2013-11-15T11:14:24-06:00 2013-06-30 273858252 DEAN DORTON ALLEN FORD PLLC 106 W VINE STREET SUITE 600 LEXINGTON KY 40507 990 2012-07-01 237116528 NORTHERN KENTUCKY UNIVERSITY FOUNDATION INC NORT 8595725126 LUCAS ADMINISTRATIVE CENTER NO 221 HIGHLAND HEIGHTS KY 41099 KAREN ZERHUSEN KRUER 8595725126 2013-11-14 1 LEIGH MCKEE P00169845 8592552341 2012 2016-02-25 16:41:14Z KAREN ZERHUSEN KRUER LUCAS ADMINISTRATIVE CENTER NO 221 HIGHLAND HEIGHTS KY 41099 10326854 0 X HTTP://FOUNDATION.NKU.EDU X 1970 KY SUPPORT NORTHERN KENTUCKY UNIVERSITY THROUGH PROVISION OF SCHOLARSHIPS, FINANCIAL AID AND OTHER SUPPORT PROGRAMS 39 39 0 43 7609 -19873 4926037 4731150 0 0 1511843 5148344 211740 249691 6649620 10129185 1105924 1895441 0 0 0 137558 0 0 20629 3763924 2923338 4869848 4956337 1779772 5172848 87709889 96678679 13193598 13416989 74516291 83261690 X THE NORTHERN KENTUCKY UNIVERSITY FOUNDATION IS AN INDEPENDENT, NON-PROFIT, TAX-EXEMPT PUBLIC CHARITY INCORPORATED IN KENTUCKY UNDER KENTUCKY REVISED STATUTE 273 AND SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE THAT EXISTS SOLELY TO RECEIVE AND MANAGE PRIVATE GIFTS FOR THE ADVANCEMENT AND BENEFIT OF NORTHERN KENTUCKY UNIVERSITY. 0 0 1779947 37546 0 STUDENT FINANCIAL AID 623144 705808 7325 PUBLIC SERVICE 545499 309872 600 INSTRUCTION 395814 98528 2000 INSTITUTIONAL SUPPORT 530096 189392 0 ACADEMIC SUPPORT 14079 0 0 LIBRARIES 514841 395636 3030 STUDENT SERVICES 188894 143441 157911 UNIVERSITY FACILITIES & EQUIPMENT ACQUISITION 20835 15218 0 RESEARCH 1664559 842215 162941 4613149 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 75 0 1 0 1 1 1 CJ 0 0 0 0 0 0 0 0 X 39 39 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 KY X X JOHN BAILEY 8595726457 FH 132 NUNN DRIVE HIGHLAND HEIGHTS KY 41099 BARBARA M JOHNSON 0.50 X 0 0 0 BARRY G KIENZLE 2.00 X 0 0 0 BRENDA L WILSON 0.50 X 0 0 0 BRYSON P LAIR 0.50 X 0 0 0 CHAD A BILZ 0.50 X 0 0 0 CHARLES ALEXANDER 0.50 X 0 0 0 CHRIS CARLE 0.50 X 0 0 0 CHRISTOPHER STURM 0.50 X 0 0 0 DANIEL R GRONECK 2.00 X 0 0 0 DENNIS R HONABACH 0.50 X 0 0 0 DENNIS REPENNING 0.50 X 0 0 0 DIANE STICKLEN-JORDAN 0.50 X 0 0 0 EVA G FARRIS 0.50 X 0 0 0 FRED A MACKE JR 0.50 X 0 0 0 GEOFFREY S MEARNS 0.50 X 0 0 0 GERARD A ST AMAND 2.00 X 0 0 0 GREGORY S SHUMATE 0.50 X 0 0 0 J DAVID BENDER 10.00 X 0 0 0 JAKKI HAUSSLER 0.50 X 0 0 0 JAMES R POSTON JR 0.50 X 0 0 0 JASON O JACKMAN 0.50 X 0 0 0 JOHN M LUCAS 0.50 X 0 0 0 JOHN WINKLER 0.50 X 0 0 0 JUDITH H GIBBONS 2.00 X 0 0 0 KARA WILLIAMS 0.50 X 0 0 0 KAREN D MEYERS 0.50 X 0 0 0 KEVIN M SHEEHAN 1.00 X 0 0 0 KRISTI NELSON 0.50 X 0 0 0 LEE ROSE 0.50 X 0 0 0 MARK D GUILFOYLE 0.50 X 0 0 0 MARTIN GERRETY 0.50 X 0 0 0 OLIVIA BIRKENHAUER 0.50 X 0 0 0 PAUL W CHELLGREN 0.50 X 0 0 0 RHONDA WHITAKER 0.50 X 0 0 0 RICHARD A BOEHNE 0.50 X 0 0 0 SUSAN K COOK 0.50 X 0 0 0 TERRY L MANN 0.50 X 0 0 0 THOMAS R SAELINGER 0.50 X 0 0 0 WILLIAM C VERMILLION 2.00 X 0 0 0 KAREN A ZERHUSEN KRUER JD 40.00 X 95981 0 33527 95981 0 33527 0 0 0 0 0 440314 4290836 211688 4731150 1703100 1703100 80173 80173 118755 7011 111744 111744 111744 3445244 0 3445244 3445244 3445244 72130 440314 190658 -118528 -118528 MISCELLANEOUS REVENUE 900099 85049 85049 ADMINISTRATIVE FEE 900099 51152 51152 EVENT TICKET SALES 900099 32492 32492 7609 7609 176302 10129185 168693 7609 5221733 1895441 1895441 137558 137558 6836 5451 1385 12875 12875 143377 143377 359207 373214 -15135 1128 8552 7993 350 209 72195 55042 11211 5942 7879 7879 207760 198496 9056 208 73071 73071 12884 12346 538 -12114 -12125 11 SCHOLARSHIPS FOR NKU 1195654 1195654 MEALS AND ENTERTAINMENT 309504 290748 8787 9969 SUPPLIES 122571 120008 5108 -2545 DUES AND SUBSCRIPTIONS 84325 77543 6782 318762 300263 12792 5707 4956337 4613149 322559 20629 7298139 5645962 1829719 1833809 4603490 4783603 36021 42162 548151 208028 345074 340123 64402384 69252719 8475947 14034576 719115 745725 87709889 96678679 353205 313952 26141 26141 2363082 1609220 10451170 11467676 13193598 13416989 X 2662673 2975722 31374444 39460420 40479174 40825548 74516291 83261690 87709889 96678679 X 5172848 3561129 11422 X X 0 1 X 1 0 X 22335455 4418390 3367195 4926037 4731150 39778227 22335455 4418390 3367195 4926037 4731150 39778227 39778227 846177 873128 1469053 1511843 5148344 9848545 565939 608403 250288 211740 249691 1886061 51512833 0.77220 0.83770 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 64061000 438000 8510000 1576000 -12000 71445000 59332000 6306000 -215000 1362000 64061000 47566000 3256000 9954000 1444000 59332000 41237000 2848000 5185000 1704000 47566000 41540000 6825000 -5789000 1339000 41237000 0.30580 0.56820 0.12600 0 0 340123 340123 208028 208028 0 340123 INVESTMENTS IN LIMITED PARTNERSHIPS 14034576 F 14034576 ANNUITIES PAYABLE 190749 FUNDS HELD IN TRUST FOR NORTHERN KENTUCKY UNIVERSITY 11276927 11467676 X DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PRIMARILY TO BE USED FOR STUDENT FINANCIAL AID AND SCHOLARSHIPS DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION HAS EVALUATED TAX POSITIONS TAKEN ON ALL INCOME TAX RETURNS THAT REMAIN OPEN TO EXAMINATION BY THE RESPECTIVE TAXING AUTHORITIES (THOSE RETURNS FILED FOR THE YEARS 2009 THROUGH 2012) AND DOES NOT BELIEVE THERE ARE ANY UNCERTAIN POSITIONS ON THOSE RETURNS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 INVESTMENTS 7137409 EAST ASIA AND THE PACIFIC - 0 0 INVESTMENTS 7780856 SOUTH AMERICA- 0 0 INVESTMENTS 1213581 0 0 0 0 0 0 16131846 0 16131846 0 0 0 0 0 0 NAC-MEN'S SCHOLARSHIP 235981 232261 3720 4959 79 1817 5/3RD ENTERPRENEURSHIP INSTITUTE 77250 62325 14925 833 2105 25920 23505 9 199213 145728 53485 1464 7795 53062 69119 512444 440314 72130 2297 14859 79061 94441 190658 -118528 1 NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 501(C)(3) 1895441 SUBGRANT EXPENSES PAID FOR THE BENEFIT OF NORTHERN KENTUCKY UNIVERSITY (NKU) TO HELP PROVIDE FUNDING FOR NKU FACULTY POSITIONS, CONSTRUCTION PROJECTS AND VARIOUS OTHER OPERATING EXPENDITURES. 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FOUNDATION MONITORS THE USE OF THE GRANT FUNDS TO NKU THROUGH REVIEW OF INVOICES PAID BY NKU. THE FOUNDATION IS ALSO ABLE TO MONITOR THE PROGRESS OF NKU'S PROJECTS. X 1 200630 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE 990 DRAFT IS REVIEWED BY THE FINANCE AND AUDIT COMMITTEE CHAIRS, AS WELL AS EMAILED TO ALL VOTING BOARD MEMBERS FOR APPROVAL BEFORE A FINAL VERSION IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE OFFICERS AND BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST. THIS POLICY IS MONITORED BY THE MEMBERSHIP COMMITTEE CHAIRPERSON IN CONJUNCTION WITH THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 THE NKU FOUNDATION EXECUTIVE COMMITTEE DETERMINES EXECUTIVE COMPENSATION UPON RECOMMENDATION OF THE NKU FOUNDATION PERSONNEL COMMITTEE WHICH WORKS IN CONJUNCTION WITH NKU HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 FORM 990 IS MADE AVAILABLE UPON REQUEST AND ONLINE VIA THE WEBSITE. THE GOVERNING DOCUMENTS, FORM 1023 AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE UPON REQUEST AND AT THE DISCRETION OF THE BOARD OF DIRECTORS AND MANAGEMENT. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN ANNUITIES 11,422. FORM 990, PART XII, LINE 2C THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF THE FOUNDATION'S FINANCIAL STATEMENTS AND THE SELECTION OF THE INDEPENDENT AUDITOR. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. NKUF PROPERTIES 1 LLC FOUNDERS HALL SUITE 118 HIGHLAND HEIGHTS KY 41099 237116528 REAL ESTATE HOLDING COMPANY FOR EXEMPT ORGANIZATION PROPERTY KY -233125 177609 NORTHERN KENTUCKY UNIVERSITY FOUNDATION INC NKUF PROPERTIES 2 LLC FOUNDERS HALL SUITE 118 HIGHLAND HEIGHTS KY 41099 237116528 REAL ESTATE HOLDING COMPANY FOR EXEMPT ORGANIZATION PROPERTY KY 0 40738 NORTHERN KENTUCKY UNIVERSITY FOUNDATION INC NKUF PROPERTIES 3 LLC FOUNDERS HALL SUITE 118 HIGHLAND HEIGHTS KY 41099 237116528 REAL ESTATE HOLDING COMPANY FOR EXEMPT ORGANIZATION PROPERTY KY -7176 221 NORTHERN KENTUCKY UNIVERSITY FOUNDATION INC NKUF PROPERTIES 4 LLC FOUNDERS HALL SUITE 118 HIGHLAND HEIGHTS KY 41099 237116528 REAL ESTATE HOLDING COMPANY FOR EXEMPT ORGANIZATION PROPERTY KY 0 104614 NORTHERN KENTUCKY UNIVERSITY FOUNDATION INC NKUF PROPERTIES 5 LLC FOUNDERS HALL SUITE 118 HIGHLAND HEIGHTS KY 41099 237116528 REAL ESTATE HOLDING COMPANY FOR EXEMPT ORGANIZATION PROPERTY KY 0 16942 NORTHERN KENTUCKY UNIVERSITY FOUNDATION INC NKUF PROPERTIES 6 LLC FOUNDERS HALL SUITE 118 HIGHLAND HEIGHTS KY 41099 237116528 REAL ESTATE HOLDING COMPANY FOR EXEMPT ORGANIZATION PROPERTY KY -81443 288897 NORTHERN KENTUCKY UNIVERSITY FOUNDATION INC NKUF PROPERTIES 7 LLC FOUNDERS HALL SUITE 118 HIGHLAND HEIGHTS KY 41099 237116528 REAL ESTATE HOLDING COMPANY FOR EXEMPT ORGANIZATION PROPERTY KY 0 0 NORTHERN KENTUCKY UNIVERSITY FOUNDATION INC