2013-05-15T08:55:18-05:00 2012-06-30 251408703 SCHNEIDER DOWNS & CO INC 1133 PENN AVENUE PITTSBURGH PA 15222 990 2011-07-01 250969449 CARNEGIE MELLON UNIVERSITY CARN 4122685904 5000 FORBES AVENUE PITTSBURGH PA 15213 ELIZABETH A MILAVEC 4122685904 2013-05-15 1 SUSAN M KIRSCH P00341397 4122613644 2011 2016-02-25 16:41:14Z JARED L COHON 5000 FORBES AVENUE PITTSBURGH PA 15213 1617784020 0 X WWW.CMU.EDU X 1900 PA HIGHER EDUCATION AND RESEARCH. 66 59 12928 66 81171 -1830926 441715065 508148955 561731140 599350503 133930011 60084624 16335194 18445709 1153711410 1186029791 135383298 158997505 0 0 573072018 609353772 588958 477607 15709180 300473269 301062177 1009517543 1069891061 144193867 116138730 2276264220 2362606939 695925365 741023031 1580338855 1621583908 X TO CREATE AND DISSEMINATE KNOWLEDGE AND ART THROUGH RESEARCH AND CREATIVE INQUIRY, TEACHING, AND LEARNING AND TO TRANSFER OUR INTELLECTUAL AND ARTISTIC PRODUCT TO ENHANCE SOCIETY IN MEANINGFUL AND SUSTAINABLE WAYS.TO SERVE OUR STUDENTS BY TEACHING THEM PROBLEM SOLVING, LEADERSHIP AND TEAMWORK SKILLS, AND THE VALUE OF COMMITMENT TO QUALITY, ETHICAL BEHAVIOR, AND RESPECT FOR OTHERS.TO ACHIEVE THESE ENDS BY PURSUING THE ADVANTAGES OF A DIVERSE AND RELATIVELY SMALL UNIVERSITY COMMUNITY, OPEN TO THE EXCHANGE OF IDEAS WHERE DISCOVERY, CREATIVITY, AND PERSONAL AND PROFESSIONAL DEVELOPMENT FLOURISH. 0 0 528078733 89896789 536900803 INSTRUCTION:CMU IS A HYBRID OF A TECHNICAL INSTITUTE, FINE-ARTS CONSERVATORY AND TRADITIONAL RESEARCH UNIVERSITY, HAVING EVOLVED IN RESPONSE TO EMERGING SOCIAL NEEDS AND INTELLECTUAL DEVELOPMENT OF THE PAST CENTURY. UNITING TECHNOLOGY AND ARTS, FUSING THE PRACTICAL WITH THE IMAGINATIVE, MAINTAINING ITS EDUCATIONAL EMPHASIS ON DEVELOPING SKILLS TO SOLVE PROBLEMS.INCLUDES 7 COLLEGES AND SCHOOLS OFFERING DEGREE PROGRAMS AND MORE THAN 90 MAJORS AND MINORS TO APPROXIMATELY 12,000 UNDERGRADUATES, GRADUATES AND DOCTORAL STUDENTS. INSTRUCTION INCLUDES ACADEMIC SUPPORT AND STUDENT SERVICES.CMU HAS ITS MAIN CAMPUS IN PITTSBURGH, SATELLITE CAMPUSES IN SILICON VALLEY AND DOHA, QATAR, AND DEGREE-GRANTING PROGRAMS AROUND THE WORLD, INCLUDING AUSTRALIA, JAPAN, PORTUGAL, RWANDA AND LATIN AMERICA.NATIONALLY AND GLOBALLY, CMU HAS BECOME A MAJOR VOICE OF CONNECTIVITY IN TECHNOLOGY, EXPANSION OF EDUCATIONAL OPPORTUNITY AND ECONOMIC DEVELOPMENT. 334101011 33119140 RESEARCH:CMU HOLDS A PROUD VISION OF ITSELF AS A DISTINCTIVE AND DIFFERENT KIND OF RESEARCH UNIVERSITY WHERE NATIONALLY RECOGNIZED PROGRAMS FROM ACROSS THE LEADING DISCIPLINES, FROM COMPUTING AND ENGINEERING TO FINE ARTS, INTERSECT. IT IS A DECENTRALIZED COMMUNITY OF SCIENTISTS AND INTELLECTUALS, ARTISTS AND POLICYMAKERS, BUSINESS EXPERTS AND POETS. THE DIVERSE AND DECENTRALIZED COMMUNITY THAT CHARACTERIZES CMU CULTURE RESTS ON A SET OF CORE UNDERPINNINGS AND A STRONG COMMITMENT TO REAL-WORLD PROBLEM SOLVING, INTERDISCIPLINARY COLLABORATION AND HARD WORK, COMBINED WITH JOIE DE VIVRE.EACH OF THESE REQUIRES CONNECTIONS AMONG ENGINEERING, SCIENCE, POLICY AND MANAGEMENT AND THE ARTS. BASIC RESEARCH IS PERFORMED IN ALL 7 COLLEGES, SCHOOLS, AND THE SOFTWARE ENGINEERING INSTITUTE. CMU IS ALSO THE HOME OF 118 RESEARCH INSTITUTES AND CENTERS FOCUSING ON SOME OF THE WORLD'S GREATEST CHALLENGES.CMU'S RESEARCH-INTENSIVE ENVIRONMENT PROVIDES A RICH SETTING FOR THE UNIVERSITY'S EDUCATIONAL OFFERINGS AND ASPIRATIONS. THE SEARCH FOR NEW KNOWLEDGE AND A SPIRIT OF ONGOING CRITICAL INQUIRY ARE THE IDEALS THAT PERMEATE ITS APPROACH TO TEACHING AND ITS EXPECTATIONS FOR WHAT STUDENTS WILL ACHIEVE. 92629364 34530266 AUXILIARY SERVICES:SERVICES TO SUPPORT THE INSTRUCTION AND RESEARCH FUNCTIONS OF THE UNIVERSITY. THESE SERVICES INCLUDE HOUSING, DINING SERVICES, PARKING, BOOKSTORE, PRINTING, TELECOMMUNICATIONS, AND OTHER SERVICES RELATED TO THE DELIVERY OF EDUCATION. 16332332 27600552 OTHER PROGRAM SERVICES:OTHER FEES AND MEMBERSHIPS, EXTERNAL SUPPORT AND SERVICES AND OTHER MISCELLANEOUS PROGRAM SERVICE REVENUE THAT SUPPORTS THE INSTRUCTION, RESEARCH, AND AUXILIARY FUNCTIONS OF THE UNIVERSITY. 16332332 27600552 971141440 1 0 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 1 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 0 0 1 X 17833 0 1 12928 1 1 1 1 AS GM QA RW CJ BD JE MP UK VI 0 0 0 0 0 0 0 0 0 0 X 66 59 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA X CMU ASSOCIATE VICE PRESIDENT & CONTROLLER 4122685904 5000 FORBES AVENUE PITTSBURGH PA 15213 X JOHN R BERTUCCI 0.50 X 0 0 0 FRANK BRUNCKHORST 4.00 X 0 0 0 ERROLL B DAVIS JR 1.00 X 0 0 0 LINDA A DICKERSON 2.00 X 0 0 0 PHILIP L DOWD 1.00 X 0 0 0 DINA DUBLON 1.00 X 0 0 0 EDWARD H FRANK 2.00 X 0 0 0 YOSHIAKI FUJIMORI 1.00 X 0 0 0 HENRY J GAILLIOT 1.00 X 0 0 0 IRA J GUMBERG 1.00 X 0 0 0 TERESA HEINZ 1.00 X 0 0 0 TORRENCE M HUNT JR 4.00 X 0 0 0 TOD S JOHNSON 1.00 X 0 0 0 JOHN E MCGRATH 0.50 X 0 0 0 REGINA GOUGER MILLER 0.50 X 0 0 0 AMBAR PAUL 0.50 X 0 0 0 JAMES E ROHR 1.00 X 0 0 0 JONATHAN M ROTHBERG 0.50 X 0 0 0 DAVID S SHAPIRA 1.00 X 0 0 0 J LEA HILLMAN SIMONDS 0.50 X 0 0 0 JAMES C STALDER 4.00 X 0 0 0 DONALD E STITZENBERG 2.00 X 0 0 0 DAVID A TEPPER 0.50 X 0 0 0 MARY ANN ULISHNEY 2.00 X 0 0 0 SUNIL WADHWANI 2.00 X 0 0 0 PAULA KAUFFMAN WAGNER 0.50 X 0 0 0 RONALD P BIANCHINI JR 0.50 X 0 0 0 MARCO DELGADO 0.50 X 0 0 0 EVAN S FRAZIER 0.50 X 0 0 0 ROY W HALEY 1.00 X 0 0 0 OSCAR HARRIS JR 1.00 X 0 0 0 PATRICIA ASKWITH KENNER 0.50 X 0 0 0 SULAJJA FIRODIA MOTWANI 0.50 X 0 0 0 ROHET TOLANI 1.00 X 0 0 0 PATRICK WILSON 1.00 X 0 0 0 ANDRESS APPOLON 0.50 X 0 0 0 ARISTIDES S CANDRIS 1.00 X 0 0 0 ERIC COOPER 1.00 X 0 0 0 DAVID COULTER 1.00 X 0 0 0 RUSSELL CROCKETT 1.50 X 0 0 0 HOWARD L ELLIN 2.00 X 0 0 0 DIRK GATES 1.30 X 0 0 0 BRUCE M MCWILLIAMS 1.00 X 0 0 0 MANOJ P SINGH 2.00 X 0 0 0 JOEL P ADAMS 1.00 X 0 0 0 JEANNE CUNICELLI 0.50 X 0 0 0 FRANCISCO B D'SOUZA 5.00 X 0 0 0 JAMES GIANOPULOS 1.00 X 0 0 0 LARRY E JENNINGS JR 0.50 X 0 0 0 CANDACE MATTHEWS 1.00 X 0 0 0 DAVID MCCORMICK 1.00 X 0 0 0 WILLIAM L MEANEY 0.50 X 0 0 0 ATTILA MOLNAR 3.00 X 0 0 0 ROY SHANKER 1.00 X 0 0 0 AJIT SHETTY 0.50 X 0 0 0 LIP-BU TAN 1.00 X 0 0 0 THOMAS TULL 0.50 X 0 0 0 GREGORY POLANSKY 2.00 X 0 0 0 LUKE RAVENSTAHL 0.50 X 0 0 0 DARLENE HARRIS 1.00 X 0 0 0 ANTHONY ROLLETT 40.00 X 197168 0 26921 BEVERLEY WHEELER 0.50 X 0 0 0 DAVID M KIRR 1.00 X X 0 0 0 RAYMOND J LANE 2.00 X X 0 0 0 E KEARS POLLOCK 1.00 X X 0 0 0 JARED L COHON 40.00 X X 868662 0 77433 MARK S KAMLET 40.00 X 496870 0 36429 MARY JO DIVELY 40.00 X 379122 0 38907 DEBORAH J MOON 40.00 X 311204 0 52933 ELIZABETH A MILAVEC 40.00 X 181893 0 33363 JAY S CALHOUN 40.00 X 210252 0 46106 CHERYL M HAYS 40.00 X 213641 0 26006 KAREN T KHAN 40.00 X 71151 0 14971 RICHARD D MCCULLOUGH 40.00 X 368119 0 41439 MICHAEL C MURPHY 40.00 X 243243 0 35354 ROBBEE B KOSAK 40.00 X 380244 0 38429 CHARLES A KENNEDY 40.00 X 235526 0 39272 RANDAL E BRYANT 40.00 X 299412 0 39395 PAUL D NIELSEN 40.00 X 483510 0 25208 PRADEEP K KHOSLA 40.00 X 483196 0 38003 MOHAMMED A DOBASHI 40.00 X 518566 0 36168 ILKER BAYBARS 40.00 X 468074 0 50111 RICHARD MUNDY 40.00 X 464987 0 34520 ROBERT DAMMON 40.00 X 462181 0 33612 ROBERT T MONROE 40.00 X 636729 0 30516 KENNETH DUNN 40.00 X 279182 0 20722 GLORIANA ST CLAIR 40.00 X 211588 0 23346 MARK WESSEL 40.00 X 147657 0 18806 FREDERICK J GILMAN 40.00 X 323675 0 39621 JAMES H MORRIS 40.00 X 235117 0 33438 JOHN P LEHOCZKY 40.00 X 331892 0 33043 HILARY ROBINSON 40.00 X 157013 0 19103 9659874 0 983175 1148 1 1 0 AMERISOURCE FUNDING INC 7225 LANGTRY HOUSTON TX 77040 DINING SERVICES 9727939 ISS FACILITY SERVICES INC 425 SIXTH AVENUE SUITE 1640 PITTSBURGH PA 15219 CLEANING SERVICES 6589316 K&L GATES LLP 210 SIXTH AVENUE PITTSBURGH PA 15222 LEGAL SERVICES 4083303 MBM CONTRACTING 4999 OLD CLAIRTON ROAD PITTSBURGH PA 15236 CONSTRUCTION 3599008 MOSITES CONSTRUCTION 4839 CAMPBELLS RUN ROAD PITTSBURGH PA 15205 CONSTRUCTION 2474328 146 354815000 153333955 6475173 508148955 TUITION 900099 536900803 536900803 AUXILIARY SERVICES 611710 34849148 34530266 318882 OTHER PROGRAM SERVICES 900099 27600552 27600552 599350503 12667598 -512905 13180503 14999452 14999452 268414 251281 419360 0 -150946 251281 100335 39502 60833 475077803 39143 427470342 229578 47607461 -190435 47417026 47417026 6980871 3634949 3345922 235692 3110230 1186029791 599031621 81171 78768044 33119140 33119140 118795192 118795192 7083173 7083173 6391246 1318428 4096766 976052 1727612 1643595 84017 490148679 453293830 28741709 8113140 29104775 25404187 3039627 660961 55225799 51725093 2110572 1390134 26755661 23175333 2945996 634332 1008207 53312 954895 422802 422802 477607 477607 2808626 2808626 23734548 19039348 3863487 831713 2684795 1803130 867617 14048 24557951 20387666 3605719 564566 18840772 16105043 2411158 324571 2137737 2137737 43982969 40105115 3872745 5109 30476278 28030983 1623719 821576 3029 3029 11181174 9918893 1005014 257267 10601316 10262562 338754 51092692 47281120 3811572 1899201 1702358 196843 FOOD SERVICE OPERATIONS 15927033 15805319 121714 INFORMATION RESOURCES 8005580 7809912 146517 49151 NON-CAPITAL EQUIPMENT 7707492 3142700 4556899 7893 FABRICATED EQUIPMENT 2258832 2258832 41731143 29313608 11920492 497043 1069891061 971141440 83040441 15709180 51102 59477 129210703 161901735 97377553 144687091 29346032 52685605 260376 197144 2948297 2624942 9673442 11630862 1344013257 654916082 683867331 689097175 638034087 572615282 658994266 700221011 26501031 26886615 2276264220 2362606939 88582824 105580380 82197459 91689020 419110510 418840380 39478633 33964312 66555939 90948939 695925365 741023031 X 673639708 671238716 391797696 402433217 514901451 547911975 1580338855 1621583908 2276264220 2362606939 X 116138730 -74893677 X X 0 1 1 X 1 1 X 0 425831 425831 1069465230 1069891061 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 557731 396056 409724 425831 1789342 250000 250000 250000 250000 1000000 1500000 19644 5434015 X X X 0 1016165364 21673502 -5097016 10587113 34925046 1288547 985941144 814125852 31589202 221701643 11613363 38194929 1443039 1016165366 753208399 20329234 93475815 11479877 39865024 1542695 814125852 1067727859 19538306 -282444678 10827112 39247260 1538716 753208399 0.22820 0.49300 0.27880 0 1 1 45410670 45410670 1000641085 468578259 532062826 13847238 7837008 6010230 246938611 171372141 75566470 37175653 7128674 30046979 689097175 REAL ESTATE 69093520 F VENTURE CAPITAL & PRIVATE EQUITY 341528903 F AGGRESSIVE, DISTRESSED & ARBITRAGE FIXED INCOME 52426289 F NATURAL RESOURCES 73522677 F HEDGE FUNDS 162115407 F LOCAL REGION 1534215 F 700221011 SEI ODE LIABILITY 139082 CONTRACT RETENTIONS 455603 GATE STUDENT LOAN PROGRAM 1371542 ASSET RETIREMENT OBLIGATION-FIN 47 4774020 FEDERAL LOAN PROGRAMS & STUDENT DEPOSITS 14624699 ESCHEAT CHECKS PAYABLE 843635 PRESENT VALUE OF ANNUITIES DUE 13084202 SWAP AGREEMENTS/CONTRACTS 52467579 FEDERAL , STATE AND LOCAL TAXES PAYABLE 182373 MISC. OTHER LIABILITIES -8949 MCCUNE RECOVERABLE LOAN FUND 1453319 AGENCY FUNDING 3552 PV ANNUITIES FOR PROPERTY ACQS 1558282 90948939 1186029791 1069891061 116138730 -49515441 -25378236 -74893677 41245053 1036253846 -49515441 10323125 15050491 -24141825 1060395671 125634120 125634120 1186029791 966321254 10323125 20791382 31114507 935206747 134684313 134684313 1069891060 PART III, LINE 4: WORKS OF FINE OR DECORATIVE ARTS ARE COLLECTED AND EXHIBITED BY CARNEGIE MELLON UNIVERSITY TO ENHANCE THE QUALITY OF LIFE ON CAMPUS, TO STIMULATE EDUCATION AND RESEARCH, AND TO PRESERVE SUCH WORKS FOR POSTERITY. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE CARNEGIE MELLON ENDOWMENT IS A COLLECTION OF INDIVIDUAL FUNDS PRIMARILY ESTABLISHED BY DONORS AND MANAGED BY THE UNIVERSITY AS A POOLED SET OF ASSETS. IN ACCORDANCE WITH THE PENNSYLVANIA ACT 141 AND DONOR INTENT, THE UNIVERSITY SPENDS A PREDETERMINED PORTION OF THE ENDOWMENT INCOME EACH YEAR ON FACULTY SUPPORT, STUDENT SUPPORT, AND GENERAL UNIVERSITY SUPPORT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: CARNEGIE MELLON PERFORMS AN ANNUAL FIN 48 (ASC 740) ANALYSIS TO ANALYZE ALL TAX POSITIONS AS REQUIRED. FOR THE FISCAL YEAR ENDED JUNE 30, 2012, CARNEGIE MELLON HAS ASSESSED ALL UNCERTAIN TAX POSITIONS AND HAS DETERMINED THEM TO BE IMMATERIAL. THE UNIVERSITY'S STATEMENTS OF FINANCIAL POSITION DO NOT INCLUDE ANY LIABILITIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN SWAP VALUE -22,010,303. TRANSLATION ADJUSTMENT -23,260. INVENTOR ROYALTIES -2,126,463. LOSS ON DEBT EXTINGUISHMENT -1,145,547. LAMME DISTRIBUTION 52,395. LAMME UNREALIZED LOSS -125,058. TOTAL TO SCHEDULE D, PART XI, LINE 8: -25,378,236. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 3,634,949. SUBSIDIARY REVENUE 10,996,182. RENTAL EXPENSE 419,360. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 123,015,929. INVESTMENT MANAGER FEES 2,808,626. LOSS ON SALE OF ASSETS -190,435. PART XIII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON SALE OF ASSETS 190,435. COST OF GOODS SOLD 12,494,710. SUBSIDIARY EXPENSE 7,686,877. RENTAL EXPENSE 419,360. PART XIII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 123,015,929. INVESTMENT MANAGER FEES 2,808,626. INTERNAL SALES REVENUE 8,859,758. PART XII - RECONCILIATION OF REVENUE PER AUDITED FINANCIAL STATEMENTS WITH REVENUE PER RETURN AND PART XIII - RECONCILIATION OF EXPENSES PER AUDITED FINANCIAL STATEMENTS WITH EXPENSES PER RETURN: LINE 1 OF EACH PART RESPECTIVELY CONSISTS OF CONSOLIDATED NUMBERS FROM THE AUDITED FINANCIAL STATEMENTS AND RECONCILES TO THE STAND-ALONE (SEPARATE BASIS) REVENUE AND EXPENSES AS REPORTED ON THE FORM 990, PART I, LINE 12. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATORY POLICY AND STATEMENT OF ASSURANCE APPEARS ON PRINTED MATERIALS USED TO COMMUNICATE WITH PROSPECTIVE AND CURRENT STUDENTS AS WELL AS EMPLOYEES OF CARNEGIE MELLON UNIVERSITY. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 MONETARY GRANTS WERE RECEIVED FROM FEDERAL AND STATE AGENCIES TO PROVIDE ASSISTANCE TO STUDENTS ATTENDING CARNEGIE MELLON UNIVERSITY. 0 ANTARCTICA 0 0 PROGRAM SERVICES EDUCATION 277 CENTRAL AMERICA AND THE CARIBBEAN 0 0 FOREIGN INVESTMENTS 284017748 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 44165 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 300000 EAST ASIA AND THE PACIFIC 2 49 PROGRAM SERVICES EDUCATION 8081925 EAST ASIA AND THE PACIFIC 0 0 UBI 25049 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 360205 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 FOREIGN INVESTMENTS 13119658 EUROPE (INCLUDING ICELAND & GREENLAND) 1 3 PROGRAM SERVICES EDUCATION 3995211 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING 6152055 MIDDLE EAST AND NORTH AFRICA 1 232 PROGRAM SERVICES EDUCATION 48475666 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTMAKING 248061 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 3 PROGRAM SERVICES EDUCATION 384163 RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES EDUCATION 54043 SOUTH AMERICA 0 3 PROGRAM SERVICES EDUCATION 240557 SOUTH ASIA 0 1 PROGRAM SERVICES EDUCATION 329636 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 22852 SUB-SAHARAN AFRICA 0 0 FOREIGN INVESTMENTS 2730421 SUB-SAHARAN AFRICA 1 10 PROGRAM SERVICES EDUCATION 1201893 2 49 3 252 5 301 305949027 63834558 369783585 X EUROPE (INCLUDING ICELAND & GREENLAND) SUBCONTRACTS 360205 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A MIDDLE EAST AND NORTH AFRICA SUBCONTRACTS 89423 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SUBCONTRACTS 248061 CASH; ELECTRONIC FUND TRANSFER 0 N/A N/A 0 11 STUDENT SCHOLARSHIPS EAST ASIA AND THE PACIFIC 5 300000 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCT. 0 N/A N/A STUDENT SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 166 6062632 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCT. 0 N/A N/A STUDENT SCHOLARSHIPS SUB-SAHARAN AFRICA 27 22852 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCT. 0 N/A N/A 1 0 1 1 1 1 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO STUDENTS AT ITS INTERNATIONAL LOCATIONS PURSUANT TO A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, NON-ACADEMIC TALENTS AND ABILITIES, AS WELL AS FINANCIAL NEED. SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING. X X X X X X 1 RUFFALO CODY 65 KIRKWOOD N ROAD SW CEDAR RAPIDS IA 52406 TELEMARKETING SERVICES 0 843489 405878 437611 STRATEGY FIRST PARTNERS 710 BROOKLINE TRACE ALPHARETTA GA 30022 MARKETING SURVEY FOR CAMPAIGN 0 0 47500 -47500 WASHBURN & MCGOLDRICK 8 CENTURY HILL LATHAM NY 12110 STRATEGIC PLANNING/ CONSULTING FOR CAMPAIGN 0 0 24229 -24229 843489 477607 365882 PA 1 ADVANCED COOLING TECHNOLOGIES INC 1046 NEW HOLLAND AVE LANCASTER PA 17601 571146896 N/A 284193 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS AIR FORCE INSTITUTE OF TECHNOLOGY 2950 HOBSON WAY BLDG 643 STE 216 WRIGHT PATTRSON AFB OH 454337765 311190492 501(C)(3) 35717 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS ALLEGHENY INTERMEDIATE UNIT 475 EAST WATERFRONT DR HOMESTEAD PA 15120 251425758 501(C)(4) 18200 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS ALLEGHENY-SINGER RESEARCH RES ACCTG REPORTING 2 ALLEGHENY CENTER 11TH FLOOR PITTSBURGH PA 15212 251320493 501(C)(3) 10483 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS AM HOLDINGS LLC 3364 PARKVIEW AVE PITTSBURGH PA 15213 263397149 N/A 59999 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS AMERICAN PRODUCTIVITY & QUALITY CENTER (APQC) 123 N POST OAK LN STE 300 HOUSTON TX 770247797 742094629 501(C)(3) 219163 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS ANTHRO TRONIX INC 8737 COLESVILLE RD STE 1203 SILVER SPRING MD 20910 522183443 N/A 70455 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS APTIMA INC 12 GILL ST STE 1400 WOBURN MA 01801 043281859 N/A 50000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS ARIZONA STATE UNIVERSITY AWARD MANAGEMENT PO BOX 876011 TEMPE AZ 852876011 860196696 115 187744 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS BLUE GLACIER MANAGEMENT GROUP INC 2359 S QUEEN ST ARLINGTON VA 22202 651207527 N/A 1245277 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS BRIGHAM YOUNG UNIVERSITY PO BOX 21128 PROVO UT 846021128 870217280 501(C)(3) 40738 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CALIFORNIA INSTITUTE OF TECHNOLOGY MAIL CODE 117-15 1200 E CALIFORNIA BLVD PASADENA CA 91125 951643307 501(C)(3) 212778 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CALIFORNIA UNIVERSITY OF PENNSYLVANIA BURSARS OFFICE 250 UNIVERSITY AVE CALIFORNIA PA 15419 251508140 501(C)(3) 19972 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CAMDEN COUNTY COLLEGE FINANCE OFFICE PO BOX 200 BLACKWOOD NJ 08012 221821290 115 21566 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CANCER SUPPORT COMMUNITY 1050 17TH ST NW STE 500 WASHINGTON DC 20036 954163931 501(C)(3) 26831 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CARNEGIE LEARNING INC 437 GRANT ST 20TH FL PITTSBURGH PA 15219 251805640 N/A 135594 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CARNEGIE MUSEUM OF NATURAL HISTORY 4400 FORBES AVENUE PITTSBURGH PA 15213 250965280 501(C)(3) 27960 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CARNEGIE ROBOTICS LLC 10 40TH ST PITTSBURGH PA 15201 300630355 N/A 163098 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CATERPILLAR INC LOCKBOX 93344 CHICAGO IL 60673 370602744 N/A 200000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CELL AND TISSUE SYSTEMS INC 2231 TECHNICAL PKWY STE A NORTH CHARLESTON SC 29406 364564477 N/A 42875 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CELSENSE INC 603 STANWIX ST STE 348 PITTSBURGH PA 15222 202984879 N/A 39228 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CHRISTOPHER NEWPORT UNIVERSITY 1 AVENUE OF THE ARTS NEWPORT NEWS VA 236063072 541156248 501(C)(3) 18478 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS COLD SPRING HARBOR LABORATORY 1 BUNGTOWN RD COLD SPRING HARBOR NY 11724 112013303 501(C)(3) 244109 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS COLLIN COUNTY COMMUNITY COLLEGE 3452 SPUR 399 MCKINNEY TX 75069 752037156 501(C)(3) 30690 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS COLUMBIA UNIVERSITY SPONSORED PROJECTS FINANCE PO BOX 29789 NEW YORK NY 100879789 135598093 501(C)(3) 236611 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS COMMUNITY COLLEGE OF ALLEGHENY COUNTY 800 ALLEGHENY AVE PITTSBURGH PA 15233 256075057 115 44469 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS CORNELL UNIVERSITY PO BOX 22 ITHACA NY 148510022 150532082 501(C)(3) 471851 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS DEEPLOCAL INC 6101 PENN AVE STE 401 PITTSBURGH PA 15206 205454658 N/A 7770 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS DELTA RISK LLC OPERATIONS OFFICE 106 S ST MARYS ST STE 428 SAN ANTONIO TX 78205 412253196 N/A 1131622 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS DEZUDIO LLC 300 CARNEGIE PL PITTSBURGH PA 15208 452602754 N/A 59654 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS DREXEL UNIVERSITY COMMERCE BANK PO BOX 95000-1090 PHILADELPHIA PA 191951090 231352630 501(C)(3) 82635 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS DUKE UNIVERSITY 2200 W MAIN ST STE 300 DURHAM NC 27705 560532129 501(C)(3) 89758 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS DUQUESNE UNIVERSITY 600 FORBES AVE RM 204 PITTSBURGH PA 15282 251035663 501(C)(3) 25438 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS EAST CAROLINA UNIVERSITY STE 2900 2200 S CHARLES BLVD GREENVILLE NC 278584353 566000403 115 254101 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS EDGE ROBOTICS INC 2016 LAKE MARSHALL DR GIBSONIA PA 15044 232918324 N/A 100146 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS EXACT DATA LLC 200 CANAL VIEW BLVD ROCHESTER NY 14623 331057487 N/A 480000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS FLORIDA INSTITUTE FOR HUMAN & MACHINE COGNITION INC 40 S ALCANIZ ST PENSACOLA FL 32502 200760849 501(C)(3) 34879 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS FLORIDA STATE UNIVERSITY 874 TRADITIONS WY TALLAHASSEE FL 323064166 591961248 501(C)(3) 106411 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS FRAUNHOFER USA INC PO BOX 673308 DETROIT MI 482673308 383203030 N/A 183746 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS GEORGE MASON UNIVERSITY CASHIERS OFFICE MAILSTOP 2EI 4400 UNIVERSITY DRIVE FAIRFAX VA 22030 540836354 501(C)(3) 193966 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS GEORGETOWN UNIVERSITY OFC OF SPONSORED ACCOUNTING PO BOX 571164 WASHINGTON DC 200571164 530196603 501(C)(3) 116689 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS GEORGIA TECH RESEARCH CORP PO BOX 100117 ATLANTA GA 30384 582374837 501(C)(3) 266730 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS HARVARD UNIVERSITY 1350 MASSACHUSETTS AVE 6TH FL CAMBRIDGE MA 02138 530199180 501(C)(3) 102276 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS HONEYBEE ROBOTICS LTD 460 W 34TH ST NEW YORK NY 10001 880193033 N/A 189946 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS HONEYWELL INTERNATIONAL INC 24406 NETWORK PL CHICAGO IL 606731244 222640650 N/A 111607 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS HOWARD UNIVERSITY 525 BRYANT ST STE 137 WASHINGTON DC 20059 530204707 501(C)(3) 74372 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS INSTITUTE FOR DEFENSE ANALYSES 4850 MARK CENTER DR ALEXANDRIA VA 22311 530233247 501(C)(3) 7923 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS 1ST RESEARCH LLC 3006 LAFAYETTE BLVD FREDRICKSBURG VA 22408 262576030 N/A 78735 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS JACKSON STATE UNIVERSITY PO BOX 17250 JACKSON MS 39217 646000507 501(C)(3) 28347 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS JOHNS HOPKINS UNIVERSITY 11100 JOHN HOPKINS RD LAUREL MD 207236099 520595110 501(C)(3) 219049 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS JOHNSON C SMITH UNIVERSITY 100 BEATTIES FORD RD CHARLOTTE NC 28216 250983069 501(C)(3) 25436 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS KENTUCKY COMMUNITY & TECHNICAL COLLEGE SYSTEMS OCTC 4800 NEW HARTFORD RD OWENSBORO KY 42303 611109704 501(C)(3) 7362 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS KICKER STUDIO 300 BRANNAN ST STE 207 SAN FRANCISCO CA 94110 263239370 N/A 58970 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS LEHIGH UNIVERSITY 526 BRODHEAD AVE BETHLEHEM PA 18015 240795445 501(C)(3) 15984 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS LOCKHEED MARTIN CORP PO BOX 100221 PASADENA CA 911890221 521893632 N/A 608797 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS LUMINA DECISION SYSTEMS 26010 HIGHLAND WY LOS GATOS CA 95033 943145232 N/A 32500 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS MASSACHUSETTS INSTITUTE OF TECHNOLOGY CASHIERS OFFICE NE49-3077 77 MASSACHUSETTS AVE CAMBRIDGE MA 02139 042103594 501(C)(3) 1269390 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS MATASANO SECURITY LLC 39 W 14TH ST STE 305 NEW YORK NY 10011 202845408 N/A 40000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS MAUNA KEA INFRARED LLC 21 POOKELA ST HILO HI 96720 470891655 N/A 183240 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS MYOMO INC 1 BROADWAY 14TH FL CAMBRIDGE MA 02142 470944526 N/A 19373 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS NASA 4800 OAK GROVE DR PASADENA CA 911098099 530201509 115 290597 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS NAVAL MEDICAL CENTER PORTSMOUTH NMCP COLLECTION AGENT 620 JOHN PAUL JONES CIR PORTSMOUNT VA 237082197 115 70000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS NEW YORK UNIVERSITY SPONSORED PROGRAMS ACCTG 726 BROADWAY 9TH FL NEW YORK NY 10003 135562308 501(C)(3) 266254 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS NORTH CAROLINA A&T STATE UNIVERSITY 1601 EAST MARKET STREET GREENSBORO NC 27411 566075899 501(C)(3) 24205 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS NORTHWESTERN UNIVERSITY 633 CLARK ST RM G547 EVANSTON IL 60208 362167817 501(C)(3) 122573 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS ONLINE TRUST ALLIANCE PO BOX 803 BELLEVUE WA 980090803 205610601 501(C)(5) 9000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS OREGON STATE UNIVERSITY ACCOUNTS PAYABLE PO BOX 1086 CORVALLIS OR 973391086 936001786 115 141006 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS PENN STATE UNIVERSITY 401 RIDER II BLDG 227 W BEAVER AVE STE 401 STATE COLLEGE PA 168014819 246000376 501(C)(3) 198499 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS PENNSYLVANIA DOWNTOWN CENTER INC 1230 N THIRD ST PO BOX 1265 HARRISBURG PA 17108 232531296 N/A 31082 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS PHIL BROWN WELDING CORPORATION 4689 8 MILE RD CONKLIN MI 49403 382125363 N/A 42820 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS POWERLOOM 12330 PERRY HIGHWAY WEXFORD PA 15090 251849508 N/A 82670 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS PRATT & MILLER ENGINEERING AND FABRICATION INC 29600 W K SMITH DRIVE NEW HUDSON MI 48165 363681684 N/A 98729 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS PURDUE UNIVERSITY SPONSORED PROGRAM SERVICES 23510 NETWORK PLACE CHICAGO IL 606731235 356002041 501(C)(3) 227504 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS RAND CORP FILE 53174 LOS ANGELES CA 900743174 951958142 N/A 221011 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS REGENTS OF THE UNIV OF CALIFORNIA UC REGENTS CENTRAL CASHIER 9500 GILMAN DR LA JOLLA CA 920930009 956006144 501(C)(3) 239146 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS REINSFELDER INC 1023 NORTH AVE PITTSBURGH PA 152092294 251184296 N/A 47142 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS RESEARCH FOUNDATION CITY UNIV OF NY 230 WEST 41ST ST 7TH FLOOR NEW YORK NY 10036 191988190 115 252121 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS RESEARCH FOUNDATION OF STATE UNIV OF NEW YORK PO BOX 6000 BINGHAMTON NY 13902 141368361 115 440240 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS RESEARCH INSTITUTE AT NATIONWIDE CHILDRENS HOSPITAL PO BOX 715245 COLUMBUS OH 432715245 316056230 501(C)(3) 34092 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS RHODE ISLAND COLLEGE GRANT ACCOUNTING BLDG 4 600 MOUNT PLEASANT AVE PROVIDENCE RI 029081991 056049721 501(C)(3) 71661 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS ROCKLAND IMMUNOCHEMICALS INC PO BOX 326 GILBERTSVILLE PA 19525 131986244 N/A 9999 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS SCRIPPS RESEARCH INSTITUTE THE 10550 NORTH TORREY PINES ROAD LA JOLLA CA 92037 330435954 501(C)(3) 198293 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS SISTEMA UNIVERSITARIO ANA G MENDEZ PROGRAM FIN MGMT PO BOX 21345 SAN JUAN PR 009281345 660201206 501(C)(3) 32314 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS SMART INFORMATION FLOW TECHNOLOGIES 211 N 1ST ST STE 300 MINNEAPOLIS MN 55401 411929753 N/A 175965 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS SONDHEIMER CONSULTING LLC 25 NOTTINGHAM RIDGE AVON CT 06001 061599260 N/A 32000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS SPENSA TECHNOLOGIES INC 1281 WIN HENTSCHEL BLVD WEST LAFAYETTE IN 47906 270649533 N/A 71300 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS STANFORD UNIVERSITY PO BOX 44253 SAN FRANCISCO CA 941444253 941279777 501(C)(3) 1015658 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS SYNERFAC INC 2 READS WAY STE 209 NEW CASTLE DE 19720 510302216 N/A 136876 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS SYSTEMS RESEARCH AND APPLICATIONS CORP PO BOX 34880 ALEXANDRIA VA 223340880 541013306 N/A 2366596 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS TENNESSEE STATE UNIVERSITY 3500 JOHN A MERRITT BLVD NASHVILLE TN 37209 620786119 115 29503 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS TOP QUADRANT INC 330 JOHN CARLYLE ST STE 180 ALEXANDRIA VA 22314 912163813 N/A 19015 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS TRUSTEES UNIVERSITY OF PENNSYLVANIA PO BOX 785541 PHILADELPHIA PA 191785541 231352685 501(C)(3) 88547 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNITED STATES TREASURY MDN-PRD BLDG 600 626 SWIFT RD WEST POINT NY 10996 115 96072 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF NORTH CAROLINA AT GREENSBORO PO BOX 26170 GREENSBORO NC 274026170 566001468 N/A 36951 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF NORTH CAROLINA WILMINGTON 601 S COLLEGE RD HO-155 WILMINGTON NC 284035934 566001393 115 241161 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF ALASKA FAIRBANKS PO BOX 757880 FAIRBANKS AK 997757880 926000147 115 16640 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF ARIZONA PO BOX 3308 TUCSON AZ 857223308 742652689 115 149956 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF CALIFORNIA BERKELEY 2195 HEARST AVE RM 130 MC 1103 BERKELEY CA 947201103 946002123 115 596867 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF CALIFORNIA DAVIS PO 989062 CASHIERS OFFICE WEST SACRAMENTO CA 957989062 946036494 115 33580 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF CALIFORNIA IRVINE BIOLOGICAL SCIENCES III STE 1400 IRVINE CA 926971050 952226406 115 126232 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF CALIFORNIA LOS ANGELES 405 HILGARD AVE BOX 951432 1125 MURPHY HALL LOS ANGELES CA 90095 956006143 115 274687 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF CALIFORNIA RIVERSIDE 900 UNIVERSITY AVE RIVERSIDE CA 92521 956006142 115 192622 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF CALIFORNIA SANTA BARBARA CASHIERS OFFICE SAASB BLDG RM 1212 SANTA BARBARA CA 931062003 956006145 115 170325 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF CENTRAL FLORIDA 12424 RESEARCH PKWY STE 300 ORLANDO FL 328263249 592924021 501(C)(3) 41850 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF FLORIDA PO BOX 113001 GAINESVILLE FL 32611 596002052 115 236278 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF ILLINOIS PO BOX 4610 SPRINGFIELD IL 627084610 376000511 501(C)(3) 1060831 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF IOWA THE GRANT ACCOUNTING B5 JESSUP HALL IOWA CITY IA 522421316 426004813 115 43690 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF MARYLAND BALTIMORE COUNTY (UMBC) 1000 HILL TOP CIRCLE BALTIMORE MD 21250 526002033 115 754348 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF MICHIGAN BOX 223131 PITTSBURGH PA 152512131 386005984 501(C)(3) 424627 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF MINNESOTA NW 5957 PO BOX 1450 MINNEAPOLIS MN 554855957 416007513 115 239581 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF NEW MEXICO THE 1 UNIVERSITY OF NM MSC01 1245 ALBUQUERQUE NM 871310001 856000642 115 41978 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL PO BOX 402420 ATLANTA GA 303842420 566001393 115 22761 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF NOTRE DAME ACCOUNTING 836A GRACE HALL NOTRE DAME IN 465565612 350868188 501(C)(3) 46953 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF PENNSYLVANIA PO BOX 785541 PHILADELPHIA PA 191785541 231352685 501(C)(3) 150330 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF PITTSBURGH 3109 CATHEDRAL OF LEARNING PITTSBURGH PA 15260 250965591 501(C)(3) 6402953 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF PUERTO RICO CALL BOX 9000 MAYAGUEZ PR 006819000 660433760 501(C)(3) 159435 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF PUGET SOUND 1500 N WARNER STREET TACOMA WA 98416 910564961 501(C)(3) 57209 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF SOUTH FLORIDA PO BOX 864568 ORLANDO FL 328864568 593102112 115 34632 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF SOUTHERN CALIFORNIA SPONSERED PROJECTS ACCOUNTING LOS ANGELES CA 900742095 951642394 501(C)(3) 659635 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF TEXAS AT AUSTIN PO BOX 7159 AUSTIN TX 787137159 746000203 115 286287 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF TEXAS AT DALLAS 800 W CAMPBELL RD AD37 RICHARDSON TX 750803021 751305566 115 136733 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF TEXAS AT EL PASO 500 W UNIVERSITY AVE EL PASO TX 799680697 746000813 115 5663 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF THE SCIENCES IN PHILADELPHIA 600 SOUTH 43RD ST PHILADELPHIA PA 191044495 231352668 501(C)(3) 62760 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF VERMONT & STATE AGRICULTURAL COLLEGE 85 S PROSPECT 223 WATERMAN BLDG BURLINGTON VT 054050160 030179440 501(C)(3) 41107 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE VA 229044195 546001758 115 16835 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DR CHICAGO IL 60693 916001537 115 505146 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF WISCONSIN MADISON THE UW MADISON GAR ACCOUNT DRAWER 538 MILWAUKEE WI 532780538 391805963 501(C)(3) 112564 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS UNIVERSITY OF WISCONSIN THE PO BOX 500 MILWAUKEE WI 53201 396093545 501(C)(3) 136946 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS VAN NESS FELDMAN PC 1050 THOMAS JEFFERSON ST NW WASHINGTON DC 20007 521154904 N/A 29945 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS VERIS GROUP LLC 8229 BOONE BLVD STE 380 VIENNA VA 22182 202300601 N/A 334860 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS VERMONT LAW SCHOOL PO BOX 96 SOUTH ROYALTON VT 05068 237251952 501(C)(3) 80729 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS VISION ROBOTICS CORPORATION 11722 SORRENTO VALLEY RD STE H SAN DIEGO CA 92121 330906401 N/A 60723 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS WAKE FOREST UNIVERSITY PO BOX 7201 WINSTONSALEM NC 27109 560532138 501(C)(3) 156970 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS WASHINGTON STATE UNIVERSITY 240 FRENCH ADM BLDG PO 641025 PULLMAN WA 991641025 916001108 501(C)(3) 138303 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS WAYNE STATE UNIVERSITY CASHIERS OFFICE PO BOX 02788 DETROIT MI 48202 383555142 501(C)(3) 119151 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS WEST VIRGINIA UNIVERSITY RESEARCH CORP PO BOX 6002 MORGANTOWN WV 26506 550665758 501(C)(3) 469009 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS WESTINGHOUSE ELECTRIC CO LLC PO BOX 534774 ATLANTA GA 303534774 522140933 N/A 258922 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS WICAB INC 8313 GREENWAY BLVD STE 100 MIDDLETON WI 53562 391925917 N/A 15000 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS WOODS HOLE OCEANOGRAPHIC INSTITUTION 569 WOODS HOLE RD WOODS HOLE MA 02543 042105850 N/A 30977 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS WORCESTER POLYTECHNIC INSTITUTE 100 INSTITUTE RD WORCESTER MA 01609 042121659 501(C)(3) 255154 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS YESHIVA UNIVERSITY 1300 MORRIS PARK AVE BRONX NY 10461 131624225 501(C)(3) 118586 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS ZAYO BANDWIDTH LLC PO BOX 952136 DALLAS TX 753952136 262463571 N/A 189222 0 N/A N/A EDUCATION/RESEARCH SUBCONTRACTS 94 48 CMU SCHOLARSHIPS 6088 106476549 0 N/A N/A ENDOWED STUDENT SCHOLARSHIPS 1274 8116873 0 N/A N/A EXTERNAL DONOR OR CORPORATE FUNDED SCHOLARSHIPS 238 2214284 0 N/A N/A FEDERAL GRANT 722 1987486 0 N/A N/A PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO INDIVIDUALS AND ORGANIZATIONS IN THE U.S. BASED ON A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, NON-ACADEMIC TALENTS AND ABILITIES, AS WELL AS FINANCIAL NEED. FOR STUDENTS, SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. OTHER TYPES OF GRANTS AND ASSISTANCE MIGHT INCLUDE, FOR EXAMPLE, RECIPIENTS OF PRIZES AND AWARDS WHO SHOULD HAVE MET THE SPECIFIC CRITERIA FOR THE PARTICULAR PRIZE OR AWARD TO BE SELECTED. IN THE CASE OF SCHOLARSHIPS AND FELLOWSHIPS, THE RECIPIENT IS OFTEN REQUIRED TO UTILIZE THE FUNDS IN FURTHERANCE OF THEIR EDUCATION AND RESEARCH AT CMU. GRANTS ARE ALSO MADE IN THE CONTEXT OF ACADEMIC OR RESEARCH PROGRAMS AND RECIPIENTS SHOULD SPEND THEIR GRANT FUNDS UNDER THE SUPERVISION OF THE PROGRAM FOR THE USE OF THE FUNDS. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING. X X X X X X X 1 1 X X X X X X 0 0 0 0 0 0 0 1 0 ANTHONY ROLLETT 194640 0 0 0 2528 0 14594 0 12327 0 224089 0 0 0 JARED L COHON 529680 0 157750 0 181232 0 19600 0 57833 0 946095 0 0 0 MARK S KAMLET 432979 0 25000 0 38891 0 19600 0 16829 0 533299 0 0 0 MARY JO DIVELY 348930 0 0 0 30192 0 19600 0 19307 0 418029 0 0 0 DEBORAH J MOON 303820 0 0 0 7384 0 19600 0 33333 0 364137 0 0 0 ELIZABETH A MILAVEC 179889 0 0 0 2004 0 15154 0 18209 0 215256 0 0 0 JAY S CALHOUN 196851 0 0 0 13401 0 16402 0 29704 0 256358 0 0 0 CHERYL M HAYS 174126 0 0 0 39515 0 17325 0 8681 0 239647 0 0 0 RICHARD D MCCULLOUGH 346785 0 0 0 21334 0 19600 0 21839 0 409558 0 0 0 MICHAEL C MURPHY 225034 0 0 0 18209 0 19600 0 15754 0 278597 0 0 0 ROBBEE B KOSAK 364376 0 0 0 15868 0 19600 0 18829 0 418673 0 0 0 CHARLES A KENNEDY 201393 0 0 0 34133 0 19488 0 19784 0 274798 0 0 0 RANDAL E BRYANT 292305 0 0 0 7107 0 19600 0 19795 0 338807 0 0 0 PAUL D NIELSEN 458801 0 0 0 24709 0 19600 0 5608 0 508718 0 0 0 PRADEEP K KHOSLA 378142 0 36000 0 69054 0 19600 0 18403 0 521199 0 0 0 MOHAMMED A DOBASHI 144965 0 0 0 373601 0 13464 0 22704 0 554734 0 0 0 ILKER BAYBARS 291855 0 0 0 176219 0 17628 0 32483 0 518185 0 0 0 RICHARD MUNDY 78328 0 0 0 386659 0 11972 0 22548 0 499507 0 0 0 ROBERT DAMMON 442072 0 0 0 20109 0 21499 0 12113 0 495793 0 0 0 ROBERT T MONROE 265286 0 0 0 371443 0 19896 0 10620 0 667245 0 0 0 KENNETH DUNN 275000 0 0 0 4182 0 19600 0 1122 0 299904 0 0 0 GLORIANA ST CLAIR 209509 0 0 0 2079 0 16911 0 6435 0 234934 0 0 0 MARK WESSEL 133315 0 0 0 14342 0 11959 0 6847 0 166463 0 0 0 FREDERICK J GILMAN 304035 0 0 0 19640 0 19600 0 20021 0 363296 0 0 0 JAMES H MORRIS 214523 0 19394 0 1200 0 20216 0 13222 0 268555 0 0 0 JOHN P LEHOCZKY 294456 0 0 0 37436 0 19600 0 13443 0 364935 0 0 0 HILARY ROBINSON 156442 0 0 0 571 0 12667 0 6436 0 176116 0 0 0 SUPPLEMENTAL INFORMATION PART III PART I, LINE 1A - ALL ITEMS CHECKED IN LINE 1A ARE PROVIDED TO OR FOR A PERSON LISTED IN FORM 990, PART VII TO FURTHER THE BUSINESS, EDUCATIONAL, AND RESEARCH MISSION OF THE UNIVERSITY PURSUANT TO FEDERAL TAX REGULATIONS, IRS ACCOUNTABLE PLAN RULES, AND THE INSTITUTION'S POLICIES AND PROCEDURES. NONTAXABLE BENEFITS DISCLOSED IN COLUMN D INCLUDE, FOR EXAMPLE, EMPLOYER CONTRIBUTIONS TO QUALIFIED RETIREMENT PLANS, CONTRIBUTIONS TO EMPLOYER HEALTH AND WELFARE PLANS, AND THE VALUE OF EMPLOYER PROVIDED HOUSING ATTRIBUTED TO PERSONAL USE. SUPPLEMENTAL INFORMATION PART III PART I, LINE 7 PRESIDENT J. COHON RECEIVED A RETENTION BONUS DURING CALENDAR YEAR 2011. ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01728RES4 2008-04-10 120820000 REFUNDING 2006A, B & 2007A 0 0 0 PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917RXJ9 2009-08-20 183259641 REFUNDING 1995 A-D & CAPITAL PROJECTS 0 0 0 ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01729EKV8 2012-02-23 118276655 REFUNDING 1998 & 2002 0 0 0 120820000 493831 270329 120055840 2010 1 0 1 1 183259641 1247008 1575282 15004252 165433099 2011 1 0 1 1 118276655 573445 38211 117664999 2012 1 0 1 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 ACCENTURE D. DUBLON-CMU LIFE TRUSTEE-DIRECTOR OF ACCENTURE-CARNEGIE MELLON VENDOR 2600026 SEE PART V PAYMENTS MADE TO/RECEIVED FROM ACCENTURE FOR FEES/LICENSING INCOME 0 APPLE INC E. FRANK-CMU LIFE TRUSTEE-VICE PRESIDENT OF APPLE-CARNEGIE MELLON VENDOR 3137530 SEE PART V PAYMENTS MADE TO/RECEIVED FROM APPLE, INC. FOR COMPUTER PRODUCTS, COMMISIONS AND SERVICES 0 GIANT EAGLE D. SHAPIRA-CMU LIFE TRUSTEE-PRESIDENT/CEO GIANT EAGLE 103584 SEE PART V PAYMENTS MADE GIANT EAGLE FOR EXECUTIVE EDUCATION, VARIOUS EXPENDITURES 0 HEWLETT-PACKARD COMPANY R. LANE-CMU LIFE TRUSTEE-EXECUTIVE CHAIRMAN OF HP, A CARNEGIE MELLON VENDOR 172844 SEE PART V COMPUTER PRODUCTS, FEES & LICENSE/MEMBERSHIP REVENUE 0 KLEINER PERKINS CAUFIELD & BYERS R. LANE-CMU LIFE TRUSTEE-MANAGING PARTNER OF KPC&B-CARNEGIE MELLON INVEST. 763628 SEE PART V PAYMENTS MADE TO/RECEIVED FROM KLEINER PERKINS CAUFIELD & BYERS FOR LIMITED PARTNERSHIP CAPITAL GAINS DISTRIBUTIONS 0 MICROSOFT INC D. DUBLON-CMU LIFE TRUSTEE-DIRECTOR OF MICROSOFT-CARNEGIE MELLON VENDOR 649378 SEE PART V PAYMENTS MADE TO/RECEIVED FROM MICROSOFT FOR CONFERENCE AND SERVICE FEES 0 PNC FINANCIAL SERVICES GROUP J. ROHR-CMU LIFE TRUSTEE-CHAIRMAN/CEO OF PNC-CARNEGIE MELLON VENDOR 27938958 SEE PART V PAYMENTS MADE TO/RECEIVED FROM PNC FOR PURCHASING CARD PAYMENTS, BANK CARD REVENUE AND FEES 0 UPMC HEALTH NETWORK INC D. MOON-CMU OFFICER-BOARD MEMBER OF UPMC HEALTH NETWORK, INC.-CMU VENDOR 727356 SEE PART V PAYMENTS MADE TO UPMC HEALTH NETWORK, INC., HEALTH INSURANCE COVERAGE 0 KOSAK DESIGN R. KOSAK-CMU OFFICER-SPOUSE OWNER OF KOSAK DESIGN-CMU VENDOR 146314 SEE PART V PAYMENTS MADE TO KOSAK DESIGN FOR DESIGN SERVICES 0 X 105 APPRAISALS X 1 900 FAIR MARKET VALUE X 187 5748913 FAIR MARKET VALUE X 15 609782 FAIR MARKET VALUE X COMPUTER EQUIPMENT 3 8377 FAIR MARKET VALUE X PHOTOGRAPHY EQUIPMENT 1 2764 FAIR MARKET VALUE X MUSIC EQUIPMENT 1 31000 FAIR MARKET VALUE X THEATRE TICKETS 1 24 COST X EQUIPMENT 42 22684 FAIR MARKET VALUE X ALUMNI EVENT 60 36382 COST X UNIVERSITY RETREAT 1 14242 COST 1 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 EDWARD FRANK AND BRUCE MCWILLIAMS ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. IRA GUMBERG AND JAMES E. ROHR ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. IRA GUMBERG AND DAVID SHAPIRA ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. EVAN FRAZIER AND LINDA DICKERSON ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A CARNEGIE MELLON HAS SIX EX-OFFICIO TRUSTEES WHO ARE MEMBERS OF THE BOARD OF TRUSTEES BY HOLDING THE FOLLOWING OFFICES: MAYOR OF THE CITY OF PITTSBURGH PRESIDENT OF COUNCIL OF THE CITY OF PITTSBURGH PRESIDENT OF CARNEGIE MELLON UNIVERSITY PRESIDENT OF CARNEGIE MELLON ALUMNI ASSOCIATION PRESIDENT OF THE ANDREW CARNEGIE SOCIETY OF CARNEGIE MELLON CHAIRMAN OF CARNEGIE MELLON FACULTY SENATE EX-OFFICIO TRUSTEES ARE FULL VOTING MEMBERS WITH ALL RIGHTS AND RESPONSIBILITES THERETO EXCEPT THAT THE PRESIDENT OF CARNEGIE MELLON UNIVERSITY HAS NO VOTING RIGHTS WHEN SERVING AS A MEMBER OF THE AUDIT COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 CARNEGIE MELLON'S TAX OFFICE IS RESPONSIBLE FOR GATHERING RELEVANT INFORMATION AND PREPARING THE ANNUAL FORM 990. ONCE THE FORM IS COMPLETE IN DRAFT STATUS, IT IS REVIEWED WITH CMU'S INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM. UPON COMPLETION OF INDEPENDENT REVIEW BY THE CPA FIRM, THE FORM IS REVIEWED BY THE INTERIM DEPUTY CFO, PRESIDENT, SENIOR MANAGMENT TEAM OF CMU, AND EXTERNAL LEGAL COUNSEL AND THEN PRESENTED TO AND REVIEWED WITH THE CHAIR AND VICE CHAIR OF THE AUDIT COMMITTEE. FINALLY, A COMPLETED COPY OF THE FORM IS PROVIDED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW PRIOR TO FILING FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CARNEGIE MELLON REQUIRES EACH TRUSTEE, OFFICER, AND MEMBER OF SENIOR MANAGMENT TO DISCLOSE ANNUALLY THE EXISTENCE OF ANY CIRCUMSTANCES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST WITH THE INSTITUTION. THE PROCESS IS INITIATED EACH FISCAL YEAR BY THE SECRETARY OF THE UNIVERSITY SENDING A CONFLICT OF INTEREST QUESTIONNAIRE TO THE ABOVE NOTED INDIVIDUALS. COMPLETED QUESTIONNAIRES ARE RETURNED TO THE SECRETARY FOR EVALUATION OF ACTUAL OR PERCEIVED CONFLICTS BY THE INSTITUTION AND ANNUAL REPORTING IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. ALL OFFICERS AND MEMBERS OF THE BOARD ARE REQUIRED TO DISCLOSE CONFLICTS AS THEY ARISE THROUGHOUT THE YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE ANNUALLY REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE PRESIDENT'S SALARY, COMPENSATION, AND BENEFIT PACKAGE AND REVIEWS AND APPROVES THE SALARY OF THE PROVOST, VICE PRESIDENTS, AND DEANS. THE COMMITTEE OBTAINS APPROPRIATE ANALYSES AND STUDIES PREPARED BY THE ADMINISTRATION AND INDEPENDENT EXTERNAL SOURCES WITH RESPECT TO COMPENSATION OF SIMILAR ORGANIZATIONS TO AID IN EVALUATING COMPENSATION AND BENEFIT PLAN LEVELS, PRACTICES AND STRATEGIES TO ENSURE THAT THE UNIVERSITY'S COMPENSATION PRACTICES ARE COMPARABLE TO SIMILAR ORGANIZATIONS AND APPROPRIATE TO ATTRACT, OBTAIN AND RETAIN QUALIFIED PERSONNEL. THIS INCLUDES REVIEWING SURVEY DATA FOR SIMILAR POSITIONS AMONG A SELECT GROUP OF PEER INSTITUTIONS. THE COMMITTEE SUBMITS ITS RECOMMENDATIONS FOR THE PRESIDENT'S SALARY AND COMPENSATION PACKAGE TO THE EXECUTIVE COMMITTEE FOR REVIEW AND APPROVAL. THE EXECUTIVE COMMITTEE RECEIVES AN ANNUAL REPORT FROM THE UNIVERSITY'S COMPENSATION COMMITTEE INCLUDING SIGNIFICANT COMPENSATION AND BENEFIT PLAN POLICY CHANGES. IT REPORTS TO THE FULL BOARD ON THIS AND THE COMPETITIVENESS OF THE UNIVERSITY'S COMPENSATION LEVELS AND BENEFIT PLANS IN RELATION TO PEER INSTITUTIONS. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, PART VI, SECTION C, LINE 19: CARNEGIE MELLON'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION. THE DOCUMENTS ARE AVAILABLE UPON REQUEST OR CAN BE OBTAINED BY VISITING THE WEBSITE AT WWW.CMU.EDU. FORM 990, PART VII, SECTION A, LINE 1A: EMERITUS LIFE TRUSTEES ARE WELCOME AT ALL MEETINGS, RECEIVE ALL NOTICES, MINUTES AND REPORTS OF MEETINGS, AND ARE FREE TO PARTICIPATE IN ALL DISCUSSIONS, BUT ARE NOT ENTITLED TO VOTE ON ANY MATTER. ANY LIFE TRUSTEE, AFTER AGE 60, MAY, AT HIS OR HER REQUEST, TRANSFER TO THE STATUS OF EMERITUS LIFE TRUSTEE. EACH LIFE TRUSTEE ELECTED AFTER JANUARY 1, 1960, WHO ATTAINS THE AGE OF 75 WHILE A TRUSTEE, SHALL BECOME AN EMERITUS TRUSTEE ON THE DAY PRECEDING THE ANNUAL MEETING OF THE BOARD FOLLOWING SUCH TRUSTEE'S 75TH BIRTHDAY. THE FOLLOWING INDIVIDUALS WERE MEMBERS OF CARNEGIE MELLON'S BOARD OF TRUSTEES IN THE CAPACITY OF EMERITUS LIFE TRUSTEES: PAUL A. ALLAIRE ARTHUR H. ARONSON CAROL R. BROWN ROBERT M. BROWN III FRANK V. CAHOUET LUCIAN CASTE DOUGLAS D. DANFORTH W. LOGAN DICKERSON EDWARD DONLEY WILLIAM B. ELLIS CYNTHIA FRIEDMAN CLAIRE W. GARGALLI WILLIAM GOLDSMITH RICHARD D. HAMILTON WILTON A. HAWKINS ORION L. HOCH T. JEROME HOLLERAN W. LEE HOSKINS JUSTIN M. JOHNSON WILLIAM H. KNOELL HANS W. LANGE EDWARD E. LUCENTE THOMAS A. MCCONOMY LINDSAY J. MORGENTHALER ALESSANDRO OVI NORMAN F. PARKER CHARLES J. QUEENAN, JR. ESQ JOHN G. RANGOS, SR. DAVID RODERICK VINCENT A. SARNI JOYCE B. SCOTT RAYMOND W. SMITH WILLIAM P. SNYDER III W. LOWELL STEINBRENNER JAMES M. WALTON KONRAD M. WEIS FORM 990, PART VII, SECTION A, COLUMN B: FOR EACH PERSON LISTED IN COLUMN A WHO IS AN EMPLOYEE OF CARNEGIE MELLON UNIVERSITY, THE AVERAGE NUMBER OF HOURS PER WEEK STATED IS 40 HOURS PER WEEK; HOWEVER, THE ACTUAL NUMBER OF HOURS WORKED VARIES BETWEEN 40-80 HOURS PER WEEK. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -49,515,441. CHANGE IN SWAP VALUE -22,010,303. TRANSLATION ADJUSTMENT -23,260. INVENTOR ROYALTIES -2,126,463. LOSS ON DEBT EXTINGUISHMENT -1,145,547. LAMME DISTRIBUTION 52,395. LAMME UNREALIZED LOSS -125,058. TOTAL TO FORM 990, PART XI, LINE 5: -74,893,677. FORM 990, PART XII, FINANCIAL STATEMENTS AND REPORTING: CARNEGIE MELLON HAS AN AUDIT COMMITTEE OF THE BOARD OF TRUSTEES THAT IS RESPONSIBLE FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND THE SELECTION OF A CERTIFIED INDEPENDENT ACCOUNTING FIRM THAT AUDITS THE STATEMENTS. CARNEGIE MELLON'S FINANCIAL STATEMENTS ARE CONSOLIDATED. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SCHEDULE B, SCHEDULE OF CONTRIBUTORS: THE UNIVERSITY HAS CALCULATED ITS PUBLIC SUPPORT PERCENTAGE OF 90.57%. AS A RESULT, THE UNIVERSITY QUALIFIES FOR THE SPECIAL RULE THAT ONLY REQUIRES DISCLOSURE OF THOSE CONTRIBUTORS WHO CONTRIBUTED CASH OR NONCASH DONATIONS OF $10,162,979 (2% OF LINE 1H IN PART VIII OF PAGE 9 OF THE FORM 990) OR MORE DURING THE CURRENT FISCAL YEAR ENDING 6/30/12. THE UNIVERSITY HAD NO DONORS THAT CONTRIBUTED THIS AMOUNT OR MORE DURING THE FISCAL YEAR AND AS A RESULT SCHEDULE B WAS NOT REQUIRED TO BE COMPLETED AND INCLUDED WITH THE FILING OF FORM 990. CM SPE LLC 5000 FORBES AVENUE PITTSBURGH PA 15213 250969449 LEASEHOLDER PA 796689 4044875 N/A CARNEGIE INNOVATIONS LLC 5000 FORBES AVENUE PITTSBURGH PA 15213 455177927 START-UP/NO ACTIVITY DURING YEAR PA 0 0 N/A TECHNOLOGY HOLDINGS 4615 FORBES AVENUE PITTSBURGH PA 15213 251816045 EDUCATION PA 501(C)(3) 509(A)(3) CARNEGIE MELLON UNIVERSITY 0 BENJAMIN GARVER LAMME SCHOLARSHIP FUND 5000 FORBES AVENUE PITTSBURGH PA 15213 256030362 FELLOWSHIP FUND PA 501(C)(3) 509(A)(3) CARNEGIE MELLON UNIVERSITY 0 JACK G BUNCHER CHARITABLE FUND FOR CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE PITTSBURGH PA 15217 204393107 GRANT FUND PA 501(C)(3) 509(A)(3) CARNEGIE MELLON UNIVERSITY 0 THE ROBOTICS FOUNDRY & DIGITAL GREENHOUSE INC 2000 TECHNOLOGY DRIVE PITTSBURGH PA 15219 251837023 ECONOMIC DEVELOPMENT PA 501(C)(3) 509(A)(3) N/A 0 MPC CORPORATION 5000 FORBES AVENUE PITTSBURGH PA 15213 251128244 RESEARCH AND DEVELOPMENT PA 501(C)(3) 509(A)(3) N/A 0 THE DIETRICH FOUNDATION 600 GRANT STREET SUITE 5360 PITTSBURGH PA 15219 364711746 PHILANTHROPY PA 501(C)(3) LINE 11A, I N/A 0 ICARNEGIE INC 4615 FORBES AVENUE PITTSBURGH PA 15213 010625769 EDUCATION PA CARNEGIE MELLON UNIVERSITY C 10217050 9285002 0.94770 SEI-EUROPE GMBH FRANKFURT DIE WELLE AN DER WELLE 4 60 322 FRANKFURT GM MARKET AND DEVELOPMENT GM CARNEGIE MELLON UNIVERSITY C 542145 470831 1.00000 THE LORD FOUNDATION 5000 FORBES AVENUE PITTSBURGH PA 15213 251355798 INACTIVE PA CARNEGIE MELLON UNIVERSITY C 1.00000 IRREVOCABLE TRUST (1) TRUST PA T ESTATE (1) TRUST PA T PERPETUAL TRUST (5) TRUST PA T 1 0 1 1 0 0 0 0 0 0 0 1 0 1 0 1 0 0 ICARNEGIE A 456347 CASH ICARNEGIE A 5471 CASH BENJAMIN GARVER LAMME SCHOLARSHIP FUND C 52395 CASH MPC CORPORATION C 9650722 CASH SEI EUROPE GMBH L 46908 CASH ICARNEGIE N 108000 CASH ICARNEGIE P 74804 CASH ICARNEGIE D 586738 CASH