2013-11-12T07:45:15-07:00 2012-12-31 990 2012-01-01 131656633 INSTITUTE OF ELECTRICAL AND ELECTRONICS ENGINEERS INC INST 7329810060 445 Hoes Lane Piscataway NJ 088544141 Thomas Siegert 7325626843 2013-11-12 2012 2016-02-24 21:20:13Z E James Prendergast 445 Hoes Lane Piscataway NJ 08854 681349604 0 2038 X www.ieee.org X 1896 NY Significant activities: Launched the IEEE Transportation Electrification Portal; organized international conferences in various fields including Cloud Computing, Smart Grid, and life sciences; cooperated with three other standards developing organizations in advancing the development of global standards; launched TryComputing.org as a resource for students, teachers, parents and counselors; collaborated to launch English for Engineering; sponsored various international student competitions including the 2012 Data Fusion Contest and the IEEEXtreme 24-hour programming competition; endorsed the United Nations' Sustainable Energy for All Initiative; contributed to the Second USA Science and Engineering Festival to reinvigorate interest in science, technology, engineering and math; offered interactive webinars to inspire women to pursue careers in technical disciplines; and presented medals and awards in recognition of technical contributions and achievements that helped change the world. 31 31 1323 100000 14300796 -668044 2014836 1424280 381762197 396250827 9930637 271096 2173555 8886467 395881225 406832670 2859534 2961412 0 0 132607609 152044502 111235 0 887459 261866898 256027911 397445276 411033825 -1564051 -4201155 420177076 453811259 188765210 195195433 231411866 258615826 Mission Statement: IEEE's core purpose is to foster technological innovation and excellence for the benefit of humanity. Vision Statement: IEEE will be essential to the global technical community and to technical professionals everywhere, and be universally recognized for the contributions of technology and of technical professionals in improving global conditions. 0 0 102588346 2341076 55993917 MEMBERSHIPS & PUBLIC IMPERATIVES - IEEE membership reached an all-time high in 2012- nearly 430,000 members, 52 percent in 190 countries outside of the United States. The largest membership gains continue to come from Asia and the Pacific Rim. Over the past decade, membership in China has grown 330 percent, in India 90 percent, and in Southeast Asia 32 percent. IEEE student membership grew to over 116,000. Members elected the first IEEE president from outside of North America, J. Roberto de Marca from Brazil, who will serve as IEEE president in 2014. IEEE recognizes excellence through IEEE-Eta Kappa Nu, the electrical engineering honor society, and in 2012 its first four chapters outside of the United States were installed. Stanford University President John L. Hennessy, who pioneered the RISC (Reduced Instruction Set Computer) processor architecture and demonstrated exceptional leadership in computer engineering and higher education, was presented with the IEEE Medal of Honor at the IEEE Honors Ceremony held in Boston, Massachusetts. 137423111 0 141737079 PERIODICALS - IEEE publishes 17 of the top 20 journals in electrical and electronic engineering, eight of the top 10 journals in telecommunications, and four of the top five journals in computer science, hardware and architecture. In 2012, IEEE introduced a Chinese edition of IEEE Spectrum, the first non-English edition of the IEEE award-winning magazine; acted on IEEE's commitment to provide open access publishing options to those authors who wish, or are required, to publish in open access publications; created a new multidisciplinary, open access, online journal, IEEE Access, which was launched in 2013; expanded its portfolio of topical open access journals, and created an open access option for our traditional journals. New features were added to IEEE Xplore, IEEE's digital library, and the conversion of Xplore content to HTML is proceeding steadily, with more than 100,000 articles now accessible in the new format. On average, 25,000 new documents are being added to IEEE Xplore each month. Two new journals and two new magazines joined IEEE's growing publications portfolio. Publication metrics, including time to publish and publication costs, are steadily improving. Many of the world's largest and most prestigious organizations became subscribers to the IEEE Electronic Library. New customers include more than 130 universities in China. 124990951 620336 134069362 CONFERENCES - In 2012 IEEE sponsored more than 1,300 conferences. IEEE brought together 50 engineering societies, headquartered in 30 countries, in support of the United Nations' Sustainable Energy for All Initiative. The first IEEE International Electric Vehicle Conference brought together technologies and policy makers for three days of discussions about the future of electric transportation. IEEE organized the first of a series of international conferences on Cloud Computing held in India, China and Brazil. The Third Annual IEEE Smart Grid World Forum, held in Geneva, Switzerland, and the Second Annual Smart Grid for Practitioners Conference, held in New York, were prominent among seven major IEEE conferences in the field. At the 2012 Annual International Conference on Advanced Computing and Communications (ADCOM), held in Bangalore, participants explored many aspects of virtualization. IEEE organized the inaugural IEEE Life Sciences Grand Challenges Conference, which brought together international innovators and thought-leaders at the National Academy of Sciences in Washington, D.C. The event explored the most pressing challenges in engineering, life sciences and healthcare over the next decade. 28417092 0 64450469 Standards and Other Miscellaneous Programs - In Europe, IEEE set the stage for stronger member engagement in the development of standards and public policy, which included joining other dignitaries at the 4th European Innovation Summit held in the European Parliament in Brussels to discuss The Role of Science and Technology in Support of Innovation. A new partnership with UNESCO on engineering education in Africa strengthens IEEE's efforts to assist in building engineering capacity on the continent. IEEE strengthened its commitment to emerging technologies, notably in areas of life sciences, smart grid, electric transportation and cloud computing - for each of these areas, IEEE created an IEEE Virtual Community and a web portal that directly provides access to topical resources throughout IEEE. IEEE Standards Association joined OpenStand, a statement of principles for the development of modern international technical standards. IEEE signed memoranda of understanding with three other standards developing organizations around the world - the European Telecommunications Standards Institute, CIGRE, a Paris-based international nonprofit association, and the Standards Institution of Israel -- reinforcing IEEE's leadership in the development of global standards. 28417092 0 64450469 393419500 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 1 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 1 0 1 853 0 1 1323 1 1 1 1 AE AR AS AU BE BG BK BL BO BR BU CA CE CH CI CO CS CY DA EC EI ES EZ FI FR GH GM GR GT HK HO HU IC ID IN IS IT JA JO KE KS KU LE LH MK MT MX MY NI NL NO NP NU NZ PE PK PL PM PO RI RO RP RQ RS SA SF SI SN SP SW SZ TD TH TU TW UK UP UY VE 0 0 0 0 0 0 0 0 X 31 31 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CT DC FL GA IL KS KY MA MD ME MI MN MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV X X Controller 7329810060 445 Hoes Lane Piscataway NJ 088544141 X Gordon W Day 5 0 X X 52935 0 0 Peter W Staecker 5 0 X X 0 0 0 Moshe Kam 5 0 X X 0 0 0 Michael R Lightner 5 0 X X 0 0 0 David A Hodges 5 0 X X 0 0 0 Howard E Michel 5 0 X X 0 0 0 Steven M Mills 5 0 X X 0 0 0 Frederick C Mintzer 5 0 X X 0 0 0 James M Howard 5 0 X X 0 0 0 Celia L Desmond 5 0 X X 0 0 0 Harold L Flescher 5 0 X X 0 0 0 Peter A Eckstein 5 0 X 0 0 0 Ralph M Ford 5 0 X 0 0 0 David G Green 5 0 X 0 0 0 James M Riess 5 0 X 0 0 0 James A Jefferies 5 0 X 0 0 0 Edward G Perkins 5 0 X 0 0 0 Keith B Brown 5 0 X 0 0 0 Marko Delimar 5 0 X 0 0 0 Gustavo A Giannattasio 5 0 X 0 0 0 Wai-Choong Wong 5 0 X 0 0 0 Cor L Claeys 5 0 X 0 0 0 J Keith Nelson 5 0 X 0 0 0 Douglas N Zuckerman 5 0 X 0 0 0 Peter N Clout 5 0 X 0 0 0 James W Moore 5 0 X 0 0 0 Jeffery M Voas 5 0 X 0 0 0 Cheryl A Warren 5 0 X 0 0 0 Susan K Land 5 0 X 32 0 0 Jose M F Moura 5 0 X 0 0 0 Vincenzo Piuri 5 0 X 0 0 0 E James Prendergast 40 0 X 969952 0 37767 Thomas R Siegert 40 1 X 382954 0 32143 Anthony Durniak 40 0 X 367378 0 41944 Matthew S Loeb 40 10 X 352743 0 40315 Mary Ward-Callan 40 0 X 352502 0 44463 Patrick Mahoney 40 0 X 333437 0 28413 Alexander Pasik 40 0 X 315674 0 30520 Eileen M Lach 40 0 X 418134 0 37740 Jean Jennings 40 0 X 402018 0 35427 Jonathan Dahl 40 0 X 393030 0 43635 Francis Staples 40 0 X 352298 0 26820 Konstantinos Karachalios 40 0 X 344556 0 12774 5037643 0 411961 330 0 1 0 Cadmus Professional Communications PO Box 822934 Philadelphia PA 19182 Printing, binding and mailing services - domestic 4698337 RR Donnelley PO Box 13654 Newark NJ 07188 Printing and mailing services 3672310 International Mail Service Inc 9 Arrow Drive Woburn MA 01801 Printing, binding, mailing services - international 3504602 Oracle America Inc 500 Oracle Parkway Redwood Shores CA 94065 License and maintain core financial system 3460062 InfrastructureWorks LLC 51 JFK Parkway 1st Floor West Short Hills NJ 07078 IT Hardware, software 2718824 89 0 0 0 827377 244357 352546 0 1424280 Memberships & Public Imperatives 900099 55993917 48638096 7069493 286328 Periodicals 900099 141737079 137690559 4046520 0 Conferences 900099 134069362 133874940 194422 0 Standards 900099 23600245 23527845 0 72400 Other Program Service Revenue 900099 40850224 40850224 0 0 0 0 0 0 396250827 4275937 0 0 4275937 0 0 0 0 5807762 0 0 5807762 88344 0 0 0 88344 0 88344 0 0 88344 270512093 0 274516934 0 -4004841 0 -4004841 0 0 -4004841 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Standards - Alliance Mgmt Support 900099 2359648 0 2359648 0 Engineering Certification Programs 541900 630713 0 630713 0 0 0 0 0 2990361 406832670 384581664 14300796 6525930 1480083 1480083 642557 642557 838772 838772 0 0 3383172 2990114 393058 0 0 0 0 0 108490545 104713986 3251281 525278 17460825 17030068 381439 49318 13429763 12973144 405080 51539 9280197 8968052 276407 35738 4357873 4280594 77279 0 2729949 2724200 5749 0 522925 522925 0 0 0 0 0 0 0 0 388 388 0 0 17705476 16958871 746605 0 7500281 7023709 428952 47620 12776337 12107465 625626 43246 12592700 12571825 17724 3151 339681 339681 0 0 6882612 1398859 5456953 26800 17984085 16025414 1923595 35076 89641676 89612075 28223 1378 271493 259434 12059 0 0 0 0 0 14704607 13276412 1428195 0 740706 464400 276306 0 Printing & Publications 33067398 32930811 124611 11976 Commission Expense 17894464 17894464 0 0 Members & Regional Expenses 5049457 4420845 628612 0 Equipment Rental & Maintenance 1945534 1734665 207710 3159 9320269 9235687 31402 53180 411033825 393419500 16726866 887459 11190547 7872640 55322307 52275574 388828 178970 14160940 23628826 0 0 0 0 0 0 34893 99240 9698607 11426560 134569527 73379125 60682873 61190402 268698081 297139047 0 0 0 0 0 0 0 0 420177076 453811259 59511360 62220155 0 0 95763900 97678500 0 0 0 0 0 0 0 0 0 0 33489950 35296778 188765210 195195433 X 228615066 256665226 2605400 1759200 191400 191400 231411866 258615826 420177076 453811259 -4201155 31405115 0 0 0 0 X 0 1 X 1 0 X 1882719 1995154 1965969 2014836 1424280 9282958 323365035 336166178 364659513 381762197 396250827 1802203750 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 325247754 338161332 366625482 383777033 397675107 1811486708 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1811486708 10685141 9570567 10165802 11129769 10530771 52082050 0 0 0 0 0 0 10685141 9570567 10165802 11129769 10530771 52082050 0 0 0 0 0 0 0 0 0 0 0 0 335932895 347731899 376791284 394906802 408205878 1863568758 0.97205 0.97020 0.02795 0.02980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 285443 285443 393134057 393419500 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 169860 152021 336035 285443 943359 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 0 873000 873000 0 17956600 11957800 5998800 0 12410200 4707500 7702700 0 103329727 56713825 46615902 0 0 0 0 61190402 0 Deposits - IEEE Foundation 29923200 Oblig. Under Capital Leases 4049600 Trading Liabilities 1323978 35296778 X 439153200 31405115 0 0 915415 32320530 406832670 0 0 0 406832670 411114900 0 0 0 81075 81075 411033825 0 0 0 411033825 SchD_P10_S00_L02 Schedule D, Part X, Line 2 Income Taxes and Tax Status - The Institute follows the provisions of FASB Interpretation No. 48 ("FIN 48") Accounting for Uncertainties in Income Taxes - an interpretation of FASB Statement No. 109, now incorporated in Accounting Standards Codification ("ASC") 740, Income Taxes. ASC 740-10 clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and measurement. This section provides that the tax effects from an uncertain tax position can be recognized in the financial statements only if the position is "more-likely-than-not" to be sustained if the position were to be challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. The Institute is qualified under Section 501(c)(3) of the Internal Revenue Code (Code) as an organization exempt from federal income tax and applicable state income tax and is classified as a publicly supported charitable organization under Section 509(a)(1) of the Code. Nevertheless, the Institute may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. The tax years ending December 31, 2009, 2010, 2011 and 2012 are still open to audit for both federal and state purposes. This standard has not had an impact on the Institute's consolidated financial statements, as management determined that there are no significant uncertain tax positions within its consolidated financial statements. SchD_P11_S00_L02d Schedule D, Part XI, Line 2d Net adjustment for Regions #1-6, Sections #1-6, Standards and Eliminations 915,415 SchD_P12_S00_L02d Schedule D, Part XII, Line 2d Net adjustment for Regions #1-6, Sections #1-6, Standards and Eliminations 81,075 1 Central America and the Caribbean 0 0 Grantmaking 1391 Central America and the Caribbean 0 0 Program Services Membership and Public Imperatives 331443 Central America and the Caribbean 0 0 Program Services Periodicals 854 Central America and the Caribbean 0 0 Program Services Conferences 34926 Central America and the Caribbean 0 0 Program Services Standards and Other 56719 East Asia and the Pacific 0 0 Grantmaking 294732 East Asia and the Pacific 3 9 Program Services Membership and Public Imperatives 2270510 East Asia and the Pacific 0 0 Program Services Periodicals 13137 East Asia and the Pacific 0 0 Program Services Conferences 10620996 East Asia and the Pacific 0 0 Program Services Standards and Other 509550 Europe (including Iceland and Greenland) 0 0 Grantmaking 300036 Europe (including Iceland and Greenland) 0 0 Program Services Membership and Public Imperatives 281872 Europe (including Iceland and Greenland) 0 0 Program Services Periodicals 10725 Europe (including Iceland and Greenland) 0 0 Program Services Conferences 12239633 Europe (including Iceland and Greenland) 0 0 Program Services Standards and Other 367504 Middle East and North Africa 0 0 Grantmaking 44239 Middle East and North Africa 0 0 Program Services Membership and Public Imperatives 84088 Middle East and North Africa 0 0 Program Services Periodicals 5592 Middle East and North Africa 0 0 Program Services Conferences 92935 Middle East and North Africa 0 0 Program Services Standards and Other 39423 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking 111097 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Membership and Public Imperatives 562472 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Periodicals 7109 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Conferences 9544755 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Standards and Other 538891 Russia and the newly independent States 0 0 Grantmaking 4650 Russia and the newly independent States 1 1 Program Services Membership and Public Imperatives 36157 Russia and the newly independent States 0 0 Program Services Periodicals 8410 Russia and the newly independent States 0 0 Program Services Conferences 3958 Russia and the newly independent States 0 0 Program Services Standards and Other 8254 South America 0 0 Grantmaking 94524 South America 0 0 Program Services Membership and Public Imperatives 248454 South America 0 0 Program Services Conferences 204663 South America 0 0 Program Services Standards and Other 102252 South Asia 0 0 Grantmaking 89781 South Asia 0 0 Program Services Membership and Public Imperatives 153015 South Asia 0 0 Program Services Periodicals 3539 South Asia 0 0 Program Services Conferences 400201 South Asia 0 0 Program Services Standards and Other 120621 Sub-Saharan Africa 0 0 Grantmaking 58046 Sub-Saharan Africa 0 0 Program Services Membership and Public Imperatives 97133 Sub-Saharan Africa 0 0 Program Services Conferences 309136 Sub-Saharan Africa 0 0 Program Services Standards and Other 199587 4 10 40507010 South America Engineering Scholarship 20000 Wire 0 Not Applicable Not Applicable Middle East and North Africa Engineering Scholarship 14000 Check 0 Not Applicable Not Applicable Europe (including Iceland and Greenland) Engineering Achievement Award 20000 Check 0 Not Applicable Not Applicable South Asia Engineering Achievement Award 6000 Check 0 Not Applicable Not Applicable Europe (including Iceland and Greenland) Engineering Development 10000 Check 0 Not Applicable Not Applicable Europe (including Iceland and Greenland) Engineering Development 10000 Check 0 Not Applicable Not Applicable East Asia and the Pacific Engineering Development 6000 Check 0 Not Applicable Not Applicable East Asia and the Pacific Engineering Development 10000 Wire 0 Not Applicable Not Applicable North America (including Canada and Mexico, but not the United States) Engineering Scholarship 12200 Check 0 Not Applicable Not Applicable East Asia and the Pacific Engineering Development 15427 Check 0 Not Applicable Not Applicable Sub-Saharan Africa Engineering Development 50000 Check 0 Not Applicable Not Applicable East Asia and the Pacific Engineering Development 11000 Check 0 Not Applicable Not Applicable East Asia and the Pacific Engineering Development 7939 Check 0 Not Applicable Not Applicable Europe (including Iceland and Greenland) Engineering Development 21000 Check 0 Not Applicable Not Applicable South America Engineering Achievement Award 20969 Check 0 Not Applicable Not Applicable East Asia and the Pacific Engineering Development 20000 Check 0 Not Applicable Not Applicable Europe (including Iceland and Greenland) Engineering Fellowship 15000 Wire 0 Not Applicable Not Applicable 17 0 Engineering Achievement Award Central America and the Caribbean 1 250 Check 0 Not applicable Not Applicable Engineering Achievement Award East Asia and the Pacific 115 75309 Checks; wires 0 Not Applicable Not applicable Engineering Achievement Award Europe (including Iceland and Greenland) 148 107230 Checks; wires 0 Not Applicable Not Applicable Engineering Achievement Award Middle East and North Africa 7 4925 Checks; Wires 0 Not Applicable Not Applicable Engineering Achievement Award North America (including Canada and Mexico, but not the United States) 117 29327 Checks 0 Not Applicable Not Applicable Engineering Achievement Award Russia and the newly independent States 3 3200 Cash; wires 0 Not Applicable Not Applicable Engineering Achievement Award South America 15 15614 Check; wires 0 Not Applicable Not Applicable Engineering Achievement Award South Asia 33 20713 Checks; wires 0 Not Applicable Not applicable Engineering Achievement Awards Sub-Saharan Africa 7 1196 Checks 0 Not applicable Not Applicable Engineering Development East Asia and the Pacific 24 10863 Checks 0 Not applicable Not Applicable Engineering Development Europe (including Iceland and Greenland) 22 10821 Checks; wire 0 Not Applicable Not Applicable Engineering Development Middle East and North Africa 19 6960 Checks 0 Not Applicable Not Applicable Engineering Development South America 16 6073 Checks 0 Not Applicable Not Applicable Engineering Development South Asia 8 8730 Checks 0 Not Applicable Not Applicable Engineering Development Sub-Saharan Africa 4 2668 Checks 0 Not Applicable Not Applicable Engineering Fellowship East Asia and the Pacific 5 15000 Checks 0 Not Applicable Not Applicable Engineering Fellowship Europe (including Iceland and Greenland) 6 27000 checks 0 Not Applicable Not Applicable Engineering Fellowship North America (including Canada and Mexico, but not the United States) 4 21000 Checks 0 Not Applicable Not Applicable Engineering Scholarship East Asia and the Pacific 29 34689 checks; wire 0 Not Applicable Not Applicable Engineering Scholarship Europe (including Iceland and Greenland) 31 25700 Checks; Wire 0 Not Applicable Not Applicable Engineering Scholarship Middle East and North Africa 2 2750 Check 0 Not Applicable Not Applicable Engineering Scholarship North America (including Canada and Mexico, but not the United States) 7 10777 Checks 0 Not Applicable Not Applicable Engineering Scholarship Russia and the newly independent States 2 1450 Checks 0 Not Applicable Not Applicable Engineering Scholarship South America 7 9150 Checks; Wire 0 Not Applicable Not Applicable Engineering Scholarship South Asia 13 14025 Checks 0 Not Applicable Not Applicable 1 0 1 0 0 1 SchF_P01_S00_L02 Schedule F, Part I, Line 2 IEEE, through its Awards Board, establishes policies and procedures to provide for the orderly development and implementation of awards, scholarships, and recognition programs. The awards administered by the Awards Board and its committees are approved by the Board of Directors. The Board of Directors has delegated approval authority, in accordance with the established policies and procedures, to those major boards having chartered Awards and Recognition Committees. 1 IEEE Foundation Inc 445 Hoes Lane Piscataway NJ 08854 237310664 501(c)(3) 1007955 0 Not Applicable Not Applicable Engineering Development American Association for the Advancement of Science 1200 New York Ave NW Washington DC 20005 530196568 501(c)(3) 8500 0 Not Applicable Not Applicable Engineering Development Association for Computing Machinery PO Box 30777 New York NY 10087 131921358 501(c)(3) 7991 0 Not Applicable Not Applicable Engineering Development American Institute of Chemical Engineers 3 Park Ave 19 Floor New York NY 10016 131623892 501(c)(3) 7000 0 Not Applicable Not Applicable Engineering Development American Society of Mechanical Engineers Tallahasse Section PO Box 1134 Tallahasse FL 32302 131623899 501(c)(3) 250000 0 Not Applicable Not Applicable Engineering Development Coalition for Plasma Science Lawrence Berkeley National Lab 1523 New Hampshire Ave NW Washington DC 20036 521162794 501(c)(3) 10000 0 Not Applicable Not Applicable Engineering Development Computing Research Association 1100 Seventeenth St NW Suite 507 Washington DC 20036 521622336 501(c)(3) 13500 0 Not Applicable Not Applicable Engineering Development Dare County Schools First Flight High School 100 Veterans Drive Kill Devil Hills NC 27948 566001017 6000 0 Not Applicable Not Applicable Engineering Development Georgia Tech Research Corporation PO Box 100117 Atlanta GA 30384 580603146 501(c)(3) 10000 0 Not Applicable Not Applicable Engineering Development Indiana University PO Box 66271 Indianapolis IN 46266 356001673 22374 0 Not Applicable Not Applicable Engineering Scholarship National Electronics Museum 1745 W Nursery Rd Linthicum MD 21090 521226197 501(c)(3) 20000 0 Not Applicable Not Applicable Engineering Development New York University Courant Inst Mathematical Sciencs 251 Mercer St New York NY 10012 135562308 501(c)(3) 15000 0 Not Applicable Not Applicable Engineering Development Research Foundation of SUNY Office of Treasurer PO Box 9 Albany NY 12201 141368361 6000 0 Not Applicable Not Applicable Engineering Development Square One Education Network 670 Hillcliff Dr Waterford MI 48328 382964312 501(c)(3) 10000 0 Not Applicable Not Applicable Engineering Development University of Northern Iowa Foundation 1223 West 22nd St Cedar Falls IA 50614 426058591 501(c)(3) 20000 0 Not Applicable Not Applicable Engineering Development 15 0 Engineering Achievement Award 303 326207 0 Not Applicable Not Applicable Engineering Development 10 3700 0 Not Applicable Not Applicable Engineering Fellowship 21 272000 0 Not applicable Not Applicable Engineering Scholarship 31 40650 0 Not Applicable Not Applicable SchI_P01_S00_L02 Schedule I, Part I, Line 2 IEEE, through its Awards Board, establishes policies and procedures to provide for the orderly development and implementation of awards, scholarships, and recognition programs. The awards administered by the Awards Board and its committees are approved by the Board of Directors. The Board of Directors has delegated approval authority, in accordance with the established policies and procedures, to those major boards having chartered Awards and Recognition Committees. X X X 1 1 X X X X X X 0 0 0 1 0 0 0 0 0 E James Prendergast 756223 0 165000 0 48729 0 26875 0 10892 0 1007719 0 0 Thomas R Siegert 348084 0 34870 0 0 0 25966 0 6177 0 415097 0 Anthony Durniak 292216 0 34530 0 40632 0 36010 0 5934 0 409322 0 0 0 Matthew S Loeb 309556 0 32430 0 10757 0 34277 0 6038 0 393058 0 0 0 Mary Ward-Callan 306883 0 34580 0 11039 0 33397 0 11066 0 396965 0 0 0 Patrick Mahoney 274947 0 55230 0 3260 0 19375 0 9038 0 361850 0 0 0 Alexander Pasik 263672 0 31040 0 20962 0 26875 0 3645 0 346194 0 0 Eileen M Lach 403318 0 0 0 14816 0 34375 0 3365 0 455874 0 0 0 Jean Jennings 143589 0 226617 0 31812 0 33000 0 2427 0 437445 0 0 0 Jonathan Dahl 224610 0 141165 0 27255 0 35073 0 8562 0 436665 0 0 0 Francis Staples 131397 0 203402 0 17499 0 19375 0 7445 0 379118 0 0 0 Konstantinos Karachalios 314556 0 30000 0 0 0 12274 0 500 0 357330 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a First-class travel: In accordance with Policy, business class fares are permissible, if budgeted by the organizational unit, and if the flying time is over eight consecutive hours for a single segment or over eight hours flying time where a layover is required. Business class is defined as an intermediate class above economy class but below first-class. In all cases individuals are encouraged to purchase upgradeable coach class fares and use miles or coupons to upgrade to business class. Permission to travel business class for medical reasons may be granted by the President. If first-class is the only available class other than economy class, reimbursement shall occur only when all criteria to travel business class have been met and permission is granted by the IEEE President. All reimbursed first-class fares shall be reported to the IEEE Audit Committee. The following listed persons were reimbursed for first-class travel or business-first class travel: Jonathan Dahl (Sr Director - Global Sales), Gordon W. Day (President & CEO), Jean Jennings (Director - Int'I Sales), Konstantinos Karachalios (Managing Director, IEEE Standards), Eileen M. Lach (General Counsel & CCO), Michael R. Lightner (Vice-President - Educational Activities), Matthew S. Loeb (Staff Executive-Corp. Strategy), Patrick Mahoney (Chief Marketing Officer), Steven M. Mills (President IEEE - Standards Association), Alexander Pasik (Chief Information Officer), E. James Prendergast (Asst. Secretary & Executive Director), Francis Staples (Director - NA Sales) , and Mary Ward-Callan (Mging Director - Technical Activities). No part of these reimbursements were treated as taxable compensation. Travel for companions: In accordance with Policy, due to the extensive travel required by the IEEE President, the IEEE President is reimbursed for reasonable, budgeted travel expenses for his/her spouse or other travel companion when accompanying the President on IEEE business. Gordon W. Day (President & CEO) received reimbursement for spousal travel. These reimbursements were treated as taxable compensation and reported on Form 1099MISC. Tax indemnification and gross-up payments: In accordance with Policy, the IEEE President is paid a cash gross-up payment to cover any foreign or United States federal, state or local income taxes applicable to the aggregate value of (x) the spouse or other travel companion travel expense reimbursement, plus (y) the cash gross-up payment. Gordon W. Day (President & CEO) received a tax indemnification and gross-up payment. This payment was treated as taxable compensation and reported on Form 1099MISC. SchJ_P01_S00_L03 Schedule J, Part I, Line 3 The IEEE Board of Directors, through its external legal counsel, engaged a Compensation Consultant to provide the Board with consulting advice and market comparability data about executive compensation to enable the Board to establish a rebuttable presumption of reasonableness under Intermediate Sanctions Legislation ("Section 4958"). A committee of Independent Board members and non-board members (The IEEE Employee Benefits & Compensation Committee) is charged with evaluating the total compensation package of selected executives and Board members, called "Disqualified Persons." The Consultant provided this committee with valid comparable market data from published sources for comparable positions from both tax-exempt and for-profit organizations. The assessment was conducted at the total rewards level and included all compensation components. External market comparisons were based on two primary sources of data: (1) Form 990 filings for a group of peer organizations identified by the Consultant based on various criteria and (2) Published surveys; scope cuts including industry, FTEs and revenue were selected that represented organizations comparable to IEEE. The following screening criteria were used to select comparable organizations: (1) NTEE code: (a) general science institutions (b) Engineering and Technology Services (c) Professional Society and (d) Research institutions; (2) Income and assets; (3) Employee Size. Once organizations were screened using that criteria, the following information was collected: (a) whether the organization has international presence, (b) whether they are a standard-setting organization; (c) whether they have a significant publishing activity; and (4) the extent of its focus on contract research. The Committee then reviewed individual and market data. The Committee then debated and documented its decisions about what is reasonable and its decision-making process for multiple disqualified persons. The Consultant then provided a "presumption of reasonable compensation" letter for the IEEE's files. Disqualified individuals include the following: 1. Executive Director and Chief Operating Officer 2. Chief Financial Officer and Staff Executive for Business Administration 3. Chief Strategy Officer and Staff Executive Corporate Strategy and Communications 4. Staff Executive, Publications 5. Chief Information Officer and Staff Executive for Information Systems 6. Chief Marketing Officer 7. Managing Director, Technical Activities 8. Managing Director, Membership & Geographic Activities 9. Managing Director, Standards Association 10. Managing Director, Educational Activities 11. Managing Director, IEEE-USA 12. General Counsel and Chief Compliance Officer 13. Senior Director, Business & Data Related Services and Director of Program Office 14. Senior Director, Global Sales & Customer Operations 15. Staff Executive, Human Resources 16. Senior Project Manager (family - disqualified person) 17. IT Infrastructure Project Manager (family - disqualified person) 18. Inside Sales Assistant (family - disqualified person). This process is performed annually. SchJ_P01_S00_L05 Schedule J, Part I, Line 5 Jean Jennings 201,616 Commissions; Francis Staples 178,402 Commissions; Jonathan Dahl 126,165 Commissions X 0 Not Applicable 0 0 0 0 SchM_P01_S00_L33 Schedule M, Part I, Line 33 Line 4, Column C - Zero amount is reported. Zero amount is also reported on Form 990, Part VIII, Statement of Revenue, because IEEE did not capitalize its collections, as allowed under FASB Accounting Standards Codification - ASC 958 . F990_P06_S0A_L06 Form 990, Part VI, Section A, Line 6 IEEE has approximately 430,000 members in over 190 countries around the world. F990_P06_S0A_L07a Form 990, Part VI, Section A, Line 7a The members of IEEE elect the directors of IEEE. F990_P06_S0A_L07b Form 990, Part VI, Section A, Line 7b Amendments to the Constitution are subject to approval by the voting members of the organization. Voting members are those members of Member grade or above as defined in the Bylaws. The Constitution was last amended in 2004. F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b Before the Form 990 is filed with the IRS it is reviewed by the IEEE Executive Director, Past President, Treasurer, Past Treasurer, if any, and the CFO/Asst. Treasurer. The return is then posted to a website accessible by the IEEE Board of Directors. Questions and comments from the Board are acted upon. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c IEEE requires that officers and directors submit conflict of interest disclosure form which is reviewed for both positive and negative responses for potential conflict of interest. All IEEE employees are required to complete an annual training course, and those with authority to make financial expenditures are required to submit a disclosure form. The result of an officer or director not completing a required conflict of interest disclosure form is removal from service on the committee or board. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 The IEEE Board of Directors, through its external legal counsel, engaged a Compensation Consultant to provide the Board with consulting advice and market comparability data about executive compensation to enable the Board to establish a rebuttable presumption of reasonableness under Intermediate Sanctions Legislation ("Section 4958"). A committee of Independent Board members and non-board members (The IEEE Employee Benefits & Compensation Committee) is charged with evaluating the total compensation package of selected executives and Board members, called "Disqualified Persons." The Consultant provided this committee with valid comparable market data from published sources for comparable positions from both tax-exempt and for-profit organizations. The assessment was conducted at the total rewards level and included all compensation components. External market comparisons were based on two primary sources of data: (1) Form 990 filings for a group of peer organizations identified by the Consultant based on various criteria and (2) Published surveys; scope cuts including industry, FTEs and revenue were selected that represented organizations comparable to IEEE. The following screening criteria were used to select comparable organizations: (1) NTEE code: (a) general science institutions (b) Engineering and Technology Services (c) Professional Society and (d) Research institutions; (2) Income and assets; (3) Employee Size. Once organizations were screened using that criteria, the following information was collected: (a) whether the organization has international presence, (b) whether they are a standard-setting organization; (c) whether they have a significant publishing activity; and (4) the extent of its focus on contract research. The Committee then reviewed individual and market data. The Committee then debated and documented its decisions about what is reasonable and its decision-making process for multiple disqualified persons. The Consultant then provided a "presumption of reasonable compensation" letter for the IEEE's files. Disqualified individuals include the following: 1. Executive Director and Chief Operating Officer 2. Chief Financial Officer and Staff Executive for Business Administration 3. Chief Strategy Officer and Staff Executive Corporate Strategy and Communications 4. Staff Executive, Publications 5. Chief Information Officer and Staff Executive for Information Systems 6. Chief Marketing Officer 7. Managing Director, Technical Activities 8. Managing Director, Membership & Geographic Activities 9. Managing Director, Standards Association 10. Managing Director, Educational Activities 11. Managing Director, IEEE-USA 12. General Counsel and Chief Compliance Officer 13. Senior Director, Business & Data Related Services and Director of Program Office 14. Senior Director, Global Sales & Customer Operations 15. Staff Executive, Human Resources 16. Senior Project Manager (family - disqualified person) 17. IT Infrastructure Project Manager (family - disqualified person) 18. Inside Sales Assistant (family - disqualified person). This process is performed annually. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The IEEE governing documents, conflict of interest policy and financial statements are available on the IEEE website and to the public upon request. F990_P07_S0A_L01a Form 990, Part VII, Section A, Line 1a The average hours per week for directors, officers, key employees and highest compensated employees is stated using a conservative methodology. IEEE Broadcast Technology Convention LLC 445 Hoes Lane Piscataway NJ 08854 131656633 Partner of a UK partnership operating a conference. DE 1053904 385180 Institute of Electrical and Electronics Engineers Inc IEEE International LLC 445 Hoes Lane Piscataway NJ 08854 450570011 Non-Profit activities - Scientific & Educational DE 0 113850 Institute of Electrical and Electronics Engineers Inc IEEE Global LLC 445 Hoes Lane Piscataway NJ 08854 131656633 Scientific and Educational DE 8 135232 Institute of Electrical and Electronics Engineers Inc IEEE Foundation Inc 445 Hoes Lane Piscataway NJ 08854 237310664 Encourage technological development in engineering. NY 501(c)(3) 7 N/A 0 IEEE Asia-Pacific Limited 1 Fusionopolis Walk 04-07 South Tower Solaris Singapore SN Scientific & Educational SN 501(c)(3) 9 N/A 0 IEEE Inc 445 Hoes Lane Piscataway NJ 08854 208766830 Support services, 813000 Business Activity Code, Administrative, Marketing & Promotion. DE Institute of Electrical and Electronics Engineers Inc C 1152057 1376260 1 1 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 IEEE Foundation Inc b 1007955 Cash