2013-05-15T17:33:49-05:00 2012-06-30 263731278 DIPIAZZA LAROCCA HEETER & CO LLC P O BOX 530095 BIRMINGHAM AL 352530095 990 2011-07-01 630366652 OAKWOOD UNIVERSITY OAKW 2567267024 7000 ADVENTIST BLVD HUNTSVILLE AL 35896 GAIL CALDWELL 2567267024 2013-05-15 1 MONTY S WAITES CPA P00438717 2058719973 2011 2016-02-25 16:41:14Z SABRINA COTTON 7000 ADVENTIST BOULEVARD HUNTSVILLE AL 35896 58581205 0 X WWW.OAKWOOD.EDU X 1896 AL OAKWOOD UNIVERSITY, A HISTORICALLY BLACK SEVENTH-DAY ADVENTIST INSTITUTION OF HIGHER LEARNING, PROVIDES QUALITY CHRISTIAN EDUCATION THAT EMPHASIZES ACADEMIC EXCELLENCE; PROMOTES HARMONIOUS DEVELOPMENT OF MIND, BODY AND SPIRIT; AND PREPARES LEADERS IN SERVICE FOR GOD AND HUMANITY. 35 35 1635 0 15362 -151347 19276484 17858688 35142915 37839014 176566 183598 1724553 2425757 56320518 58307057 11861086 12896076 0 0 26243217 24452968 0 0 616567 15337649 17546279 53441952 54895323 2878566 3411734 71057268 75005830 14214281 14784140 56842987 60221690 X OAKWOOD UNIVERSITY, A HISTORICALLY BLACK SEVENTH-DAY ADVENTIST INSTITUTION OF HIGHER LEARNING, PROVIDES QUALITY CHRISTIAN EDUCATION THAT EMPHASIZES ACADEMIC EXCELLENCE; PROMOTES HARMONIOUS DEVELOPMENT OF MIND, BODY AND SPIRIT; AND PREPARES LEADERS IN SERVICE FOR GOD AND HUMANITY. 0 0 37997441 12896076 58307057 TO PROVIDE UNDERGRADUATE DEGREE PROGRAMS IN VARIOUS DISCIPLINES INCLUDING ON CAMPUS TRAINING IN SELECTED FIELDS OF STUDY FOR APPROXIMATELY 1800 STUDENTS 37997441 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 171 0 1635 1 1 1 0 0 0 0 1 1 0 0 0 0 0 X 35 35 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X GAIL CALDWELL 2567267017 7000 ADVENTIST BLVD HUNTSVILLE AL 35896 TREVOR BAKER 1.00 X 0 0 0 LISA BEARDSLEY-HARDY 1.00 X 0 0 0 JENNIFER STONE 1.00 X 0 0 0 DEDRICK L BLUE 1.00 X 0 0 0 WILLIAM COX 1.00 X 0 0 0 G ALEXANDER BRYANT 1.00 X 0 0 0 CHARLES L CHEATHAM 1.00 X 0 0 0 MAURICE VALENTINE II 1.00 X 0 0 0 JEROME DAVIS 1.00 X 0 0 0 CAVENA WILLIAMS 1.00 X 0 0 0 DANA C EDMOND 1.00 X 0 0 0 LARRY BLACKMER 1.00 X 0 0 0 JEFFREY O BROWN 1.00 X 0 0 0 SAMUEL GREEN 1.00 X 0 0 0 WILLIAM HICKS 1.00 X 0 0 0 DONALD L JERNIGAN 1.00 X 0 0 0 CLIFTON JESSUP 1.00 X 0 0 0 JIM DAVIDSON 1.00 X 0 0 0 RICARDO GRAHAM 1.00 X 0 0 0 DONALD G KING 1.00 X 0 0 0 WASHINGTON JOHNSON III 1.00 X 0 0 0 ROBERT E LEMON 1.00 X 0 0 0 ALVIN M KIBBLE 1.00 X 0 0 0 DONALD LIVESAY 1.00 X 0 0 0 ALPHONSO MCCARTHY 1.00 X 0 0 0 THOMAS LEMON 1.00 X 0 0 0 BOBBY MITCHELL 1.00 X 0 0 0 HUBERT MOREL 1.00 X 0 0 0 GT NG 1.00 X 0 0 0 CYNTHIA POWELL-HICKS 1.00 X 0 0 0 LARRY MOORE 1.00 X 0 0 0 CALVIN B ROCK EMERITUS 1.00 X 0 0 0 RANDY ROBINSON 1.00 X 0 0 0 RON C SMITH 1.00 X 0 0 0 MAX TORKELSON 1.00 X 0 0 0 DAVID WEIGLEY 1.00 X 0 0 0 EILEEN KNIGHT WHITE 1.00 X 0 0 0 DAVID R WILLIAMS 1.00 X 0 0 0 LOIS PETERS EMERITUS 1.00 X 0 0 0 STEPHEN GRAY 1.00 X 0 0 0 ED ZINKE 1.00 X 0 0 0 STEPHEN FOSTER 1.00 X 0 0 0 WITFORD REID 1.00 X 0 0 0 LAURA DAVIS 1.00 X 0 0 0 TED NC WILSON 1.00 X 0 0 0 CHERRYL GALLEY 1.00 X 0 0 0 SONIA PAUL 1.00 X 0 0 0 CIRO SEPULVEDA 1.00 X 0 0 0 WILLIAM L WINSTON 1.00 X 0 0 0 HAROLD L LEE EMERITUS 1.00 X 0 0 0 DR JOHN ANDERSON 50.00 X 76981 0 36927 LESLIE N POLLARD 50.00 X 115415 0 49787 SABRINA COTTON 50.00 X 85340 0 39191 MERVYN WARREN 50.00 X 84823 0 39971 TIMOTHY MCDONALD 50.00 X 81041 0 38852 DAN JACKSON 1.00 X 0 0 0 RALPH REID 1.00 X 0 0 0 ELLA S SIMMONS 1.00 X 0 0 0 PATRICIA STEWART 40.00 X 74946 0 35205 518546 0 239933 1 0 0 0 SODEXHO INC & AFFILIATES 7000 ADVENTIST BLVD HUNTSVILLE AL 35896 FOOD SERVICE 2884965 HUNTSVILLE UTILITIES PO BOX 2048 HUNTSVILLE AL 35804 UTILITIES 1880814 JOE STILL BUILDING COMPANY INC 108 CLINTON AVENUE WEST HUNTSVILLE AL 35801 CONSTRUCTION 1591074 BARNES & NOBLE COLLEGE BOOKSELLERS 120 MOUNTAINVIEW BOULEVARD BASKING RIDGE NJ 07920 BOOKSTORE 1383932 PRO-AIR SERVICES INC PO BOX 5054 DECATUR AL 35601 CONSTRUCTION 629421 24 9069933 8788755 17858688 TUITION & FEES 611600 27464242 27464242 AUXILIARY ENTERPRISES 611600 10130843 10130843 EDUCATIONAL ACTIVITIES 611600 243929 243929 37839014 183598 183598 165042 133143 31899 31899 30000 1899 156300 118158 38142 38142 8209 22847 -14638 -14638 OTHER EDUC. SOURCES 611710 2370354 2370354 2370354 58307057 40209368 15362 223639 12896076 12896076 518546 518546 17138948 9820403 7005779 312766 6795474 4225453 2462587 107434 138749 131812 6937 382404 246008 129576 6820 867828 465955 394896 6977 189050 7832 172224 8994 5009279 2604873 2388194 16212 915414 285927 599481 30006 4549 4549 401452 401452 2729213 2729213 740492 1253 717465 21774 CAFETERIA 2608716 2608716 PRINTING & PUBLICATIONS 791368 507479 269794 14095 VARIOUS INSTITUTIONAL S 601144 571087 30057 VARIOUS STUDENT ACTIVIT 418715 397779 20936 1747906 1075158 639189 33559 54895323 37997441 16281315 616567 11786383 17318859 256912 283471 8537518 7655278 894276 894277 17778 40178 79559457 38458008 40402623 41101449 463406 470682 8616214 7223395 82158 18241 71057268 75005830 4910945 5925778 913473 913723 7955000 7575000 434863 369639 14214281 14784140 X 41385753 44373196 12955759 13140758 2501475 2707736 56842987 60221690 71057268 75005830 X 3411734 -33031 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 406806 406806 54571312 18964243 35607069 22659126 19253515 3405611 1922213 240250 1681963 41101449 MUTUAL FUNDS 579568 F CORPORATE FUNDS 295470 F COMMINGLED PRIVATE INVESTMENTS 6348357 F 7223395 58307057 54895323 3411734 -33031 -33031 3378703 51201558 -33031 -7346616 -7379647 58581205 -274148 -274148 58307057 47822855 274148 274148 47548707 7346616 7346616 54895323 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY HAS IMPLEMENTED THE ACCOUNTING REQUIREMENTS ASSOCIATED WITH UNCERTAINTY IN INCOME TAXES USING THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ASC 740, INCOME TAXES. AS OF JUNE 30, 2012, THE UNIVERSITY HAD NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PREVIOUS OPEN TAX YEARS MAY BE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. PART XII, LINE 2D - OTHER ADJUSTMENTS: INSTITUTIONAL AWARDS -7,346,616. PART XII, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -133,143. COST OF GOODS SOLD -22,847. FUNDRAISING EXPENSES -118,158. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 133,143. COST OF GOODS SOLD 22,847. FUNDRAISING EXPENSES 118,158. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL AWARDS 7,346,616. 1 0 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE SCHOOL PUBLICIZES ITS RACIALLY NONDISCRIMINATORY POLICY IN BROCHURES, CATALOGUES, AND WRITTEN COMMUNICATIONS, AS WELL AS ON ITS WEB SITE, MAKING IT AVAILABLE TO STUDENTS, AS WELL AS THE GENERAL COMMUNITY. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE ORGANIZATION RECEIVES GRANTS FROM THE FEDERAL GOVERNMENT. UNCF CAMPAIGN & GALA 156300 156300 118158 156300 156300 118158 118158 38142 1 ACADEMIC SCHOLARSHIP 318 1323500 PRESIDENTIAL SCHOLARSHIP 103 96631 SCHOLARSHIP - MISCELLANEOUS AWARDS 5263521 PREMIER SCHOLARSHIP 273 2611500 PRESTIGE SCHOLARSHIP 175 976000 INCENTIVE SCHOLARSHIP 199 462500 NATIONAL MERIT SCHOLARSHIP 10 160981 UNCF SCHOLARSHIP 123 210941 LETTIE PATE SCHOLARSHIP 39 71501 TRANSFER SCHOLARSHIP 140 303068 COLLEGE DAYS SCHOLARSHIP 231 114000 EARLY BIRD SCHOLARSHIP 94 73750 WORTHY STUDENT SCHOLARSHIP 617 1205583 UNITED GIVING SCHOLARSHIP 115 22600 CITY OF HUNTSVILLE 2010-12-31 6080000 PROCEEDS USED TO RETIRE 2008 BOND ISSUANCE & TO PAY 2010 ISSURANCE COST 0 0 0 6050000 6080000 30000 1 0 1 1 0 0 0 0 1 1 1 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE CORPORATION SHALL ELECT A NOMINATING COMMITTEE, WHO WILL IN TURN NOMINATE PERSONS TO SERVE AS THE BOARD OF TRUSTEES OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY THE BOARD FOR COMPLETENESS AND ACCURACY PRIOR TO THE FILING OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS SENT OUT TO OFFICERS, TRUSTEES AND KEY EMPLOYEES ANNUALLY WITH SIGNATURE REQUIRED TO ENSURE COMPLIANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PACKAGES ARE BASED ON POLICIES ACCEPTED BY THE NORTH AMERICAN DIVISION FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS ARE AVAILABLE FOR PUBLIC INSPECTION AT THE ORGANIZATION'S OFFICE IN CARE OF GAIL CALDWELL. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -33,031. GENERAL CONFERENCE OF SEVENTH-DAY ADVENTISTS 12501 OLD COLUMBIA PIKE SILVER SPRINGS MD 20904 RELIGIOUS ACTIVITIES MD 501(C)(3) 0 GENERAL CONFERENCE CORPORATION OF SEVENTH-DAY ADVENTISTS 12501 OLD COLUMBIA PIKE SILVER SPRINGS MD 20904 RELIGIOUS ACTIVITIES IN A FIDUCIARY CAPACITY MD 501(C)(3) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 GENERAL CONFERENCE OF SEVENTH-DAY ADVENTISTS R