2013-05-14T14:52:52-05:00 2012-06-30 953001179 WINDES & MCCLAUGHRY ACCT CORP PO BOX 87 LONG BEACH CA 908010087 990 2011-07-01 330567945 CAL STATE FULLERTON PHILANTHROPIC FOUNDATION CALS 6572782218 2600 NUTWOOD AVE NO 850 FULLERTON CA 92831 PAMELA C HILLMAN 6572782218 2013-05-07 1 DONITA M JOSEPH P00286656 5624351191 2011 2016-02-24 21:20:13Z GREG SAKS 2600 NUTWOOD AVE NO 850 FULLERTON CA 92831 40716435 0 X HTTP://WWW.FULLERTON.EDU/FOUNDATION/ X 1993 CA SUPPORT THE PEOPLE AND PROGRAMS OF CALIFORNIA STATE UNIVERSITY, FULLERTON. 27 26 0 50 0 0 6855806 6505956 1119776 1788263 809038 684139 133261 29705 8917881 9008063 4152067 3000954 0 0 1592776 1864757 0 0 1642530 3279136 3227043 9023979 8092754 -106098 915309 60991437 61078982 1339216 983661 59652221 60095321 TO ACTIVELY PROMOTE, PURSUE AND STEWARD PRIVATE SUPPORT FOR THE ADVANCEMENT OF CALIFORNIA STATE UNIVERSITY, FULLERTON. 0 0 6147662 3000954 1788263 ADMINISTRATION OF ENDOWMENTS, SCHOLARSHIPS, GIFTS AND PUBLIC SUPPORT TO ASSIST CALIFORNIA STATE UNIVERSITY AT FULLERTON IN ITS EDUCATION ENRICHMENT PROGRAMS. 6147662 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 100 0 1 0 0 0 0 0 0 1 1 0 0 0 0 X 27 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X IRA UNTERMAN 6572782118 2600 NUTWOOD AVE 850 FULLERTON CA 92831 X DOUGLAS H SIMAO 4.00 X X 0 0 0 ANNETTE E FELICIANI 2.00 X X 0 0 0 JULIE K MILLER-PHIPPS 2.00 X X 0 0 0 JOSE LARA 2.00 X X 0 0 0 MARILYN C BREWER 2.00 X X 0 0 0 DICK ACKERMAN 1.00 X 0 0 0 WYLIE A AITKEN 1.00 X 0 0 0 KATHERINE F ALLRED 1.00 X 0 0 0 ROBERT M ALVARADO 1.00 X 0 0 0 KP BALKRISHNA 1.00 X 0 0 0 JO E BANDY 1.00 X 0 0 0 DAVID D BOWMAN 1.00 X 0 92387 34812 GREGORY BUNCH 1.00 X 0 0 0 PAUL F FOLINO 1.00 X 0 0 0 MILDRED GARCIA 1.00 X 0 0 0 MILTON A GORDON 1.00 X 0 295000 139243 WILLIE HAGAN 1.00 X 0 207780 51190 D EDWARD HAYS 1.00 X 0 0 0 GERALD E JOHNSTON 1.00 X 0 0 0 STEVEN G MIHAYLO 1.00 X 0 0 0 JOHN E MILLER 1.00 X 0 0 0 TAM T NGUYEN 1.00 X 0 0 39000 ERIC NIU 1.00 X 0 0 21208 GEOFFREY S PAYNE 1.00 X 0 0 0 KERRI RUPPERT SCHILLER 1.00 X 0 0 0 JEFFREY S VAN HARTE 1.00 X 0 0 0 VICTORIA L VASQUES 1.00 X 0 0 0 JOAN T WALTMAN 1.00 X 0 0 0 MITCHELL J ZEHNER 1.00 X 0 0 0 PAMELA C HILLMAN 10.00 X X 0 200148 59417 IRA N UNTERMAN 15.00 X 0 129996 41776 0 925311 386646 0 0 1 0 ROBERT L DAVID 250 PACIFIC AVENUE SUITE 606 LONG BEACH CA 92802 MENG HALL ORGAN REFURBISHMENT 120000 1 45229 478685 5982042 457065 6505956 CAMPUS PROGRAMS 900099 1788263 1788263 1788263 679353 679353 30407649 30402863 4786 4786 4786 1305509 478685 1305509 0 OTHER INCOME 900099 29705 29705 29705 9008063 1788263 0 713844 2999954 2999954 1000 1000 1585176 1395597 189579 279581 255507 24074 8419 8419 72567 72567 516655 250111 110505 156039 334791 89383 52362 193046 151059 117360 7886 25813 4098 4098 189836 158110 3394 28332 11327 11327 PROGRAM COSTS 1572552 671320 2231 899001 EQUIP RENTAL/MAINT. 258391 150287 150 107954 COMMUNICATIONS 41840 22553 595 18692 BANK FEES 33040 33040 32468 32382 86 8092754 6147662 302562 1642530 215650 560599 14180726 13087090 14937745 12852548 105068 15000 68000 31408471 34128084 233845 277593 60991437 61078982 1339216 983661 1339216 983661 X 982099 896551 19168818 17769513 39501304 41429257 59652221 60095321 60991437 61078982 X 915309 -472209 X 0 1 1 X 0 X 22443565 13324466 8773284 7448517 6505956 58495788 22443565 13324466 8773284 7448517 6505956 58495788 5928699 52567089 980435 563148 708731 806660 679353 3738327 35870 133261 29705 198836 62432951 3603949 0.84200 0.82970 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 44366212 2188932 -259313 961747 45334084 36761025 4189992 4884815 1469620 44366212 33252755 2088141 1631023 210894 36761025 31680976 5261122 -3410350 278993 33252755 0.09700 0.90300 0 0 0 9008063 8092754 915309 -439626 -32583 -472209 443100 8495870 -439626 -439626 8935496 72567 72567 9008063 8020187 0 8020187 72567 72567 8092754 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO SUPPORT SCHOLARSHIPS AND PROGRAMS THAT PROVIDE EDUCATIONAL ENRICHMENT FOR CALIFORNIA STATE UNIVERSITY, FULLERTON. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FOUNDATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND 23701(D) OF THE REVENUE AND TAXATION CODE, RESPECTIVELY. IN ADDITION, THE FOUNDATION HAS BEEN DETERMINED BY THE INTERNAL REVENUE SERVICE TO BE A PUBLIC CHARITY AND NOT A "PRIVATE FOUNDATION." THE FOUNDATION RECOGNIZES THE FINANCIAL STATEMENT BENEFIT OF TAX POSITIONS, SUCH AS ITS FILING STATUS AS TAX-EXEMPT, ONLY AFTER DETERMINING THAT THE RELEVANT TAX AUTHORITY WOULD MORE LIKELY THAN NOT SUSTAIN THE POSITION FOLLOWING AN AUDIT. THE FOUNDATION IS SUBJECT TO POTENTIAL INCOME TAX AUDITS ON OPEN TAX YEARS BY ANY TAXING JURISDICTION IN WHICH IT OPERATES. THE STATUTE OF LIMITATIONS FOR FEDERAL PURPOSES IS THREE YEARS AND FOR STATE PURPOSES IS GENERALLY THREE TO FOUR YEARS. PART XI, LINE 8 - OTHER ADJUSTMENTS: PRIOR YEAR UNDERREPORTED REIMBURSED SALARIES AND WAGES -32,583. FRONT AND CENTER 945615 70502 875113 182972 90318 165000 436822 FOLINO INVITATIONAL 240380 111501 128879 40000 33971 54908 8 598199 296682 301517 6000 27442 186173 4000 77903 1784194 478685 1305509 6000 250414 310462 169000 569633 1305509 0 1 CALIFORNIA STATE UNIVERSITY FULLERTON 800 N STATE COLLEGE BLVD FULLERTON CA 92831 330632102 501(C)(3) 2340075 FUNDING FOR SCHOLARSHIPS, PROGRAMS, BUILDINGS, AND OTHER SCHOOL RELATED ACTIVITIES. CSUF AUXILIARY SERVICES CORPORATION 2600 NUTWOOD SUITE 250 FULLERTON CA 92831 952081258 501(C)(3) 12624 FUNDS FOR SCHOLARSHIPS 2 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: CERTAIN SCHOLARSHIPS MAY BE PAID DIRECTLY TO INDIVIDUALS BY CSFPF AS APPROVED BY UNIVERSITY STUDENT FINANCIAL SERVICES, AS WHEN AN AWARD IS PROCESSED FOR PRIOR SEMESTER TO A STUDENT WHO HAS GRADUATED AND IS NO LONGER ENROLLED IN THE UNIVERSITY. THESE GRANTS ARE PAID FOR EDUCATIONAL EXPENSES THAT THE STUDENT WILL OR HAS INCURRED. DIRECT SCHOLARSHIP PAYMENTS MAY ALSO BE MADE TO A THIRD PARTY FOR THE BENEFIT OF A CALIFORNIA STATE UNIVERSITY FULLERTON STUDENT, SUCH AS PAYMENTS TO BOOKSTORES FOR BOOK SCHOLARSHIPS OR DIRECTLY TO CSUF FOR OFFSET A STUDENT'S TUITION OR FEES. MONIES FOR SUPPORT OF CALIFORNIA STATE UNIVERSITY FULLERTON STUDENTS AND PROGRAMS ARE TRANSFERRED (GRANTED) TO THE UNIVERSITY AS NEEDED AND REQUESTED BY CAMPUS AUTHORIZED ACCOUNT SIGNATORIES. THE USE OF THESE FUNDS ARE EITHER FOR SCHOLARSHIP OR UNIVERSITY PROGRAMS. THERE IS COMMON CONTROL AND OVERSIGHT REGARDING THE USE OF THE FUNDS, AS THE PRESIDENT OF THE UNIVERSITY SITS ON THE FOUNDATION'S BOARD OF DIRECTORS. X 0 0 X 0 0 0 0 0 0 0 0 0 MILTON A GORDON 0 295000 0 0 0 0 0 53091 0 86152 0 434243 0 0 WILLIE HAGAN 0 207780 0 0 0 0 0 37394 0 13796 0 258970 0 0 PAMELA C HILLMAN 0 200148 0 0 0 0 0 36021 0 23396 0 259565 0 0 IRA N UNTERMAN 0 129996 0 0 0 0 0 23396 0 18380 0 171772 0 0 PART I, LINE 1A THE PRESIDENT OF CALIFORNIA STATE UNIVERSITY, FULLERTON, IS REQUIRED AS PART OF THEIR COMPENSATION PACKAGE APPROVED BY THE CSU BOARD OF TRUSTEES TO OCCUPY THE OFFICIAL UNIVERSITY PRESIDENTIAL RESIDENCE. THE VALUE OF THIS HOUSING ALLOWANCE IS APPROXIMATELY $60,000 GIVEN THE AMOUNT ALLOCATED TO OTHER CSU PRESIDENTS FOR WHICH OFFICIAL RESIDENCES DO NOT EXIST. SUPPLEMENTAL INFORMATION PART III THE SALARIES PAID TO ANY DIRECTOR OR OFFICER OF THE ORGANIZATION ARE PAID BY CALIFORNIA STATE UNIVERSITY, FULLERTON. ANY COMPENSATED DIRECTOR ONLY RECEIVES COMPENSATION FOR THEIR SERVICE TO THE UNIVERSITY, NOT TO THE FOUNDATION. THE FOUNDATION DOES NOT UTILIZE ANY PROCEDURES TO DETERMINE COMPENSATION FOR DIRECTORS OR THE OFFICERS BECAUSE THEY DO NOT PAY THE COMPENSATION, NOR IS IT PAID ON THE FOUNDATION'S BEHALF. THE COMPENSATION IS DETERMINED AND REVIEWED BY THE CSU BOARD OF TRUSTEES, USING METHODS TO DETERMINE REASONABLE COMPENSATION THAT ARE GOVERNED BY THE REQUIREMENTS OF THE CSU SYSTEM AND THE STATE OF CALIFORNIA. THE EXECUTIVE DIRECTOR'S COMPENSATION IS BASED ON THE RESULT OF COMPENSATION SURVEYS AND STUDIES CONDUCTED UNDER THE AUSPICES OF THE CSU VICE CHANCELLOR FOR HUMAN RESOURCES. X 45 373 FMV X 27033 FMV X 20 393419 HIGH/LOW FMV X 22 5250 FAIR MARKET VALUE X AUCTION ITEMS 305 17526 FMV X EQUIPMENT 15 13464 APPRAISAL 0 1 0 THIRD PARTY USE: PART I, LINE 32B: YES, CSFPF ADHERES TO A GIFT ACCEPTANCE POLICY, WHICH REQUIRES ALL NON-STANDARD GIFTS TO BE APPROVED BY THE GIFT ACCEPTANCE COMMITTEE PRIOR TO ACCEPTANCE. FOR OUR PURPOSES, STANDARD GIFTS ARE THOSE MADE WITH CASH OR CASH EQUIVALENTS AND PUBLICLY TRADED SECURITIES. ALL OTHER METHODS ARE CONSIDERED NON-STANDARD AND REQUIRE THE APPROVAL OF THE GIFT ACCEPTANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE PRIOR TO ITS PRESENTATION TO THE BOARD OF GOVERNORS. AT BOTH THE BOARD AND COMMITTEE LEVEL, THERE IS AN OPPORTUNITY FOR QUESTIONS, COMMENTS, AND SUGGESTED REVISIONS. REPRESENTATIVES FROM THE PREPARER ARE AVAILABLE DURING THESE PRESENTATIONS. ANY CHANGES TO THE FORM 990 ARE COMMUNICATED TO THE PREPARER OF THE FORM 990 AND REVISIONS ARE MADE AS SOON AS POSSIBLE TO ENSURE THE FORM 990 IS FILED WITH THE INTERNAL REVENUE SERVICE ON A TIMELY BASIS. BEFORE THE RETURN IS FILED, A FINAL COPY OF THE FORM IS FORWARDED TO THE ENTIRE BOARD OF GOVERNORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS DOCUMENTED THROUGH COMPLETION OF A CONFLICT OF INTEREST DISCLOSURE FORM WHICH IS SIGNED BY ALL MEMBERS OF THE BOARD OF GOVERNORS. NO MEMBER OF THE BOARD OF GOVERNORS SHALL BE FINANCIALLY INTERESTED IN ANY CONTRACT OR OTHER TRANSACTION ENTERED INTO BY THE BOARD OF GOVERNORS THAT IS NOT IN ACCORDANCE WITH THE CONFLICT OF INTEREST PROVISIONS SET FORTH IN EDUCATION CODE SECTIONS 89906 89909. FORM 990, PART VI, SECTION C, LINE 19 THE TAX-EXEMPT APPLICATION, DETERMINATION LETTER, ARTICLES OF INCORPORATION, BY-LAWS, AND FORM 990 ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST AT THE FOUNDATION'S MAIN OFFICE. MILDRED GARCIA'S POSITION FORM 990, PART VII, SECTION A MILDRED GARCIA ASSUMED THE PRESIDENCY OF CALIFORNIA STATE UNIVERSITY, FULLERTON, HAVING SERVED PREVIOUSLY AT CALIFORNIA STATE UNIVERSITY, DOMINQUEZ HILLS (A SISTER CSU CAMPUS). CSU DOMINGUEZ HILLS IS NOT A RELATED ORGANIZATION TO CSFPF, SO NO COMPENSATION OR BENEFITS ARE LISTED. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -439,626. PRIOR YEAR UNDERREPORTED REIMBURSED SALARIES AND WAGES -32,583. TOTAL TO FORM 990, PART XI, LINE 5: -472,209. COMPENSATION PROCEDURES FORM 990, PART VI, LINE 15A AND 15B NO REASONABLE COMPENSATION DETERMINATION PROCESS IS IN PLACE AS THE PHILANTHROPIC FOUNDATION DOES NOT COMPENSATE ANY INSIDERS. CALIFORNIA STATE UNIVERSITY FULLERTON 800 N STATE COLLEGE BLVD FULLERTON CA 92831 330632102 EDUCATIONAL INSTITUTION CA 501(C)(3) LINE 5 N/A 0 CAL STATE UNIVERSITY FULLERTON ALUMNI ASSOCIATION 800 N STATE COLLEGE BLVD FULLERTON CA 92831 330038884 FURTHER THE INTEREST OF CSUF CA 501(C)(3) LINE 9 N/A 0 FULLERTON ARBORETUM 1900 ASSOCIATED RD FULLERTON CA 92831 330082239 BOTANICAL GARDENS CA 501(C)(3) LINE 7 N/A 0 CAL STATE UNIVERSITY FULLERTON AUXILIARY SERVICE CORP 2600 NUTWOOD STE 250 FULLERTON CA 92831 952081258 SUPPORT CSUF CA 501(C)(3) LINE 11B, II N/A 0 0 1 1 0 0 0 0 0 0 0 1 0 1 1 1 1 1 0 CAL STATE UNIVERSITY FULLERTON B 2356460 CASH CAL STATE UNIVERSITY FULLERTON O 2659938 CASH CAL STATE UNIVERSITY FULLERTON P 268000 CASH CAL STATE UNIVERSITY FULLERTON Q 400177 CASH