24317 0 361904 0 0 YVETTE M LYONS TREMONTI 0 302252 0 47835 0 14999 0 25602 0 23218 0 413906 0 0 NICOLAS C PORTER 0 116710 0 60579 0 376964 0 25603 0 22090 0 601946 0 0 W J WILSON 0 236235 0 20000 0 17464 0 19600 0 12015 0 305314 0 0 Part I, Line 1b PAYMENTS MADE FOR HEALTH OR SOCIAL CLUB DUES, INITIATION FEES OR PERSONAL SERVICES ARE APPROVED BY THE JOINT EXECUTIVE COMPENSATION AND BENEFITS COMMITTEE (JEC&BC). PAYMENTS ARE A FIXED AMOUNT BASED ON JOB CLASSIFICATION AND IS DOCUMENTED IN MINUTES OF THE COMMITTEE AND REPORTED BACK TO THE BOARD. Part I, Line 4a THE CALENDAR YEAR TAXABLE WAGE AMOUNT INCLUDES A SEVERENCE PAYMENT TO NICOLAS PORTER FOR $313,196. Part I, Line 6 IN GENERAL, INCENTIVE COMPENSATION IS BASED ON MOFFITT'S ACHIEVEMENT AGAINST SPECIFIC ORGANIZATIONAL GOALS RELATED TO NET OPERATING INCOME AND ON DIVISION OR INDIVIDUAL GOALS. NET OPERATING INCOME MUST MEET OR EXCEED A CERTAIN THRESHOLD IN ORDER TO TRIGGER A PAYOUT FOR THE ORGANIZATIONAL GOAL COMPONENTS. Supplemental Information Part III Schedule J, Part I, Line 3: FOUNDATION'S CEO IS PAID BY A RELATED ORGANIZATION WHICH ESTABLISHES THE COMPENSATION OF THE CEO BY RELYING ON AN INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEYS OR STUDIES, AN EXECUTIVE COMPENSATION COMMITTEE, AND THE APPROVAL BY THE BOARD OR THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. X 11 452668 SELLING PRICE X AUCTION ITEMS 138 0 0 0 1 1 Method for Determining Number of Contributors: Part I, Column (b): THE NUMBER OF CONTRIBUTORS REPORTED ON LINE 9 REPRESENTS THE NUMBER OF STOCK CONTRIBUTIONS, NOT THE NUMBER OF INDIVIDUAL SHARES RECEIVED. THE NUMBER OF CONTRIBUTORS REPORTED ON LINE 25 REPRESENTS THE NUMBER OF AUCTION ITEMS THAT WERE DONATED. Third Party Use: Part I, Line 32b: STOCK DONATIONS ARE SENT TO NORTHERN TRUST WHO HAS BEEN INSTRUCTED TO SELL THE STOCK WITHIN THREE WORKING DAYS. Non Reporting of Revenue: Part I, Line 33: MOST OF THE AUCTION ITEMS WERE DONATED FOR THE SILENT AUCTION AT THE MAGNOLIA BALL; THEREFORE, NO REVENUE WAS REPORTED. Form 990, Part VI, Section A, line 2 THE FOLLOWING DIRECTORS AND OFFICERS, THAT JOINTLY SERVE ON THE FOUNDATION AND A FOR-PROFIT RELATED ENTITY, QUALIFY AS HAVING A BUSINESS RELATIONSHIP. FOUNDATION & MOFFITT GENETICS CORPORATION: H. LEE MOFFITT - DIRECTOR WILLIAM S. DALTON - OFFICER LOUIS D. DE LA PARTE - OFFICER JANENE J. CULUMBER - OFFICER FOUNDATION & MOFFITT TECHNOLOGIES CORPORATION: WILLIAM S. DALTON - OFFICER JOHN A. KOLOSKY - OFFICER LOUIS D. DE LA PARTE - OFFICER JANENE J. CULUMBER - OFFICER Form 990, Part VI, Section A, line 6 H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. IS THE SOLE MEMBER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7a AS THE SOLE MEMBER OF THE FOUNDATION, H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. SHALL HAVE THE POWER TO APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7b THE SOLE MEMBER OF THE CORPORATION SHALL HAVE THE FOLLOWING POWERS: A. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE ARTICLES OF INCORPORATION OF THE CORPORATION; B. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE BYLAWS OF THE CORPORATION; C. APPROVE, DISAPPROVE OR RECOMMEND THE SELECTION OF A QUALIFIED AUDIT FIRM AND THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; D. EITHER APPROVE OR DISAPPROVE THE TRANSFER, SALE, LEASE OR DISPOSITION OF ANY ASSET OF THE CORPORATION IN EXCESS OF ONE HUNDRED THOUSAND DOLLARS ($100,000.00); E. APPROVE OR DISAPPROVE THE CONFERRING OF ANY LIEN OR SECURITY INTEREST IN ASSETS OF THE CORPORATION IN EXCESS OF FIVE HUNDRED THOUSAND DOLLARS ($500,000.00), WHETHER SAME SHALL BE IN CONNECTION WITH EITHER PUBLIC OR PRIVATE FINANCING, OR OTHERWISE; F. APPROVE OR DISAPPROVE ALL DONATIONS OR CHARITABLE CONTRIBUTIONS BY THE CORPORATION IN EXCESS OF TEN THOUSAND DOLLARS ($10,000.00) PER CONTRIBUTION OR ANNUAL CONTRIBUTION EXCEEDING TWENTY FIVE THOUSAND DOLLARS ($25,000.00) IN THE AGGREGATE; G. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION OF THE CORPORATION'S MISSION AND PHILOSOPHY STATEMENT; AND H. APPROVE OR DISAPPROVE CAPITAL EXPENDITURES BY THE CORPORATION IN EXCESS OF ONE HUNDRED THOUSAND DOLLARS ($100,000.00) PER EXPENDITURE OR TWO HUNDRED FIFTY THOUSAND DOLLARS ($250,000.00) IN THE AGGREGATE ANNUALLY. Form 990, Part VI, Section B, line 11 PRIOR TO PROVIDING FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, T0 THE FOUNDATION BOARD OF DIRECTORS FOR REVIEW, THE CHIEF FINANCIAL OFFICER REVIEWS THE RETURN. SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED AND ANY NECESSARY CORRECTIONS ARE MADE. PRIOR TO ELECTRONICALLY FILING FORM 990, MOFFITT FOUNDATION PROVIDES A COPY OF THE RETURN TO THE GOVERNING BODY, GIVING EACH BOARD MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. Form 990, Part VI, Section B, line 12c ON AN ANNUAL BASIS A PRESENTATION IS MADE TO FOUNDATION BOARD MEMBERS TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ATTACHED TO THE POLICY. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTEREST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS/HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. Form 990, Part VI, Section B, line 15 MOFFITT'S BOARD OF DIRECTORS HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE DIRECTORS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE PERFORMANCE AND COMPENSATION OF MOFFITT EXECUTIVES AND DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, SENIOR VICE PRESIDENTS, VICE PRESIDENTS AND DEPARTMENT CHAIRPERSONS. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN AS NEEDED AND DOES AT ITS DISCRETION, ENGAGE OUTSIDE INDEPENDENT, OUTSIDE ADVISORS INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH EXECUTIVE, DISQUALIFIED PERSON AND INDIVIDUAL IN KEY POSITIONS. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF COMPENSATION, WHO IS NOT INCLUDED IN THE EXECUTIVE OR DISQUALIFIED PERSON CATEGORIES, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS ALONG WITH THE CONSULTANT'S COMPARABILITY DATA ARE PRESENTED TO THE JEC&BC FOR IT TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. EVERY THIRD YEAR THE INDEPENDENT CONSULTANT ANALYZES THE TOTAL EXECUTIVE COMPENSATION PROGRAM, USING THE SAME METHODOLOGY AS DESCRIBED ABOVE, THAT INCLUDES THE VALUE OF ALL BENEFITS AND PREREQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE EXECUTIVES AND DISQUALIFIED PERSONS. THE PURPOSE OF THE ANALYSIS IS TO PROVIDE AN OPINION ON THE REASONABLENESS OF EACH OF THE INDIVIDUAL COMPENSATION COMPONENTS AND THE AGGREGATE COMPENSATION TOTAL. THIS MORE COMPREHENSIVE ANALYSIS IS PROVIDED TO THE JEC&BC FOR THEIR USE IN THE ANNUAL REVIEW PROCESS. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE FULL BOARD. Form 990, Part VI, Section C, line 19 MOFFITT FOUNDATION MAKES AVAILABLE TO THE PUBLIC THROUGH THIRD PARTY VENDORS' WEBSITES, ITS FORM 990 AND AUDITED FINANCIAL STATEMENTS. FORM 990 IS MADE AVAILABLE ON GUIDESTAR WHILE THE AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE ON DACBOND. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO MADE AVAILABLE UPON REQUEST. Form 990, Part VI, Section B, Line 14:THE ORGANIZATION HAS A WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY WITH WHICH IT COMPLIES; HOWEVER, THE POLICY WAS NOT APPROVED BY THE BOARD OR A COMMITTEE BY THE FISCAL YEAR END. Form 990, Part VII, Section A, Line 1a: EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S 2011 FORM 990 ARE EMPLOYEES WHOSE 2011 W-2'S WERE ISSUED BY MOFFITT INSTITUTE, THE COMMON PAYMASTER RELATED ENTITY. PROCEDURES TO REPORT COMPENSATION OF EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. Form 990, Part VII, Section A, Line 1b: DIRECTORS ESTIMATE OF AVERAGE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS: JOSEPH CABALLERO: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 1 hr EDWARD C. DROSTE: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 1 hr BENJAMIN H. HILL: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 1 hr H. LEE MOFFITT: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 1 hr H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 1 hr H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE LIFETIME CANCER SCREENING, INC. - 1 hr MOFFITT GENETICS CORPORATION - 1 hr Form 990, Part VII, Section A, Line 1b: OFFICERS ESTIMATE OF AVERAGE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS: WILLIAM S. DALTON: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 24 hrs MOFFITT TECHNOLOGIES CORPORATION - 1 hr MOFFITT GENETICS CORPORATION - 24 hrs LOUIS D. DE LA PARTE: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 22 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 17 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE LIFETIME CANCER SCREENING, INC. - 5 hrs MOFFITT TECHNOLOGIES CORPORATION - 1 hr MOFFITT GENETICS CORPORATION -6 hrs JOHN A KOLOSKY: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 33 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 17 hrs MOFFITT TECHNOLOGIES CORPORATION - 1 hr NICOLAS PORTER: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 55 hrs JANENE J CULUMBER: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 22 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 17 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE LIFETIME CANCER SCREENING, INC. - 5 hrs MOFFITT TECHNOLOGIES CORPORATION - 1 hr MOFFITT GENETICS CORPORATION - 6 hrs DEAN R. HEAD: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 55 hrs MARK F. HULSE: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 55 hrs YVETTE M. LYONS TREMONTI: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL, INC. - 33 hrs H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 22 hrs W. J. WILSON: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. - 55 hrs Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: TRANSFER FROM TAX EXEMPT AFFILIATE 5136984. OTHER THAN TEMPORARY WRITE-DOWN OF INVESTMENTS -1599365. RESTRICTED INVESTMENT INCOME INCLUDED IN REVENUE ON 990, -491932. BUT NOT IN REVENUE ON AUDITED FINANCIAL STATEMENTS OTHER 153696. Total to Form 990, Part XI, Line 5: 3199383. H LEE MOFFITT CANCER CTR & RESEARCH INSTITUTE HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(c)(3) Line 3 N/A 0 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 PARENT-RESEARCH FL 501(c)(3) Line 7 N/A 0 H LEE MOFFITT CC&RI LIFETIME CANCER SCREENING CENTER INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MANAGEMENT FL 501(c)(3) Line 9 N/A 0 MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MANAGEMENT FL N/A C MOFFITT GENETICS CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 208486180 DATABASE MANAGEMENT FL N/A C 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0