2013-05-10T07:41:26-05:00 2012-06-30 BDO USA LLP 100 PARK AVENUE NEW YORK NY 100175001 990 2011-07-01 132793295 JULIA DYCKMAN ANDRUS MEMORIAL INC % DEREK KOLLEENY JULI 9149653700 1156 NORTH BROADWAY YONKERS NY 10701 DEREK KOLLEENY 2013-05-09 true Paul Hammerschmidt 2128858000 2011 2016-02-24 21:20:13Z ANDRUS NANCY WOODRUFF MENT 1156 NORTH BROADWAY YONKERS NY 10701 39094605 false X WWW.ANDRUSCHILDREN.ORG X 1974 NY ANDRUS NURTURES SOCIAL AND EMOTIONAL WELL-BEING IN CHILDREN AND THEIR FAMILIES BY DELIVERING A BROAD RANGE OF VITAL SERVICES AND BY PROVIDING RESEARCH, TRAINING AND INNOVATIVE PROGRAM MODELS. 21 21 861 225 0 0 1486888 1587842 25946187 26469177 2283318 1530226 655682 654753 30372075 30241998 13950 11498 0 0 21137191 22341824 0 0 710407 8961355 8418601 30112496 30771923 259579 -529925 61768813 59007043 9730028 10514737 52038785 48492306 X THE ORGANIZATION WAS FOUNDED IN 1928 AS AN ORPHANAGE BUT HAS DIVERSIFIED OVER THE DECADES TO PROVIDE A BROAD RANGE OF SERVICES AND CENTER, HOME AND COMMUNITY BASED FOR VULNERABLE CHILDREN AND FAMILIES. KEY SERVICE AREAS ARE RESIDENTIAL TREATMENT, SPECIAL EDUCATION, EARLY CHILDHOOD, FAMILY SUPPORT, CLINIC AND SCHOOL BASED MENTAL HEALTH AS WELL AS TRAINING AND RESEARCH IN TREATMENT MODELS FOR THE VULNERABLE POPULATION. IN ADDITION, SUBSEQUENT TO THE MERGERS WITH THE CENTER FOR PREVENTIVE PSYCHIATRY, INC., IN 2005, AND FAMILY & COMMUNITY SERVICES, INC. IN 2007, THE ORGANIZATION PROMOTES THE MENTAL HEALTH OF CHILDREN, FAMILIES AND INDIVIDUALS THROUGH COMMUNITY BASED CLINICAL AND SUPPORT SERVICES, PROFESSIONAL TRAINING AND COMMUNITY EDUCATION, RESEARCH AND ADVOCACY. THESE OUTPATIENT MENTAL HEALTH CLINICS ARE LICENSED BY ARTICLE 31 OF THE NEW YORK STATE OFFICE OF MENTAL HEALTH. false false 17130833 11498 17174150 CAMPUS DIVISION - OPERATES ON OUR 107 ACRE CAMPUS LOCATED ON THE NORTH YONKERS/HASTINGS-ON-HUDSON BOARDER. THE CAMPUS DIVISION CONSISTS OF TWO MAJOR SERVICES: 1) RESIDENTIAL SERVICES OFFERS ASSESSMENT, INDIVIDUAL, GROUP, FAMILY AND MILIEU THERAPY (INCLUDING SEVERAL EVIDENCE-BASED MODELS), SPECIAL EDUCATION, FAMILY ENGAGEMENT, PARENT SKILLS TRAINING, RECREATION, PSYCHIATRIC AND NURSING SERVICES, SPEECH AND LANGUAGE INTERVENTION, OCCUPATIONAL THERAPY AND PHYSICAL THERAPY FOR CHILDREN PLACED IN OUR CARE BY LOCAL SCHOOL DISTRICTS AND DEPARTMENTS OF SOCIAL SERVICES. THE PROGRAM IS DESIGNED TO ASSIST CHILDREN AGES 5-14 AND THEIR FAMILIES TO MANAGE AND COPE WITH A WIDE ARRAY OF PROBLEMS THAT HAVE BROUGHT THEM INTO TREATMENT INCLUDING CHILDHOOD TRAUMA, AUTISTIC SPECTRUM DISORDERS, MENTAL ILLNESS, LEARNING DISABILITIES AND OTHER ADJUSTMENT PROBLEMS. THE CHILDREN LIVE IN OUR HOUSING UNITS AND RECEIVE FULL ROOM AND BOARD IN ADDITION TO THE SERVICES OUTLINED ABOVE. 105 CHILDREN WERE SERVED. 2) DAY TREATMENT SERVICES OFFERS ASSESSMENT, INDIVIDUAL, GROUP, FAMILY AND MILIEU THERAPY (INCLUDING SEVERAL EVIDENCE-BASED MODELS), SPECIAL EDUCATION, FAMILY ENGAGEMENT, PARENTING SKILLS TRAINING, RECREATION, PSYCHIATRIC AND NURSING SERVICES, SPEECH AND LANGUAGE INTERVENTION, OCCUPATIONAL THERAPY AND PHYSICAL THERAPY FOR CHILDREN PLACED IN OUR CARE BY LOCAL SCHOOL DISTRICTS. THE PROGRAM IS DESIGNED TO ASSIST CHILDREN AGES 5-14 AND THEIR FAMILIES TO MANAGE AND COPE WITH A WIDE ARRAY OF PROBLEMS THAT HAVE BROUGHT THEM INTO TREATMENT INCLUDING CHILDHOOD TRAUMA, AUTISTIC SPECTRUM DISORDERS, MENTAL ILLNESS, LEARNING DISABILITIES AND OTHER ADJUSTMENT PROBLEMS. CHILDREN ENROLLED IN THIS PROGRAM ARE PROVIDED TRANSPORTATION BY THEIR HOME SCHOOL DISTRICTS. 110 CHILDREN WERE SERVED. 5006805 5372965 MENTAL HEALTH - OFFERS OUTPATIENT ASSESSMENT, INDIVIDUAL, GROUP AND FAMILY THERAPY (INCLUDING NUMEROUS EVIDENCE-BASED MODELS), FAMILY ENGAGEMENT, CRISIS INTERVENTION, PARENT SKILLS TRAINING, CASE MANAGEMENT, PSYCHOLOGICAL AND PSYCHIATRIC SERVICES. THE PROGRAM IS DESIGNED TO ASSIST CHILDREN AGES 0-12 AND THEIR FAMILIES TO MANAGE AND COPE WITH A WIDE ARRAY OF PROBLEMS FACING THE CHILD AND FAMILY INCLUDING CHILDHOOD TRAUMA, AUTISTIC SPECTRUM DISORDERS, MENTAL ILLNESS, LEARNING DISABILITIES AND OTHER ADJUSTMENT PROBLEMS. WE ALSO SERVE A SMALL NUMBER OF ADULTS IN OUR CLINICS AS WELL. WE HAVE CLINICS LOCATED IN YONKERS, WHITE PLAINS AND PEEKSKILL AND OFFER SERVICES IN 10 SATELLITES INCLUDING SCHOOLS, CHILD CARE CENTERS AND HOMELESS SHELTERS. THE CHILDREN SERVED LIVE AT HOME, IN THEIR COMMUNITIES AND ARE REFERRED FOR SERVICES BY SCHOOLS, FAMILY COURT, DEPARTMENTS OF SOCIAL SERVICES, PEDIATRICIANS AND OTHER SERVICE PROVIDERS. SERVICES ARE GENERALLY PAID FOR BY MEDICAID, CHILD HEALTH PLUS AND OTHER INSURANCE CARRIERS. 1,861 CHILDREN WERE SERVED. 2288240 1741524 SANCTUARY LEADERSHIP DEVELOPMENT INITIATIVE - THE SANCTUARY INSTITUTE AT ANDRUS (SI), AS PART OF THE ANDRUS CENTER FOR LEARNING AND INNOVATION (ACLI), OFFERS TRAINING AND CONSULTATION SERVICES TO OTHER ORGANIZATIONS SEEKING TO IMPLEMENT THE SANCTUARY MODEL. THE SANCTUARY MODEL IS A TRAUMA INFORMED SYSTEM OF CARE DIRECTED AT HELPING CLIENTS; STAFF AND ORGANIZATIONS MANAGE THE IMPACT OF REPETITIVE STRESS. THE SANCTUARY INSTITUTE TRAINED ITS 250TH ORGANIZATION THIS PAST YEAR. 1893310 2264058 26319188 true true false false false false false false false true true true false false false true true false false false true false false false true false false false true true false false false false false false false false true false false false false false false false false false true 121 0 true 861 true false true BD JA CJ false false false true true false false false false X 21 21 true false false false true true true true true false false true true true true true true false false false NY X DEREK KOLLEENY 9149653700 1156 NORTH BROADWAY YONKERS NY 10701 JOHN P MCLAUGHLIN 4.0 X X 0 0 0 CONRAD HARRIS 2.5 X X 0 0 0 STEVEN J FRIEDMAN 2.5 X X 0 0 0 DEBORAH A CLARK 2.5 X X 0 0 0 DR PHILLIP ANDRUS 1.0 X 0 0 0 THOMAS J CONDON 1.0 X 0 0 0 PATRICIA E DAYE 2.5 X 0 0 0 DAVID DOBELL 0.5 X 0 0 0 DAVID G EARLEY 1.0 X 0 0 0 ROBERT D FRELOW PHD THRU 612 1.0 X 0 0 0 F CHRISTOPHER GILBERT 0.5 X 0 0 0 DR LAWRENCE SC GRIFFITH 1.0 X 0 0 0 SUSAN GUMA 2.5 X 0 0 0 ELIN E HOWE 1.0 X 0 0 0 PHYLLIS A HYACINTHE 1.0 X 0 0 0 MARTIN KEST 1.0 X 0 0 0 BARBARA D LILIENFIELD THRU 612 1.0 X 0 0 0 ROSEMARY MANDELBAUM THRU 1011 1.0 X 0 0 0 MARY L MEADOR MD 0.5 X 0 0 0 HAMLIN A PAKRADOONI 1.5 X 0 0 0 PATRICK PREMDAS 1.0 X 0 0 0 FREDERICK SCHRAMM THRU 612 1.0 X 0 0 0 BARBARA Z SMITH 2.0 X 0 0 0 NANCY C SPENSLEY 0.75 X 0 0 0 DR RICHARD S THORPE 1.0 X 0 0 0 NANCY WOODRUFF MENT 35.0 X 235000 0 48093 DEREK KOLLEENY 35.0 X 180250 0 36573 BRIAN FARRAGHER 35.0 X 176345 0 97553 STEPHEN SEWARD 35.0 X 195615 0 11814 RAYMOND EFFINGER 35.0 X 154500 0 11445 LORELEI VARGAS 35.0 X 138208 0 21704 KEVIN COOK 35.0 X 133900 0 24053 BRYAN MURPHY 35.0 X 130337 0 16763 1344155 0 267998 15 false true false MAP CARPENTRY 187 MAIN STREET TUCKAHOE NY 10707 CONTRACTING 1235288 THURSTON FOODS 30 THURSTON DRIVE WALLINGTON CT 06492 FOOD SERVICES 291336 COMMUNITY WORKS 13 DRUIM MOIR LANE PHILADELPHIA PA 19118 CONSULTING 196807 CORPORATE COMP SOLUTIONS 55 HALSTEAD AVENUE HARRISON NY 10528 IT SERVICES 172527 BDO USA LLP 100 PARK AVENUE NEW YORK NY 10017 ACCOUNTING 151000 16 16827 185386 1385629 43115 1587842 TUITION INCOME 611710 8210607 8210607 MAINTENANCE INCOME 900099 8932759 8932759 GOVERNMENT GRANTS AND CONTRACTS 900099 2741625 2741625 MEDICAID/MEDICARE PAYMENTS 624200 3478681 3478681 PATIENT SERVICES 624200 1431351 1431351 1674154 1674154 26469177 1586655 1586655 0 0 89069 89069 89069 83520 5549 8689133 8745562 -56429 -56429 -56429 107045 185386 107045 0 0 0 MISCELLANEOUS 900099 29360 29360 CONTINGENCY GAIN 900099 536324 536324 565684 30241998 26552697 0 2101459 0 11498 11498 0 0 773599 632890 140709 0 16952799 15134446 1429617 388736 160855 160855 3203790 2959757 195152 48881 1250781 1101075 124270 25436 0 54513 49585 4928 146750 146750 0 0 158735 158735 989521 755666 233646 209 0 891790 702927 173233 15630 133049 98201 32664 2184 0 1232973 1191402 40037 1534 423581 362129 56836 4616 0 11092 9483 1488 121 324095 324095 0 1395571 1300511 95060 286547 254093 32296 158 CHILDREN'S EXPENSES 1056736 1055823 730 183 BAD DEBT EXPENSE 436422 436422 STAFF ACTIVITIES 387983 330027 53602 4354 EDCD BLDG PROJECT EXPENSE 225743 225743 263500 81193 104651 77656 30771923 26319188 3742328 710407 61302 44451 4038210 3983383 0 0 5456611 4706062 0 0 0 0 0 0 0 0 216405 219353 32717304 19997713 12671627 12719591 29134528 28497967 9989465 8599531 0 0 0 0 200665 236705 61768813 59007043 4171332 5136185 0 0 67515 51922 2270000 1870000 0 0 0 0 3221181 3456630 0 0 0 0 9730028 10514737 X 51904902 48263471 101924 196876 31959 31959 52038785 48492306 61768813 59007043 X -529925 -3016554 X false true true X true true X 1807494 1706822 1577834 1486888 1587842 8166880 24527252 25281828 25945903 25946187 26469177 128170347 26334746 26988650 27523737 27433075 28057019 136337227 1057211 1093659 955426 867103 856355 4829754 1057211 1093659 955426 867103 856355 4829754 131507473 1012600 1193885 1072844 1023701 1675724 5978754 1012600 1193885 1072844 1023701 1675724 5978754 169891 80358 -510326 576707 565684 882314 27517237 28262893 28086255 29033483 30298427 143198295 0.91836 0.92336 0.04175 0.03677 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 39427913 -296018 1973195 58061 37100639 34062356 7561898 2145663 50678 39427913 33000417 3289731 2188260 39532 34062356 43992465 -8828480 2127834 35734 33000417 0.99914 0.00086 false false 99648 99648 25374506 14833753 10540753 5261702 3939259 1322443 1981448 1224701 756747 12719591 INVESTMENT IN LIMITED P'SHIPS 2872522 F HEDGE FUNDS 5727009 F 8599531 0 0 30241998 30771923 -529925 -1809335 -1207219 -3016554 -3546479 28432663 -1809335 -1809335 30241998 30241998 30771923 30771923 30771923 PART V, LINE 4: The permanently restricted endowment of $31,959 is intended to provide a contribution in the amount of yearly interest contribution to the organization's community division (ecdc) in perpetuity in the donor's name. The quasi endowment of $39,395,954 is invested in vehicles such as money market funds, mutual funds, government and equity securities, as well as certificates of deposits. These funds provide a stream of returns that would be utilized to fund various programs. PART X, LINE 2: UNDER ASC 740, "INCOME TAXES", AN ORGANIZATION MUST RECOGNIZE THE FINANCIAL STATEMENT EFFECTS OF A TAX POSITION TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION. JULIA DYCKMAN ANDRUS MEMORIAL, INC. (THE "REPORTING ORGANIZATION") DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS AND, ACCORDINGLY, IT WILL NOT RECOGNIZE THE FINANCIAL STATEMENT EFFECTS FOR UNRECOGNIZED TAX POSITIONS. THE REPORTING ORGANIZATION HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. ADDITIONALLY, THE REPORTING ORGANIZATION HAS FILED INTERNAL REVENUE SERVICE FORM 990 TAX RETURNS, AS REQUIRED, AND ALL OTHER APPLICABLE RETURNS IN JURISDICTIONS WHEN IT IS REQUIRED. FOR THE YEAR ENDED JUNE 30, 2012, THERE WAS NO INTEREST OR PENALTIES RECORDED OR INCLUDED IN THE STATEMENT OF ACTIVITIES. THE REPORTING ORGANIZATION IS SUBJECT TO ROUTINE AUDITS BY A TAXING AUTHORITY. AS OF JUNE 30, 2012, THE REPORTING ORGANIZATION WAS NOT SUBJECT TO ANY EXAMINATION BY THE TAXING AUTHORITY. MANAGEMENT BELIEVES THAT THE REPORTING ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2009. PART XI, LINE 8: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST...............$(1,207,219.) East Asia and the Pacific Program Services SANCTUARY INITIATIVE 46693 Europe (Including Iceland and Greenland) Program Services SANCTUARY INITIATIVE 5396 Central America and the Caribbean Investments 2244000 East Asia and the Pacific Investments 586000 2882089 2882089 false false false false false false PART I, LINE 1: THE SANCTUARY INSTITUTE PROVIDES TRAININGS BASED ON THE SANCTUARY IMPLEMENTATION STANDARDS DEVELOPED BY DR. BLOOM AND THE SANCTUARY INSTITUTE FACULTY. IN ADDITION TO TRAINING, THE SANCTUARY INSTITUTE PROVES DIAGNOSTIC ASSESSMENTS, ON-SITE TECHNICAL ASSISTANCE, PHONE CONSULTATION AND RESEARCH ASSISTANCE (VIA PHONE OR ON-SITE). JULIA DYCKMAN HAS CONTRACTS TO PROVIDE TRAININGS WITH AGENCIES IN SCOTLAND, IRELAND, NORTHERN IRELAND, AND AUSTRALIA. NO OFFICES OR EMPLOYEES ARE MAINTAINED IN ANY OF THESE REGIONS. KEELYN MULVEY GUNTHER FUNDRAISER false GOLF FOR KIDS 171043 119243 51800 51800 FALL EVENT 121388 66143 55245 55245 0 292431 185386 107045 107045 107045 true TEACHER CERTIFICATION 6 11498 PART I, LINE 2: A BURSAR'S RECEIPT IS REQUIRED PROOF THAT THE CLASSES WERE TAKEN. X true true X X X X X false false false false false false false false false NANCY WOODRUFF MENT 230916 0 0 0 4084 0 38671 0 9422 0 283093 0 BRIAN FARRAGHER 173560 0 0 0 2785 0 28521 0 69032 0 273898 0 DEREK KOLLEENY 180250 0 0 0 0 0 21285 0 15288 0 216823 0 STEPHEN SEWARD 195615 0 0 0 0 0 0 0 11814 0 207429 0 RAYMOND EFFINGER 154500 0 0 0 0 0 9391 0 2054 0 165945 0 LORELEI VARGAS 138208 0 0 0 0 0 19858 0 1846 0 159912 0 KEVIN COOK 133900 0 0 0 0 0 8707 0 15346 0 157953 0 PART I, LINE 1A: THE ORGANIZATION PROVIDES ON-CAMPUS LODGING WHICH INCLUDES FULL MAINTENANCE, UTILITIES AND TAXES FOR THE CONVENIENCE OF JULIA DYCKMAN ANDRUS MEMORIAL, INC. AS A CONDITION OF EMPLOYMENT FOR BRIAN FARRAGHER, EXECUTIVE VICE PRESIDENT & COO, THE FAIR MARKET VALUE OF WHICH IS ESTIMATED AT $48,000. HIS EMPLOYMENT REQUIRES THAT HE IS AVAILABLE FOR EMERGENCY CAMPUS MANAGEMENT AT ALL TIMES. IN ADDITION, HE MAKES HIS RESIDENCE AVAILABLE FOR ORGANIZATIONAL FUNCTIONS THROUGHOUT THE YEAR. THIS IS STIPULATED IN HIS JOB DESCRIPTION. IN ADDITION TO HOUSING, PERSONAL USE OF AUTO IS INCLUDED ON FORM 990 AS OTHER COMPENSATION FOR BRIAN FARRAGHER, NANCY WOODRUFF MENT, PRESIDENT & CEO, AND BRYAN MURPHY, VP CAMPUS PROGRAMS AND OPERATIONS, IN THE AMOUNT OF $2,785, $4,084 AND 5,362 RESPECTIVELY. X 4 43115 FAIR MARKET VALUE false true false FORM 990, PART III, LINE 4D: 1) COMMUNITY - PROVIDE A RANGE OF HEALTH PROMOTING, SCHOOL READINESS, AND LITERACY PROGRAMS IN COLLABORATION WITH WESTCHESTER PUBLIC SCHOOLS, CHILD-CARE CENTERS, THE DEPARTMENT OF SOCIAL SERVICES AND OTHER LOCAL INSTITUTIONS. THE COMMUNITY PROGRAMS CONSIST OF HOME VISITING PROGRAMS IN YONKERS. 1) HEALTHY FAMILIES NEW YORK (HFNY) WORKS WITH NEW PARENTS ASSESSED TO BE AT RISK FOR CHILD ABUSE AND PROVIDES PARENT EDUCATION AND SUPPORT FOR CHILDREN AND FAMILIES TO GIVE THEM A GOOD START IN LIFE. HFNY SERVED 100 FAMILIES DURING THE REPORTING PERIOD. 2) PROJECT LAUNCH - USING THE HEALTHY FAMILIES APPROACH STAFF WORK WITH NEW PARENTS ASSESSED TO BE AT RISK FOR CHILD ABUSE AND PROVIDES PARENT EDUCATION AND SUPPORT FOR CHILDREN AND FAMILIES TO GIVE THEM A GOOD START IN LIFE. PROJECT LAUNCH SERVED 45 FAMILIES DURING THE REPORTING PERIOD. 3) THERAPEUTIC AND PARENT AIDE SERVICES (TAPAS) IS A MANDATED PREVENTIVE SERVICE AND PROVIDES SUPPORT TO FAMILIES WHO HAVE BEEN THE SUBJECT OF CHILD ABUSE ALLEGATIONS AND SEEKS TO KEEP FAMILIES TOGETHER AND PROMOTE SAFETY. TAPAS SERVED 66 FAMILIES DURING THE REPORTING PERIOD. 4) ANDRUS EARLY LEARNING CENTER (AELC) IS A CHILD CARE CENTER SERVING UP TO 120 CHILDREN A DAY AND PROVIDING A SAFE AND STIMULATING LEARNING ENVIRONMENT FOR PRESCHOOL CHILDREN. AELC SERVED 105 CHILDREN DURING THE REPORTING PERIOD. 5) EASTCHESTER AFTER SCHOOL YOUTH (EASY) IN AN AFTER SCHOOL PROGRAM LOCATED IN THE EASTCHESTER ELEMENTARY SCHOOL AND PROVIDES A SAFE AND STIMULATING PLACE FOR CHILDREN TO SPEND THEIR AFTER SCHOOL HOURS. EASY SERVED 80 CHILDREN DURING THE REPORTING PERIOD. 6) EASTCHESTER MIDDLE SCHOOL (EMS) PROVIDED SCHOOL COUNSELING AND SUBSTANCE ABUSE PREVENTION PROGRAMS TO EASTCHESTER MIDDLE SCHOOL CHILDREN AND THEIR FAMILIES. THIS PROGRAM WAS TERMINATED IN JUNE WHEN THE EASTCHESTER DECIDED IT COULD NO LONGER PAY FOR THE SERVICE. EACH PROGRAM IS GROUNDED IN THE PRINCIPLES THAT QUALITY CARE REQUIRES COLLABORATION AMONG ALL THE RELEVANT STAKEHOLDERS. THUS, EACH PROGRAM DRAWS ON THE INPUT AND RESOURCES OF FAMILY MEMBERS AND COMMUNITY LEADERS, AS WELL AS ON SUPPORT FROM PRIVATE AND PUBLIC FUNDERS. EXPENSES: $1,893,310. REVENUE: $2,264,058. FORM 990, PART VI, SECTION A, LINE 2: OUR ORGANIZATION WAS FOUNDED BY A PRIVATE PHILANTHROPIST, JOHN EMORY ANDRUS, IN 1928. IT IS GOVERNED BY A BOARD OF DIRECTORS WHO SERVE WITHOUT COMPENSATION. IT HAS BEEN A TRADITION OF THE ORGANIZATION TO INVITE MEMBERS OF THE EXTENDED ANDRUS FAMILY TO SERVE AS DIRECTORS ALONGSIDE OF OTHER NON-RELATED DIRECTORS WHO FORM THE MAJORITY AND REPRESENT OUR LOCAL COMMUNITY. IN THEIR CAPACITY AS DIRECTORS, AS IS THE CASE FOR ALL OF OUR DIRECTORS, MEMBERS OF THE ANDRUS FAMILY SERVE AS VOLUNTEERS AND ARE NOT COMPENSATED. DIRECTORS' TERMS ARE FOR TWO YEARS AND ARE RENEWABLE. THE CURRENT DIRECTORS WHO ARE RELATED TO THE FOUNDER ARE: LAWRENCE S. C. GRIFFITH DAVID EARLEY PHILLIP ANDRUS HAMLIN PAKRADOONI RICHARD THORPE NANCY SPENSELY MARY MEADOR CHRISTOPHER GILBERT THERE ARE NO BUSINESS RELATIONSHIPS, AS DEFINED ABOVE AMONG OUR OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES OR HIGHLY COMPENSATED EMPLOYEES. FORM 990, PART VI, SECTION A, LINES 6, 7A AND 7B: THE ORGANIZATION IS A "MEMBERSHIP CORPORATION" AND THE "MEMBERS" ARE DESCENDANTS OF THE FOUNDER WHO ARE BOARD MEMBERS OF THE EXEMPT ORGANIZATION AND ALSO SIT ON THE BOARD OF A FAMILY FOUNDATION. IN THAT CAPACITY THEY MEET THE CRITERIA OF "VOLUNTEERS" AND INDEPENDENT STATUS. THERE ARE ONLY TWO CATEGORIES OF DECISIONS THAT ARE APPROVED BY THE MEMBERS: 1. APPOINTMENTS OF DIRECTORS TO THE BOARD OF THE JULIA DYCKMAN ANDRUS MEMORIAL; AND, 2. ANY RECOMMENDATIONS RELATED TO THE REVISION OF THE ARTICLES OF INCORPORATION OR THE DISSOLUTION OF THE MEMORIAL. IN ALL OTHER CATEGORIES OF DECISION MAKING, THE BOARD OF THE MEMORIAL RETAINS AUTONOMY. FORM 990, PART VI, SECTION B, LINE 11B: THE CHIEF FINANCIAL OFFICER AND THE GENERAL LEDGER MANAGER REVIEW DRAFT FORM 990. ONCE THE INTERNAL REVIEW IS COMPLETED, THE CHIEF FINANCIAL OFFICER SENDS A COPY OF FORM 990 TO THE EXECUTIVE COMMITTEE OF JULIA DYCKMAN AND TO ALL OF THE BOARD OF DIRECTORS. THEY ARE PROVIDED THE OPPORTUNITY TO REVIEW AND ASK WHATEVER QUESTIONS THEY MAY HAVE. AFTER ALL THE QUESTIONS AND ISSUES ARE DISCUSSED AND RESOLVED, WE PROVIDE THE AUTHORIZATION FOR OUR TAX PREPARERS TO FILE. FORM 990, PART VI, SECTION B, LINE 12C: COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS BASED ON SELF-DISCLOSURE AND REVIEW PROCESS FOR POTENTIAL CONFLICTS. FORM 990, PART VI, SECTION B, LINES 15A AND 15B: SINCE 2007, THE PROCESS OF EVALUATING CEO COMPENSATION IN A COMPREHENSIVE MANNER INCLUDING THE ANALYSIS OF COMPARABLE SALARY DATA AND SO FORTH, HAS BEEN LIMITED TO EVALUATION OF PERFORMANCE SINCE THE CEO VOLUNTARILY REQUESTED FREEZING HER COMPENSATION AT THE 2007 LEVEL IN VIEW OF INCREASING FINANCIAL PRESSURES IN OUR SECTOR. COMPENSATION IS WITHIN THE PARAMETERS OF THE FISCAL YEAR BUDGET WHICH IS APPROVED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19: THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. PART XI, LINE 5: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST..............$(1,207,219.) UNREALIZED LOSS ON INVESTMENTS..........$(1,809,335.) TOTAL...................................$(3,016,554.)