2013-08-13T15:58:09-05:00 2012-06-30 271728945 O'CONNOR DAVIES MUNNS LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2011-07-01 132926426 GRAHAM WINDHAM GRAH 2125296445 33 IRVING PLACE NEW YORK NY 10003 JESS DANNHAUSER 2125296445 2013-08-13 1 MARK PISZKO 2122862600 2011 2016-02-24 21:20:13Z JESS DANNHAUSER 33 IRVING PLACE NEW YORK NY 10003 68362661 0 X WWW.GRAHAM-WINDHAM.ORG X 1806 NY TO MAKE LIFE ALTERING DIFFERENCES FOR CHILDREN AND YOUTH AFFECTED BY ABUSE, NEGLECT OR DELINQUENCY BY PROVIDING EACH CHILD WE SERVE WITH A STRONG FOUNDATION FOR SUCCESS IN LIFE: A SAFE, LOVING PERMANENT FAMILY AND THE OPPORTUNITY AND PREPARATION TO THRIVE IN SCHOOL AND IN LIFE. 25 25 957 66 0 0 66202134 66813896 944425 913278 542355 318842 42813 43261 67731727 68089277 0 0 0 0 37798096 39827289 0 0 558737 28612163 28198722 66410259 68026011 1321468 63266 33886153 34030696 21057954 21007065 12828199 13023631 X TO MAKE LIFE ALTERING DIFFERENCES FOR CHILDREN AND YOUTH AFFECTED BY ABUSE, NEGLECT OR DELINQUENCY BY PROVIDING EACH CHILD WE SERVE WITH A STRONG FOUNDATION FOR SUCCESS IN LIFE: A SAFE, LOVING PERMANENT FAMILY AND THE OPPORTUNITY AND PREPARATION TO THRIVE IN SCHOOL AND IN LIFE. 0 0 20746415 THE FAMILY PERMANENCY PLANNING SERVICES DIVISION DELIVERS HIGH QUALITY COMMUNITY BASED FAMILY FOSTER CARE SERVICES ON BEHALF OF MORE THAN 1,000 CHILDREN ENTRUSTED TO OUR CARE DURING THE YEAR. IN ADDITION TO THE PROVISION OF SAFE, STABILIZING FAMILY BASED 24 HOUR CARE, WE WORK CLOSELY WITH THE BIOLOGICAL FAMILIES OF THE CHILDREN IN OUR CARE TO STRENGTHEN THEIR CAPACITY, AND HELP OVERCOME BARRIERS WHICH WOULD OTHERWISE PREVENT REUNIFICATION. GRAHAM WINDHAM ALSO DILIGENTLY PURSUED THE GOALS OF ADOPTION OR OTHER APPROPRIATE PERMANENCY OUTCOMES WHEN A DETERMINATION IS MADE THAT A CHILD CANNOT BE SUCCESSFULLY REUNITED WITH HIS/HER PARENT(S). SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS INCLUDE: SPECIALIZED THERAPEUTIC CARE, FAMILY SUPPORT, AFTERCARE/FAMILY DEVELOPMENT SERVICES, HOME FINDING, EDUCATIONAL ADVOCACY & TUTORING, AND PREPARING YOUTH FOR ADULTHOOD (PYA) SERVICES FOR ADOLESCENTS AND OLDER TEENS. AS A RESULT OF THESE INTERVENTIONS, THE PROGRAM WAS ABLE TO SUCCESSFULLY REUNITE 227 CHILDREN WITH THEIR FAMILIES, AND COMPLETED 60 ADOPTIONS DURING THE REPORTING PERIOD. 12034833 826168 OUR EARLY CHILDHOOD SERVICES DIVISION PROVIDED A WIDE ARRAY OF HIGH QUALITY, EARLY LEARN SERVICES TO MORE THAN 800 PRE-SCHOOL CHILDREN ON A DAILY BASIS. SUPPORTING A SERVICE CONTINUUM WHICH INCLUDES EARLY HEAD START, THE FAMILY CHILD CARE NETWORK, THE GROW WITH US PRE-SCHOOL SPECIAL EDUCATION PROGRAM, AND THE THREE COMMUNITY BASED EARLY LEARN CENTERS THAT WE OPERATE IN THE BRONX, HARLEM AND BROOKLYN, THE DIVISION DELIVERED HIGHLY VALUED CHILD CARE AND EARLY CHILDHOOD DEVELOPMENT SERVICES ON A CONSISTENT BASIS. 13642595 87110 THROUGH OUR WESTCHESTER SERVICES DIVISION, WE OPERATE THE GRAHAM SCHOOL RESIDENTIAL EDUCATION AND TREATMENT CENTER WHICH PROVIDES AN INTENSIVE 24/7 THERAPEUTIC TREATMENT AND ACADEMIC EXPERIENCE FOR APPROXIMATELY 375 OLDER CHILDREN AND YOUTH WHO ARE REFERRED TO US DURING THE YEAR BY SOCIAL SERVICE DISTRICTS, FAMILY COURTS, PROBATION DEPARTMENTS AND PUBLIC SCHOOL DISTRICTS. ENSURING THE SAFETY AND STABILITY OF THE YOUTH PLACED WITH THE GRAHAM SCHOOL IS OF PARAMOUNT IMPORTANCE AS WE WORK WITH RESIDENTS AND THEIR FAMILIES TO ACHIEVE PERMANENCY AND EDUCATIONAL OUTCOMES THAT WILL BE DURABLE AND LIFE CHANGING. SPECIALIZED SERVICE INTERVENTIONS AND SUPPORTS INCLUDE THERAPEUTIC RESIDENTIAL CARE, AN INTENSIVE ON-SITE SCHOOL DESIGNED TO HELP UNDER CREDITED YOUTH WHO ARRIVE ON CAMPUS YEARS BEHIND THEIR PEERS TO MAKE UP LOST ACADEMIC GROUND, A HOST OF VOCATIONAL, EMPLOYMENT, RECREATIONAL AND ATHLETIC PROGRAMS, AS WELL AS A UNIQUE PEER LEADERSHIP PROGRAM BUILT UPON A PRO-SOCIAL, PRO-SELF NORMATIVE CULTURE. DURING THE REPORTING PERIOD 100% OF THE HIGH SCHOOL SENIORS AT OUR RESIDENTIAL CAMPUS GRADUATED FROM HIGH SCHOOL. 15661215 GRAHAM WINDHAM'S OTHER PROGRAM SERVICES INCLUDE A WIDE RANGE OF COMMUNITY BASED FAMILY SUPPORT SERVICES, AS WELL AS AN ARRAY OF MEDICAID FUNDED MEDICAL, CLINICAL AND DENTAL SERVICES TO SUPPORT CHILDREN AND YOUTH WHO NEED RESIDENTIAL OR FAMILY BASED FOSTER CARE. THE COMMUNITY BASED SUPPORTS INCLUDE PREVENTIVE SERVICES FOR FAMILIES AT RISK OF HAVING ONE OR MORE OF THEIR CHILDREN PLACED INTO 24 HOUR CARE. WE HELPED 98% OF THE 466 FAMILIES RECEIVING IN-HOME PREVENTIVE SERVICES SAFELY CARE FOR THEIR CHILDREN, KEEPING THEIR FAMILIES TOGETHER AND STABLE. IN ADDITION, WE DELIVER COMMUNITY AND SCHOOL BASED MENTAL HEALTH SERVICES, AND OTHER PUBLIC SCHOOL BASED AFTERSCHOOL SERVICES AIMED AT SUPPORTING AND ENGAGING YOUTH AND THEIR FAMILIES THROUGH A COMBINATION OF RECREATIONAL PROGRAMMING, THE ARTS, ATHLETICS, TUTORING, AND HOMEWORK HELP. WE ALSO DELIVER MEDICAID FUNDED BRIDGES TO HEALTH WAIVER SERVICES FOR CHILDREN RESIDING IN COMMUNITY BASED SETTINGS WHO NEED EXTRA SUPPORT SERVICES TO ENSURE THEY CAN AVOID HOSPITALIZATION OR OTHER HIGHLY RESTRICTIVE AND SPECIALIZED RESIDENTIAL PLACEMENTS. 15661215 62085058 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 261 0 1 957 1 0 0 0 0 0 1 1 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X X FRANCIS X SPAIN CO GRAHAM WINDHAM 2125296445 33 IRVING PLACE NEW YORK NY 10003 GEORGIA WALL 10.00 X X 0 0 0 JOHN CECIL 5.00 X X 0 0 0 SALLY E DURDAN 2.00 X 0 0 0 PAMELA C MINETTI 2.00 X X 0 0 0 SALIM RAMJI 2.00 X X 0 0 0 MARK RUFEH 2.00 X X 0 0 0 MELISSA M THOMSON 1.00 X 0 0 0 KENNETH R BRYANT 2.00 X X 0 0 0 JOHN SARGENT 2.00 X X 0 0 0 HENRY J CARNAGE 1.00 X 0 0 0 ERIC GERSTER 1.00 X 0 0 0 MICHAEL GOLDEN 1.00 X 0 0 0 SHAMIKA LEE 1.00 X 0 0 0 JENNIFER MACKESY 2.00 X X 0 0 0 ANDREW MARK 2.00 X X 0 0 0 BARBARA MARCUS 2.00 X X 0 0 0 HEATHER MCVEIGH 2.00 X 0 0 0 CARMEN PAOLERCIO 1.00 X 0 0 0 THOMAS HAINES 1.00 X 0 0 0 EYAL SHEMSH 1.00 X 0 0 0 JESSICA HUNT 1.00 X 0 0 0 FRAN EIGENDORFF 1.00 X 0 0 0 RICHARD ROTHMAN 2.00 X 0 0 0 GAIL COHEN 1.00 X 0 0 0 ANDRE KOESTER 1.00 X 0 0 0 POUL JENSEN 35.00 X 310182 0 17835 FRANCIS X SPAIN 35.00 X 237864 0 13677 JESS DANNHAUSER 35.00 X 229319 0 13186 SANDRA APRIL 35.00 X 184402 0 10603 CHARMAIN WONG 35.00 X 172216 0 9902 KATHERINE STOEHR 35.00 X 195120 0 11219 GERALD LEVENTHAL 35.00 X 182463 0 10492 BASIL WEBSTER 35.00 X 154640 0 8892 KRISTEN RAGUSA 35.00 X 121693 0 6997 KIMBERLY HARDY WATSON 35.00 X 124579 0 7163 SHARMEELA MEDIRATTA 35.00 X 149904 0 8619 ROBERT OSWALD 35.00 X 110274 0 6341 2172656 0 124926 16 0 1 0 CARRIERI & CARRIERI 200 OLD COUNTRY ROAD MINEOLA NY 11501 LEGAL 276863 MED PSYCH SERVICES 43 HIGH POINT CIRCLE RYE BROOK NY 10573 MEDICAL 202950 WCA TECHNOLOGY 8 W 38TH STREET SUITE 1004 NEW YORK NY 10018 CONSULTING 125078 KAREN WEISS 513 ADELE COURT ENGLEWOOD NJ 07631 MEDICAL 121022 JACKSON LEWIS LLP PO BOX 416019 BOSTON MA 02241 LEGAL 104520 5 1116837 65294651 402408 66813896 SCHOOL DIST. FEE & CON 900099 826168 826168 PROGRAM SERVICE FEE 900099 87110 87110 913278 315237 315237 72250 68645 3605 3605 3605 204739 1116837 204739 0 MISCELLANEOUS INCOME 900099 43261 43261 43261 68089277 913278 0 362103 1958613 618166 1096425 244022 28632561 26313062 2154172 165327 1447577 1330308 108910 8359 5687796 5253822 404833 29141 2100742 1930563 158049 12130 465215 380145 85070 89000 72725 16275 12984 12984 2001197 1613566 369768 17863 143033 133104 9929 1128223 990745 110718 26760 1099914 726787 354178 18949 367506 361241 5914 351 166437 107507 58632 298 78912 78912 716970 657667 58603 700 533163 475277 52795 5091 FOSTER & DAY CARE PYMTS 13786490 13786490 HEALTH SERVICES MED SUP 2900838 2898319 2519 PROVISIONS/CLOTHING/REC 1882089 1882089 REPAIR AND MAINTENANCE 1236602 1169649 61972 4981 1590149 1304914 262989 22246 68026011 62085058 5382216 558737 5117962 3395216 13293174 14993906 796841 741532 16451102 12439078 4198343 4012024 10479833 10888018 33886153 34030696 8730115 9417322 11275 7749 1067907 995904 11248657 10586090 21057954 21007065 X 11707217 11742362 231571 390916 889411 890353 12828199 13023631 33886153 34030696 X 63266 132166 X X 0 1 1 X 1 1 X 56271666 61876641 64862721 66202134 66813896 316027058 56271666 61876641 64862721 66202134 66813896 316027058 316027058 461225 322057 273215 281412 315237 1653146 32540 26623 52524 42813 43261 197761 317877965 4431979 0.99420 0.99310 X 890659 19073 19379 890353 749312 158574 17227 890659 679946 92977 23611 749312 826596 -124438 20275 1937 679946 1.00000 0 0 144900 144900 9894706 8051263 1843443 3036169 2109801 926368 1371220 1050649 320571 2004107 1227365 776742 4012024 DUE TO GOVERNMENTS 10515525 DUE TO GREENBURGH SCHOOL 70565 10586090 68089277 68026011 63266 132166 132166 195432 68208459 132166 132166 68076293 12984 12984 68089277 68013027 0 68013027 12984 12984 68026011 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: GRAHAM WINDHAM MAINTAINS ASSETS THAT ARE LIMITED IN THEIR USE BY DONOR-IMPOSED RESTRICTIONS AND RESTRICTED FOR INVESTMENT IN PERPETUITY. THE INCOME AND GAINS FROM INVESTMENT OF THESE FUNDS ARE AVAILABLE TO SUPPORT THE OPERATIONS AND VARIOUS PROGRAMS OF THE AGENCY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE AGENCY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE AGENCY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. LEADERSHIP COUNCIL 1321576 1116837 204739 73295 131444 1321576 1116837 204739 73295 131444 204739 0 X X X X X 0 0 0 0 0 0 0 0 0 POUL JENSEN 210182 0 100000 0 0 0 17835 0 0 0 328017 0 0 0 FRANCIS X SPAIN 172864 0 65000 0 0 0 13677 0 0 0 251541 0 0 0 JESS DANNHAUSER 169319 0 60000 0 0 0 13186 0 0 0 242505 0 0 0 SANDRA APRIL 139402 0 45000 0 0 0 10603 0 0 0 195005 0 0 0 CHARMAIN WONG 127216 0 45000 0 0 0 9902 0 0 0 182118 0 0 0 KATHERINE STOEHR 145120 0 50000 0 0 0 11219 0 0 0 206339 0 0 0 GERALD LEVENTHAL 137463 0 45000 0 0 0 10492 0 0 0 192955 0 0 0 BASIL WEBSTER 141992 0 12648 0 0 0 8892 0 0 0 163532 0 0 0 SHARMEELA MEDIRATTA 124904 0 25000 0 0 0 8619 0 0 0 158523 0 0 0 X 2 54623 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 DURING THE PREPARATION STAGE OF THE FORM 990, SCHEDULES, NARRATIVES AND PERTINENT INFORMATION IS SENT TO OUR AUDITORS TO ASSIST THEM IN COMPLETING THE DOCUMENT. UPON COMPLETION, THE FINANCE COMMITTEE REVIEWS AND VETS THE DOCUMENT. A PAPER COPY OF THE FORM 990 IS SENT VIA MAIL TO ALL MEMBERS OF GRAHAM WINDHAM'S BOARD OF DIRECTORS FOR REVIEW AND COMMENT BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C GRAHAM WINDHAM'S CONFLICT OF INTEREST POLICY IS APPLICABLE TO THE DIRECTORS, OFFICERS AND STAFF OF THE CORPORATION. FULL DISCLOSURE OF ANY CONFLICT BY A DIRECTOR IS REQUIRED TO THE BOARD OF DIRECTORS. A CONFLICT OF INTEREST STATEMENT IS SIGNED ANNUALLY. ANY DIRECTOR WITH A CONFLICT OF INTEREST CAN NOT VOTE ON THE MATTER AND COULD BE ASKED TO LEAVE THE MEETING WHICH CONSIDERS THE MATTER, AT THE DISCRETION OF THE CHAIR OF THE BOARD OF DIRECTORS. THE MINUTES OF THE MEETING REFLECT THE DETAILS OF THE CONFLICT OF INTEREST AND THE VARIOUS ACTIONS TAKEN. EMPLOYEES MUST ADHERE TO THE GRAHAM WINDHAM EMPLOYEE HANDBOOK CONFLICT OF INTEREST GUIDELINES. FORM 990, PART VI, SECTION B, LINE 15 EVERY YEAR, INCLUDING FISCAL YEAR 2012, THE COMPENSATION FOR THE CEO AND VICE PRESIDENTS IS DETERMINED BY THE BOARD OF DIRECTORS' COMPENSATION COMMITTEE. STAFF EVALUATION, MARKET VALUE AND COMPARABILITY TO OTHER INDUSTRY COMPETITORS ARE KEY FACTORS IN DETERMINING COMPENSATION IN ORDER TO RETAIN THE BEST STAFF. AFTER COMPENSATION IS DETERMINED, A MEMO IS SENT TO HUMAN RESOURCES AND FISCAL FOR PROCESSING AND DOCUMENTING PURPOSES. FORM 990, PART VI, SECTION C, LINE 19 GRAHAM WINDHAM'S FEDERAL FORM 990 AND NYS FORM CHAR500, CONFLICT OF INTEREST POLICY AND ANNUAL FINANCIAL STATEMENTS ARE READILY AVAILABLE FOR PUBLIC INSPECTION. THE FORM 990 CAN BE VIEWED ON THE NEW YORK STATE ATTORNEY GENERAL'S WEBSITE AS WELL AS GUIDESTAR.ORG. FINANCIAL STATEMENTS ARE SENT TO OUR FUNDERS ALONG WITH THEIR REQUIRED ANNUAL REPORTS. ALL THE ABOVE FORMS ARE AVAILABLE UPON REQUEST BY THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 132,166. FORM 990. PART XII, LINE 2C THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT. OVERSIGHT PROCESSES FROM THE PRIOR YEAR HAVE NOT CHANGED.