2013-06-18T11:00:04-05:00 2012-08-31 CROWE HORWATH LLP 70 West Madison Street Suite 700 Chicago IL 606024903 990 2011-09-01 362167854 ROOSEVELT UNIVERSITY ROOS 3123413580 430 South Michigan Avenue Chicago IL 60605 MIROSLAVA MEJIA-KRUG 2013-06-18 false John Woodhull P01305268 3128997000 2011 2016-03-07 17:11:31Z CHARLES R MIDDLETON 430 SOUTH MICHIGAN AVENUE Chicago IL 606051394 148041540 false X WWW.ROOSEVELT.EDU X 1945 IL EDUCATION OF ACADEMICALLY QUALIFIED STUDENTS FROM DIVERSE BACKGROUNDS AND ALL AGES TO BENEFIT FROM RIGOROUS HIGHER EDUCATION AND PROFESSIONAL DEVELOPMENT IN A DYNAMIC ENVIRONMENT. 67 59 3109 75 0 0 14663367 9883200 125361658 129440866 9443402 6050519 934813 2203033 150403240 147577618 25512109 26551653 0 0 71485398 67510937 0 0 2833931 48297160 48307196 145294667 142369786 5108573 5207832 438879102 440048519 316754334 312715919 122124768 127332600 ROOSEVELT UNIVERSITY IS AN INDEPENDENT, NON-PROFIT, METROPOLITAN UNIVERSITY AND NATIONAL LEADER IN EDUCATING SOCIALLY CONSCIOUS CITIZENS FOR ACTIVE AND DEDICATED LIVES AS LEADERS IN THEIR PROFESSIONS AND THEIR COMMUNITIES. THE UNIVERSITY'S STUDENT-CENTERED FACULTY AND STAFF INSPIRE ACADEMICALLY QUALIFIED STUDENTS FROM DIVERSE BACKGROUNDS AND ALL AGES TO BENEFIT FROM RIGOROUS HIGHER EDUCATION AND PROFESSIONAL DEVELOPMENT OPPORTUNITIES. false false 107535769 26551653 129440866 ROOSEVELT UNIVERSITY OFFERS PROGRAMS AND SERVICES THAT REINFORCE ITS STUDENT-CENTERED MISSION. THE UNIVERSITY OFFERS MORE THAN 100 UNDERGRADUATE, GRADUATE, AND CERTIFICATE PROGRAMS AND IS COMMITTED TO THE HIGHEST ACADEMIC STANDARDS FOR ALL THE PROGRAMS. CLASS SCHEDULES ARE FLEXIBLE. COURSES ARE OFFERED FROM EARLY MORNING UNTIL LATE AT NIGHT AS WELL AS ON WEEKENDS. CLASS SIZES ARE SMALL, AVERAGING 20 STUDENTS PER CLASS. WE SERVE OVER 3,795 UNDERGRADUATE STUDENTS AND 2,548 GRADUATE STUDENTS. ADDITIONALLY, ROOSEVELT OFFERS MORE THAN 100 ONLINE CLASS SECTIONS EACH SEMESTER WITH COURSE ENROLLMENTS EXCEEDING 2,000 STUDENTS EACH SEMESTER. FULLY ONLINE DEGREE PROGRAMS ARE AVAILABLE. FOLLOWING IS A LISTING OF THE APPROXIMATE NUMBER OF STUDENTS BY COLLEGE: ARTS & SCIENCES - 2,639 STUDENTS ; EDUCATION - 685 STUDENTS; PERFORMING ARTS - 515 STUDENTS; PROFESSIONAL STUDIES - 1,027 STUDENTS; BUSINESS - 1,340 STUDENTS; PHARMACY - 137 STUDENTS. 13519098 0 0 ROOSEVELT UNIVERSITY PROVIDES SUPPORT THROUGH VARIOUS ADDITIONAL SERVICES THAT ENHANCE THE STUDENTS LEARNING AND EXPERIENCE ON CAMPUS. THESE SERVICES INCLUDE: ACADEMIC ADVISING, ACADEMIC SUCCESS CENTER, CAREER SERVICES, COUNSELING CENTER, DISABILITY SERVICES, FEDERAL TRIO PROGRAMS, HEALTH & WELLNESS PROGRAMS, INTERNATIONAL PROGRAMS, STUDENT APPRECIATION WEEK AND TUTORING. 1192615 0 0 ROOSEVELT UNIVERSITY'S COMMITMENT TO SOCIAL JUSTICE IS DEEPLY ROOTED IN ITS HISTORY AND IS REFLECTED IN BOTH ITS MISSION AND STRATEGIC PLAN. THE MANSFIELD INSTITUTE FOR SOCIAL JUSTICE AND TRANSFORMATION, CREATED IN 1999 THROUGH A GENEROUS GIFT FROM THE MANSFIELD FOUNDATION, GIVES ROOSEVELT UNIVERSITY A UNIQUE OPPORTUNITY TO DEVELOP AN INTEGRATED PROGRAM OF CURRICULUM, RESEARCH, AND OUTREACH FOCUSED ON SOCIAL JUSTICE ISSUES. WE ARE NOW CHARGED WITH INSTITUTIONALIZING TRANSFORMATIONAL (SERVICE) LEARNING IN THE UNIVERSITY. IT IS OUR GOAL TO ELEVATE AND FOSTER SOCIAL CONSCIOUSNESS AMONG OUR STUDENTS, FACULTY AND MEMBERS OF OUR COMMUNITY, THROUGH PEDAGOGY OF TRANSFORMATIONAL LEARNING AND THROUGH RICH SOCIAL JUSTICE PROGRAMMING IN THE AREAS OF HUMAN RIGHTS, SOCIAL AND POLITICAL ACTION, AND THE ARTS. THE CENTER FOR NEW DEAL STUDIES FEATURES RESOURCES AND ACTIVITIES THAT DEEPEN OUR UNDERSTANDING OF THE LIVES OF FRANKLIN AND ELEANOR ROOSEVELT, AND OF THE SOCIAL, ECONOMIC, POLITICAL, AND CULTURAL HISTORY OF THE NEW DEAL ERA IN AMERICAN HISTORY. THE CENTER SPONSORS A VARIETY OF EDUCATIONAL PROGRAMS, INCLUDING LECTURE SERIES, COURSE OFFERINGS, AND PUBLICATIONS. IN ADDITION, THE CENTER CONTAINS A REMARKABLE COLLECTION OF MATERIALS ON THE ROOSEVELTS AND THE NEW DEAL. THESE INCLUDE BOOKS, PHOTOGRAPHS, VIDEOTAPES, ORAL HISTORIES, MANUSCRIPT COLLECTIONS, AND THOUSANDS OF PIECES OF EPHEMERA OF INTEREST TO ROOSEVELT SCHOLARS AND RESEARCHERS OF THE NEW DEAL. 122247482 true true false true false false true false true true false false false true true false true true false true false true false true false false false true true true false false false false false false true false false false true false false false false true true true false false true 245 0 true 3109 true false false false false false true true false false false false X 67 59 false false false false false false false true true false false true true true true true true true true false X TANGELLA MADDOX 3123413584 430 SOUTH MICHIGAN AVENUE Chicago IL 60605 X DR CHARLES R MIDDLETON 38.00 X X 496756 0 228555 JAMES J MITCHELL III 1.00 X X 0 0 0 KENNETH L TUCKER 1.00 X X 0 0 0 MELVIN L KATTEN 1.00 X X 0 0 0 ROBERT MEDNICK 1.00 X X 0 0 0 WILLIAM J KIRBY 1.00 X X 0 0 0 ALAN G SCHWARTZ 1.00 X 0 0 0 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false false false false true 60000 false false 60000 false Description of the activities reported on Lines 1a through 1i Schedule C, Part II-B, Line 1 A LOBBYING FIRM PROVIDES STATE LOBBYING SERVICES FOR THE UNIVERSITY. THE FIRM HELPS MANAGE OUR RELATIONSHIPS WITH LEGISLATIVE AND OTHER STATE OFFICES, HELPS US REVIEW LEGISLATION, AND RESEARCHES THE IMPLICATIONS OF POLICIES FOR THE UNIVERSITY. X X false 80231622 953328 5147542 3258646 5464887 0 77608959 69792000 2868355 10719883 3148616 0 0 80231622 63099000 1740000 7163000 2210000 0 0 69792000 68579000 2443000 -7923000 0 0 0 63099000 0.22450 0.39900 0.37650 false false 25097552 25097552 263171097 56671544 206499553 0 9808760 4439361 5369399 0 236966504 0 STUDENT DEPOSITS 598823 598823 Collections of art - financial statement footnote Schedule D, Part III, Line 1a THE UNIVERSITY HAS COLLECTIONS OF VALUABLE PAPERS AND OTHER MEMORABILIA THAT WERE DONATED TO THE UNIVERSITY. THESE PAPERS ARE ON DISPLAY AND ARE USED BY EDUCATORS, RESEARCHERS, HISTORIANS, AND OTHERS. THE VALUE OF THESE COLLECTIONS IS NOT INCLUDED IN THE FINANCIAL STATEMENTS. Collections of art - description of collections Schedule D, Part III, Line 4 THE UNIVERSITY HAS COLLECTIONS OF VALUABLE PAPERS AND OTHER MEMORABILIA THAT WERE DONATED TO THE UNIVERSITY. THESE PAPERS ARE ON DISPLAY AND ARE USED BY EDUCATORS, RESEARCHERS, HISTORIANS, AND OTHERS. THE VALUE OF THESE COLLECTIONS IS NOT INCLUDED IN THE FINANCIAL STATEMENTS. Intended uses of endowment funds Schedule D, Part V, Line 4 THE ENDOWMENT FUND IS INTENDED TO PROVIDE FOR THE OPERATION AND SPECIAL PROGRAMS OF THE UNIVERSITY. IN SO DOING, THE ENDOWMENT FUND PROVIDES A SECURE, LONG-TERM SOURCE OF FUNDS TO ESTABLISH OR MAINTAIN PROGRAMS WHICH ARE CONSISTENT WITH THE AIM OF THE UNIVERSITY. THOSE AIMS MAY INCLUDE, BUT ARE NOT LIMITED TO: MAINTAINING A CHAIR FOR EACH OF THE UNIVERSITY'S EDUCATIONAL DEPARTMENTS; PROVIDING FUNDS FOR SPECIFIC RESEARCH PROJECTS APPROVED BY THE BOARD; AND PROVIDING SCHOLARSHIPS. FIN 48 (ASC 740) footnote Schedule D, Part X, Line 2 THE UNIVERSITY ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES UNDER GUIDANCE ISSUED BY THE FASB. A TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS "MORE LIKELY THAN NOT" THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE "MORE LIKELY THAN NOT" TEST, NO TAX BENEFIT IS RECORDED. AS OF AUGUST 31, 2012 AND 2011, THERE WERE NO UNCERTAIN TAX POSITIONS IDENTIFIED. THE UNIVERSITY DOES NOT EXPECT THE TOTAL AMOUNT OF UNRECOGNIZED TAX BENEFITS TO SIGNIFICANTLY CHANGE IN THE NEXT 12 MONTHS. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE (IRS) UP TO THREE YEARS FROM THE EXTENDED DUE DATE OF EACH RETURN. MANAGEMENT BELIEVES THE FORMS 990 AND 990-T HAVE BEEN FILED APPROPRIATELY. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE NO LONGER SUBJECT TO EXAMINATION FOR THE FISCAL YEARS ENDED AUGUST 31, 2009 AND PRIOR. THE UNIVERSITY WOULD RECOGNIZE INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX POSITIONS IN INTEREST AND INCOME TAX EXPENSE, RESPECTIVELY. THE UNIVERSITY HAS NO AMOUNTS ACCRUED FOR INTEREST OR PENALTIES AS OF AUGUST 31, 2012 AND 2011. true true true true true true true false false false false false false false false true false true Financial aid or assistance from a governmental agency Schedule E, Line 6a THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS AGENCIES; SOME FUNDS ARE RESTRICTED FOR SPECIFIC PURPOSES, WHILE OTHERS ARE UNRESTRICTED. true CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING N/A 39900 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING N/A 482620 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING N/A 380638 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING N/A 20000 NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 GRANTMAKING N/A 93000 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 GRANTMAKING N/A 56900 SOUTH AMERICA 0 0 GRANTMAKING N/A 95526 SOUTH ASIA 0 0 GRANTMAKING N/A 38750 0 0 1207334 SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 2 39900 CREDIT ACCT 0 N/A SCHOLARSHIPS EAST ASIA AND THE PACIFIC 37 482620 CREDIT ACCT 0 N/A SCHOLARSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 22 380638 CREDIT ACCT 0 N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 1 20000 CREDIT ACCT 0 N/A SCHOLARSHIPS NORTH AMERICA (CANADA & MEXICO ONLY) 7 93000 CREDIT ACCT 0 N/A SCHOLARSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 2 56900 CREDIT ACCT 0 N/A SCHOLARSHIPS SOUTH AMERICA 7 95526 CREDIT ACCT 0 N/A SCHOLARSHIPS SOUTH ASIA 6 38750 CREDIT ACCT 0 N/A false false false false false false Procedures for monitoring use of grant funds Schedule F, Part I, Line 2 THE FINANCIAL AID OFFICE MONITORS THE PROCESS THROUGH DIRECT WIRE TRANSFERS TO INDIVIDUAL STUDENT ACCOUNTS. Method used to account for expenditures on organization's financial statements Schedule F, Part I, Line 3 CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL MIDDLE EAST AND NORTH AFRICA: ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL RUSSIA AND THE NEWLY INDEPENDENT STATES: ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL Method used to account for grants on organization's financial statements Schedule F, Part III CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL MIDDLE EAST AND NORTH AFRICA: ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL RUSSIA AND THE NEWLY INDEPENDENT STATES: ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL ROBIN GOLF 57130 56050 1080 18379 GALA 330121 327400 2721 76487 21245 0 387251 383450 3801 0 0 76487 0 0 39624 116111 -112310 true SCHOLARSHIPS 3720 25344319 0 N/A N/A Procedures for monitoring use of grant funds Schedule I, Part I, Line 2 AFTER THE INITIAL REVIEW AND APPROVAL BY THE APPROPRIATE EMPLOYEES AT THE GRANT DEPARTMENT LEVEL, THE PAPERWORK FOR GRANT EXPENDITURES ARE THEN PASSED ON TO THE NEXT REVIEW AND APPROVAL LEVEL BY AN APPLICABLE COLLEGE OR DEPARTMENTAL ADMINISTRATOR OF GRANT EXPENDITURES. UPON APPROVAL, THE PAPERWORK IS SENT TO THE SENIOR GRANTS ACCOUNTANT FOR REVIEW AND APPROVAL PRIOR TO PAYMENT PROCESSING OF THE GRANT EXPENDITURES. X X X X X true true X X X X false true false false false false true false DR TERESA FRIEL 189944 0 0 0 276 0 17677 0 13894 0 221791 0 0 0 DR CHARLES R MIDDLETON 421132 0 0 0 75624 0 210400 0 18155 0 725311 0 0 0 MIROSLAVA MEJIA KRUG 216889 0 0 0 120 0 69192 0 9213 0 295414 0 0 0 DR JAMES GANDRE 223076 0 0 0 4620 0 43560 0 10755 0 282011 0 0 0 MARY HENDRY 179963 0 0 0 1524 0 17177 0 16548 0 215212 0 0 0 DR LYNN WEINER 194973 0 0 0 792 0 17987 0 1819 0 215571 0 0 0 PATRICK WOODS 205149 0 0 0 52092 0 42109 0 17690 0 317040 0 0 0 JON B DEVRIES 176887 0 0 0 1524 0 16804 0 15532 0 210747 0 0 0 DR HOLLY STADLER 175032 0 0 0 792 0 16195 0 9611 0 201630 0 0 0 DR GEORGE MACKINNON 198951 0 0 0 180 0 18333 0 1391 0 218855 0 0 0 DR JOHN MCDONALD 174500 0 0 0 1524 0 15700 0 733 0 192457 0 0 0 GORDON PATZER 162902 0 0 0 0 0 16096 0 17225 0 196223 0 0 0 HENRY FOGEL 164544 0 0 0 1524 0 15700 0 15106 0 196874 0 0 0 DR DOUGLAS KNERR 174684 0 0 0 276 0 23872 0 15064 0 213896 0 0 0 CAROLYN WILEY 150062 0 0 0 626 0 11977 0 7914 0 170579 0 0 0 LESLEY D SLAVITT 156106 0 0 0 102 0 12550 0 9477 0 178235 0 0 0 DR MOJI C ADEYEYE 146483 0 0 0 577 0 1924 0 15327 0 164311 0 0 0 Discretionary spending account Schedule J, Part I, Line 1a THE VICE PRESIDENT OF THE OFFICE OF INSTITUTIONAL ADVANCEMENT RECEIVES A MONTHLY DISCRETIONARY SPENDING ALLOWANCE FOR PERSONAL TRAVEL WHICH IS INCLUDED IN TAXABLE INCOME. Housing allowance or residence for personal use Schedule J, Part I, Line 1a THE PRESIDENT AND THE VICE PRESIDENT OF THE OFFICE OF INSTITUTIONAL ADVANCEMENT RECEIVE HOUSING AND CAR ALLOWANCES WHICH ARE INCLUDED IN THEIR TAXABLE COMPENSATION. Payments for business use of personal residence Schedule J, Part I, Line 1a THE PRESIDENT SHALL BE REIMBURSED FOR ALL ENTERTAINMENT DONE ON BEHALF OF THE UNIVERSITY AT HIS HOME. Health or social club dues or initiation fees Schedule J, Part I, Line 1a SOCIAL CLUB DUES PAID FOR THE PRESIDENT ARE FOR BUSINESS USE AND ARE NOT INCLUDED IN HIS TAXABLE COMPENSATION. Personal services Schedule J, Part I, Line 1a THE PRESIDENT RECEIVES A HOUSEKEEPING ALLOWANCE WHICH IS INCLUDED IN HIS TAXABLE COMPENSATION. Supplemental nonqualified retirement plan Schedule J, Part I, Line 4b THE PRESIDENT HAS A DEFERRED COMPENSATION ARRANGEMENT PER HIS CONTRACT. A TOTAL OF $151,000 WAS DEFERRED FOR THIS TAX YEAR. Non-fixed payments Schedule J, Part I, Line 7 THE PRESIDENT RECEIVED A DEFERRED PERFORMANCE BONUS. THE PERFORMANCE BONUS FOR WHICH HE WAS ELIGIBLE WAS BASED ON A PERCENTAGE BETWEEN 15% AND 30% OF HIS SALARY. THE EXECUTIVE COMPENSATION COMMITTEE UPON REVIEW AND EVALUATION OF THE PRESIDENT'S ACCOMPLISHMENTS IN MEETING HIS ANNUAL PERFORMANCE GOALS DETERMINED THE PERCENTAGE AND RECOMMENDED TO THE EXECUTIVE COMMITTEE OF THE BOARD THE ANNUAL ADJUSTMENT IN THE PRESIDENT'S COMPENSATION. ILLINOIS FINANCE AUTHORITY 861091967 45200FCN7 2007-12-14 45607613 SEE PART V false false false ILLINOIS FINANCE AUTHORITY 861091967 45200FF46 2009-12-09 180442121 SEE PART V false false false 0 0 45607613 0 0 0 281660 0 0 45325953 0 0 2008 false false true true 0 0 180442121 13421870 19395315 33222493 2300772 0 0 112101671 0 0 2012 true false true true false true false false true 0.0396 0.0000 0.0396 true false false false false 0.0000 0.0000 0.0000 true false false false false NA false true false false false 0.0 false NA 0.0 false true X BOND ISSUES - DESCRIPTION OF PURPOSE PART I, COLUMN (F) THE PROCEEDS OF THE BONDS ISSUED ON 12/14/2007 WERE USED FOR (1) ACQUISITION, RENOVATION AND EQUIPPING OF CERTAIN FLOORS OF THE GAGE BUILDING IN CHICAGO; (2) THE ACQUISITION, DEMOLITION AND SITE CLEARING OF STRUCTURES RELATING TO THE FINE ARTS ANNEX BUILDING AND THE HERMAN CROWN CENTER; (3) VARIOUS RENOVATIONS, INCLUDING UPGRADES AND REPLACEMENTS, TO THE AUDITORIUM BUILDING'S HVAC SYSTEM; (4) VARIOUS LIFE SAFETY IMPROVEMENTS, AS WELL AS OTHER RENOVATIONS AND REMODELING, AT THE AUDITORIUM BUILDING; (5) THE ACQUISITION OF CERTAIN LAND AND RELATED DEVELOPMENT RIGHTS NEAR THE MAIN CAMPUS; AND (6) VARIOUS CAPITAL IMPROVEMENTS AT THE UNIVERSITY'S CHICAGO AND SCHAUMBURG CAMPUSES. BOND ISSUES - DESCRIPTION OF PURPOSE PART I, COLUMN (F) THE PROCEEDS FROM THE BONDS ISSUED 12/9/2009 WERE USED TO (1) FINANCE THE COSTS OF THE CONSTRUCTION, ACQUISITION, RENOVATION, IMPROVEMENT AND EQUIPPING OF A MIXED-USE ACADEMIC CENTER AND STUDENT HOUSING FACILITY OF THE UNIVERSITY, THE WABASH DEVELOPMENT PROJECT; (2) FINANCE VARIOUS CAPITAL IMPROVEMENTS AT THE UNIVERSITY'S CHICAGO AND SCHAUMBURG CAMPUSES; (3) PAY CAPITALIZED INTEREST WITH RESPECT TO CERTAIN PORTIONS OF THE WABASH DEVELOPMENT PROJECT; (4) REFUND THE ILLINOIS DEVELOPMENT FINANCE AUTHORITY'S VARIABLE RATE DEMAND REVENUE BONDS, SERIES 1995, 2000 AND 2002; (5) FUND A DEBT SERVICE RESERVE FUND; AND (6) PAY CERTAIN COSTS OF ISSUANCE RELATING TO THE SERIES 2009 BONDS. ISSUANCE COSTS FROM PROCEEDS PART II, LINE 7 ISSUANCE COSTS FROM PROCEEDS WERE $281,660. ISSUANCE COSTS FROM PROCEEDS PART II, LINE 7 ISSUANCE COSTS FROM PROCEEDS WERE $2,300,772. NA - SEE PART V N/A - SEE PART V 17150 NA - SEE PART V N/A - SEE PART V 5000 X 1 2000 MARKET VALUE X 7023 MARKET VALUE X 16 44922 MARKET VALUE X OTHER-LAB EQUIPMENT 9 125467 MARKET VALUE X OTHER-FURNISHINGS 1 197 COST X OTHER-SOFTWARE LICENSES 1 81900 MARKET VALUE X OTHER-PIANO 1 1500 MARKET VALUE 0 false true false Explanations of reporting method for number of contributions Schedule M, Part I SECURITIES - PUBLICLY TRADED: NUMBER OF ITEMS RECEIVED BOOKS AND PUBLICATIONS: NUMBER OF ITEMS ART - WORKS OF ART: NUMBER OF ITEMS RECEIVED OTHER: NUMBER OF ITEMS RECEIVED OTHER: NUMBER OF ITEMS RECEIVED OTHER: NUMBER OF ITEMS RECEIVED OTHER: NUMBER OF ITEMS RECEIVED Number of contributions or items contributed. Schedule M, part I, column (b), Line 9 NUMBER OF ITEMS RECEIVED Number of contributions or items contributed. Schedule M, part I, column (b), Line 4 NUMBER OF ITEMS Number of contributions or items contributed. Schedule M, part I, column (b), Line 1 NUMBER OF ITEMS RECEIVED Number of contributions or items contributed. Schedule M, part I, column (b), Line other=OTHER-LAB EQUIPMENT NUMBER OF ITEMS RECEIVED Review of form 990 by governing body Form 990, Part VI, Section B, Line 11b MANAGEMENT PERFORMED A REVIEW OF THE FORM 990. AFTER MANAGEMENT'S REVIEW, THE AUDIT COMMITTEE ALSO REVIEWED THE RETURN. PRIOR TO FILING THE RETURN WITH THE IRS, A COPY OF THE RETURN WILL BE PROVIDED TO ALL VOTING MEMBERS OF THE BOARD. Conflict of interest policy Form 990, Part VI, Section B, Line 12c EACH INTERESTED PERSON IS PROVIDED AN ELECTRONIC QUESTIONNAIRE ANNUALLY TO COMPLETE AND DISCLOSE ANY CONFLICTS. THE PROCESS IS MONITORED AND THE QUESTIONNAIRES ARE REVIEWED BY THE ASSISTANT SECRETARY TO THE BOARD OF TRUSTEES. IF ANY CONFLICTS ARE DISCLOSED THOSE BOARD MEMBERS ARE ASKED TO ABSTAIN FROM VOTING ON THE ITEM RELATED TO THE CONFLICT. Process used to establish compensation of top management official Form 990, Part VI, Section B, Line 15a THE BOARD OF TRUSTEES APPOINTED A COMPENSATION COMMITTEE CONSISTING OF FIVE (5) INDEPENDENT ROOSEVELT UNIVERSITY BOARD OF TRUSTEE MEMBERS. THE EXECUTIVE COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE BOARD OF TRUSTEES OF ROOSEVELT UNIVERSITY SHALL REVIEW AND APPROVE THE CASH AND NON-CASH COMPENSATION POLICIES AND PROGRAMS AND MAJOR CHANGES IN THE UNIVERSITY'S BENEFIT PLANS THAT ARE APPLICABLE TO THE PRESIDENT OF THE UNIVERSITY AND OTHER DESIGNATED SENIOR PERSONNEL AS DETERMINED BY THE COMMITTEE. THE PROCESS WITH RESPECT TO THE PRESIDENT: 1. REQUEST THE PRESIDENT TO COMPLETE A SELF EVALUATION OF GOALS AND ACCOMPLISHMENTS FOR THE PRIOR YEAR; 2. ONCE THE SELF EVALUATION IS COMPLETE, THE PRESIDENT SUBMITS THE ASSESSMENT TO THE COMPENSATION COMMITTEE; 3. THE COMMITTEE REVIEWS AND DISCUSSES THE ASSESSMENT AND REVIEWS THE DATA AGAINST THE PRE-ESTABLISHED AND AGREED UPON GOALS AND ACCOMPLISHMENTS SET FOR THE YEAR; 4. THE COMMITTEE COMPILES AND REVIEWS AVAILABLE COMPARABLE DATA FOR THE COMPENSATION OF OTHER COLLEGE AND UNIVERSITY PRESIDENTS WITHIN THE PEER GROUP ESTABLISHED FOR THE UNIVERSITY. THIS COMPARABLE DATA IS AVAILABLE BOTH FROM IRS FORM 990'S FILED BY THOSE INSTITUTIONS AND FROM THE DATA COLLECTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION (CUPA). THE EVP FOR HUMAN RESOURCES IS ALSO INVOLVED TO HELP SUMMARIZE THE DATA AND COMPARE IT TO PEER GROUP PRESIDENTS ON A MEDIAN, MEAN AND RANKED BASIS; 5. THE EMPLOYMENT CONTRACT IS REVIEWED AND A SALARY INCREASE AND BONUS IS DISCUSSED; 6. THE COMMITTEE MEETS UP TO THREE TIMES TO DELIBERATE AND ESTABLISH RECOMMENDATIONS; 7. THE RECOMMENDATIONS ARE PRESENTED TO THE EXECUTIVE COMMITTEE FOR APPROVAL. Process used to establish compensation of other officers/key employees Form 990, Part VI, Section B, Line 15b THE EXECUTIVE COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE BOARD OF TRUSTEES OF ROOSEVELT UNIVERSITY SHALL REVIEW AND APPROVE THE CASH AND NON-CASH COMPENSATION POLICIES AND PROGRAMS AND MAJOR CHANGES IN THE UNIVERSITY'S BENEFIT PLANS THAT ARE APPLICABLE TO THE PRESIDENT OF THE UNIVERSITY AND OTHER DESIGNATED SENIOR PERSONNEL AS DETERMINED BY THE COMMITTEE. THE PROCESS WITH RESPECT TO OTHER EXECUTIVES: 1. REVIEW AND APPROVE THE PRESIDENT'S RECOMMENDATIONS ON WHICH POSITIONS WILL BE COVERED BY THE POLICY; 2. REVIEW WITH THE PRESIDENT AND APPROVE THE ANNUAL WRITTEN PERFORMANCE GOALS OF THE OTHER INDIVIDUALS COVERED BY THE POLICY; 3. REVIEW AND APPROVE THE PRESIDENT'S DECISIONS TO ADJUST COMPENSATION FOR OTHER SENIOR EXECUTIVES AFTER THE PRESIDENT'S COMPLETION OF THE ANNUAL REVIEW OF THEIR PERFORMANCE. Governing documents, conflict of interest policy and financial statements available to the public Form 990, Part VI, Section C, Line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. OFFICERS, DIRECTORS, AND TRUSTEES FORM 990, PART VII, SECTION A, LINE 1A, COLUMN (A) THE FOLLOWING INDIVIDUALS DEVOTE APPROXIMATELY 1 HOUR PER WEEK TO THE AUDITORIUM THEATRE OF ROOSEVELT UNIVERSITY INC., A RELATED TAX-EXEMPT ORGANIZATION: CHARLES R MIDDLETON, KENNETH L TUCKER, MELVIN L KATTEN, SEYMOUR H PERSKY, CHARLES R GARDNER, BRUCE A CROWN, DAVID D HILLER, GERALD W FOGELSON, MAUREEN A EHRENBERG, REUBEN L HEDLUND, ROBERT L WIESENECK, JAMES GANDRE, AND BRUCE BACHMAN. AUDITORIUM THEATRE OF ROOSEVELT UNIVERSITY INC 50 EAST CONGRESS PKWY CHICAGO IL 60605 363145476 PERFORMING ARTS IL 501(C)(3) N/A ROOSEVELT UNIVERSITY true ROOSEVELT UNIVERSITY DEVELOPMENT CORPORATION 430 SOUTH MICHIGAN AVENUE CHICAGO IL 606051315 274036050 CHARITABLE AND EDUCATIONAL IL 501(C)(3) 11 - Type I ROOSEVELT UNIVERSITY true EDUCATIONAL ADVANCEMENT FUND INC 525 S STATE STREET CHICAGO IL 60605 364480416 UNIVERSITY HOUSING IL 501(C)(3) 11 - Type III - FI NA false false false false true false false false false true false false true true true true true false true AUDITORIUM THEATRE OF ROOSEVELT UNIVERSITY R 1577562 COST