2013-08-14T14:48:30-05:00 2012-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2011-10-01 223098727 INSTITUTE FOR SUSTAINABLE COMMUNITIES INST 8022292900 535 STONE CUTTERS WAY MONTPELIER VT 05602 FRED SILBERNAGEL 8022292900 2013-08-14 1 FRANK H SMITH P00639053 2028225000 2013-08-14 2011 2016-02-25 16:41:14Z GEORGE HAMILTON 535 STONE CUTTERS WAY MONTPELIER VT 05602 9305793 0 X WWW.ISCVT.ORG X 1991 VT HELP COMMUNITIES AROUND THE WORLD ADDRESS ENVIRONMENTAL, ECONOMIC, AND SOCIAL CHALLENGES. 16 16 38 16 0 0 14719152 8963736 238331 304691 7628 1670 42226 35696 15007337 9305793 4579168 2928862 0 0 4994922 4514519 0 0 142628 3054267 2812856 12628357 10256237 2378980 -950444 7180567 6410196 972806 1126507 6207761 5283689 X THE INSTITUTE FOR SUSTAINABLE COMMUNITIES (ISC) IS AN INDEPENDENT, NON-PROFIT, TAX-EXEMPT ORGANIZATION THAT PROVIDES TRAINING AND TECHNICAL ASSISTANCE TO COMMUNITIES, NONGOVERNMENTAL ORGANIZATIONS (NGOS), BUSINESSES, AND GOVERNMENT AGENCIES. ISC'S MISSION IS TO HELP COMMUNITIES AROUND THE WORLD ADDRESS ENVIRONMENTAL, ECONOMIC, AND SOCIAL CHALLENGES TO BUILD A BETTER FUTURE SHAPED AND SHARED BY ALL. ISC PROVIDES PEOPLE AROUND THE WORLD THE TOOLS, SKILLS, AND RESOURCES THEY NEED TO MAKE THEIR COMMUNITIES A BETTER PLACE TO LIVE. 0 0 4293409 2274209 EUROPE AND EURASIA: SERBIA CIVIL SOCIETY ADVOCACY INITIATIVE (CSAI) - CSAI'S MISSION IS TO SUPPORT TARGETED CITIZEN ADVOCACY PROGRAMS TO ENHANCE THE ABILITY OF CITIZENS OF SERBIA TO TAKE RESPONSIBILITY FOR DEFINING THEIR OWN FUTURE, AND TO IMPROVE THE LEGAL AND REGULATORY ENVIRONMENT FOR THE NGO SECTOR TO ACT AS TRUSTED PARTNERS IN THAT EFFORT. OVER THE SEVEN YEARS OF CSAI, SERBIA HAS SEEN GREAT ADVANCES IN AWARENESS AND ADVOCACY; THE POLICY ENVIRONMENT HAS CHANGED CONSIDERABLY AND SERBIAN ORGANIZATIONS HAVE GROWN IN NUMBER AND STRENGTH. ISC SUPPORTED THE CREATION OF SEVERAL COALITIONS DESIGNED TO BUILD CONNECTIONS IN SPECIFIC ADVOCACY AREAS, AND CREATED ADVOCACY FELLOWSHIPS TO SUPPORT AND TRAIN NGO LEADERS THROUGH PEER LEARNING AND LEADERSHIP DEVELOPMENT. OTHER PROGRAM ACCOMPLISHMENTS INCLUDE SUCCESSFUL GRANTMAKING AND CUSTOMIZED TRAINING PROGRAMS FOR NONPROFIT ORGANIZATIONS; THE VISIBLY BETTER CAMPAIGN, WHICH RAISED THE PUBLIC PROFILE OF SERBIA'S CIVIL SOCIETY ORGANIZATIONS; AND AN EXPONENTIAL INCREASE IN THE USE OF DIGITAL ADVOCACY. AFTER THE COMPLETION OF THE CSAI PROGRAM (MAY 2013), ISC WILL THEN BE FOCUSING ITS EFFORTS ON SERBIA CIVIL SOCIETY FORWARD (CSF). CIVIL SOCIETY FORWARD IS A TWO-YEAR USAID-FUNDED PROGRAM THAT BUILDS ON THE SUCCESSES OF CSAI; IT IS DESIGNED TO ACCELERATE LOCAL INVESTMENT IN AND CAPACITY-BUILDING OF SERBIA-BASED NONPROFIT ORGANIZATIONS. 2629202 514237 205173 ASIA: ISC'S PARTNERSHIP FOR CLIMATE ACTION PROGRAM IN CHINA IS BRINGING CLEANER, HEALTHIER, AND MORE SUSTAINABLE ENVIRONMENTAL PROGRAMS AND PRACTICES TO TWO OF CHINA'S MOST INDUSTRIAL PROVINCES, GUANGDONG AND JIANGSU. TAKING ADVANTAGE OF THE BEST CHINESE AND U.S. EXPERTISE, ISC'S WORK FOCUSES ON DEVELOPING COOPERATION AMONG COMMUNITIES, BUSINESSES, SCHOOLS AND GOVERNMENT TO BUILD COMMITMENT TO GREENHOUSE GAS MANAGEMENT, ENVIRONMENTAL HEALTH AND SAFETY, AND ENERGY EFFICIENCY TO TACKLE THE PRIMARY SOURCES OF GHG EMISSIONS IN CHINA. WITH FUNDING FROM USAID AND CORPORATE AND FOUNDATION SOURCES, ISC HAS ESTABLISHED TWO ENVIRONMENT, HEALTH AND SAFETY ACADEMIES TO TRAIN FACTORY MANAGERS TO REDUCE HARMFUL EMISSIONS AND IMPROVE WORKER HEALTH AND SAFETY. AS PART OF THIS PROJECT, ISC WORKS WITH INDUSTRY TO IMPLEMENT ENERGY EFFICIENCY PROJECTS IN FACTORIES, AND ALSO WORKS WITH LOCAL AND SUB-NATIONAL GOVERNMENT TO IMPROVE PLANNING AND IMPLEMENTATION OF LOW CARBON DEVELOPMENT. OTHER PROJECTS IN ASIA INCLUDE THE GUANGDONG PARTNERSHIP FOR ENERGY EFFICIENCY, FOCUSING ON IMPROVING PUBLIC BUILDINGS, AND THE INTERNATIONAL INDUSTRIAL ENERGY EFFICIENCY TRAINING AND DEPLOYMENT PROJECT, A PARTNERSHIP WITH THE US DEPARTMENT OF ENERGY TO OFFER TRAININGS IN ENERGY ASSESSMENT AND MANAGEMENT IN CHINA AND INDIA. ISC IS A PARTNER IN USAID'S LOW EMISSIONS ASIAN DEVELOPMENT (LEAD) PROGRAM. 1230504 140416 99518 U.S. PROGRAMS: STARTING IN 2009, ISC LAUNCHED ITS SIGNATURE CLIMATE LEADERSHIP ACADEMY, A STATE-OF-THE-ART TRAINING AND TECHNICAL ASSISTANCE PROGRAM FOCUSED ON COMMUNITY-BASED CLIMATE SOLUTIONS. THE ACADEMY HELPS LOCAL CLIMATE AND ENERGY PRACTITIONERS ACCOMPLISH THEIR CLIMATE-RELATED GOALS BY SHARING BEST PRACTICES; CONNECTING THEM TO THEIR PEERS IN OTHER CITIES AND TO LEADING NATIONAL EXPERTS; BUILDING THEIR CAPACITY TO ACCESS, AND EFFECTIVELY USE, AVAILABLE FUNDING SOURCES; PROVIDING THEM WITH EASIER ACCESS TO THE BEST AVAILABLE TOOLS AND RESOURCES; AND FACILITATING COLLABORATION WITH THEIR REGIONAL, STATE AND FEDERAL COUNTERPARTS.ISC IS A PARTNER IN THE NATIONAL SUSTAINABLE COMMUNITIES LEARNING NETWORK, A TECHNICAL ASSISTANCE PARTNERSHIP DESIGNED TO BUILD CAPACITY IN 300 HUD-GRANTEE COMMUNITIES AND REGIONS. OTHER U.S. PROGRAM WORK INCLUDES A NUMBER OF REGIONAL PROGRAMS FOCUSED ON CLIMATE ADAPTATION AND RESILIENCE, BRINGING COMMUNITIES TOGETHER ACROSS COUNTY AND STATE LINES TO FOCUS ON DEVELOPING COMMON SOLUTIONS TO SHARED THREATS POSED BY CLIMATE CHANGE. 251206 SPECIAL PROGRAMS 251206 8404321 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 45 0 1 38 1 0 1 CH RI 0 0 0 0 0 0 0 0 X 16 16 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X X FRED SILBERNAGEL 8022292900 535 STONE CUTTERS WAY MONTPELIER VT 05602 RICHARD PAISNER 1.00 X X 0 0 0 STEPHEN D RAMSEY 1.00 X X 0 0 0 JANET BALLANTYNE 1.00 X X 0 0 0 ELIZABETH KNUP 1.00 X X 0 0 0 JOHN DOOLEY 1.00 X X 0 0 0 JAN BLOMSTRANN 1.00 X 0 0 0 LAUREL COLLESS 1.00 X 0 0 0 ANN CONDON 1.00 X 0 0 0 ANN VAN DUSEN 1.00 X 0 0 0 PEREZ EHRICH 1.00 X 0 0 0 JERRY GREENFIELD 1.00 X 0 0 0 MADELEINE KUNIN 1.00 X 0 0 0 RAMSEY LUHR 1.00 X 0 0 0 GREG NICKELS 1.00 X 0 0 0 GUS SPETH 1.00 X 0 0 0 SANDY STASH 1.00 X 0 0 0 GEORGE HAMILTON 40.00 X 148257 0 24439 MARY WASHBURN 40.00 X 90842 0 16565 ALBERT CEVALLOS 40.00 X 110506 0 12780 STEVE NICHOLAS 40.00 X 111739 0 22123 STEPHANIE RUST 40.00 X 107753 0 16734 569097 0 92641 4 0 1 0 BARBARA FELITI 1305 MOODY ROAD HUNTINGTON VT 05462 CONSULTING 116296 1 7555004 1408732 8963736 CONTRACTS 900099 288191 288191 REGISTRATIONS 900099 16500 16500 304691 1670 1670 SUBLEASE INCOME 900099 21900 21900 OTHER INCOME 900099 13796 13796 35696 9305793 304691 0 37366 466137 466137 2462725 2462725 297854 81478 196472 19904 3118293 2273741 760374 84178 108913 87640 19061 2212 826765 623105 183346 20314 162694 120312 38203 4179 18335 13438 4897 72929 67289 4200 1440 847646 764088 81959 1599 41542 36937 4006 599 109447 63640 40242 5565 44789 36663 8126 388595 210109 178486 385801 316272 68471 1058 136531 136531 474026 469455 4286 285 32384 32384 27498 27498 FOREIGN TAXES 120398 120398 STAFF RECRUITMENT & DEV 56984 11942 45042 BAD DEBT EXPENSE 43000 40000 3000 SUBSCRIPTIONS & PUBL. 12951 2421 9235 1295 10256237 8404321 1709288 142628 75241 1445472 1620244 502227 4995295 3579361 15415 255089 180729 353738 575230 510232 95828 64998 151902 177967 45913 31344 7180567 6410196 972806 1126507 972806 1126507 X 690551 696748 5517210 4586941 6207761 5283689 7180567 6410196 X -950444 26372 X 0 1 1 X 1 1 X 8812137 8785925 13937270 14719152 8963736 55218220 8812137 8785925 13937270 14719152 8963736 55218220 4342968 50875252 22781 18545 1689 30049 23570 96634 1345 1288 20326 13796 36755 55351609 1463757 0.91910 0.91680 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 56719 36693 20026 209471 204900 4571 309040 268639 40401 64998 9305793 10256237 -950444 26372 26372 -924072 9848930 26372 516765 543137 9305793 0 9305793 10773002 516765 516765 10256237 0 10256237 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: ISC PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED SEPTEMBER 30, 2012, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 EUROPE (INCLUDING ICELAND AND GREENLAND) 1 20 PROGRAM SERVICES TRAINING & CAPACITY BUILDING 2495665 EAST ASIA AND THE PACIFIC 3 20 PROGRAM SERVICES TRAINING & CAPACITY BUILDING 2114965 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING 2274209 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 188516 4 40 0 0 4 40 7073355 0 7073355 X EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 212941 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 119896 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 97647 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 80981 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 79922 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 79332 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 76982 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 69950 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 68021 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 65419 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 57034 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 55519 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 50104 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 47566 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 45716 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 43908 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 43828 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 43092 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 41490 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 40367 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 40000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 37500 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 36742 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 36506 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 32805 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 32492 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 27120 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 26902 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 26282 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 25000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 24960 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 23931 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 23391 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 23291 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 22626 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 21500 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 20000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 20000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 18827 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 18100 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17530 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 16943 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 16061 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 16000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 15000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 14874 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 14794 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 13374 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 12477 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 12329 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 12000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 10513 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 8920 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 8440 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 8318 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 5088 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17212 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 15899 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17220 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 33257 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17243 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17213 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17209 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 90000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 50000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 28516 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENT 20000 CHECK/DRAFT 0 67 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: ISC HOLDS COMPETITIVE SUB-GRANT APPLICATION SOLICITATIONS AND AWARDS. THE AWARDEES ARE REVIEWED FOR ELIGIBILITY AND CAPACITY TO PERFORM; IN MOST CASES THE POTENTIAL AWARDEES ARE ALSO REVIEWED BY USAID PRIOR TO THE AWARD. ISC MONITORS BOTH MATERIAL AND FINANCIAL PROGRESS ON THE AWARDS THROUGH ACCOUNTING RECORDS, PROGRESS REPORTS AND SITE VISITS. 1 SMART GROWTH AMERICA 1707 L STREET NW SUITE 1050 WASHINGTON DC 20036 270038938 501(C)(3) 140415 CLIMATE & ENVIRONMENT WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 20002 521257057 501(C)(3) 324179 CLIMATE & ENVIRONMENT 2 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ISC HOLDS COMPETITIVE SUB-GRANT APPLICATION SOLICITATIONS AND AWARDS. THE AWARDEES ARE REVIEWED FOR ELIGIBILITY AND CAPACITY TO PERFORM; IN MOST CASES THE POTENTIAL AWARDEES ARE ALSO REVIEWED BY USAID PRIOR TO THE AWARD. ISC MONITORS BOTH MATERIAL AND FINANCIAL PROGRESS ON THE AWARDS THROUGH ACCOUNTING RECORDS, PROGRESS REPORTS AND SITE VISITS. X 1 1 X X 0 0 0 0 0 0 0 0 0 GEORGE HAMILTON 148257 0 0 0 0 0 9203 0 15236 0 172696 0 0 0 PART I, LINE 1A ALBERT CEVALLOS, SENIOR ADVISOR, RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION FOR THE YEAR ENDED SEPTEMBER 30, 2012. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY OUTSIDE ACCOUNTANTS AND THEN SENT TO ISC FOR REVIEW. THE GOVERNING BODY RECEIVES A COPY OF THE FINAL FEDERAL FORM 990 FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE STAFF AND THE BOARD OF DIRECTORS ARE ASKED TO REVIEW THE ISC CONFLICT OF INTEREST POLICY STATEMENT AND INDICATE COMPLIANCE WITH THE POLICY. IF A CONFLICT ARISES THE ISSUE MAY BE BROUGHT TO THE PRESIDENT. THE DECISION OF THE PRESIDENT IS FINAL UNLESS, IN THE OPINION OF EITHER PARTY, THE PRESIDENT'S DECISION IS CONSIDERED TO BE A MAJOR VIOLATION OF ISC'S POLICY. IF THE DECISION OF THE PRESIDENT IS CONSIDERED TO BE A MAJOR VIOLATION OF ESTABLISHED ISC POLICY BY ONE OF THE PARTIES, THE AGGRIEVED PARTY MAY APPEAL THE DECISION OF THE PRESIDENT BY SENDING A COMPLETE DESCRIPTION OF THE PROBLEM TO THE PRESIDENT AND TO THE CHAIRMAN OF THE ISC BOARD OF DIRECTORS. STAFF MEMBERS SHOULD BE CERTAIN THAT THE CONFLICT IS WELL DOCUMENTED AND REPRESENTS SIGNIFICANT AND SUBSTANTIVE DIFFERENCES WITH ESTABLISHED ISC POLICY. APPEALING A DECISION OF THE PRESIDENT WILL NOT INTERFERE WITH DECISIONS OR PROCEDURES REGARDING TERMINATION OF EMPLOYMENT OR "INVOLUNTARY SEPARATION." THE CHAIRMAN WILL CONSIDER THE APPEAL AND ISSUE FINDINGS AND A DECISION WITHIN SEVEN DAYS. THE CHAIRMAN'S DECISION ON WHETHER THE PRESIDENT VIOLATED ISC POLICY IS FINAL AND CANNOT BE APPEALED. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION, AND ANY ADJUSTMENTS, IS ANNUALLY REVIEWED BY THE BOARD OF DIRECTORS. IN ADDITIONAL TO THE BOARD MEMBERS' EXPERIENCE, THIS REVIEW INCLUDES A REVIEW OF COMPENSATION LEVELS FROM COMPARABLE ORGANIZATIONS THROUGH THE USE OF SURVEY DATA FROM PROFESSIONAL ORGANIZATIONS. THE DECISION IS RECORDED IN THE BOARD OF DIRECTOR'S MINUTES. THE ISC MANAGEMENT TEAM PERIODICALLY REVIEWS THE COMPENSATION OF KEY STAFF MEMBERS AGAINST THAT PROVIDED TO COMPARABLE POSITIONS IN OTHER NGOS THROUGH THE USE OF SURVEY DATA FROM PROFESSIONAL ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 ISC MAKES AVAILABLE, ON ITS WEBSITE EITHER DIRECTLY OR THROUGH APPROPRIATE LINKS, LISTS OF BOARD MEMBERS, STAFF, ORGANIZATION CONTACT INFORMATION, AUDITED FINANCIAL STATEMENTS, FEDERAL FORM 990 REPORTS AND ITS 501(C)(3) DESIGNATION. OTHER GOVERNING DOCUMENTS, INCLUDING CONFLICT OF INTEREST STATEMENTS ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 26,372. ISC ENTERPRISES L3C 535 STONE CUTTERS WAY MONTPELIER VT 05602 383844778 FURTHER ISC MISSION VT 0 11819 INSTITUTE FOR SUSTAINABLE COMMUNITIES