2013-05-15T13:28:47-05:00 2012-06-30 910189318 MOSS ADAMS LLP 3121 WEST MARCH LANE SUITE 100 STOCKTON CA 952192303 990 2011-07-01 542110067 ALLIANT INTERNATIONAL UNIVERSITY ALLI 4159552000 ONE BEACH STREET STE 200 SAN FRANCISCO CA 94133 JEANINE HAWK 4159552000 2013-05-14 1 TRACY S PAGLIA P00366884 2099556100 2011 2016-02-24 21:20:13Z GEOFFREY COX PHD ONE BEACH STREET STE 200 SAN FRANCISCO CA 94133 78156470 0 X WWW.ALLIANT.EDU X 2003 CA ALLIANT INTERNATIONAL UNIVERSITY PREPARES STUDENTS FOR PROFESSIONAL CAREERS OF SERVICE AND LEADERSHIP, AND PROMOTES THE DISCOVERY AND APPLICATION OF KNOWLEDGE TO IMPROVE THE LIVES OF PEOPLE IN DIVERSE CULTURES AND COMMUNITIES AROUND THE WORLD. 27 18 1627 50 0 0 3319633 3089408 84407899 74013186 1480290 929504 98542 124372 89306364 78156470 4690940 4010177 0 0 52633523 52548230 0 0 378843 22781839 24798646 80106302 81357053 9200062 -3200583 103942691 100753127 45518598 45852174 58424093 54900953 X ALLIANT INTERNATIONAL UNIVERSITY PREPARES STUDENTS FOR PROFESSIONAL CAREERS OF SERVICE AND LEADERSHIP, AND PROMOTES THE DISCOVERY AND APPLICATION OF KNOWLEDGE TO IMPROVE THE LIVES OF PEOPLE IN DIVERSE CULTURES AND COMMUNITIES AROUND THE WORLD. 0 0 58967207 4010177 73149888 ALLIANT INTERNATIONAL UNIVERSITY IS A NONPROFIT PUBLIC BENEFIT CORPORATION ORGANIZED UNDER THE LAWS OF THE STATE OF CALIFORNIA. THE UNIVERSITY IS AN INDEPENDENT SCHOOL WITH DOMESTIC CAMPUSES LOCATED IN SAN FRANCISCO, FRESNO, LOS ANGELES, IRVINE, SACRAMENTO, AND SAN DIEGO, CALIFORNIA, AND INTERNATIONAL PROGRAMS LOCATED IN MEXICO, JAPAN AND CHINA (AS FURTHER DISCUSSED BELOW). THE PRESIDENT'S OFFICE IS LOCATED IN SAN FRANCISCO. THE UNIVERSITY OFFERS A VARIETY OF ACADEMIC PROGRAMS LEADING TO BACHELORS, MASTERS, AND DOCTORAL DEGREES IN PSYCHOLOGY, BUSINESS, EDUCATION, AND VARIOUS OTHER DISCIPLINES.MEXICO: THE UNIVERSITY OFFERS ITS ACCREDITED PROGRAMS IN MEXICO CITY, MEXICO, VIA A MEXICAN CIVIL PARTNERSHIP, ALLIANT MEXICO. THE UNIVERSITY HAS CONTROL OVER ALLIANT MEXICO TO IMPLEMENT ITS ADMINISTRATIVE AND ACADEMIC POLICIES AND GUIDELINES IN MEXICO CITY AND HAS CONTROL OVER THE QUALITY OF EDUCATIONAL SERVICES PROVIDED. JAPAN: THE UNIVERSITY OFFERS AN INTERNATIONAL MASTERS PROGRAM IN TOKYO, JAPAN. THIS PROGRAM IS PART OF THE UNIVERSITY AND IS A SEPARATE ENTITY. ALLIANT KYOIKU SUPPORT SERVICES GK WAS FORMED TO MANAGE AND SUPPORT THE PROVISION OF EDUCATIONAL CURRICULUM AND CLASSES DEVELOPED BY THE UNIVERSITY IN JAPAN. THE UNIVERSITY IS THE MANAGING MEMBER. THE HONG KONG PROGRAM WAS ESTABLISHED IN 2006 WITH THE COLLABORATION OF CALIFORNIA SCHOOL OF PROFESSIONAL PSYCHOLOGY AT ALLIANT INTERNATIONAL UNIVERSITY AND THE SCHOOL OF CONTINUING AND PROFESSIONAL EDUCATION AT CITY UNIVERSITY OF HONG KONG. THE PROGRAM FOCUSES ON ESTABLISHING A DOCTOR OF PSYCHOLOGY PROGRAM IN CLINICAL PSYCHOLOGY. THE DEGREE REQUIREMENT IS 120 CREDIT UNITS. 58967207 1 1 0 1 0 0 0 0 0 1 1 0 1 0 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 1 225 0 1 1627 1 0 1 JA MX 0 0 0 0 0 0 0 0 X 27 18 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 CA X X JEANINE HAWK 4159552000 ONE BEACH STREET STE 200 SAN FRANCISCO CA 94133 X SUE AMMEN 38.50 X 102174 0 8058 TERRY ANDERLINI 1.00 X 0 0 0 SUMMER ANGEVIN 1.00 X 0 0 0 NICOLETTE BAUTISTA 1.00 X 0 0 0 JOYCE BERENSTEIN 1.00 X 0 0 0 ELIZABETH FETTER 1.00 X X 0 0 0 MANUEL FIGUEROA PHD 38.50 X 83374 0 6592 GONZALO GARRETON 1.00 X 0 0 0 KATHRYN GOLDMAN-SCHUYLER 38.50 X 72171 0 17757 JANET HURWICH 1.00 X X 0 0 0 JON KNOLL 1.00 X 0 0 0 RACHNA KUMAR 38.50 X 130900 0 26728 ALISON LOBUS 38.50 X 67277 0 5363 CHAD MARCHANT 1.00 X 0 0 0 RICHARD MAROUN 1.00 X X 0 0 0 BARBARA MCKEE 1.00 X 0 0 0 DONALD NADLER PHD 1.00 X X 0 0 0 MARISSA PEI 1.00 X 0 0 0 NATALIE PORTER 37.50 X 120808 0 14530 PAUL RITVO 1.00 X 0 0 0 JULIUS ROBINSON 1.00 X 0 0 0 BETH ROM-RYMER 1.00 X 0 0 0 MICHAEL ROTHMAN 1.00 X 0 0 0 STEVEN SCHOEGER 1.00 X 0 0 0 LINDA CABALLERO-SOTELO 1.00 X 0 0 0 STEVEN SWIG 1.00 X 0 0 0 GEOFFREY M COX 37.50 X X 419885 0 39938 ELAINE BURKE 38.50 X 72720 0 21925 MATTHEW KINOSHITA 1.00 X 2158 0 0 TARUN BHATIA 37.50 X 238897 0 32130 JENNIFER WILSON 37.50 X 215562 0 16842 JANE L GAMP 38.50 X 159484 0 24503 ERIC W HICKEY 37.50 X 180000 0 14175 SHERYL KOGA 37.50 X 150500 0 6601 RUSSELL NEWMAN 37.50 X 332500 0 26263 MORGAN T SAMMONS 37.50 X 234281 0 18698 KAREN S WEBB 37.50 X 180679 0 28889 SHARON L FOSTER 38.50 X 145501 0 12417 TRACY L HELLER 37.50 X 150000 0 29212 DANNY WEDDING 37.50 X 168900 0 5609 MADELEINE WIENER 37.50 X 158278 0 25977 SCOTT R WOOLLEY 37.50 X 179153 0 31391 3565202 0 413598 64 0 1 0 MERCHANTS BUILDING MAINTENANCE 1190 MONTEREY PASS RD MONTEREY PARK CA 91754 BUILDING MAINTENANCE 314776 MOSS-ADAMS LLP PO BOX 2147 SEATTLE WA 98111 AUDITORS 270155 STEIN & LUBBIN LLP 600 MONTGOMERY ST 14TH FLOOR SAN FRANCISCO CA 94111 LEGAL FEES 213561 COLLEGIATE PROJECT SERVICES 631-G HARDEN STREET COLUMBIA SC 29205 IT PROJECT SUPPORT 172629 FLORES LIZBETH H 14677 VIA BETTONA STE 110 PMB 131 SAN DIEGO CA 92127 LEGAL FEES 156065 6 1827241 1262167 81037 3089408 TUITION/FEES 611600 69876843 69876843 AUXILIARY REVENUE 532000 2024625 1161327 863298 SERVICE REVENUE 611710 1945212 1945212 OTHER 900099 166506 166506 74013186 279789 279789 48369 48369 74338 0 74338 74338 74338 649715 0 649715 649715 649715 865 0 865 865 800 0 800 800 78156470 73149888 0 1917174 4010177 4010177 3085540 2594191 402774 88575 39159679 33792276 5194204 173199 2055573 1677197 367085 11291 5325332 4579995 694095 51242 2922106 2355714 548150 18242 47276 47276 395734 395734 231347 231347 15711 15711 4788639 1377692 3410947 683577 608335 72039 3203 2925748 898661 2016426 10661 295604 269528 26076 140 140 6609331 324370 6284961 1143647 800307 332516 10824 737255 622983 104982 9290 431491 89 431402 1373095 349342 1023753 458711 175 458536 AFFILIATION FEES 2706118 2706118 LIBRARY SERVICES 498914 498914 STUDENT HOUSING 358551 358286 265 BAD DEBT/COLLECTION 356331 356331 741426 739110 2316 81357053 58967207 22011003 378843 2049937 3218935 6440174 1594607 3185458 2993674 3096070 4815164 27138 26281 1637185 1686348 73327933 13670156 60451849 59657777 13094107 13510264 11731184 11129368 2229589 2120709 103942691 100753127 10524286 11324151 8858969 8342476 17000000 17000000 9135343 9185547 45518598 45852174 X 48023468 44516022 9084032 9124658 1316593 1260273 58424093 54900953 103942691 100753127 X -3200583 -322557 X X 0 1 1 X 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 1 1 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: THE ORGANIZATION PAYS MEMBERSHIP DUES OF $139,659 TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES. 15747434 1159803 1691444 270933 1928827 16398921 8447369 6561356 2584396 172701 1672986 15747434 7397883 335768 1279833 84412 481703 8447369 4330104 3233155 1360956 103517 1422815 7397883 0.36670 0.55640 0.07690 0 0 44844360 44844360 12926753 3391807 9534946 7631824 3505554 4126270 7374101 6431863 942238 550895 340932 209963 59657777 STUDENT LOANS (NET) 11129368 F 11129368 US GOVT LOANS-POTENTIALLY REFUND 9106391 REFUNDABLE DEPOSITS 79156 9185547 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUND IS USED TO FUND SCHOLARSHIPS AND GENERAL OPERATING ACTIVITIES OF THE UNIVERSITY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY RECOGNIZES AND MEASURES TAX BENEFIT TAKEN OR EXPECTED TO BE TAKEN IN AN UNRELATED BUSINESS ACTIVITY TAX RETURN AND DISCLOSES ANY UNCERTAINTIES IN TAX POSITIONS. THE UNIVERSITY HAD NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2012 OR 2011. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY PUBLISHES ITS NON-DISCRIMINATION POLICY IN A NEWSPAPER OF GENERAL CIRCULATION AND HAS OPERATED IN A BONA FIDE MANNER IN ACCORDANCE THEREWITH. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 ALLIANT INTERNATIONAL UNIVERSITY IS AN ELIGIBLE INSTITUTION AUTHORIZED BY THE FEDERAL DEPARTMENT OF EDUCATION FOR PARTICIPATION IN ITS FEDERAL SCHOOL AID PROGRAMS (TITLE IV, HEA PROGRAMS - OPE ID#0111700) AND ADDITIONALLY RECEIVED FUNDS FROM VARIOUS U.S. AND STATE GOVERNMENT FUNDED PROGRAMS, INCLUDING FUNDS WHICH ARE SUBJECT TO AUDIT BY COGNIZANT GOVERNMENT AGENCIES. THE LOAN FUNDS GROUP CONSISTS OF LOANS TO STUDENTS THROUGH THE FEDERAL PERKINS PROGRAM. THE PRINCIPAL SOURCES OF SUCH FUNDS ARE FEDERAL GOVERNMENT CONTRIBUTIONS, AND REPAYMENT OF PRINCIPAL AND INTEREST, WHICH ARE USED FOR ADDITIONAL LOANS. IF THE PROGRAM IS CANCELLED, FEDERAL CONTRIBUTIONS MAY BE RETURNABLE TO THE GOVERNMENT. NORTH AMERICA 1 73 PROGRAM SERVICES COLLEGE-LEVEL INSTRUCTION 1813245 EAST ASIA AND THE PACIFIC 2 7 PROGRAM SERVICES COLLEGE-LEVEL INSTRUCTION 1906479 3 80 0 0 3 80 3719724 0 3719724 1 0 1 0 1 0 METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: THE UNIVERSITY USED THE METHOD IT USED FOR ITS FINANCIAL STATEMENTS TO TRACK EXPENDITURES. THE AMOUNTS REPORTED ARE BASED ON THE CHART OF ACCOUNTS & GENERAL LEDGER FOR EACH COUNTRY, WHICH ARE TRACKED SEPARATELY. THE AMOUNTS REPORTED ARE FOR EXPENSES INCURRED IN COUNTRY, INCLUDING NORMAL ACCRUALS. 1 SCHOLARSHIPS BASED ON NEED 2124 4010177 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL SCHOLARSHIPS AND FELLOWSHIPS MADE BY ALLIANT INTERNATIONAL UNIVERSITY ARE TO STUDENTS OR FACULTY OF THE UNIVERSITY WHO HAVE COMPLETED AN APPLICATION PROCESS. THE AWARD IS BASED ON A WRITTEN SELECTION CRITERIA. ONCE THE GRANTS ARE DISTRIBUTED, EACH GRANT IS MONITORED ON AN INDIVIDUAL STUDENT ACCOUNT BASIS. X X X X X X 0 0 0 0 0 0 0 1 0 RACHNA KUMAR 130900 0 0 0 0 0 9817 0 16911 0 157628 0 0 0 GEOFFREY M COX 351000 0 61560 0 7325 0 18375 0 21563 0 459823 0 0 0 TARUN BHATIA 229194 0 0 0 9703 0 17917 0 14213 0 271027 0 0 0 JENNIFER WILSON 190562 0 25000 0 0 0 16167 0 675 0 232404 0 0 0 JANE L GAMP 159484 0 0 0 0 0 11961 0 12542 0 183987 0 0 0 ERIC W HICKEY 180000 0 0 0 0 0 13500 0 675 0 194175 0 0 0 SHERYL KOGA 150000 0 0 0 500 0 0 0 6601 0 157101 0 0 0 RUSSELL NEWMAN 307500 0 25000 0 0 0 18375 0 7888 0 358763 0 0 0 MORGAN T SAMMONS 209281 0 25000 0 0 0 17571 0 1127 0 252979 0 0 0 KAREN S WEBB 180679 0 0 0 0 0 13551 0 15338 0 209568 0 0 0 SHARON L FOSTER 145001 0 0 0 500 0 10913 0 1504 0 157918 0 0 0 TRACY L HELLER 150000 0 0 0 0 0 11250 0 17962 0 179212 0 0 0 DANNY WEDDING 168400 0 0 0 500 0 0 0 5609 0 174509 0 0 0 MADELEINE WIENER 157778 0 0 0 500 0 4000 0 21977 0 184255 0 0 0 SCOTT R WOOLLEY 178653 0 0 0 500 0 13437 0 17954 0 210544 0 0 0 PART I, LINE 7 THE UNIVERSITY PROVIDES OCCASIONAL DISCRETIONARY BONUS PAYMENTS BASED ON PERFORMANCE. SIC ONE BEACH LLC ENTITY MINORITY OWNED BY STEVEN SWIG, TRUSTEE 2035080 LEASE OF PROPERTY 0 X 29305 FMV X 1 50778 FMV X TRAVEL 3 728 COST X BAKE SALE 3 227 FMV 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED IN CONJUNCTION WITH OUTSIDE ACCOUNTANTS FOR SENIOR MANAGEMENT REVIEW. THE FINAL FORM IS SIGNED BY THE CFO. FORM 990, PART VI, SECTION B, LINE 12C PURSUANT TO UNIVERSITY POLICY, ON OR BEFORE JUNE 15TH OF EACH YEAR, UNIVERSITY GENERAL COUNSEL CIRCULATES THE UNIVERSITY'S REQUIRED ANNUAL CONFLICT OF INTEREST AND DISCLOSURE POLICY AND DISCLOSURE FORM TO OFFICERS, TRUSTEES, AND KEY EMPLOYEES FOR REVIEW AND COMPLETION. UNIVERSITY GENERAL COUNSEL REVIEWS ALL DISCLOSURE FORMS AND ADVISES THE AUDIT COMMITTEE ON ANY POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. THE UNIVERSITY'S POLICY ALSO REQUIRES ALL AFFECTED INDIVIDUALS TO UPDATE AND DISCLOSE CONFLICTS AS THEY ARISE BETWEEN DISCLOSURE CYCLES. UNIVERSITY COUNSEL WOULD, IF A CONFLICT IS DISCLOSED, COUNSEL THE INDIVIDUAL AS TO PROHIBITED TRANSACTIONS. TRUSTEES RECUSE THEMSELVES FROM ANY DISCUSSION AND ACTION RELATED TO POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS AND SETS THE COMPENSATION OF THE UNIVERSITY'S PRESIDENT. THE COMPENSATION COMMITTEE UTILIZES, AT THE COMMENCEMENT OF EACH CONTRACT TERM, COMPENSATION DATA, AN INDEPENDENT COMPENSATION CONSULTANT, AND INDEPENDENT LEGAL COUNSEL TO NEGOTIATE THE PRESIDENT'S CONTRACT. THE COMPENSATION COMMITTEE ALSO ANNUALLY EVALUATES THE PRESIDENT'S PERFORMANCE. THE PRESIDENT REVIEWS AND APPROVES COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES. THE UNIVERSITY'S HUMAN RESOURCES DEPARTMENT RESEARCHES AND COMPILES COMPARATIVE DATA FOR THE POSITIONS USING DATABASES FROM THE CHRONICLE OF HIGHER EDUCATION AND AICCU IN ORDER TO BENCHMARK APPROPRIATE COMPENSATION. THE HUMAN RESOURCES DEPARTMENT ALSO REVIEWS COMPENSATION FOR ALL EMPLOYEES TO ENSURE THAT PROPOSED COMPENSATION FALLS WITHIN THE UNIVERSITY'S ADOPTED EMPLOYEE CLASSIFICATION SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 - THE UNIVERSITY POSTS THE CORPORATE BYLAWS AND CHARTERS ON ITS WEBSITE. ADDITIONALLY, ALL GOVERNING/ORGANIZING DOCUMENTS ARE AVAILABLE UPON REQUEST. - THE UNIVERSITY'S CONFLICT OF INTEREST POLICY IS DISSEMINATED ANNUALLY TO THE UNIVERSITY COMMUNITY AND IS POSTED ON THE UNIVERSITY'S WEBSITE IN A NUMBER OF LOCATIONS. ADDITIONALLY, THE POLICY IS DISTRIBUTED UPON REQUEST. - THE UNIVERSITY POSTS THE CURRENT AUDITED FINANCIAL STATEMENTS ON THE BOARD OF TRUSTEES WEBPAGE OF THE UNIVERSITY WEBSITE. ALSO, THE AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. 990, PART VII SUE AMMEN, ELAINE BURKE, MANUEL FIGUEROA, KATHRYN GOLDMAN-SCHUYLER, ALISON LOBUS, NATALIE PORTER, MATTHEW KINOSHITA, AND RACHNA KUMAR WERE COMPENSATED FOR THEIR ROLES AS FACULTY AT ALLIANT UNIVERSITY AND NOT FOR THEIR ROLES AS TRUSTEES. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: AFFILIATES EXCLUDED FROM RETURN -322,557. TOTAL TO FORM 990, PART XI, LINE 5: -322,557. AUDIT COMMITTEE AND OVERSIGHT 990, PART XII, LINE 2C THERE HAVE BEEN NO CHANGES TO THIS PROCESS FROM PRIOR YEAR. FORM 990, PART I, LINE 6 20 OF THE 50 VOLUNTEERS REPORTED REPRESENT NON-COMPENSATED MEMBERS OF THE BOARD OF TRUSTEES. STUDENTS AND ALUMNI VOLUNTEER THEIR TIME FOR VARIOUS PURPOSES AT THE UNIVERSITY. THESE VOLUNTEERS, HOWEVER, ARE NOT FORMALLY TRACKED BY THE UNIVERSITY. ALLIANT UNIVERSITY FOUNDATION 10455 POMERADO ROAD SAN DIEGO CA 92131 942735501 INACTIVE CA 501(C)(3) 11B ALLIANT INTERNATIONAL UNIVERSITY 1 UNIVERSIDAD INTERNACIONAL DE MEXICO ALVARO OBREGON 110 COLONIAL R MEXICO CITY MX 542110067 INACTIVE MX ALLIANT INTERNATIONAL UNIVERSITY 1 FAMILY VIOLENCE & SEXUAL ASSAULT INSTITUTE 10065 OLD GROVE ROAD STE 100 SAN DIEGO CA 92131 752401334 RESOURCE CENTER TX 501(C)(3) 7 ALLIANT INTERNATIONAL UNIVERSITY 1 ALLIANT INTERNATIONAL UNIVERSITY CAMPUS MEXICO SC HAMBURGO 115 COL JUAREZ MX 06600 COLLEGE LEVEL INSTRUCTION MX ALLIANT INTERNATIONAL UNIVERSITY RELATED 741725 1461188 0 1 0.95000 ALLIANT KYOIKU SUPPORT SERVICES GK JPSE 5TH FL 2-8-2 CHIYODA-KU TOKYO JA 102-0084 COLLEGE LEVEL INSTRUCTION JA ALLIANT INTERNATIONAL UNIVERSITY C 1459275 410935 1.00000 0 1 0 1 0 0 0 0 0 0 1 0 1 1 0 1 0 0 FAMILY VIOLENCE & SEXUAL ASSAULT INSTITUTE P 115517 BOOK VALUE ALLIANT MEX D 974980 BOOK VALUE ALLIANT GK N 91336 BOOK VALUE