2013-05-10T08:32:19-05:00 2012-09-30 221478099 COHNREZNICK LLP 1212 6TH AVENUE NEW YORK NY 10036 990 2011-10-01 132612524 FUND FOR THE CITY OF NEW YORK INC FUND 2129256675 121 AVENUE OF THE AMERICAS 6TH FL NEW YORK NY 100131590 MARY MCCORMICK 2129256675 2013-05-08 1 THOMAS LANNING P00851654 2122970400 2011 2016-02-24 21:20:13Z MARY MCCORMICK 121 AVENUE OF THE AMERICAS 6TH FL NEW YORK NY 100131590 50628474 0 X WWW.FCNY.ORG X 1968 NY THE FUND FOR THE CITY OF NEW YORK WAS CREATED BY THE FORD FOUNDATION IN 1968 WITH THE MANDATE TO IMPROVE THE QUALITY OF LIFE FOR ALL NEW YORKERS. IN PARTNERSHIP WITH GOVERNMENT AGENCIES, NONPROFIT INSTITUTIONS AND FOUNDATIONS, THE FUND WORKS TO DEVELOP AND IMPLEMENT INNOVATIONS IN POLICY, PROGRAMS AND TECHNOLOGY TO ADVANCE THE FUNCTIONING OF GOVERNMENT AND NONPROFIT ORGANIZATIONS. 11 9 556 0 0 0 11282161 18394717 27968444 31857685 333642 376072 0 0 39584247 50628474 7323538 1720047 0 0 23835553 25233911 122415 100563 625106 11429455 15687971 42710961 42742492 -3126714 7885982 60361290 71729914 24598457 28156974 35762833 43572940 THE FUND FOR THE CITY OF NEW YORK WORKS IN PARTNERSHIP TO DEVELOP AND IMPLEMENT INNOVATIONS IN POLICY, PROGRAMS AND TECHNOLOGY TO ADVANCE THE FUNCTIONING OF GOVERNMENT AND NONPROFIT EVENTS IN NYC. 0 0 20156703 20760824 CENTER FOR COURT INNOVATION PROGRAM:CENTER FOR COURT INNOVATION PROGRAM HELPS THE JUSTICE SYSTEM AID VICTIMS, REDUCE CRIME, STRENGTHEN NEIGHBORHOODS AND IMPROVE PUBLIC TRUST IN JUSTICE. THE CENTER COMBINES ACTION AND REFLECTION TO SPARK INNOVATION LOCALLY, NATIONALLY AND INTERNATIONALLY. 17115094 1446597 9536089 INCUBATOR/PARTNER PROGRAM : PARTNER PROGRAM PROVIDES FISCAL, ADMINISTRATIVE AND HUMAN RESOURCES ASSISTANCE TO APPROXIMATELY 70 NONPROFIT PROJECTS THAT FOCUS ON BROAD RANGE OF PROGRAMS OF SOCIAL SERVICES, WOMEN, HEALTH, FAMILY AND EDUCATION. 2176506 273450 1560772 CORE PROGRAM:CORE PROGRAM CREATED TO RESPOND TO NONPROFIT CHALLENGES AND OPPORTUNITIES FACING NONPROFIT AND PUBLIC AGENCIES THAT DO NOT HAVE IMMEDIATE SOLUTIONS, CASH FLOW LOAN WHICH ANNUALLY PROVIDES APPROXIMATELY $50 MILLION TO NONPROFIT ORGANIZATIONS IN LOANS ; TECHNOLOGY ASSISTANCE PROGRAM WHICH PROVIDES TECHNOLOGY SERVICES TO NONPROFITS; SLOAN PUBLIC SERVICE AWARDS PROGRAM WHICH ANNUALLY HONORS SIX UNSUNG HEOES OF NEW YORK CITY GOVERNEMENT; AND SLOAN AWARDS PROGRAM FOR EXCELLENCE IN TEACHING SCIENCE AND MATHEMATICS WHICH HONORS SEVEN TEACHERS EACH YEAR FROM NYC HIGH SCHOOLS. 39448303 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 542 0 1 556 1 0 0 0 0 0 0 0 0 0 0 X 11 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CT NJ NY FL CA MA X JILL BORRERO 2129256675 121 AVENUE OF THE AMERICAS NEW YORK NY 10013 ABIGAIL DISNEY 1.00 X 0 0 0 ALAN J FRIEDMAN 1.00 X 0 0 0 BARBARA COHN-BERMAN 5.00 X X 183713 0 23954 DALL W FORSYTHE 1.00 X X 0 0 0 DANA BUCHMAN 1.00 X X 0 0 0 DAVID STEINBERGER 1.00 X 0 0 0 ESTER FUCHS 1.00 X X 0 0 0 LISETTE NIEVES 1.00 X 0 0 0 MAGGIE BOEPPLE 1.00 X X 0 0 0 MARY MCCORMICK 40.00 X X 283578 0 37110 MICHAEL ARAD 1.00 X 0 0 0 ROBERT ABRAMS 1.00 X 0 0 0 ROBERT GM KEATING 1.00 X X 0 0 0 VAUGHN WILLIAMS 1.00 X X 0 0 0 ALFONSO WYATT 35.00 X 104852 0 30764 WALID GABALLAH 35.00 X 158230 0 24845 ALFRED SIEGEL 35.00 X 157154 0 41121 EARL WALKER 35.00 X 193720 0 26193 GREGORY BERMAN 35.00 X 210789 0 47270 MICHAEL CLARK 35.00 X 185423 0 44055 AMY LEVITT KOTLER 35.00 X 125601 0 20814 JULIUS LANG 35.00 X 137210 0 36361 LIBERTY ALDRICH 35.00 X 134718 0 14803 RAYE BARBIERI 35.00 X 123003 0 14670 VALERIE YOUNGBLOOD 35.00 X 125250 0 42394 2123241 0 404354 51 0 1 0 NEW YORK FOUNDLING 590 AVE OF THE AMERICAS NEW YORK NY 10036 FOSTER PARENT & SUPPORT SERVICES 217821 COHNREZNICK LLP 1212 AVE OF THE AMERICAS NEW YORK NY 10036 AUDIT SERVICES 146350 NICHOLE GORDON 50 WEST 96TH STREET NEW YORK NY 10025 IDENTIFY & IMPLEMENT RESEARCH 119167 SYSTEMARCHITECTURENET 32 TANBERG TRAIL UNIT 2 WINDHAM ME 04062 TECHNOLOGY & DEVELOPMENT 118144 4 18394717 18394717 CONTRACT AWARDS 900099 28068137 28068137 PROGRAM INCOME 900099 3789548 3789548 31857685 376072 376072 50628474 31857685 0 376072 1600047 1600047 120000 120000 1731492 1224962 506530 17781630 16673647 830165 277818 1132198 1081225 50973 3077361 2739390 337971 1511230 1437156 74074 6811547 6641753 156324 13470 113527 111790 1737 212038 63338 148700 12726 12726 100563 100563 2680758 2290682 181219 208857 1943262 1790095 144546 8621 679895 676088 3183 624 193275 193275 119449 119449 267081 134333 132555 193 LOANS FORGIVEN 906364 906364 PROGRAM DEPARTURE 766682 526342 240340 EQUIPMENT AND REPAIRS 629147 537950 76237 14960 BAD DEBT EXPENSE 246003 238182 7821 106217 448958 -342741 42742492 39448303 2669083 625106 14444794 19636989 10008399 13945281 19916827 18747038 367916 163924 6928489 5326099 1714978 1602390 13908376 17634292 60361290 71729914 2275112 3045052 100000 149700 21271935 24697892 951410 264330 24598457 28156974 X 10914618 11752628 14180103 21148749 10668112 10671563 35762833 43572940 60361290 71729914 X 7885982 -75875 X X 0 1 1 X 1 1 X 13140534 10726200 19843439 11282161 18394717 73387051 13140534 10726200 19843439 11282161 18394717 73387051 17300179 56086872 351071 227346 287130 333642 376072 1575261 74962312 128714489 0.74820 0.68580 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 12726 0 0 12726 0 4627988 3051160 1576828 424034 400620 23414 1876467 1874319 2148 1602390 SECURITY DEPOSITS 182702 RESTRICTED CASH-CASH FLOW LOAN PROGRAM 17363743 DUE FROM RELATED ORGANIZATIONS 87847 17634292 OTHER LIABILITIES 264330 264330 50628474 42742492 7885982 -75875 -75875 7810107 51012083 425629 425629 50586454 42020 42020 50628474 43579423 1198746 1198746 42380677 361814 361814 42742491 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FUND HAS NO UNRECOGNIZED TAX BENEFITS AT SEPTEMBER 30, 2012 AND 2011. THE FUND'S U.S. FEDERAL, STATE AND CITY INCOME TAX RETURNS PRIOR TO 2009 ARE CLOSED. THE BOARD OF DIRECTORS CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF APPLICABLE, THE FUND WOULD RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH TAX MATTERS AS PART OF GENERAL AND ADMINISTRATIVE EXPENSES IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES AND INCLUDE ACCRUED INTEREST AND PENALTIES IN ACCRUED EXPENSES IN THE CONSOLIDATED STATEMENTS OF FINANCIAL POSITION. THE FUND DID NOT RECOGNIZE ANY INTEREST OR PENALTIES ASSOCIATED WITH TAX MATTERS FOR THE YEAR ENDED SEPTEMBER 30, 2012. PART XI, LINE 8 - OTHER ADJUSTMENTS: GENERAL & ADMINISTARTIVE EXPENSES ALLOCATED TO NCCI -375. GRANT TO ETC -75,500. TOTAL TO SCHEDULE D, PART XI, LINE 8: -75,875. PART XII, LINE 2D - OTHER ADJUSTMENTS: NATIONAL REVENUE 669,923. ELIMINATION ENTRY -244,294. PART XII, LINE 4B - OTHER ADJUSTMENTS: NCCI SERVICE FEES 42,020. PART XIII, LINE 2D - OTHER ADJUSTMENTS: NCCI EXPENSES 1,198,370. GENERAL & ADMINISTRATIVE EXPENSES ALLOCATED TO NCCI 376. PART XIII, LINE 4B - OTHER ADJUSTMENTS: ELIMINATION ENTRY 244,294. GRANT TO NYC ETC 75,500. NCCI SERVICE FEES 42,020. X X 1 RUBY SLIPPERS FUNDRAISING LLC 211 31ST ST BROOKLYN NY 11232 FINANCIAL CLINIC/SWAN 0 0 62543 0 A C MARMO INC 273 FILBERT ST 1 SAN FRANCISCO CA 94133 AIR HARLEM 0 0 9300 0 CHRISTINE MICHELE YU 309 3RD STREET 31 BROOKLYN NY 11215 WPTI 0 0 22320 0 94163 CT NY NJ FL CA MA 1 BATTERY DANCE COMPANY 380 BROADWAY 5TH FL NEW YORK NY 10013 237418859 501(C)(3) 7000 GENERAL OPERATING HEALING COMMUNITIES NETWORK 121 AVENUE OF THE AMERICAS NEW YORK NY 10013 132612524 501(C)(3) 7200 GENERAL OPERATING PRATT INSTITUTE HIGGIN HALL 61 STJAMES PLACE SUITE 206 BROOKLYN NY 11238 111630822 501(C)(3) 7500 GENERAL OPERATING CENTER FOR FAMILY LIFE 1 ALEXANDER PLACE NEW YORK NY 11542 112777066 501(C)(3) 10000 GENERAL OPERATING EL PUENTE 211 S 4TH STREET BROOKLYN NY 11211 112614265 501(C)(3) 10000 GENERAL OPERATING HUDSON GUILD 441 WEST 26TH STREET NEW YORK NY 10001 135562989 501(C)(3) 10000 GENERAL OPERATING MOSHOLU MONTEFIORE COMMUNITY CTR 3450 DEKALB AVE NEW YORK NY 10467 133622106 501(C)(3) 10000 GENERAL OPERATING NON-PROFIT COORDINATING COMMITTEE OF NEW YORK CO FUND FOR THE CITY OF NEW 1350 BROADWAY SUITE 1801 NEW YORK NY 10018 133216408 501(C)(3) 10000 GENERAL OPERATING PHIPPS COMMUNITY DEVELOPMENT CORP 902 BROADWAY NEW YORK NY 10010 132707665 501(C)(3) 10000 GENERAL OPERATING POETRY SOCIETY OF AMERICA 15 GRAMERCY PARK NEW YORK NY 10003 136019220 501(C)(3) 10000 GENERAL OPERATING SAMUEL FIELD YM & WWHA INC 58-20 LITTLE NECK PARKWAY LITTLENECK NY 11362 113071518 501(C)(3) 10000 GENERAL OPERATING THE CHILD CENTER OF NEW YORK 60-02 QUEENS BLVD WOODSIDE NY 11377 111733454 501(C)(3) 10000 GENERAL OPERATING BRONX OPERA COMPANY 5 MINERVA PLACE 2J BRONX NY 10468 237170675 501(C)(3) 20000 GENERAL OPERATING ERROL GRIMES 50 TAAFFE PLACE BROOKLYN NY 11205 522123171 501(C)(3) 20000 GENERAL OPERATING ROCKAWAY WATERFRONT ALLIANCE PO BOX 900645 FAR ROCKAWAY NY 11690 113783397 501(C)(3) 20000 GENERAL OPERATING AFRO LATIN JAZZ ALLIANCE CO FUND FOR THE CITY OF NEW YORK 1713 EIGHTH AVENUE NEW YORK NY 11215 132612524 501(C)(3) 25000 GENERAL OPERATING GRAND STREET SETTLEMENT 80 PITT STREET NEW YORK NY 10002 135562230 501(C)(3) 25000 GENERAL OPERATING CYPRESS HILLS LOCAL DEVELOPMENT 625 JAMAICA AVE BROOKLYN NY 11208 112683663 501(C)(3) 60000 GENERAL OPERATING GOOD SHEPHERD SERVICES 305 7TH AVENUE 9TH FL NEW YORK NY 10001 135598710 501(C)(3) 60000 GENERAL OPERATING NYU LANGONE MEDICAL CENTER 1 PARK AVENUE 9TH FL NEW YORK NY 10016 135562308 501(C)(3) 70000 GENERAL OPERATING NEW YORK CITY EMPLOYMENT AND TRAINING COALITION 121 AVENUE OF THE AMERICAS NEW YORK NY 10013 134165107 501(C)(3) 75500 GENERAL OPERATING NEW YORK CITY HOUSING AUTHORITY 90 CHURCH STREET 5TH FL NEW YORK NY 10007 85753 GENERAL OPERATING NATIONAL CENTER FOR CIVIC INNOVATION 121 AVENUE OF THE AMERICAS NEW YORK NY 10013 020590588 501(C)(3) 244294 GENERAL OPERATING MAYOR'S FUND TO ADVANCE NYC 253 BROADWAY 8TH FL NEW YORK NY 10007 133783906 501(C)(3) 756000 GENERAL OPERATING 23 1 FREDERICK HAYNES AWARDS 3 22500 SLOAN PUBLIC SERVICE AWARDS 6 60000 SLOAN SCIENCE AWARDS 7 35000 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FUND HAS THREE PROGRAMS THAT PROVIDE CASH AWARDS. THE SLOAN PUBLIC SERVICE AWARDS PROGRAMS HONORS SIX UNSUNG HEROES OF CITY GOVERNMENT WITH AWARDS OF $10,000 EACH; THE SLOAN AWARDS FOR EXCELLENCE IN TEACHING SCIENCE AND MATHEMATICS IN NEW YORK CITY HIGH SCHOOLS GIVES SEVEN TEACHERS AWARDS OF $5,000 EACH AND THE FRED HAYES PROGRAMS RECOGNIZES THREE OUTSTANDING CITY GOVERNMENT EMPLOYEES WITH AWARDS OF $7,500 EACH. FCNY MONITORS THE GRANTS THROUGH REQUIRING THE GRANTEE TO PROVIDE FINANCIAL AND NARRATIVE (PROGRAMMATIC OR WHAT THE GRANT ACCOMPLISHED) REPORTS DURING AND AT THE END OF THE GRANT TERM. X X X 0 0 0 0 0 0 0 0 0 BARBARA COHN-BERMAN 175060 0 0 0 8653 0 18000 0 5954 0 207667 0 0 0 MARY MCCORMICK 278244 0 0 0 5334 0 28140 0 8970 0 320688 0 0 0 WALID GABALLAH 157600 0 0 0 630 0 16000 0 8845 0 183075 0 0 0 ALFRED SIEGEL 154382 0 0 0 2772 0 16315 0 24806 0 198275 0 0 0 EARL WALKER 188164 0 0 0 5556 0 19050 0 7143 0 219913 0 0 0 GREGORY BERMAN 210369 0 0 0 420 0 21964 0 25306 0 258059 0 0 0 MICHAEL CLARK 180089 0 0 0 5334 0 18919 0 25136 0 229478 0 0 0 JULIUS LANG 135404 0 0 0 1806 0 13555 0 22806 0 173571 0 0 0 VALERIE YOUNGBLOOD 122478 0 0 0 2772 0 13555 0 28839 0 167644 0 0 0 PART I, LINE 1B THE ORGANIZATION DOES NOT OFFER THESE FRINGE BENEFITS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM BASED ON AUDITED FINANCIAL STATEMENTS AND INFORMATION PROVIDED FROM MANAGEMENT. THE FORM 990 IS PRESENTED TO BOARD MEMBERS FOR REVIEW DURING BOARD MEETINGS OR SENT TO EACH BOARD MEMBER FOR ANY COMMENT. AFTER SUCH REVIEW, FORM 990 IS FILED WITH IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION GIVES A COPY OF THE POLICY TO NEW HIRES AND POSTS THEM ON INTRANET SITE TO MAKE IT AVAILABLE TO ALL STAFF, INCLUDING THE OFFICERS, BOARD MEMBERS, AND KEY EXECUTIVES. THE IMPLEMENTATION OF THE POLICY ENTAIL, THE DISCLOSURE OF ANY CONFLICT OF INTEREST TO THE PRESIDENT WHO REGULARLY MONITORS THE ENFORCEMENT OF IT, IDENTIFIES AND ELIMINATES THE CONFLICT OF INTEREST IF ANY. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE PRESIDENT IS DETERMINED BY THE EXECUTIVE COMMITTEE AND RATIFIED BY THE ENTIRE BOARD. THE EXECUTIVE COMMITTEE AND BOARD ALSO APPROVES THE OVERALL ANNUAL SALARY POLICY FOR THE FUND AND ALL COMPENSATION POLICIES. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: GENERAL & ADMINISTARTIVE EXPENSES ALLOCATED TO NCCI -375. GRANT TO ETC -75,500. TOTAL TO FORM 990, PART XI, LINE 5: -75,875. FORM 990, PART XII, LINE 2C: THE SELECTION AND OVERSIGHT PROCESS DID NOT CHANGE FROM PRIOR YEAR. NATIONAL CENTER FOR CIVIC INNOVATION INC 121 SIXTH AVENUE 6TH FLOOR NEW YORK NY 10013 020590588 FACILITATE FCNY'S MISSION TO OTHER CITIES IN THE U.S. NY 501(C)(3) 7 FUND FOR THE CITY OF NEW YORK INC 0 INTERNATIONAL INSTITUTE FOR COMMUNITY SOLUTIONS INC 121 SIXTH AVENUE 6TH FLOOR NEW YORK NY 10013 010675129 IMPROVING THE PERFORMANCE OF GOVERMENT AND NONPROFIT ORG. WORLDWIDE NY 501(C)(3) LINE 11B, II FUND FOR THE CITY OF NEW YORK INC 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0