2013-11-15T09:48:27-06:00 2012-12-31 010448006 ALBIN RANDALL & BENNETT PO BOX 445 130 MIDDLE STREET PORTLAND ME 041120445 990PF 2012-01-01 223281672 HAROLD ALFOND FOUNDATION C/O DEXTER ENTERPRISES INC HARO 2078287999 TWO MONUMENT SQUARE PORTLAND ME 04101 GREGORY W POWELL 2078287999 2013-11-12 1 DANIEL P DOIRON P01206204 2077721981 2013-11-12 2012 2016-02-25 16:41:14Z X 611923275 X X 1893498 1893497 3031109 3031109 594739 51937514 594739 236106 236106 5755452 5755451 0 0 0 36780 250 36530 33625 13450 20175 928495 512376 416119 62864 0 62864 235971 154684 0 6696 2678 4018 2525607 2487643 12511 3830038 3171081 552217 27917452 27917452 31747490 3171081 28469669 -25992038 2584370 860558 2676477 2676477 413106372 362613153 371670792 42995851 44950934 47914283 173316288 178656310 189656723 5000 5000 5000 630284069 588901874 611923275 250784 15139373 15390157 0 X 614893912 588901874 0 0 0 0 614893912 588901874 630284069 588901874 614893912 -25992038 0 588901874 0 588901874 PUBLICLY TRADED SECURITIES 51937514 55657210 -3719696 -3719696 LEGACY VENTURE IV K-1 PASS-THRU P 112422 112422 LEGACY VENTURE V K-1 PASS-THRU P 130724 130724 MAST DISTRESSED OPP K-1 PASS-THRU D 82021 82021 TISHMAN SPEYER K-1 PASS-THRU D 75292 75292 BLACKSTONE REAL ESTATE PARTNERS K-1 PASS-THRU D 35925 35925 OCH ZIFF FUND P 127804 127804 DEXTER US EQUITY TE K-1 PASS-THRU P 808887 808887 DEXTER FIXED INCOME TE K-1 PASS-THRU P 390517 390517 DEXTER INTERNATIONAL EQUITY TE K-1 PASS-THRU P 1120616 1120616 DEXTER GLOBAL EQUITY TE K-1 PASS-THRU P -5062 -5062 DEXTER PRIVATE EQUITY TE K-1 PASS-THRU P 366527 366527 DEXTER HEDGE FUND TE K-1 PASS-THRU P 80488 80488 DEXTER REAL ASSETS TE K-1 PASS-THRU P 298240 298240 PUBLICLY TRADED SECURITIES OPTIONS 690034 690034 594739 0 51517900 568688016 0.090591 10720167 571399621 0.018761 4733489 479318495 0.009875 11285532 132974046 0.084870 5077042 72784172 0.069755 0.273852 0.054770 569593913 31196659 25844 31222503 28469669 51687 0 51687 0 51687 71370 80000 151370 99683 99683 0 0 0 0 0 0 0 0 0 1 1 0 1 1 ME 1 0 0 0 0 1 WWW.HAROLDALFONDFOUNDATION.ORG DEXTER ENTERPRISES INC 2078287999 TWO MONUMENT SQUARE PORTLAND ME 04101 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THEODORE ALFOND C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 2.00 0 0 0 WILLIAM ALFOND C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 1.00 0 0 0 PETER ALFOND C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 1.00 0 0 0 GREGORY POWELL - SEE STATEMENT 14 C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 22.00 0 0 0 PETER LUNDER C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 1.00 0 0 0 ROBERT MARDEN C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 1.00 0 0 0 LARRY PUGH C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 3.00 0 0 0 STEVEN P AKIN C/O DEXTER ENT TWO MONUMENT SQUARE PORTLAND ME 04101 2.00 0 0 0 NONE 0 DEXTER ENTERPRISES INC TWO MONUMENT SQUARE PORTLAND ME 04101 INVESTMENT & GRANT ADMINISTRATION 693531 DEXTER REAL ASSETS TE LLC TWO MONUMENT SQUARE PORTLAND ME 04101 INVEST PORTFOLIO DEDUCTIONS 553352 DEXTER US EQUITY TE LLC TWO MONUMENT SQUARE PORTLAND ME 04101 INVEST PORTFOLIO DEDUCTIONS 410255 DEXTER PRIVATE EQUITY TE LLC TWO MONUMENT SQUARE PORTLAND ME 04101 INVEST PORTFOLIO DEDUCTIONS 323393 DEXTER INTERNATIONAL EQUITY TE LLC TWO MONUMENT SQUARE PORTLAND ME 04101 INVEST PORTFOLIO DEDUCTIONS 320250 6 NONE 0 0 573208950 5058982 0 578267932 0 0 578267932 8674019 569593913 28479696 28479696 51687 51687 28428009 0 28428009 0 28428009 28469669 0 28469669 0 28469669 28428009 4837460 0 0 28469669 4837460 0 0 23632209 0 0 0 0 0 0 0 0 4795800 0 0 0 REFER TO GRANT GUIDELINES AT WWWHAR DEXTER ENTERPRISES INC TWO MONUMENT SQUARE PORTLAND ME 04101 2078287999 REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG ALFOND SCHOLARSHIP FOUNDATION 15 MONUMENT SQUARE 2ND FLOOR PORTLAND ME 04101 501C3-509A3 SUPPRTG FAME PAYMENTS 200000 ALFOND SCHOLARSHIP FOUNDATION 15 MONUMENT SQUARE 2ND FLOOR PORTLAND ME 04101 501C3-509A3 SUPPRTG OPERATIONS 438000 ALFOND SCHOLARSHIP FOUNDATION 15 MONUMENT SQUARE 2ND FLOOR PORTLAND ME 04101 501C3-509A3 SUPPRTG SCHOLARSHIPS 2516814 ALFOND YOUTH CENTER 126 NORTH STREET WATERVILLE ME 04901 PUBLIC CHARITY 501C3 2012 ANNUAL FUND CHALLENGE 120000 ALFOND YOUTH CENTER 126 NORTH STREET WATERVILLE ME 04901 PUBLIC CHARITY 501C3 WATERVILLE CAL RIPKIN LEAGUE 150 ALFOND YOUTH CENTER 126 NORTH STREET WATERVILLE ME 04901 PUBLIC CHARITY 501C3 UNRESTRICTED 1000 AROOSTOOK MENTAL HEALTH SERVICES INC PO BOX 1018 CARIBOU ME 04736 PUBLIC CHARITY 501C3 TEEN LEADERSHIP CAMP 500 BELGRADE REGIONAL HEALTH CENTER PO BOX 304 BELGRADE LAKES ME 04918 PUBLIC CHARITY 501C3 ANNUAL FUND 15000 BOSTON LYRIC OPERA 45 FRANKLIN STREET BOSTON MA 02110 PUBLIC CHARITY 501C3 UNRESTRICTED 20000 CITY OF WATERVILLE 1 COMMON STREET WATERVILLE ME 04926 170C1 GOVERNMENTAL U QUARRY ROAD RECREATION AREA 385000 COLBY COLLEGE 4800 MAYFLOWER HILL WATERVILLE ME 04901 PUBLIC CHARITY 501C3 ART MUSEUM 1670000 COLBY COLLEGE 4800 MAYFLOWER HILL WATERVILLE ME 04901 PUBLIC CHARITY 501C3 ATHLETIC ENDOWMENT 300000 EDUCARE CENTRAL MAINE C/O KVCAP 97 WATER STREET WATERVILLE ME 04901 PUBLIC CHARITY 501C3 SCHOLARSHIPS 465285 GOOD WILL HOME ASSOCIATION PO BOX 159 HINCKLEY ME 049440159 PUBLIC CHARITY 501C3 KVCC PROJECT/MANS CHARTER SCHOOL 1500000 INTERNATIONAL RETTS SYNDROME FOUNDATION 4600 DEVITT DRIVE CINCINNATI OH 45246 PUBLIC CHARITY 501C3 UNRESTRICTED 1000 KENNEBEC VALLEY YMCA 31 UNION STREET AUGUSTA ME 04330 PUBLIC CHARITY 501C3 UNRESTRICTED 1000 KENTS HILL SCHOOL PO BOX 257 1614 MAIN STREET KENTS HILL ME 04349 PUBLIC CHARITY 501C3 AKIN LEARNING CENTER 437216 MAINE CHILDREN'S HOME FOR LITTLE WANDERERS 93 SILVER STREET WATERVILLE ME 04901 PUBLIC CHARITY 501C3 ANNUAL FUND 15000 MAINE COMMUNITY COLLEGE SYSTEM 323 STATE STREET AUGUSTA ME 04330 170C1 GOVERNMENTAL U KVCC EXPANSION 3000000 MAINEGENERAL MEDICAL CENTER 157 CAPITOL STREET AUGUSTA ME 04330 PUBLIC CHARITY 501C3 NEW REGIONAL HOSPITAL 10335333 MAINE SPORTS HALL OF FAME PO BOX 8554 PORTLAND ME 04104 PUBLIC CHARITY 501C3 UNRESTRICTED 500 MASSACHUSETTS GENERAL HOSPITAL 165 CAMBRIDGE STREET SUITE 600 BOSTON MA 02114 PUBLIC CHARITY 501C3 LUNDER-DINEEN HTH EDCN ALLIANCE OF MAINE 1000 ROLLINS COLLEGE 100 HOLT AVENUE WINTER PARK FL 327894499 PUBLIC CHARITY 501C3 ALFOND INN AT ROLLINS 2385000 SPECTRUM GENERATIONS 38 GOLD ST WATERVILLE ME 04901 PUBLIC CHARITY 501C3 SUKEFORTH FUNDRAISER MOW 1200 SUSAN CURTIS FOUNDATION 1321 WASHINGTON AVE SUITE 104 PORTLAND ME 04103 PUBLIC CHARITY 501C3 CAMP SUSAN CURTIS 14700 THE BRIDGESPAN GROUP 535 BOYLSTON STREET 10TH FLOOR BOSTON MA 02116 PUBLIC CHARITY 501C3 UNRESTRICTED 2500 THE NATIONAL FOOTBALL FOUNDATION AND COLLEGE HALL OF FAME INC 433 LAS COLINAS BLVD SUITE 1130 IRVING TX 75039 501C3-509A2 1/3 GRS HAROLD ALFOND SCHOLARSHIP 18000 THE NATIONAL FOOTBALL FOUNDATION AND COLLEGE HALL OF FAME INC 433 LAS COLINAS BLVD SUITE 1130 IRVING TX 75039 501C3-509A2 1/3 GRS RICHARD MACPHERSON COACHING FUND 1730 THE PIONEER INSTITUTE 85 DEVONSHIRE STREET 8TH FLOOR BOSTON MA 02109 PUBLIC CHARITY 501C3 UNRESTRICTED 2000 THOMAS COLLEGE 180 WEST RIVER ROAD WATERVILLE ME 04901 PUBLIC CHARITY 501C3 UNRESTRICTED 1000 UNITED STATES BIATHLON ASSOCIATION 49 PINELAND DRIVE SUITE 301A NEW GLOUCESTER ME 04260 PUBLIC CHARITY 501C3 UNRESTRICTED 20000 UNITED WAY OF MID-MAINE INC 105 KENNEDY MEMORIAL DRIVE PO BOX 91 WATERVILLE ME 04903 PUBLIC CHARITY 501C3 UNRESTRICTED 22500 UNIVERSITY OF MAINE 5747 MEMORIAL GYM ORONO ME 04469 170C1 GOVERNMENTAL U ALFOND HOCKEY ARENA RENOVATION 500000 UNIVERSITY OF MAINE FOUNDATION TWO ALUMNI PLACE ORONO ME 04469 PUBLIC CHARITY 501C3 2011 FOOTBALL CHALLENGE 250000 UNIVERSITY OF NEW ENGLAND 11 HILLS BEACH ROAD BIDDEFORD ME 04005 PUBLIC CHARITY 501C3 HAROLD ALFOND FORUM 2000000 UNIVERSITY OF NEW ENGLAND 11 HILLS BEACH ROAD BIDDEFORD ME 04005 PUBLIC CHARITY 501C3 DEBORAH MORTON ENDOWED SCHOLARSHIP 1000 WATERVILLE OPERA HOUSE IMPROVEMENT ASSOCIATION 93 MAIN STREET 3RD FLOOR WATERVILLE ME 04901 501C3-509A2 1/3 GRS EXPANSION / RENOVATION PROJECT 950024 WATERVILLE OPERA HOUSE IMPROVEMENT ASSOCIATION 93 MAIN STREET 3RD FLOOR WATERVILLE ME 04901 501C3-509A2 1/3 GRS SET BUILDING SPACE 310000 WATERVILLE OPERA HOUSE IMPROVEMENT ASSOCIATION 93 MAIN STREET 3RD FLOOR WATERVILLE ME 04901 501C3-509A2 1/3 GRS ANNUAL FUND 15000 27917452 BELGRADE LAKES ASSOCIATION PO BOX 551 BELGRADE LAKES ME 04918 PUBLIC CHARITY 501C3 STOP MILFOIL CAPITAL CAMPAIGN 150000 COLBY COLLEGE 4800 MAYFLOWER HILL WATERVILLE ME 04901 PUBLIC CHARITY 501C3 ART MUSEUM 1660000 EDUCARE CENTRAL MAINE C/O KVCAP 97 WATER STREET WATERVILLE ME 04901 PUBLIC CHARITY 501C3 SCHOLARSHIPS 284715 KENTS HILL SCHOOL PO BOX 257 1614 MAIN STREET KENTS HILL ME 04349 PUBLIC CHARITY 501C3 AKIN LEARNING CENTER 389259 MAINE COMMUNITY COLLEGE SYSTEM 323 STATE STREET AUGUSTA ME 04330 170C1 GOVERNMENTAL U KVCC EXPANSION 6350000 MAINE FILM CENTER 177 MAIN STREET WATERVILLE ME 04901 PUBLIC CHARITY 501C3 CAPITAL CAMPAIGN TO LAUNCH THE MAINE FILM CENTER AT RAILROAD SQUARE 150000 MAINEGENERAL MEDICAL CENTER 157 CAPITOL STREET AUGUSTA ME 04330 PUBLIC CHARITY 501C3 NEW REGIONAL HOSPITAL 15127293 ROLLINS COLLEGE 1000 HOLT AVENUE WINTER PARK FL 327894499 PUBLIC CHARITY 501C3 ALFOND INN AT ROLLINS 7615000 THOMAS COLLEGE 180 WEST RIVER ROAD WATERVILLE ME 04901 PUBLIC CHARITY 501C3 ACADEMIC CENTER & SCHOLARSHIPS 4750000 UNIVERSITY OF MAINE 5747 MEMORIAL GYM ORONO ME 04469 170C1 GOVERNMENTAL U MEMORIAL GYM RENOVATION 2000000 UNIVERSITY OF MAINE FOUNDATION TWO ALUMNI PLACE ORONO ME 04469 PUBLIC CHARITY 501C3 2011 FOOTBALL CHALLENGE 30000 UNIVERSITY OF NEW ENGLAND 11 HILLS BEACH ROAD BIDDEFORD ME 04005 PUBLIC CHARITY 501C3 HAROLD ALFOND FORUM 4200000 WATERVILLE OPERA HOUSE IMPROVEMENT ASSOCIATION 93 MAIN STREET 3RD FLOOR WATERVILLE ME 04901 501C3-509A2 1/3 GRS DEBT SERVICE & MARKETING SUPPORT 240000 42946267 14 1893498 14 3031109 14 236106 900099 87199 18 507540 87199 5668253 0 5755452 1 NOT APPLICABLE 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION 33625 13450 20175 FOUNDATION TRUSTEE POWELL ADDITIONAL INFORMATION FORM 990-PF, PART VIII GREGORY POWELL IS AN EMPLOYEE OF DEXTER ENTERPRISES, INC. DEXTER ENTERPRISES, INC. IS COMPENSATED UNDER A MANAGEMENT CONTRACT WITH THE FOUNDATION. SEE STATEMENT 6 FOR DEXTER ENTERPRISES, INC. INFORMATION. DEXTER FIXED INCOME TE, LLC 44950934 47914283 2,900 SH BERKSHIRE HATHAWAY CL B 258298 260130 2,243 SH BERKSHIRE HATHAWAY CL A 302974831 300696580 709,462 SH QUANTUM CORP DIT & STORAGE 638862 879733 194,000 SH PEACE MARK HOLDINGS LMT 210641 37561 20 SH FIRST HORIZON NATIONAL CORP 184 198 DEXTER GLOBAL EQUITY TE, LLC 11872112 15957705 DEXTER US EQUITY TE, LLC 46658225 53838885 OPTIMA PARTNERS FOCUS FUND AT COST 0 0 BLACKSTONE REAL ESTATE PARTNERS V AND VI, LP AT COST 4113744 4790300 LEGACY VENTURE FUNDS AT COST 3445915 4556678 OCH ZIFF CAPITAL ADVISORS AT COST 466679 388550 SPECIAL OPPORTUNITIES FUNDS AT COST 3321520 3539354 TISHMAN SPEYER INVESTMENTS: US REAL ESTATE VENTURE AT COST 1020715 74412 TISHMAN SPEYER INVESTMENTS: INTERNATIONAL REAL ESTATE VENTURE AT COST 643653 105568 TISHMAN SPEYER INVESTMENTS: INDIA REAL ESTATE VENTURE AT COST 674890 288657 TISHMAN SPEYER INVESTMENTS: 201 FOLSOM INVESTOR FEEDER, LP AT COST 44313 0 REALTY ASSOCIATES IX AT COST 2609111 2994625 DEXTER HEDGE FUNDS TE, LLC AT COST 81091708 85893233 DEXTER INTERNATIONAL EQUITY TE, LLC AT COST 40533551 44481981 MAINEGENERAL PROGRAM RELATED INVESTMENT 238 SH BRKA COLLATERAL ACCOUNT AT COST 28774956 28554780 MAST DISTRESSED OPPORTUNITIES I, LP AT COST 0 88280 DEXTER PRIVATE EQUITY TE, LLC AT COST 5157913 6730298 DEXTER REAL ASSETS TE, LLC AT COST 6757642 7170007 LEGAL FEES 36780 250 36530 SPORTS MEMORABILIA COLLECTION 5000 5000 5000 INVESTMENT INTEREST PASS THRU FROM K-1S 44007 44007 0 NON DEDUCTIBLE EXPENSE PASS THRU FROM K-1S 25453 0 0 NET RENTAL LOSS PASS THRU FROM K-1S 21231 21231 0 CHARITABLE DONATIONS PASS THRU FROM K-1S 7808 0 7808 ORDINARY LOSS PASS THRU FROM K-1S 75758 75758 0 INVESTMENT PORTFOLIO DEDUCTION PASS THRU FROM K-1S 2167592 2167592 0 INSURANCE 3900 1560 2340 DUES, LICENSES & SUBSCRIPTIONS 2140 0 2140 MISCELLANEOUS 80 0 80 ADVERTISING 240 97 143 ROYALTY DEDUCTION PASS-THRU FROM K-1S 74 74 0 OTHER DEDUCTIONS PASS-THRU FROM K-1S 177324 177324 0 ROYALTY INCOME PASS THRU FROM K-1S 25199 25199 25199 ORDINARY INCOME PASS THRU FROM K-1S 11194 11194 11194 RENTAL INCOME PASS THRU FROM K-1S 23010 23010 23010 PORTFOLIO INCOME PASS THRU FROM K-1S 174 174 174 OTHER INCOME PASS THRU FROM K-1S 148251 148251 148251 COMMISSION REBATES & OTHER 168 168 168 OTHER REAL ESTATE INCOME PASS THRU FROM K-1S 28110 28110 28110 DEXTER ENTERPRISES, INC. 693531 277412 416119 INVESTMENT MANAGEMENT FEES FROM PASS THRUS 112067 112067 0 INVESTMENT CONSULTING FEES 122897 122897 0 FOREIGN TAXES 154684 154684 0 NET INVESTMENT INCOME TAXES 65000 0 0 NET STATE UBIT TAXES 16287 0 0