2013-11-08T12:55:58-06:00 2013-06-30 561304727 BLACKMAN & SLOOP CPAS PA 1414 RALEIGH RD SUITE 300 CHAPEL HILL NC 27517 990 2012-07-01 591735367 NATIONAL HUMANITIES CENTER NATI 9195490661 7 TW ALEXANDER RESEARCH TRIANGLE PARK NC 277092256 STEPHANIE L TUCKER 9195490661 2013-11-04 1 ANDREA WOODELL EASON P00361629 9199428700 2012 2016-02-24 21:20:13Z STEPHANIE L TUCKER 7 TW ALEXANDER RESEARCH TRIANGLE PARK NC 277092256 8875578 0 X WWW.NATIONALHUMANITIESCENTER.ORG X 1976 NC THE NATIONAL HUMANITIES CENTER SEEKS TO ENSURE THE CONTINUING STRENGTH OF THE LIBERAL ARTS AND TO AFFIRM THE IMPORTANCE OF THE HUMANITIES BY ENCOURAGING THE EXCHANGE OF IDEAS. IN THE CENTER'S BEAUTIFUL OPEN SPACES - AND INCREASINGLY IN THE VASTER SPACES OF ELECTRONIC COMMUNICATION - SCHOLARS WORK TOGETHER IN A SHARED MISSION TO SEEK A GREATER UNDERSTANDING OF THE HUMAN CONDITION AND INFUSE AMERICAN LIFE WITH THE HUMANITIES' VITAL MESSAGE. 37 37 31 38 0 0 3040876 5166331 0 0 2753928 2713170 48080 39054 5842884 7918555 1625750 1700050 0 0 2387241 2516338 0 0 424880 1318806 1128796 5331797 5345184 511087 2573371 66033236 73423255 182423 191192 65850813 73232063 X THE NATIONAL HUMANITIES CENTER SEEKS TO ENSURE THE CONTINUING STRENGTH OF THE LIBERAL ARTS AND TO AFFIRM THE IMPORTANCE OF THE HUMANITIES BY ENCOURAGING THE EXCHANGE OF IDEAS. IN THE CENTER'S BEAUTIFUL OPEN SPACES - AND INCREASINGLY IN THE VASTER SPACES OF ELECTRONIC COMMUNICATIONS - SCHOLARS WORK TOGETHER IN A SHARED MISSION TO SEEK A GREATER UNDERSTANDING OF THE HUMAN CONDITION AND INFUSE AMERICAN LIFE WITH THE HUMANITIES' VITAL MESSAGE. 0 0 2881791 1570000 FELLOWSHIPS - IDENTIFIED TALENTED SCHOLARS TO PROVIDE FINANCIAL SUPPORT AND A STIMULATING ENVIRONMENT FOR THE BEST WORK IN THE HUMANITIES. ADDITIONAL SERVICES PROVIDED TO FELLOWS INCLUDE LIBRARY SERVICES, COPYING, EDITING, AND DINING. 247051 COMMUNICATIONS - THE NATIONAL HUMANITIES CENTER COMMUNICATES WITH ITS FELLOWS, TRUSTEES, AND OTHER FRIENDS THROUGH AN ANNUAL REPORT, A NEWSLETTER, NEWS OF THE NATIONAL HUMANITIES CENTER, AND OCCASIONAL PAPERS. THE COMMUNICATIONS DEPARTMENT'S EXPENSES ARE THOSE THAT ARE INCURRED IN CREATING AND DISTRIBUTING THE STATED PUBLICATIONS. 1353376 130050 EDUCATION - DEVELOP MODEL PROGRAMS THAT REKINDLE TEACHERS' ENTHUSIASM FOR THE SUBJECT THEY TEACH. 4482218 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 136 0 1 31 1 0 0 0 0 0 0 0 0 0 0 X 37 37 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X LYNWOOD PARRISH 9195490661 7 TW ALEXANDER DR RESEARCH TRIANGLE PARK NC 277092256 GEOFFREY G HARPHAM 40.00 X X 236000 0 76700 MERRIL M HALPERN 0.10 X X 0 0 0 JAMES H AVERILL 0.10 X X 0 0 0 ALAN BRINKLEY 0.10 X X 0 0 0 PETER A BENOLIEL 0.10 X X 0 0 0 STEVEN MARCUS 0.10 X 0 0 0 JOHN F ADAMS 0.10 X 0 0 0 RICHARD H BRODHEAD 0.10 X 0 0 0 MARY BROWN BULLOCK 0.10 X 0 0 0 CEES J DE BRUIN 0.10 X 0 0 0 GERALD L EARLY 0.10 X 0 0 0 FRANCES DALY FERGUSSON 0.10 X 0 0 0 CATHERINE GALLAGHER 0.10 X 0 0 0 MICHAEL ANN HOLLY 0.10 X 0 0 0 WILLIAM C JORDAN 0.10 X 0 0 0 PHILIP S KHOURY 0.10 X 0 0 0 SHEPARD KRECH III 0.10 X 0 0 0 THOMAS W LAQUEUR 0.10 X 0 0 0 RICHARD LEVY 0.10 X 0 0 0 LOUIS MENAND 0.10 X 0 0 0 PATRICIA R MORTON 0.10 X 0 0 0 ELIZABETH B OBERBECK 0.10 X 0 0 0 JOHN C O'HARA JR 0.10 X 0 0 0 C ALLEN PARKER 0.10 X 0 0 0 ROBERT B PIPPIN 0.10 X 0 0 0 BRUCE REDFORD 0.10 X 0 0 0 LAWRENCE R RICCIARDI 0.10 X 0 0 0 CARA W ROBERTSON 0.10 X 0 0 0 SALLY D ROBINSON 0.10 X 0 0 0 THOMAS W ROSS 0.10 X 0 0 0 JOSHUA RUCH 0.10 X 0 0 0 THOMAS J SCHERER 0.10 X 0 0 0 MARK E THIERFELDER 0.10 X 0 0 0 JONATHAN G WEISS 0.10 X 0 0 0 RAYMOND J WAICEK 0.10 X 0 0 0 A MORRIS WILLIAMS 0.10 X 0 0 0 HERBERT S WINOKUR JR 0.10 X 0 0 0 PAULINE R YU 0.10 X 0 0 0 STEPHANIE TUCKER 40.00 X 116577 0 34973 ELIZABETH MANSFIELD 40.00 X 110376 0 33113 RICHARD SCHRAMM 40.00 X 120366 0 39119 CAROL VORHAUS 40.00 X 112554 0 36580 695873 0 220485 5 0 1 0 0 1484198 3682133 957023 5166331 2714187 2714187 956006 957023 -1017 -1017 -1017 EDUCATION CONSULTING REVENUE 611710 26671 26671 CONFERENCE FEES 900099 6530 6530 MISCELLANEOUS 900099 5853 5853 39054 7918555 38037 0 2714187 1700050 1700050 916358 557660 110460 248238 1599980 1346695 152672 100613 3675 2842 833 65918 39114 5016 21788 42048 27517 2370 12161 160819 136903 17548 6368 268978 266018 1586 1374 78541 78541 54385 46770 5440 2175 29070 19837 6829 2404 OUTSIDE FEES AND SERVIC 124119 61376 50614 12129 SEMINARS & PERMISSIONS 120302 120302 HONORARIA 54000 54000 EQUIPMENT RENTAL AND MA 28932 22960 3653 2319 98009 80174 3357 14478 5345184 4482218 438086 424880 1405893 544051 1645093 1828088 9147 2701 24262 24822 1910255 1284382 620277 625873 61487569 69689050 840995 708670 66033236 73423255 182423 167284 0 23908 182423 191192 X 1019177 942605 18085348 22500387 46746288 49789071 65850813 73232063 66033236 73423255 2573371 4807879 0 X X 0 1 X 1 0 X 2765634 2331433 2392307 2690876 3166331 13346581 2765634 2331433 2392307 2690876 3166331 13346581 2827429 10519152 1610444 1883009 1502362 2753928 2713170 10462913 13107 68697 56660 48080 39054 225598 24035092 0.43770 0.42910 X SCHEDULE A, PART IV, LIST OF UNUSUAL GRANTS: CONTINGENT GRANT DATE: 12/19/12 AMOUNT: 2000000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 62779286 3196225 7522066 -1700050 -1643322 -3420 70150785 64557615 1097429 159582 -1625750 -1409590 62779286 56053708 1137020 10221887 -1432800 -1419200 -3000 64557615 50495912 806600 7594196 -1035800 -1807200 56053708 61069028 3251169 -10848285 -1980909 -980091 -15000 50495912 0.70430 0.29570 0 0 864069 279798 584271 1046186 1004584 41602 625873 LEASE PAYABLE 23908 23908 X 13193321 4807879 466887 5274766 7918555 0 7918555 5812071 466887 466887 5345184 0 5345184 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT THE VARIOUS PROGRAMS OF THE CENTER INCLUDING FELLOWSHIPS, PUBLIC PROGRAMS, EDUCATION, AND GENERAL OPERATIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: UNDER THE STATUTE OF LIMITATIONS, THE FEDERAL INFORMATIONAL TAX RETURNS OF THE CENTER FOR THE YEARS ENDED JUNE 30, 2010 THROUGH 2013 ARE SUBJECT TO EXAMINATION BY THE U.S. INTERNAL REVENUE SERVICE. MANAGEMENT EVALUATED TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2010 THROUGH 2013 TAX RETURNS, AND CONCLUDED THAT THERE ARE NO UNCERTAIN TAX POSITIONS, AND BELIEVES THERE IS NO INCOME TAX EFFECT ON THE FINANCIAL STATEMENTS. 1 FELLOWSHIP STIPENDS 31 1570000 EDUCATION GRANTS & ASSISTANCE 62 130050 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: FELLOWSHIP STIPENDS ARE PROVIDED TO INDIVIDUALS TO PARTICIPATE IN THE CENTER'S FELLOWSHIP PROGRAM TO HELP DEFRAY THE COST WHILE ON SABBATICAL LEAVE. X 0 0 0 0 0 0 0 0 0 GEOFFREY G HARPHAM 236000 0 0 0 0 0 29500 0 47200 0 312700 0 0 0 STEPHANIE TUCKER 116577 0 0 0 0 0 11658 0 23315 0 151550 0 0 0 RICHARD SCHRAMM 120366 0 0 0 0 0 15046 0 24073 0 159485 0 0 0 X 10 957023 FAIR MARKET VALUE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: STOCK GIFTS ARE RECEIVED THROUGH WACHOVIA BROKERAGE ACCOUNT AND SOLD UPON RECEIPT. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS FIRST REVIEWED BY THE CHIEF FINANCIAL OFFICER WHO IS A CPA. THE CFO THEN DISCUSSES THE INFORMATION WITH THE AUDIT COMMITTEE AND PRESENTS THE 990 TO THE FULL BOARD OF DIRECTORS. THE BOARD THEN PROVIDES A RECOMMENDATION TO EITHER ACCEPT OR MAKE CHANGES TO THE DRAFT 990. THE FINAL SIGNED 990 IS THEN SENT TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE CENTER HAS A WRITTEN CONFLICT OF INTEREST POLICY THAT IS PROVIDED TO EMPLOYEES ANNUALLY. OFFICERS, TRUSTEES, AND EMPLOYEES ARE REQUIRED TO VERBALLY DISCLOSE ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE INTERESTS ARE DISCUSSED DURING BOARD MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B, LINE 15: COMPENSATION FOR SENIOR STAFF IS APPROVED BY THE PERSONNEL COMMITTEE. COMPENSATION FOR THE EXECUTIVE DIRECTOR IS DECIDED BY THE BOARD CHAIR AND APPROVED BY THE PERSONNEL COMMITEE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. SELECTION OF AUDIT FIRM FORM 990, PART XI, LINE 2C THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES EVALUATES THE AUDITING FIRM ANNUALLY AND MAKES RECOMMENDATIONS FOR THE CURRENT YEAR AUDITORS FOR THE BOARD TO APPROVE. FILING REQUIRED FEDERAL EMPLOYMENT TAX RETURNS FORM 990, PART V, LINE 2B THE ORGANIZATION LEASED EMPLOYEES FROM A THIRD PARTY ADMINISTRATOR. THIS COMPANY WAS RESPONSIBLE FOR FILING ALL APPLICABLE FEDERAL EMPLOYMENT TAX RETURNS FOR THE ORGANIZATION'S COMPENSATION.