2013-11-15T09:42:07-06:00 2012-12-31 990 2012-01-01 135459420 United States Tennis Association Incorporated % USTA ACCOUNTING DEPT UNIT 9146967000 70 West Red Oak Lane Suite White Plains NY 10604 Gordon Smith 2013-11-14 2012 2016-02-25 16:41:14Z David A Haggerty 70 W Red Oak Lane White Plains NY 10604 229842360 false X www.usta.com X 1973 NY To Promote & Develop the Growth of Tennis. 15 10 625 500 561571 265609 21087400 21039563 191529481 183663718 7162413 4736684 3490125 3497538 223269419 212937503 65082654 64662215 0 0 39072320 39755609 0 0 0 91064852 95721186 195219826 200139010 28049593 12798493 223316514 255281476 56658793 63758281 166657721 191523195 X THE UNITED STATES TENNIS ASSOCIATION (USTA) IS THE NATIONAL GOVERNING BODY FOR THE SPORT OF TENNIS AND THE RECOGNIZED LEADER IN PROMOTING AND DEVELOPING THE SPORT'S GROWTH ON EVERY LEVEL IN THE UNITED STATES, FROM LOCAL COMMUNITIES TO THE CROWN JEWEL OF THE PROFESSIONAL GAME, THE US OPEN. THE USTA IS A PROGRESSIVE AND DIVERSE NOT-FOR-PROFIT ORGANIZATION WHOSE VOLUNTEERS, PROFESSIONAL STAFF AND FINANCIAL RESOURCES SUPPORT A SINGLE MISSION: TO PROMOTE AND DEVELOP THE GROWTH OF TENNIS. THE USTA HAS OVER 780,000 INDIVIDUAL MEMBERS AND 8,600 ORGANIZATIONAL MEMBERS, THOUSANDS OF VOLUNTEERS AND A PROFESSIONAL STAFF DEDICATED TO GROWING THE GAME. false false US Open - See Schedule O Community Tennis Division - See Schedule O Professional Tennis Division - See Schedule O false true false true false false false false false true false true false true true false true false false false false false false false false false true true true false false false false false true false false false false true true false false true 975 0 true 625 true true true true EI false false false false X 15 10 false false false false true true true true true false false true true true true true true true true true true NY X USTA ACCOUNTING DEPT 9146967000 70 WEST RED OAK LANE White Plains NY 10604 Jon Vegosen 25.0 5.0 X X 26000 0 0 David Haggerty 19.0 4.0 X X 18200 0 0 Katrina Adams 7.0 4.0 X X 15000 0 0 Carol Welder 7.0 4.0 X X 15000 0 0 Donald Tisdel 7.0 4.0 X X 15000 0 0 Seth Abraham 5.0 3.0 X 6000 0 0 Dale Caldwell 5.0 3.0 X 6000 0 0 William Kellogg 5.0 3.0 X 6000 0 0 Patrick Galbraith 5.0 3.0 X 6000 0 0 John Korff 5.0 3.0 X 6000 0 0 Delaine Mast 5.0 3.0 X 6000 0 0 Chanda Rubin 5.0 3.0 X 6000 0 0 Todd Martin 5.0 3.0 X 6000 0 0 Andrew Valdez 5.0 3.0 X 6000 0 0 Lucy Garvin 5.0 3.0 X 6000 0 0 Gordon Smith 35.0 20.0 X 1136772 0 140773 Andrea Hirsch 40.0 0.0 X 579618 0 28137 Ed Neppl 40.0 0.0 X 316910 0 17567 Lew Sherr 40.0 0.0 X 651459 0 42298 Kurt Kamperman 40.0 0.0 X 681017 0 47179 David Brewer 40.0 0.0 X 461423 0 41707 Mary S Hunt 40.0 0.0 X 374182 0 43125 Lawrence Bonfante 40.0 0.0 X 389255 0 41678 Scott Schultz 40.0 0.0 X 365542 0 43920 Christian Widmaier 40.0 0.0 X 349823 0 44677 Staciellen Mischel 40.0 0.0 X 330066 0 38068 Harry Beeth X 233381 0 3942 Jim Curley X 601493 0 11741 Harlan Stone X 167213 0 0 6787354 0 544812 111 true true false The Tennis Media Company 814 S Westgate Ave LOS ANGELES CA 90049 Publishing 2782700 Viacom Media Networks 1515 Broadway NEW YORK NY 10036 Media 1623907 Alorica Inc 8151 Peters Road PLANTATION FL 33324 Member Call Center 1572753 All Mobile Video 221 W 26th Street NEW YORK NY 10001 Broadcast Operations 1340479 Team Epic LLC 5080 Highlands Parkway SMYRNA GA 30082 Marketing Agency 1228328 89 20954563 85000 21039563 TOURNAMENT RELATED 182104567 182104567 TENNIS PROGRAM FEES 1406949 1406949 BALL TEST FEES 152202 152202 183663718 2445948 2445948 0 2935967 2935967 0 0 0 19195593 16904857 2290736 2290736 0 0 0 ADVERTISING 541800 561571 561571 561571 212937503 183663718 561571 5381915 64056517 605698 0 0 4351621 0 29239253 1120139 3058614 1985982 0 1260167 223000 0 0 0 10863261 5238216 2442678 1561454 0 2865647 9806234 0 2379525 0 0 2737641 2589672 EVENT PRIZE MONEY/OTHER 27616174 PRINTING & PUBLICATIONS 4650432 TENNIS EVENT PRODUCTIONS 4496309 MEMBERSHIP OUTSOURCED SERVICES 3213448 13777328 200139010 4508790 10967852 46513198 46645030 0 0 16437038 23856146 0 0 0 0 9353833 8887900 273052 170918 2675478 2327744 38752693 28880083 10289645 9872610 118884491 135526894 0 0 11586548 13891183 0 0 2794441 3135199 223316514 255281476 28189372 27802064 0 0 27206623 34706491 0 0 0 0 0 0 0 0 0 0 1262798 1249726 56658793 63758281 X 166657721 191523195 0 0 0 0 166657721 191523195 223316514 255281476 X 12798493 12066981 X false true X true false RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true false false 3000557 833598 2166959 20905622 14491230 6414392 14846514 13555255 1291259 9872610 CINCINNATI TENNIS 13648169 C ATLANTA TENNIS TOURNAMENT 243014 C 13891183 0 POST RETIREMENT BENEFITS 1132000 DEFERRED INTEREST ON NOTE RECE 43726 LONG TERM SCHOLARSHIPS PAYABLE 74000 1249726 225004484 12066981 12066981 212937503 212937503 200139010 200139010 200139010 FIN 48 Disclosure Schedule D, Part X The Organization has not taken an unsubstantiated tax position that would require provision of a liability under ASC 740, "Income Taxes." true Daimond Head Country Club 5300 Diamondhead Circle Diamondhead MS 39525 640655991 6667 10 and Under Grant Usta Idaho 1076 N Cole Rd Boise ID 83704 820410266 501 c 4 10718 10 and Under Grant Club Green Meadows 7703 Ne 72Nd Ave Vancouver WA 98661 910871324 5800 Adult Senior Championship Grant Germantown Cricket Club 411 West Mainheim Street Philadelphia PA 19144 230620930 501 c 7 5400 Adult Senior Championship Grant La Jolla Beach & Tennis Club 2000 Spindrift Dr La Jolla CA 92037 330265921 5300 Adult Senior Championship Grant Longwood Cricket Club 564 Hammond Street Chestnut Hill MA 02167 041554270 501 c 7 7000 Adult Senior Championship Grant Park City Municipal Corp Po Box 1480 Park City UT 84060 876000260 Municipal Gover 6400 Adult Senior Championship Grant The West Side Tennis Club Foundation One Tennis Place Forest Hills NY 11375 111467240 501 c 7 6300 Adult Senior Championship Grant Usta National Tennis Center Flushing Meadows Corona Park Flushing NY 11368 132946690 501 c 3 6700 Adult Senior Championship Grant American Alliance For Health Physical Ed Recreat 1900 Association Drive Reston VA 20191 520886491 501 c 3 26711 Afterschool Alliance Grant Nccap 3739 National Drive Suite 100 Raleigh NC 27612 581654064 501 c 3 30000 Afterschool Alliance Grant South Carolina Afterschool Alliance 1611 Devonshire Drive Ste 101 Columbia SC 29204 450506772 501 c 3 45000 Afterschool Alliance Grant City Of Florence Sc 180 N Irby Street Florence SC 29501 576000232 Municipal Gover 22500 Community Involvement Grant United States Professional Tennis Association Inc 3535 Briarpark Drive Houston TX 77042 741818176 501 c 6 56250 Community Tennis & Education Grant Bucks County Tennis Assoc 11 Bellwood Drive Langhorne PA 19053 010586704 501 c 3 5155 Court Line Grant-Youth City Of Champlin 11955 Champlin Dr Champlin MN 55316 416007831 Municipal Gover 19000 Court Line Grant-Youth City Of Lago Vista PO Box 4727 Lago Vista TX 78645 742337006 Municipal Gover 6000 Court Line Grant-Youth Dominion Meadows Athletic Assc Po Box 189 Colville WA 99114 912103763 501 c 3 12530 Court Line Grant-Youth Greater Columbus Tennis Association 41 Haddam Place Westerville OH 43081 237157990 501 c 3 6625 Court Line Grant-Youth Hope College Men'S Tennis 141 E 12Th Street Holland MI 49423 381381271 501 c 3 15375 Court Line Grant-Youth Lexington County Recreation & Aging Commission 563 South Lake Drive Lexington SC 29072 570522656 Governmental En 35000 Court Line Grant-Youth Lower Bros Co Inc Po Box 43026 Birmingham AL 35243 630720045 7867 Court Line Grant-Youth Luverne Public School 709 N Kniss Avenue Luverne MN 56156 411784004 School District 12500 Court Line Grant-Youth Mecklenburg County Parks & Rec PO Box 34486 Charlotte NC 28234 566000319 Municipal Gover 5625 Court Line Grant-Youth Mobile Area Tennis Association 851 Gaillard Drive Mobile AL 36608 200116253 501 c 4 10500 Court Line Grant-Youth Montgomery Tennisplex 10810 Cnetral Park Circle Boyds MD 20841 262916947 12000 Court Line Grant-Youth Signature Tennis Courts 1025 Rose Creek Dr Woodstock GA 30189 651213951 7228 Court Line Grant-Youth Sport Court West Llc 939 S 700 W Salt Lake City UT 84104 203142542 9057 Court Line Grant-Youth Tennis Leadership Camps 10 Port Au Prince Hilton Head Island SC 29928 412091291 35737 Court Line Grant-Youth Van Wert County Foundation 138 East Main Street Van Wert OH 45891 340907558 501 c 3 35000 Court Line Grant-Youth City And County Of Denver 8500 Winfield Ave Kansas City MO 64153 846000580 Governmental En 10000 Events Grants Berkshire Community College Foundation Inc 1350 West Street Pittsfield MA 01201 042736585 501 c 3 38000 Facility Assistance Program Grant Brownsville Tennis Association 3 Event Center Blvd Brownsville TX 78521 742795848 15000 Facility Assistance Program Grant Capital Region Youth Tennis Fd 785 Washington Ave Albary NY 12206 141733312 501 c 3 40000 Facility Assistance Program Grant City Of Crowley Po Box 1463 Crowley LA 70526 726000327 Municipal Gover 35800 Facility Assistance Program Grant City Of Durham 101 City Hall Plaza Durham NC 27701 566000225 Municipal Gover 22500 Facility Assistance Program Grant City Of North Augusta Po Box 6400 North Augusta SC 29861 576001089 Municipal Gover 23214 Facility Assistance Program Grant City Of Ottawa 301 W Madison Street Ottawa IL 61350 366006037 Municipal Gover 17000 Facility Assistance Program Grant City Of Port Huron 100 Mcmorran Blvd Port Huron MI 48060 386004727 Municipal Gover 5445 Facility Assistance Program Grant City Of Rocky Mount Po Box 1180 Rocky Mount NC 27802 566001323 Municipal Gover 35000 Facility Assistance Program Grant Comal County Texas 150 North Seguin Suite 201 New Braunfels TX 78130 746001775 Municipal Gover 25000 Facility Assistance Program Grant Fairmont Park Conservancy 1617 John F Kennedy Blvd Philadelphia PA 19103 232977645 501 c 3 30000 Facility Assistance Program Grant Friends Of Ellington Tennis 10 Ridge Drive Ellington CT 06029 450969021 501 c 3 30000 Facility Assistance Program Grant Greater Midland Community Center Inc 2205 Jefferson Ave Midland MI 48640 381534400 501 c 3 10000 Facility Assistance Program Grant Mehville R-Ix School Disctict 3120 Lemay Ferry Road St Louis MO 63125 431517971 501 c 3 18750 Facility Assistance Program Grant Montgomery Tennisplex 10810 Cnetral Park Circle Boyds MD 20841 262916947 19500 Facility Assistance Program Grant Oelwein Community School District 307 8Th Ave Se Oelwein IA 50662 426003001 School District 30000 Facility Assistance Program Grant Park Pride Atlanta Street 233 Peachtree Street Atlanta GA 30303 581883895 501 c 3 10000 Facility Assistance Program Grant Pennyrile Area Tennis Assoc 2813 Victory Drive Hopkinsville KY 42240 050598944 501 c 3 12500 Facility Assistance Program Grant Ranch Penasquitos Tennis Asscn 12350 Black Mountain Road San Diego CA 92129 330185512 501 c 4 25000 Facility Assistance Program Grant Reston Association 12001 Sunrise Valley Drive Reston VA 20191 546060435 501 c 4 17000 Facility Assistance Program Grant Scottsbluff Public School 2601 Broadway Scottsbluff NE 69361 476005320 School District 48000 Facility Assistance Program Grant Sylacauga Parks & Rec Dept PO Box 1245 Sylacauga AL 35150 636001369 Municipal Gover 7490 Facility Assistance Program Grant Town of Avon 60 West Main Street Avon CT 06001 066001957 Municipal Gover 30702 Facility Assistance Program Grant Town Of Bethlehem 445 Delaware Ave Delmar NY 12054 146002085 Municipal Gover 7000 Facility Assistance Program Grant Town Of Fuquay-Varina 401 Old Honeycutt Road FuquayVarina NC 27526 566001231 Municipal Gover 5265 Facility Assistance Program Grant Town Of Hunterville PO Box 664 Hunterville NC 28070 566001252 Municipal Gover 5500 Facility Assistance Program Grant Town Of Jamestown 118 Main Street Jamestown CO 80455 841104632 Municipal Gover 12000 Facility Assistance Program Grant Weber County School Distr Foun 5320 S Adams Ave Pkwy Ogden UT 84405 876164318 501 c 3 8750 Facility Assistance Program Grant Interntl Tennis Hall Of Fame 194 Bellevue Ave Newport RI 02840 136144356 501 c 3 56416 Hall of Fame Grant Cincinnati Recreation Foundation 805 Central Ave Cincinnati OH 45202 311574475 501 c 3 65405 Host Site Reimbursements St George Youth Sports League 153 Davis Terrace Saint George SC 29477 452978042 501 c 3 35620 Host Site Reimbursements USTA New England Inc 110 Turnpike Road Westborough MA 01581 046006570 501 c 4 1986100 Section Grant Caribbean Tennis Association Inc Po Box 40439 San Juan PR 00940 660413224 658937 Section Grant USTA Eastern Inc 70 West Red Oak Lane White Plains NY 10604 135042070 501 c 4 3061091 Section Grant USTA Florida Section Inc 1 Deuce Court Suite 100 Daytona Beach FL 32124 237161642 501 c 4 2770611 Section Grant UstaHawaii Pacific Section 932 Ward Avenue Honolulu HI 96814 237297012 501 c 4 779408 Secton Grant Intermountain Tennis Association 1201 South Parker Road 200 Denver CO 80231 840726651 501 c 4 2461427 Section Grant USTA Mid-Atlantic Section Inc 11410 Isaac Newton Square N Reston VA 20190 237434416 501 c 4 2204473 Section Grant USTA Middle States Section Po Box 987 Valley Forge PA 19482 231688212 501 c 4 2064753 Section Grant USTA Midwest Section 1310 East 96Th Street Indianapolis IN 46240 237417933 501 c 4 4745072 Section Grant USTA Missouri Valley Section 6400 W 95Th St Overland Park KS 66212 237416298 501 c 4 1797451 Section Grant USTA Northern California 1920 North Loop Road Alameda CA 94502 941057590 501 c 3 2833609 Section Grant USTA Northern 1001 W 98Th St Bloomington MN 55431 411675510 501 c 4 1170019 Section Grant USTAPacific Northwest Section 4840 SW Western Ave Ste 300 Beaverton OR 97005 930853818 501 c 3 1645013 Section Grant Southern California Tennis Association Po Box 240015 Los Angeles CA 90024 951243600 501 c 4 2651029 Section Grant Southern Tennis Association Inc 5685 Spalding Dr Norcross GA 30092 417741924 501 c 4 9589560 Section Grant USTA Southwest Section Inc 7010 E Acoma Drive 201 Scottsdale AZ 85254 850254477 501 c 4 1076501 Section Grant USTA Texas Section 8105 Exchange Dr Austin TX 78754 742182392 501 c 4 3130282 Section Grant Usta Serves 70 West Red Oak Lane White Plains NY 10604 133782331 501 c 3 199653 Education Grants National Recreation And Park Association 22377 Belmont Ridge Rd Ashburn VA 20148 135563001 501 c 3 25000 Parks Program Grant City Park Racquet Club Inc Po Box 18562 Denver CO 80218 742334935 Municipal Gover 7000 Program Excellence Grant Gay And Lesbian Tennis AllianceInc 2859 Contessa Court Lake Mary FL 32746 208652887 501 c 3 10000 Program Excellence Grant Historic Hampton House Community Trust Inc 5400 NW 22Nd Ave Miami FL 33142 300120658 501 c 3 11000 Program Excellence Grant Intercollegiate Tennis Assoc 174 Tamarack Circle Skillman NJ 08558 742021178 501 c 3 6760 Program Excellence Grant Mach Academy 4360 Quial Creek Rd Martinez GA 30907 582013645 501 c 3 10000 Program Excellence Grant Mountain View SportsRacquet Club PO Box 152738 San Diego CA 92110 752971369 501 c 3 10000 Program Excellence Grant Neighborhood Junior Tennis Pro 13083 Hubbard Street 3 Sylmar CA 91342 954440785 501 c 3 10000 Program Excellence Grant Peterson School Of Tennis 2975 Valley Bend Rd College Park GA 30349 582230310 501 c 3 10000 Program Excellence Grant Southeast Tennis & Learning Center 701 Mississippi Avenue Sw Washington DC 20032 521939752 501 c 3 10000 Program Excellence Grant The Brock Foundation Inc 23412 Pacific Park Dr Aliso Viejo CA 92656 311440501 501 c 3 10000 Program Excellence Grant Tier One Tennis 100 Edgewater Drive Coral Gables FL 33133 113701088 10000 Program Excellence Grant Ptr-Professional Tennis Regist Po Box 4739 Hilton Head SC 29938 570795565 501 c 6 56250 PTR Grant Recreational Team Tennis 1776 Broadway Ste 600 New York NY 10019 363764354 275000 Recreational Tennis Grant Charleston County School District 3999 Bridge View Drive North Charleston SC 29405 576000322 School District 50000 School Scholarship Grant San Diego Sports Commision Inc 2131 Pan American Plaza San Diego CA 92101 952134802 501 c 6 13000 Senior International Play Grant Tennis Industry Association 117 Excutive Center Hilton Head Island SC 29928 540162283 501 c 6 450000 Tennis Industry Assoc Grant Nirsa Services Corporation 4185 Sw Research Way Corvallis OR 97333 931090612 501 c 3 99350 Tennis on Campus Grant Atlanta Open Tennis Championships Inc 1650 Bluegrass Lakes Pkwy Alpharetta GA 30004 352322082 501 c 3 12500 Wheelchair Grant Baton Rouge Wheelchair Ta 19037 Epernay Court Baton Rouge LA 70817 581934935 501 c 3 12500 Wheelchair Grant Grey Rock Tennis Club Llc 7401 Highway 45 Austin TX 78739 203560211 5800 Wheelchair Grant Idaho Wheelchair Tennis Assoc Po Box 50513 Boise ID 83705 141920633 501 c 3 5400 Wheelchair Grant Madonna Rehabilitation Hospital 5401 South Street Lincoln NE 68506 470439599 501 c 3 5300 Wheelchair Grant National Wheelchair Sports Fund-Florida Open 123 N Congress Ave 340 Boyton Beach FL 33426 581727596 501 c 3 37500 Wheelchair Grant New England Wheelchair Sports Inc 20 Haven St Dover MA 02030 201065525 501 c 3 7800 Wheelchair Grant Plantation Tennis Tournament 9101 Nw 2Nd Street Plantation FL 33324 270009318 501 c 3 5200 Wheelchair Grant Ptr-Professional Tennis Regist Po Box 4739 Hilton Head SC 29938 570795565 501 c 6 8250 Wheelchair Grant The Gateway Confluence Wheelchair Sports Foundatio 1806 East D Street Belleville IL 62221 371380800 501 c 3 37500 Wheelchair Grant Utah Tennis Association 2469 East Fort Union Blvd Salt Lake City UT 84121 870335459 501 c 4 10000 Wheelchair Grant West Coast Wheelchair Tennis Association 7825 Ethel Ave North Hollywood CA 91605 271100973 501 c 3 6606 Wheelchair Grant USTA Player Development Incorporated 70 W Red Oak Lane White Plains NY 10604 271368195 501 c 3 16270205 Operations Support Grant 70 41 Adult Senior Championship Grant 22 62450 Afterschool Alliance Grant 1 15000 College Competition Grant 1 750 Court Line Grant-Youth 8 5343 CTDW Scholarships 22 12375 Flex League Grant 9 3020 High Performance Grants 4 9000 Host Site Reimbursements 25 7410 Multicultural Grant 72 49150 NSAC Scholarships 4 750 NJTL Grant 6 3000 Program Excellence Grant 129 181750 School Scholarship Grant 17 8100 Senior International Play Grant 62 142100 Tennis on Campus Grant 1 4500 Wheelchair Grant 14 101000 Grant Monitoring Process Schedule I, Part I, Line 2. The Association monitors the use of grant funds paid to the Sections by requirYng the Sections to submit their annual audited financial statements and Form 990. The Sections also must file a Section Funding Accountability report annually. Organizations receiving Public Facility Funding grants must complete an extensive application for funding and must receive permission in writing to deviate from the proposed spending plan. Each Organization is also required to submit a written report semi-annually on their project and receives a site visit by an Association representative twice per year. Other grantees are also required to submit grant applications and if awarded, prior to receiving their funds, a budget and detailed spending plan. They are required to submit fiscal and narrative end-of-project reports detailing the results of their projects. Recipients of Tournament/Championship grants are required to submit reports following the completion of their events detailing the results of the events and all expenditures. X X X true true X X X X X X false false false Gordon Smith 721497 0 387254 0 28021 0 118449 0 22324 0 1277545 0 387254 0 Andrea Hirsch 398654 0 150582 0 30382 0 17498 0 10639 0 607755 0 146225 0 Ed Neppl 306582 0 0 0 10328 0 0 0 17567 0 334477 0 0 0 Lew Sherr 352921 0 271185 0 27353 0 17498 0 24800 0 693757 0 271185 0 Kurt Kamperman 479259 0 174677 0 27081 0 17498 0 29681 0 728196 0 174677 0 David Brewer 330136 0 79560 0 51727 0 17498 0 24209 0 503130 0 79560 0 Mary S Hunt 277093 0 79819 0 17270 0 17498 0 25627 0 417307 0 79819 0 Lawrence Bonfante 230559 0 135766 0 22930 0 17498 0 24180 0 430933 0 85766 0 Scott Schultz 212818 0 71420 0 81304 0 17087 0 26833 0 409462 0 71420 0 Christian Widmaier 243509 0 83814 0 22500 0 17498 0 27179 0 394500 0 78814 0 Staciellen Mischel 226698 0 86088 0 17280 0 17460 0 20608 0 368134 0 0 0 Harry Beeth 64592 0 160640 0 8149 0 3942 0 0 0 237323 0 160640 0 Jim Curley 381099 0 197830 0 22564 0 7500 0 4240 0 613233 0 197830 0 Harlan Stone 0 0 167213 0 0 0 0 0 0 0 167213 0 167213 0 Employee Expenses Part I, Line 1a. First Class Travel: In accordance with the travel policy, Board Members and employees above Director level are entitled to business class airfares for flights greater than five hours. The President and First VP are entitled to business class airfares for all flights. In the event business class airfare is not available, the above individuals are entitled to first class under the Association's accountable expense reimbursement plan. Travel for Companions: Under the Association's accountable expense reimbursement policy, travel for companions is allowed in very limited circumstances and must be approved in advance by the chairman of the Audit Committee and the Chief Financial Officer. Discretionary Spending Accounts: Discretionary spending accounts are made available to certain listed employees on Schedule J. Any non-bonafide business expense is treated as taxable income. 0 Harlan Stone Ptr SJX Partners LL Former Key Employee 806914 Spons & Brdcast Sales false Program Accomplishments Part III, Lines 4a, 4b and 4c Line (4a) US Open The USTA organizes and conducts the United States Open Tennis Championships-the US Open-which is the world's largest-attended annual sporting event and one of its premier sporting attractions. The US Open is held each year at the USTA Billie Jean King National Tennis Center in Flushing, New York, pursuant to an agreement with the USTA National Tennis Center Incorporated. Staging the US Open requires the dedication and talents of numerous USTA volunteers, USTA staff, and seasonal help to run this tennis tournament efficiently and effectively. The US Open helps fulfill several of the USTA's major purposes: to organize tennis tournaments and competitions for all tennis athletes without regard to race, creed, color, or national origin; and to promote the game of tennis to the general public. It is a major expectation of the US Open that the fans' enthusiasm and excitement for the event will encourage their interest in tennis and drive participation in the sport, which is a means of healthful recreation and physical fitness. As the premier showcase for tennis in the United States, the US Open uses its grand stage to help grow the game. The US Open is traditionally kicked off by Arthur Ashe Kids' Day, a special day of family-friendly activities which brings together the worlds of sports and entertainment. The event is held in honor of Arthur Ashe and continues his mission of using tennis as a means to instill in kids the values of humanitarianism, leadership and excellence. In 2012, Arthur Ashe Kid's Day attracted more than 30,000 kids and parents for a tennis-themed day of fun and entertainment. In 2012, the US Open topped 700,000 fans in attendance for the fifth time. Driven by two of the most compelling singles finals in the tournament's 131 years, television viewership of the women's final topped 17.7 million, with Serena Williams defeating Victoria Azarenka, and television viewership of the men's final topped 16.2 million, with Andy Murray capturing his first Grand Slam men's singles championship by defeating Novak Djokovic. The US Open was broadcast in 180 countries, while USOpen.org, the tournament's official website, had more than 46 million visits to the site. The 2012 US Open featured several major enhancements and initiatives. They included the US Open National Playoffs, which help make the US Open truly "open": anyone 14-and-over had a chance to compete, with one man and one woman earning a wild card entry into the 2012 US Open Qualifying Tournament-and with it, an opportunity to play in the main draw of the 2012 US Open. The playoffs were expanded in 2012 to include qualification for a direct entry into the main draw of the mixed doubles event. The US Open also expanded on its comprehensive "green" initiatives and continued to make the US Open one of the easiest places to be eco-friendly and environmentally sensitive, from recycling to energy management to transportation to merchandise. Line (4b) Community Tennis Development Community Tennis strives to grow tennis at every level with a goal of making the game accessible to everyone. It supports a broad range of programs designed to help people learn the game, play the game and take advantage of its many health/fitness and social benefits. USTA Membership, the USTA's second-largest revenue source, is housed in Community Tennis. USTA Leagues, USTA Jr. Team Tennis, National Junior Tennis & Learning (NJTL), Tournaments, and Parks and Schools programs are also managed within this business unit. Community Tennis works hand-in-hand through the joint efforts of Sectional Associations with approximately 500 committed volunteers and dozens of industry partners on a wide range of grass-roots efforts to grow the game. This includes the largest initiative ever to strengthen the tennis infrastructure in public parks, schools and after-school organizations. For example the USTA Facility Assistance Program has worked with nearly 3,500 tennis facilities of all types and sizes, providing them with technical assistance, grants, etc. to help build and renovate tennis courts. In 2012 alone this program helped build or renovate more than 6,133 courts, including 4,647 36' and 60' courts for the 10 and Under initiative. The 10 and Under Tennis Initiative has scaled the size of tennis courts and equipment for young children and has resulted in changing the rules of the game for players under 10. Community Tennis also aggressively promotes the sport through a substantial marketing campaign with the goal of keeping TENNIS top of mind as the lifetime sport for everyone. These efforts are paying dividends, as tennis has been the fastest-growing traditional sport in the United States for more than the past decade. While participation in many other sports are declining, tennis participation has grown to over 28 million players. Many Community Tennis initiatives are accomplished through the joint efforts of local and national volunteers and staff who work together to grow the game. The USTA has dozens of national committees (made up of volunteers and staff), each focused on different areas of the sport. Most of these committees work in Community Tennis. Below is a general description of just a few Community Tennis committees and their goal/purpose: The Schools Committee is focused on promoting and expanding School Tennis programs throughout the country. This effort includes providing resources, assistance and training to schools and other organizations for both in-school and after-school activities, such as a PE tennis curriculum, and intramural and interscholastic programs for the elementary, middle school and high school levels. The Tennis in the Public Parks Committee seeks to develop and promote a unified effort to enhance tennis play, programs and facilities in public park systems throughout the country. Working in partnership with the National Recreation and Park Association, this effort includes infrastructure, advocacy, and expansion of the Tennis in the Parks Initiative. The NJTL Committee serves as a resource to the network of over 600 NJTL chapters and programs by supporting both national and local programming efforts aimed at growing the number of tennis and education opportunities available to America's underserved youth. The Wheelchair Tennis Committee provides advice on ways to increase participation of individuals in wheelchairs in the game of tennis as players and volunteers, creating future champions at the World Team Cup, Para-Pan American Games and the Paralympics. The USTA League Committee provides recommendations and support to the USTA's League program. The Committee also focuses on promoting recreational and competitive league/team opportunities that motivate and encourage adult and senior players to become frequent tennis players. The Jr. Team Tennis Committee recommends, supports and promotes junior leagues and team opportunities that motivate and encourage junior players to play on tennis teams. The Adult/Senior Competition Committee works to promote all activities associated with adult/senior competition, including rankings, sanctions and schedules in an effort to increase participation in all national adult/senior competition events. The Membership Services Committee supports the efforts of the Membership Department to grow USTA membership, especially at the grass-roots level and with youth 10 and under. The Technical Committee monitors, evaluates, and, where appropriate, influences technical developments and makes recommendations for related rules in order to preserve the essential character of the game of tennis and promote its enjoyment. In addition, the USTA has created the 10 and Under Tennis Task Force to advise and support staff and volunteers in promoting and expanding the USTA's 10 and Under Tennis initiative and developing a pathway for juniors. This initiative includes (a) getting more school districts to adopt the USTA's PE curriculum and provide after-school skill development programs, testing and implementing the USTA's Tennis Play Days concept and developing a logical pathway moving youth from these programs to USTA Jr. Team Tennis and USTA tournaments, and (b) identifying and sharing "best practices" from the sections, districts, and local communities. Program Accomplishments (continued) Part III, Lines 4a, 4b and 4c Line (4c) Professional Tennis Operations Division The USTA Professional Tennis Operations Division consists of the Emirates Airline US Open Series, Pro Tournaments, and Team Events and includes the Olympics, Davis Cup and Fed Cup, Professional Competitions, the USTA Pro Circuit, and the Officials department. Together, they manage the game at the highest levels in the United States, with an eye toward providing a manageable pathway to the elite levels of tennis competition for aspiring pro tennis players and officials. The activities managed by the Professional Tennis Operations Division represent tennis competition for amateurs and all athletes at its ultimate level. The events staged by the division are leveraged to showcase the fun, excitement, and athletic excellence of the sport and to encourage participation at all levels. As the recognized National Governing Body of the sport of tennis, the USTA is a member of the U.S. Olympic Committee. The USTA coordinates the United States' tennis participation in the Olympic Games and the Paralympic Games, as well as the Pan-American Games. The United States posted a strong showing for tennis at the 2012 Summer Olympic Games in Wimbledon, taking home three of the five gold medals and four medals overall: three gold and one bronze. Serena Williams became the first player to sweep the Olympic gold medals in singles and doubles since her sister Venus Williams accomplished the same feat in Sydney 2000. Serena's gold medal in singles also made her the first person to win the "Gold Slam" in both singles and doubles (winning titles at all four majors - the Australia Open, the French Open, Wimbledon, and the US Open and an Olympic gold medal). Adding to the excitement were Bob Bryan and Mike Bryan winning a gold medal for the men's doubles. Mike Bryan and Lisa Raymond were also able to win a bronze medal in mixed doubles. The four medals bring the total of U.S. medals in tennis to 20, including 13 gold, since the sport was reinstated in the Olympics in 1988. This is the highest total of any nation. The other U.S. competitors in the Olympics were Ryan Harrison, Liezel Huber, John Isner, Varvara Lepchenko, Christina McHale, Andy Roddick and Donald Young. The United States also posted a strong showing at the fifth Paralympic Games, capturing three medals. Top Americans David Wagner won the silver in the Quad singles while Nick Taylor took the bronze. Then David and Nick successfully defended their gold medal victories in Quad doubles from the 2004 and 2008 Summer Paralympic Games. The United States has now won 15 medals (six gold) since the Paralympic Games began in 1992. The other members of the United States team were Steve Baldwin, Jon Rydberg, four-time Paralympic medalist Stephen Welch, Noah Yablong, Emmy Kaiser, Mackenzie Soldan, and Bryan Barten. Davis Cup and Fed Cup are the elite international team competitions in professional tennis for men and women, respectively. More than 130 nations compete in these events annually. The Davis Cup celebrated its 100th anniversary in 1999. The United States has won this competition on 32 occasions, more than any other nation. Over the past six years, the United States has reached the semifinal round two] times and won the Davis Cup championship in 2007. The United States Fed Cup team has won the Fed Cup title more than any other nation-a record 17 times. The Emirates Airline US Open Series ("EAUSOS") is the eight-week summer tennis season linking 10 major ATP and WTA Tour tournaments to the US Open. The EAUSOS launched in 2004 and resulted in record attendance and TV viewership for these tournaments. Despite the EAUSOS being scheduled during the same time as the Olympics in London, the 2012 EAUSOS events generated over 750,000 attendees, 30 million TV viewers, and approximately 47 million website visits, all of which help grow the game of tennis. In 2012, the USTA provided support (via prize money, grants and other means) to approximately 90 sanctioned, entry-level professional tournaments that comprise the USTA Pro Circuit. The world's largest professional tour for tennis development, the USTA Pro Circuit provides the next generation of American champions with the opportunity to play against world-class competition without having to travel abroad. Member Rights Part VI, Lines 6, 7a & 7b. The voting members of the Association are the Sectional Associations and Direct Member Clubs & Organizations who have a weighted vote based on actual members in their geographic area. The voting members approve the slate of Officers and Board Members as submitted by the Nominating Committee. In addition, their rights include approving amendments to the By-laws and other voting rights pursuant to New York State not-for-profit corporation law. Form 990 Review Process Part VI, Section A, Line 11 Upon completion by the staff, the Form 990 is reviewed by internal and external counsel. The Form 990 is reviewed by the Association's Audit Committee. The Form 990 is also distributed to the full Board of Directors in advance of filing. Conflict of Interest Policy Part VI, Section B, Line 12c United States Tennis Association ("USTA") has a Conflict of Interest and Disclosure Policy that applies to all employees, volunteers and Board Members. The Conflict of Interest and Disclosure Policy requires an employee, volunteer and Board Member to report all actions, inactions or transactions that create, or appear to create, a conflict of interest. USTA obtains annual certifications from employees, volunteers and Board Members. The Ethics Officer reviews the completed disclosure statements for employees and the Chair of the Audit Committee reviews the completed disclosure statements for the volunteers and Board Members. The Ethics Officer and the Chair of the Audit Committee have the discretion to share the disclosure statements with the entire Audit Committee, Board of Directors and/or COO. The Ethics Officer and the Chair of the Audit Committee determine whether a conflict exists and so mark their decision on the disclosure statement, also indicating the required corrective action should they determine that a conflict exists (which may include, but is not limited to, prohibition in participating, deliberating and deciding issues and/or in transactions). Determining Compensation for Senior Staff Part VI, Section B., Line 15 The Compensation Committee has responsibility for establishing a compensation strategy and setting the compensation of the Executive Director and his direct reports: Chief Financial Officer, General Counsel and Chief Legal Officer, Chief Executive Community Tennis, Chief Business and Marketing Officer, Chief Professional Tournaments Officer, Chief Diversity and Inclusion Officer. The Compensation Committee meets a minimum of four times per year and documentation of these meetings and actions taken are contemporaneously secured. Compensation and incentive plan levels are set by the Committee following review of appropriate comparability data. Appropriate comparability data includes, but is not limited to, (i) information regarding compensation paid by similar organizations for similar services, (ii) the availability of similar services in the organization's geographic area, and (iii) compensation surveys compiled by independent firms. The review described above was conducted, with respect to incentive compensation for the above-noted individuals in the first quarter of 2011. Public Availability of Association Documents Part VI, Section C, Line 19 The Association's Bylaws are located on its website (USTA.com). Upon request the public is provided copies of the Association's tax return, Form 990, which has all of the Association's financial information. Lastly, the conflict of interest policy can be found at www.ethicspoint.com under the website designed for the Association and is also available upon request from the Association's legal department. Other Changes in Net Assets Part XI, Line 5. The amount on this line represents the net change in unrealized gain on investments which is included in the Association's audited financial statments but not in the Form 990. See Schedule D, Part XI - Reconciliation of Change in Net Assets from Form 990 to Audited Financial Statements, Line 4. US Open Series LLC 70 W Red Oak Lane White Plains NY 10604 200984914 Tennis DE 2441581 856415 USTA USTA National Tennis Center Inc 70 W Red Oak Lane White Plains NY 10604 132946690 Tennis NY 9 USTA false USTA Serves Inc 70 W Red Oak Lane White Plains NY 10604 133782331 Grant Giving NY 7 USTA false USTA Player Development Incorporated 70 W Red Oak Lane White Plains NY 10604 271368195 Youth Develop NY 11a USTA false Cincinnati Tennis LLC 70 W Red Oak Lane White Plains NY 10604 264273680 Tennis Tourna DE USTA Related 80 80 false 0 true 0.80000 false true false true false false false false false true false false true true false true false false USTA Player Development Incorporated (PD) B 16270205 CASH Cincinnati Tennis LLC D 8887900 CASH USTA National Tennis Center Inc (NTC) K 1723382 CASH USTA Serves Incorporated N 53237 CASH USTA Serves Incorporated O 721350 CASH USTA Serves Incorporated B 199653 CASH USTA Serves Incorporated Q 59944 CASH NTC - See Schedule R - Part VII N/O PD - See Schedule R - Part VII O Transactions with Related Organizations Schedule R - Part V Line 1n - Pursuant to the NTC Certificate of Incorporation, City of New York Lease and US Open Agreement, NTC makes the Facility available to USTA for holding the US Open. Under the US Open agreement, NTC has the right to collect ticket and other US Open related revenue. Line 1o - Executive and Administrative staff of USTA provide assistance to USTA National Tennis Center Inc. at no charge. Line 1o - Executive and Administrative staff of USTA provide assistance to USTA Player Development Inc. at no charge.