2013-11-12T16:12:41-06:00 2012-12-31 271155496 ROBERT LEE & ASSOCIATES LLP 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 990 2012-01-01 942460352 THE SILICON VALLEY LEADERSHIP GROUP SILI 4085017864 2001 GATEWAY PLACE NO 101E SAN JOSE CA 95110 CARL GUARDINO 4085017864 2013-11-08 1 NASI RAISSIAN P01023106 4088556770 2012 2016-02-24 21:20:13Z CARL GUARDINO 2001 GATEWAY PLACE NO 101E SAN JOSE CA 95110 3679938 0 X WWW.SVLG.ORG X 1977 CA TO IMPROVE THE GENERAL BUSINESS CONDITIONS AND QUALITY OF LIFE IN AND AROUND SILICON VALLEY. 42 41 29 1300 0 0 21800 387784 3402353 3195506 956 700 324360 48785 3749469 3632775 0 0 0 0 2374535 2510382 0 0 0 1138184 1116852 3512719 3627234 236750 5541 2116187 1999601 760636 638509 1355551 1361092 X TO INVOLVE PRINCIPAL OFFICERS AND SENIOR MANAGERS OF MEMBER COMPANIES IN A COOPERATIVE EFFORT WITH LOCAL, REGIONAL, STATE, AND FEDERAL GOVERNMENT OFFICIALS TO ADDRESS MAJOR PUBLIC POLICY ISSUES AFFECTING THE ECONOMIC HEALTH AND QUALITY OF LIFE IN SILICON VALLEY. 0 0 36 SILICON VALLEY PATENT OFFICE:LED THE SUCCESSFUL EFFORT TO SECURE A REGIONAL PATENT OFFICE FOR SILICON VALLEY, TOGETHER WITH THE CITY OF SAN JOSE AND SILICON VALLEY'S CONGRESSIONAL DELEGATION.BART TO SILICON VALLEY:PHASE 1 OF THE EXTENSION RECEIVED A $900 MILLION "FULL-FUNDING GRANT AGREEMENT" FROM THE FEDERAL TRANSIT ADMINISTRATION (FTA) AND BROKE GROUND IN 2012. NEITHER OF THESE MILESTONES WOULD HAVE OCCURRED WITHOUT THE LEADERSHIP GROUPS ADVOCACY FOR LOCAL, STATE AND FEDERAL FUNDING, INCLUDING LEADING TWO COUNTY-WIDE SALES TAX MEASURES.SAN JOSE TO TOKYO FLIGHT:WORKING WITH SAN JOSE MAYOR CHUCK REED, OUR 30-MEMBER "CEO AIRPORT TASK FORCE" SUCCESSFULLY MADE THE BUSINESS CASE FOR ESTABLISHING A NON-STOP FLIGHT BETWEEN MINETA SAN JOSE INTERNATIONAL AIRPORT AND TOKYO. THE SERVICE LAUNCHES IN JANUARY 2013 WITH FIVE FLIGHTS A WEEK DIRECT TO TOKYO AND INCLUDES EASY CONNECTIONS TO CHINA, INDIA AND KOREA.CALIFORNIA'S GOVERNANCE AND FINANCES:SECURED PASSAGE OF A MULTI-YEAR BUDGETING APPROACH, WITH ELEMENTS OF PERFORMANCE-BASED BUDGETING ENACTED SUBSEQUENTLY BY EXECUTIVE ORDER. CLEAN ENERGY POLICIES:SUCCEEDED IN THE PASSAGE OF FIVE STATE CLEAN ENERGY BILLS AND WON A CALIFORNIA PUBLIC UTILITIES COMMISSION DECISION ON NET ENERGY METERING, BOTH CRITICAL FOR SUPPORTING THE DEPLOYMENT OF CLEAN ENERGY TECHNOLOGIES.CEQA:LED A STATEWIDE COALITION THAT FUNDAMENTALLY ALTERED THE DISCUSSION AROUND THE MODERNIZATION OF THE CALIFORNIA ENVIRONMENTAL QUALITY ACT (CEQA), THROUGH ITS SUPPORT FOR THE INTRODUCTION OF GROUND-BREAKING LEGISLATION IN AUGUST 2012 BY SENATOR MICHAEL RUBIO. WHILE THE BILL FAILED, IT LED TO SENATOR RUBIO'S APPOINTMENT TO THE CHAIR OF THE SENATE ENVIRONMENTAL QUALITY COMMITTEE AN ENORMOUS COUP AS THE GROUP POSITIONS FOR NEW EFFORTS IN 2013.SAFE, RELIABLE WATER SUPPLY:SUCCESSFULLY SUPPORTED PASSAGE OF 2012 SANTA CLARA COUNTY WATER MEASURE TO CONTINUE A PARCEL TAX TO HELP GUARANTEE CONTINUED ACCESS TO CLEAN, SAFE WATER. SUCCESSFULLY DEFEATED PROPOSITION F IN SAN FRANCISCO, WHICH WOULD HAVE COST BILLIONS IN TAXPAYER DOLLARS AND THREATENED A MAJOR SOURCE OF RELIABLE BAY AREA DRINKING WATER.CAP & TRADE OVERSIGHT:SUCCESSFULLY SUPPORTED LEGISLATION THAT WILL ENSURE BILLIONS OF DOLLARS OF STATE CAP-AND-TRADE REVENUE ARE ALLOCATED TO HELP REDUCE GREENHOUSE GAS EMISSIONS AND PROMOTE JOB GROWTH VIA AN OPEN AND TRANSPARENT PROCESS. SUPPORT SILICON VALLEY HOUSING:PLAYED A MAJOR ROLE IN CHANGING THE CRITERIA FOR THE TRANSPORTATION FUNDS IN VTA'S BAY AREA GRANT PROGRAM TO INCLUDE A CATEGORY THAT REWARDS JURISDICTIONS FOR ALLOWING MORE INTENSE DEVELOPMENT. THIS KEEPS THE LINK BETWEEN TRANSPORTATION INVESTMENTS AND HOMES STRONG AND WILL STRENGTHEN THE FINANCIAL ARGUMENT FOR MORE HOMES. 36 0 1 0 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 1 11 0 1 29 1 0 0 0 0 0 0 0 0 X 42 41 0 0 0 0 1 0 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X THE ORGANIZATION 4085017864 2001 GATEWAY PLACE NO 101E SAN JOSE CA 95110 MIKE KLAYKO 1.00 X X 0 0 0 TIM GUERTIN 1.00 X X 0 0 0 ROBERT SHOFFNER 1.00 X X 0 0 0 JOHN ADAMS 1.00 X 0 0 0 SHELLYE ARCHAMBEAU 1.00 X 0 0 0 GREG BECKER 1.00 X 0 0 0 DAVE BELL 1.00 X 0 0 0 STEVE BERGLUND 1.00 X 0 0 0 GEORGE BLUMENTHAL 1.00 X 0 0 0 JOHN BOLAND 1.00 X 0 0 0 TOM BOTTORFF 1.00 X 0 0 0 CHRIS BOYD 1.00 X 0 0 0 TORY BRUNO 1.00 X 0 0 0 DAVID CUSH 1.00 X 0 0 0 LLOYD DEAN 1.00 X 0 0 0 MIKE DECESARE 1.00 X 0 0 0 STEPHEN DEWITT 1.00 X 0 0 0 MICHAEL ENGH 1.00 X 0 0 0 TOM GEORGENS 1.00 X 0 0 0 RAQUEL GONZALEZ 1.00 X 0 0 0 BARBARA HOLZAPFEL 1.00 X 0 0 0 KEN KANNAPPAN 1.00 X 0 0 0 GARY LAUER 1.00 X 0 0 0 TARKAN MANER 1.00 X 0 0 0 ALBERTO MAS 1.00 X 0 0 0 KEN MCNEELY 1.00 X 0 0 0 KEVIN MURAI 1.00 X 0 0 0 JES PEDERSEN 1.00 X 0 0 0 LEN PERHAM 1.00 X 0 0 0 KIM POLESE 1.00 X 0 0 0 MO QAYOUMI 1.00 X 0 0 0 TERRY ROSEN 1.00 X 0 0 0 ALAN SALZMAN 1.00 X 0 0 0 RON SEGE 1.00 X 0 0 0 MAC TULLY 1.00 X 0 0 0 RICK WALLACE 1.00 X 0 0 0 BILL WATKINS 1.00 X 0 0 0 JED YORK 1.00 X 0 0 0 CARL GUARDINO 40.00 X X 603731 0 11250 TOM WERNER 1.00 X X 0 0 0 AART DE GEUS 1.00 X X 0 0 0 MICHAEL SPLINTER 1.00 X X 0 0 0 603731 0 11250 1 0 1 0 0 328065 59719 59719 387784 MEMBERSHIP DUES 900099 1747262 1747262 MISC. SPECIAL PROJECTS 900099 1239756 1239756 PRESCHOOL INITIATIVE 900099 175000 175000 ENERGY WATCH - SPECIAL 900099 32338 32338 OTHER PROGRAM SERVICE 900099 1150 1150 3195506 700 700 95948 328065 47163 48785 48785 3632775 3195506 0 49485 614981 1577691 74351 88035 155324 4115 35000 10877 46791 196822 75613 8975 16634 16355 SPECIAL PROJECT EXPENSE 524900 PRESCHOOL INITIATIVE EX 100000 ADVOCACY FIRM 63280 BANK SERVICE CHARGES 11452 6038 3627234 408131 351309 1166038 1005845 456994 568155 4366 134008 81582 67524 52426 17500 17500 2116187 1999601 296358 358491 464278 280018 760636 638509 X 1258551 1255931 97000 105161 1355551 1361092 2116187 1999601 5541 0 X X 1 X 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 2595 2595 0 17248 17248 0 114165 61739 52426 52426 X DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE GROUP EVALUATES ITS UNCERTAIN TAX POSITIONS AND WILL RECOGNIZE A LOSS CONTINGENCY WHEN IT IS PROBABLE THAT A LIABILITY HAS BEEN INCURRED AS OF THE DATE OF THE FINANCIAL STATEMENTS AND THE AMOUNT OF THE LOSS CAN BE REASONABLY ESTIMATED. THE AMOUNT RECOGNIZED IS SUBJECT TO ESTIMATE AND MANAGEMENT JUDGMENT WITH RESPECT TO THE LIKELY OUTCOME OF EACH UNCERTAIN TAX POSITION. THE AMOUNT THAT IS ULTIMATELY SUSTAINED FOR AN INDIVIDUAL UNCERTAIN TAX POSITION OR FOR ALL UNCERTAIN TAX POSITIONS IN THE AGGREGATE COULD DIFFER FROM THE AMOUNT RECOGNIZED. AS OF DECEMBER 31, 2012 MANAGEMENT DID NOT IDENTIFY ANY UNCERTAIN TAX POSITIONS. ANNUAL LUNCH EVENT 424013 328065 95948 33501 13952 424013 328065 95948 33501 13952 47453 48495 X X X 0 0 0 CARL GUARDINO 394231 0 197500 0 12000 0 0 0 11250 0 614981 0 0 0 X AIRLINE TICKETS 3 52529 FAIR MARKET VALUE X ADVERTISING 1 6500 FAIR MARKET VALUE X LEGAL SERVICES 1 500 FAIR MARKET VALUE X SUPPLIES 1 150 FAIR MARKET VALUE X MEDICAL SERVICES 1 40 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS 40 MEMBERS FORM 990, PART VI, SECTION A, LINE 7B DECISIONS MADE BY THE GOVERNING BODY ARE SUBJECT TO APPROVAL BY MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S CPA PREPARES AND PROVIDES A DRAFT OF THE FORM 990 TO THE ORGANIZATION'S MANAGEMENT. MANAGEMENT APPROVES THE DRAFT AND DISSEMINATES TO THE BOARD OF DIRECTORS PRIOR TO FILING THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS AN ANNUAL PROCESS FOR THE BOARD OF DIRECTORS TO DISCLOSE ALL INTERESTS IN OTHER COMPANIES AND ORGANIZATIONS TO ENSURE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE ADVISORY COMMITTEE OF THE BOARD REVIEWS THE CEO'S ANNUAL SALARY. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C THE ORGANIZATION'S BOARD OF DIRECTORS OVERSEE THE COMPILATION OF THE FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THERE HAVE BEEN NO CHANGES FROM PRIOR YEARS. THE SILICON VALLEY LEADERSHIP GROUP FOUNDATION 2001 GATEWAY PLACE SUITE 101E SAN JOSE CA 95110 912140464 RESEARCH AND STUDY RELATED TO GENERAL PUBLIC POLICY ISSUES CA 501(C)(3) 170(B)(1)(A)(VI) N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 SILICON VALLEY LEADERSHIP GROUP FOUNDATION Q 180114 FAIR VALUE SILICON VALLEY LEADERSHIP GROUP FOUNDATION L 7627 FAIR VALUE