2013-05-09T10:15:12-05:00 2012-09-30 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 990 2011-10-01 131624046 INSTITUTE OF INTERNATIONAL EDUCATION % PETER THOMPSON CAO INST 2128838200 809 UNITED NATIONS PLAZA NEW YORK NY 10017 PETER THOMPSON 2128838200 2013-05-07 6464713000 2011 2016-02-25 16:41:14Z ALLAN E GOODMAN 809 UNITED NATIONS PLAZA NEW YORK NY 10017 388092219 false X WWW.IIE.ORG X 1919 NY IIE IS AN INT'L NOT-FOR-PROFIT ORG THAT IMPLEMENTS HIGHER EDUCATION EXCHANGE AND TRAINING PROGRAMS INVOLVING US AND NON-US PARTICIPANTS ON BEHALF OF PUBLIC AND PRIVATE SECTORS, SPONSORS AND DONORS. 41 40 674 3351 0 0 339940082 360377790 22111555 18872519 4658525 4135461 -21301 862784 366688861 384248554 264400237 277979921 0 0 47507859 48235186 0 105000 795964 58794653 60132769 370702749 386452876 -4013888 -2204322 163037560 214153444 61960132 105767761 101077428 108385683 X SEE SCHEDULE O. false false 286006150 227819504 11086507 INTERNATIONAL EXCHANGE OF STUDENTS AND SCHOLARS. SEE SCHEDULE O. 52868536 43862922 1192151 LEADERSHIP DEVELOPMENT EDUCATIONAL SERVICES. SEE SCHEDULE O. 12866732 3298066 5671084 HIGHER EDUCATION INSTITUTIONAL DEVELOPMENT. SEE SCHEDULE O. 8902205 3400288 922777 360643623 true true false true false false false false false true true true false false false false true true false true true true true true true false false true true true false false false false false false false false false false false false false true true true false false true X 349 0 674 true false true false false false true true false false false false X 41 40 true false false false false false false true true false true true true true true true true true true true false AL AK AZ AR CA CO CT FL GA HI IL KS KY MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X PETER THOMPSON CAO 2129845490 809 UNITED NATIONS PLAZA NEW YORK NY 10017 X MR THOMAS S JOHNSON 5.0 X 0 0 0 DR HENRY KAUFMAN 1.0 X 0 0 0 MR MARK ANGELSON 10.0 X 0 0 0 MS MARYAM PANAHY ANSARY 1.0 X 0 0 0 MS DENISE BENMOSCHE 1.0 X 0 0 0 DR LEE C BOLLINGER 1.0 X 0 0 0 DR GEORGE CAMPBELL JR 3.0 X 0 0 0 MS MARIA LIVANOS CATTAUI 1.0 X 0 0 0 DR RICHARD A DEBS 2.0 X 0 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13498456 0 0 0 0 0 0 0 0 0 0 61960132 105767761 X 35618667 39827590 59137596 61988691 6321165 6569402 101077428 108385683 163037560 214153444 X -2204322 9512577 X false true true X true true X 274847008 338813957 309497032 339940082 360377790 1623475869 274847008 338813957 309497032 339940082 360377790 1623475869 228491369 1394984500 3381996 2076787 2307821 3485840 2667340 13919784 903465 -101115 -107183 -21301 862784 1536650 1638932303 94491163 0.85115 0.85804 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true false true false false true false true 65018 65018 false SCHEDULE C, PART II-B, LINE 1I OTHER LOBBYING ACTIVITIES THE CEO AND CERTAIN BOARD TRUSTEES OF INSTITUTE OF INTERNATIONAL EDUCATION AS WELL AS AN INDEPENDENT CONSULTANT MEET WITH LEGISLATIVE AND GOVERNMENT OFFICIALS AND/OR THEIR STAFF TO PROVIDE INFORMATION REGARDING THE MISSION OF THE ORGANIZATION TO THOSE INDIVIDUALS THAT HAVE SIMILAR GOALS AND OBJECTIVES. 59301741 1179512 7938842 3151733 1050578 64217784 58547646 5308487 135886 3402803 1287475 59301741 54916515 1504318 4894436 2177677 589946 58547646 48107918 6871737 2357117 2420257 54916515 0.16500 0.05500 0.78000 false false 0 19093695 11658693 7435002 10378177 4262146 6116031 8943122 7613262 1329860 17451020 11731888 5719132 20600025 ARCHSTONE 5937847 F EVANSTONE/WEATHERLOW 5771000 F PIMCO 7473029 F 19181876 384248554 386452876 -2204322 9512577 9512577 7308255 393509290 9512577 9512577 383996713 251841 251841 384248554 386201035 386201035 251841 251841 386452876 SCHEDULE D, PART V, LINE 4 INTENDED USE OF ORGANIZATION'S ENDOWMENT FUNDS THE INSTITUTE INTENDS TO USE ITS ENDOWMENT, WHICH CONSISTS OF INDIVIDUAL FUNDS THAT HAVE BEEN ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING SCHOLAR SUPPORT AND SCHOLARSHIPS, CONSISTENT WITH THE PURPOSES FOR WHICH THE FUNDS HAVE BEEN ESTABLISHED. true Central America and the Caribbean Program Services EDUCATION GRANTS-INDIV 2242534 East Asia and the Pacific 5 28 Maintaining offices 3790027 East Asia and the Pacific Grantmaking 16084 East Asia and the Pacific Program Services EDUCATION GRANTS-INDIV 19563664 Europe (Including Iceland and Greenland) 1 12 Maintaining offices 1240834 Europe (Including Iceland and Greenland) Grantmaking 55104 Europe (Including Iceland and Greenland) Program Services EDUCATION GRANTS-INDIV 17168281 Middle East and North Africa 1 17 Maintaining offices 1846024 Middle East and North Africa Grantmaking 129023 Middle East and North Africa Program Services EDUCATION GRANTS-INDIV 5551246 North America 1 19 Maintaining offices 3235603 North America Program Services EDUCATION GRANTS-INDIV 885605 Russia and the Newly Independent States 2 26 Maintaining offices 2221168 Russia and the Newly Independent States Program Services EDUCATION GRANTS-INDIV 2503298 South America Grantmaking 559468 South America Program Services EDUCATION GRANTS-INDIV 7249585 South Asia 1 10 Maintaining offices 765790 South Asia Grantmaking 28533 South Asia Program Services EDUCATION GRANTS-INDIV 2288463 Sub-Saharan Africa 1 15 Maintaining offices 653553 Sub-Saharan Africa Grantmaking 9807 Sub-Saharan Africa Program Services EDUCATION GRANTS-INDIV 6112873 Central America and the Caribbean Investments 11715499 11 112 1 15 12 127 69023338 20808728 89832066 SOUTH ASIA EDUCATION 20253 CHECK N/A N/A SOUTH AMERICA EDUCATION 353809 CHECK N/A N/A EUROPE EDUCATION 27552 CHECK N/A N/A SOUTH AMERICA 205659 CHECK N/A N/A EUROPE 27552 CHECK N/A N/A MIDDLE EAST AND NORTH AF 10000 CHECK N/A N/A EAST ASIA AND THE PACIFI 16084 CHECK N/A N/A SOUTH ASIA 8280 CHECK N/A N/A MIDDLE EAST AND NORTH AF 98774 CHECK N/A N/A MIDDLE EAST AND NORTH AF 6250 CHECK N/A N/A SUB-SAHARAN AFRICA 9807 CHECK N/A N/A 11 GRANTEE COST OF LIVING CENTRAL AMERICA AND THE 22 214689 Check N/A N/A INSURANCE CENTRAL AMERICA AND THE 10 5272 Check N/A N/A SCHOLARSHIPS CENTRAL AMERICA AND THE 178 1959234 Check N/A N/A TRAVEL AND FIELD TRIPS CENTRAL AMERICA AND THE 10 53589 Check N/A N/A TUITION CENTRAL AMERICA AND THE 6 9750 Check N/A N/A GRANTEE ALLOWANCE, BOOKS EAST ASIA AND THE PACIFI 29 19422 Check N/A N/A GRANTEE COST OF LIVING EAST ASIA AND THE PACIFI 386 3725075 Check N/A N/A INSURANCE EAST ASIA AND THE PACIFI 133 63116 Check N/A N/A SCHOLARSHIPS EAST ASIA AND THE PACIFI 1085 12959659 Check N/A N/A TRAVEL AND FIELD TRIPS EAST ASIA AND THE PACIFI 154 658062 Check N/A N/A TUITION EAST ASIA AND THE PACIFI 605 2138330 Check N/A N/A GRANTEE ALLOWANCE, BOOKS EUROPE 22 26462 Check N/A N/A GRANTEE COST OF LIVING EUROPE 404 3072417 Check N/A N/A INSURANCE EUROPE 348 75197 Check N/A N/A SCHOLARSHIPS EUROPE 1034 11567014 Check N/A N/A TRAVEL AND FIELD TRIPS EUROPE 488 1260870 Check N/A N/A TUITION EUROPE 185 1166321 Check N/A N/A GRANTEE ALLOWANCE, BOOKS MIDDLE EAST AND NORTH AF 4 31324 Check N/A N/A GRANTEE COST OF LIVING MIDDLE EAST AND NORTH AF 209 2331091 Check N/A N/A INSURANCE MIDDLE EAST AND NORTH AF 33 11300 Check N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AF 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3795234 Check N/A N/A TRAVEL AND FIELD TRIPS SOUTH AMERICA 267 432194 Check N/A N/A TUITION SOUTH AMERICA 271 918797 Check N/A N/A GRANTEE ALLOWANCE, BOOKS SOUTH ASIA 3 3560 Check N/A N/A GRANTEE COST OF LIVING SOUTH ASIA 62 531336 Check N/A N/A INSURANCE SOUTH ASIA 29 6489 Check N/A N/A SCHOLARSHIPS SOUTH ASIA 115 1266412 Check N/A N/A TRAVEL AND FIELD TRIPS SOUTH ASIA 54 222870 Check N/A N/A TUITION SOUTH ASIA 45 257796 Check N/A N/A GRANTEE COST OF LIVING SUB-SAHARAN AFRICA 307 1766518 Check N/A N/A INSURANCE SUB-SAHARAN AFRICA 166 22768 Check N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 257 2982679 Check N/A N/A TRAVEL AND FIELD TRIPS SUB-SAHARAN AFRICA 269 1089122 Check N/A N/A TUITION SUB-SAHARAN AFRICA 93 251786 Check N/A N/A false false true true false true SCHEDULE F, PART I, LINE 2 PROCEDURES FOR MONITORING GRANTS OUTSIDE THE UNITED STATES OVERALL: OPERATIONS ARE MANAGED BY THE PROGRAM MANAGERS AND VARIOUS DEPARTMENTS WITHIN FINANCE AND ADMINISTRATION (I.E., CONTROLLER'S DIVISION, GRANTS AND CONTRACTS, LEGAL SERVICES AND ADMINISTRATIVE SERVICES). THERE IS REGULAR MONTHLY MONITORING BY THESE MANAGERS. PERIODIC REPORTS ARE SUBMITTED TO THE SPONSOR PER CONTRACT OR GRANT REQUIREMENTS. BUDGETS: BUDGETS ARE ESTABLISHED ON A DIVISIONAL AND PROGRAM BASIS WITH COORDINATION BY THE PROGRAM DIRECTORS. VARIANCES ARE REVIEWED EACH MONTH BY THE PROGRAM DIRECTORS. IIE USES BUDGET TO ACTUAL REPORTS THAT ARE UPDATED WEEKLY TO MONITOR PERFORMANCE. MID-YEAR BUDGET REVIEWS ARE PERFORMED BY SENIOR MANAGEMENT TO REVIEW THE ACTIVITIES OF ALL PROGRAMS AND ADJUST TO CHANGES IN BUDGET ASSUMPTIONS. PAYMENTS: PAYMENTS FOR DISBURSEMENTS AND REIMBURSEMENTS RELATING TO ALL GRANT FUNDS REQUIRE APPROPRIATE SUPPORTING DOCUMENTATION. BEFORE PAYMENTS ARE MADE, GRANTEES AND VENDORS ARE CHECKED AGAINST THE EXCLUDED PARTIES LIST SYSTEM (EPLS) TO ENSURE THESE PAYEES ARE IN COMPLIANCE WITH APPROPRIATE RULES AND REGULATIONS. UPON APPROVAL FROM EPLS, PAYMENTS WILL INCLUDE AGREEMENTS STATING THE TERMS OF THE GRANT SIGNED BY IIE AND THE GRANTEE OR VENDOR AND IIE SUPERVISOR/MANAGER LEVEL APPROVED PAYMENT DOCUMENTS TO PROCESS EACH OF THE DISBURSEMENTS OR REIMBURSEMENTS. ALL COSTS ASSOCIATED WITH THESE PAYMENTS ARE CONTROLLED BY PROGRAM MANAGEMENT AS WELL AS THE FINANCE TEAM WHO ENSURE THAT THE PAYMENTS ARE RELATED TO ALLOWABLE AND SPONSOR APPROVED ACTIVITIES. SEVIS: IIE REPORTS TO THE STUDENT AND EXCHANGE VISITOR PROGRAM (SEVP) WHICH SERVES AS THE BRIDGE FOR VARIED GOVERNMENT ORGANIZATIONS THAT HAVE AN INTEREST IN INFORMATION ON FOREIGN STUDENTS. SEVP USES WEB-BASED TECHNOLOGY, THE STUDENT AND EXCHANGE VISITOR INFORMATION SYSTEM (SEVIS), TO TRACK AND MONITOR SCHOOLS AND PROGRAMS, STUDENTS, EXCHANGE VISITORS AND THEIR DEPENDENTS THROUGHOUT THE DURATION OF APPROVED PARTICIPATION WITHIN THE U.S. EDUCATION SYSTEM. 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THERE IS REGULAR MONTHLY MONITORING BY THESE MANAGERS. PERIODIC REPORTS ARE SUBMITTED TO THE SPONSOR PER CONTRACT OR GRANT REQUIREMENTS. BUDGETS: BUDGETS ARE ESTABLISHED ON A DIVISIONAL AND PROGRAM BASIS WITH COORDINATION BY THE PROGRAM DIRECTORS. VARIANCES ARE REVIEWED EACH MONTH BY THE PROGRAM DIRECTORS. IIE USES BUDGET TO ACTUAL REPORTS THAT ARE UPDATED WEEKLY TO MONITOR PERFORMANCE. MID-YEAR BUDGET REVIEWS ARE PERFORMED BY SENIOR MANAGEMENT TO REVIEW THE ACTIVITIES OF ALL PROGRAMS AND ADJUST TO CHANGES IN BUDGET ASSUMPTIONS. PAYMENTS: PAYMENTS FOR DISBURSEMENTS AND REIMBURSEMENTS RELATING TO ALL GRANT FUNDS REQUIRE APPROPRIATE SUPPORTING DOCUMENTATION. BEFORE PAYMENTS ARE MADE, GRANTEES AND VENDORS ARE CHECKED AGAINST THE EXCLUDED PARTIES LIST SYSTEM (EPLS) TO ENSURE THESE PAYEES ARE IN COMPLIANCE WITH APPROPRIATE RULES AND REGULATIONS. UPON APPROVAL FROM EPLS, PAYMENTS WILL INCLUDE AGREEMENTS STATING THE TERMS OF THE GRANT SIGNED BY IIE AND THE GRANTEE OR VENDOR AND IIE SUPERVISOR/MANAGER LEVEL APPROVED PAYMENT DOCUMENTS TO PROCESS EACH OF THE DISBURSEMENTS OR REIMBURSEMENTS. ALL COSTS ASSOCIATED WITH THESE PAYMENTS ARE CONTROLLED BY PROGRAM MANAGEMENT AS WELL AS THE FINANCE TEAM WHO ENSURE THAT THE PAYMENTS ARE RELATED TO ALLOWABLE AND SPONSOR APPROVED ACTIVITIES. SEVIS: IIE REPORTS TO THE STUDENT AND EXCHANGE VISITOR PROGRAM (SEVP) WHICH SERVES AS THE BRIDGE FOR VARIED GOVERNMENT ORGANIZATIONS THAT HAVE AN INTEREST IN INFORMATION ON FOREIGN STUDENTS. SEVP USES WEB-BASED TECHNOLOGY, THE STUDENT AND EXCHANGE VISITOR INFORMATION SYSTEM (SEVIS), TO TRACK AND MONITOR SCHOOLS AND PROGRAMS, STUDENTS, EXCHANGE VISITORS AND THEIR DEPENDENTS THROUGHOUT THE DURATION OF APPROVED PARTICIPATION WITHIN THE U.S. EDUCATION SYSTEM. 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HOUSING ALLOWANCE: ONE OF THE HIGHEST COMPENSATED EMPLOYEES, ELIZABETH KHALIFA, RECEIVES HOUSING ALLOWANCE. THIS EMPLOYEE IS AN INTERNATIONAL DIRECTOR LIVING OUTSIDE THE U.S. SCHEDULE J, PART I, LINE 4B PARTICIPATION IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE CEO CAN PARTICIPATE IN THE 457(F) PLAN. THE CEO RECEIVED A CONTRIBUTION OF $21,000 DURING THE CALENDAR YEAR 2012. FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION THE INSTITUTE OF INTERNATIONAL EDUCATION, INC. (THE "INSTITUTE") IS A NOT-FOR-PROFIT CORPORATION THAT WAS ORGANIZED AND OPERATES EXCLUSIVELY FOR CHARITABLE AND EDUCATIONAL PURPOSES TO PROMOTE INTERNATIONAL EDUCATIONAL AND CULTURAL EXCHANGES. THE INSTITUTE'S PROGRAMS INCLUDE, BUT ARE NOT LIMITED TO, MANAGING FELLOWSHIPS AND SCHOLARSHIPS; ASSISTING THREATENED STUDENTS AND SCHOLARS THROUGH ITS SCHOLAR RESCUE FUND, EMERGENCY STUDENT FUND, AND OTHER EFFORTS; DEVELOPING LEADERS BY BUILDING LEADERSHIP SKILLS AND ENHANCING THE CAPACITY OF INDIVIDUALS AND ORGANIZATIONS TO ADDRESS LOCAL AND GLOBAL CHALLENGES; PROVIDING STRATEGIC RESOURCES AND SERVICES TO HELP FACULTY AND ADMINISTRATORS INTERNATIONALIZE THEIR CAMPUSES; HELPING INSTITUTIONS OF HIGHER EDUCATION BUILD CAPACITY; PROMOTING INTERNATIONAL DEVELOPMENT; AND ENGAGING IN OTHER ACTIVITIES IN FURTHERANCE OF ITS PURPOSES. FORM 990, PART III, LINE 4A - 4D PROGRAM SERVICE ACCOMPLISHMENTS: LINE 4A - INTERNATIONAL EXCHANGE OF STUDENTS AND SCHOLARS: EXPENSES $286,006,150 INCLUDING GRANTS OF$227,819,504;REVENUE$11,086,507 BY IMPLEMENTING SOME OF THE WORLD'S MOST PRESTIGIOUS AND INNOVATIVE SCHOLARSHIP PROGRAMS IN A FAIR, OPEN, AND TRANSPARENT MANNER, THE INSTITUTE PROVIDES TALENT FROM AROUND THE WORLD WITH ACCESS TO LEADING INSTITUTIONS OF HIGHER EDUCATION AND THE INTERNATIONAL EXPERIENCE THAT IS CRITICAL TO SUCCESS IN THE 21ST CENTURY WORKPLACE. THESE PROGRAMS ARE VITAL TO PROMOTING MUTUAL UNDERSTANDING AND DEVELOPING GLOBAL LEADERS. EXAMPLES INCLUDE THE BRAZIL SCIENTIFIC MOBILITY PROGRAM SPONSORED BY THE BRAZILIAN GOVERNMENT, FULBRIGHT STUDENT AND FULBRIGHT SCHOLAR PROGRAMS WHICH ARE SPONSORED BY THE US DEPARTMENT OF STATE. LINE 4B - LEADERSHIP DEVELOPMENT EDUCATIONAL SERVICES: EXPENSES: $52,868,536 INCLUDING GRANTS OF $43,862,922;REVENUE:$1,192,151 THE INSTITUTE IMPLEMENTS PROGRAMS TO BUILD LEADERSHIP SKILLS AND ENHANCE THE CAPACITY OF INDIVIDUALS AND ORGANIZATIONS TO ADDRESS LOCAL AND GLOBAL CHALLENGES. LONG AND SHORT TERM TRAINING PROGRAMS IMPLEMENTED BY THE INSTITUTE CONNECT STUDENTS AND PROFESSIONALS WITH PEERS AND COLLEAGUES AROUND THE WORLD TO GAIN THE SKILLS AND INTERNATIONAL PERSPECTIVES THEY WILL NEED TO FORGE SOLUTIONS TO GLOBAL CHALLENGES. EXAMPLES INCLUDE NATIONAL SECURITY EDUCATION PROGRAMS SPONSORED BY THE UNITED STATES DEPARTMENT OF DEFENSE, AND USAID PROGRAMS. LINE 4C - HIGHER EDUCATION INSTITUTIONAL DEVELOPMENT: EXPENSES: $12,866,732 INCLUDING GRANTS OF $3,298,066; REVENUE:$5,671,084 THE INSTITUTE WORKS CLOSELY WITH PUBLIC AND PRIVATE HIGHER EDUCATION INSTITUTIONS TO DEVELOP HIGH-QUALITY ACADEMIC EXCHANGE PROGRAMS IN COORDINATION WITH GOVERNMENT AND NOT-FOR-PROFIT ORGANIZATIONS AND CORPORATIONS. LEVERAGING EXTENSIVE NETWORKS AND EXPERTISE WITHIN THE HIGHER EDUCATION COMMUNITY WORLDWIDE, THE INSTITUTE IS UNIQUELY POSITIONED TO HELP SHAPE NEW UNIVERSITIES AND EXPAND THE CAPABILITIES AND RELATIONSHIPS OF EXISTING ACADEMIC INSTITUTIONS. THE INSTITUTE ALSO HELPS IDENTIFY AND DEVELOP RELATIONSHIPS WITH UNIVERSITIES IN THE US AND OTHER COUNTRIES. EXAMPLES OF THESE RELATIONSHIPS INCLUDE KING ABDULLAH UNIVERSITY OF SCIENCE AND TECHNOLOGY (KAUST) AND NEW YORK UNIVERSITY, ABU DHABI. LINE 4D - EMERGENCY STUDENT AND SCHOLAR ASSISTANCE: EXPENSES:$7,853,717 INCLUDING GRANTS OF $3,348,732; REVENUE:$782 THE INSTITUTE PROVIDES EMERGENCY ASSISTANCE TO SCHOLARS AND STUDENTS THROUGHOUT THE WORLD. THROUGH THE SCHOLAR RESCUE FUND, THE INSTITUTE PROVIDES SUPPORT AND SAFE HAVEN TO ACADEMICS WHO ARE PERSECUTED AS A RESULT OF THEIR ACADEMIC WORK. THROUGH THE EMERGENCY STUDENT FUND, THE INSTITUTE PROVIDES SUPPORT TO STUDENTS FACING EMERGENCIES AND CRISES SUCH AS ILLNESS OR NATURAL DISASTERS. LINE 4D - RESEARCH AND PUBLICATIONS: EXPENSES:$1,048,488 INCLUDING GRANTS OF $51,556; REVENUE:$921,995 THE INSTITUTE PRODUCES APPLIED RESEARCH AND POLICY ANALYSIS IN THE FIELD OF INTERNATIONAL EDUCATION AND STUDENT MOBILITY. AN EXAMPLE IS "OPEN DOORS," A COMPREHENSIVE INFORMATION RESOURCE PRODUCED WITH SUPPORT FROM THE UNITED STATES DEPARTMENT OF STATE THAT DOCUMENTS AND ANALYZES ACADEMIC MOBILITY BETWEEN THE US AND THE NATIONS OF THE WORLD. THE INSTITUTE ALSO PROVIDES RESEARCH AND PROGRAM EVALUATION SERVICES TO DOMESTIC AND INTERNATIONAL GOVERNMENT AGENCIES, NOT-FOR-PROFIT ORGANIZATIONS AND FOUNDATIONS. THE INSTITUTE'S PUBLICATIONS, CONFERENCES AND MEMBERSHIP ORGANIZATION (IIE NETWORK) ON INTERNATIONAL EDUCATION TOPICS AND GUIDES TO INTERNATIONAL STUDY PROGRAMS AND FUNDING HELP GUIDE POLICIES AND PROGRAMS IN THE FIELD OF INTERNATIONAL EDUCATION. FORM 990, PART V, LINE 4B FOREIGN COUNTRIES CHINA; HUNGARY; MEXICO; THAILAND; VIETNAM; EGYPT; INDIA; RUSSIA; UKRAINE; ETHIOPIA; UNITED KINGDOM; INDONESIA. FORM 990, PART VI, LINE 2 FAMILY AND BUSINESS RELATIONSHIPS 1. H. JARECKI, TRUSTEE, AND M. KAPLAN, TRUSTEE - BUSINESS RELATIONSHIP 2. H. JARECKI, TRUSTEE, AND T. RUSSO, TRUSTEE - BUSINESS RELATIONSHIP FORM 990, PART VI, LINE 11A REVIEW PROCESS FOR FORM 990 THE ORGANIZATION'S AUDIT COMMITTEE REVIEWS THE FORM 990. THE FINAL FORM 990 IS THEN PRESENTED TO THE BOARD OF TRUSTEE MEMBERS BEFORE FILING. FORM 990, PART VI, LINE 12C CONFLICT OF INTEREST POLICY THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED TO ALL OFFICERS, TRUSTEES AND EMPLOYEES. UPDATED ANNUAL DISCLOSURES ARE REQUIRED FROM EACH RECIPIENT. THIS PROCESS IS MONITORED BY HUMAN RESOURCES AND THE SECRETARY OF THE BOARD. FORM 990, PART VI, LINE 15A & 15B COMPENSATION POLICY THE COMPENSATION AND HUMAN RESOURCES COMMITTEE ANNUALLY REVIEWS THE SALARIES FOR THE INSTITUTE'S SENIOR EXECUTIVES, INCLUDING THE PRESIDENT, OFFICERS AND KEY EMPLOYEES. THE COMMITTEE BASES ITS REVIEW, IN PART, ON A REVIEW OF COMPARABLE DATA OBTAINED FROM AN OUTISDE CONSULTANT, WHICH IS UPDATED FROM TIME TO TIME. THE COMMITTEE REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE ANNUAL SALARY, INCENTIVE COMPENSATION, AND ANY OTHER BENEFITS ("EXECUTIVE COMPENSATION") OF THE PRESIDENT; THE EXECUTIVE COMMITTEE THEN APPRISES THE BOARD OF TRUSTEES OF ITS DETERMINATION. THE COMMITTEE ALSO REVIEWS AND APPROVES THE EXECUTIVE COMPENSATION OF THE INSTITUTE'S SENIOR EXECUTIVES, WHICH ACTION IS THEN CONVEYED THE EXECUTIVE COMMITTEE. FORM 990, PART VI, LINE 19 DOCUMENTS AVAILABLE FOR PUBLIC INSPECTION THE CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON IIE'S WEBSITE. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. FORM 990, PART VII AVERAGE HOURS THE AVERAGE HOURS PER WEEK ARE BASED UPON ESTIMATES. ACTUAL HOURS INCURRED MAY FLUCTUATE THROUGHOUT THE YEAR. FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OR FUND BALANCES UNREALIZED GAINS ON INVESTMENTS: $9,512,577 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:AMBASSADOR HARRIET ELAM-THOMAS TITLE:TRUSTEE HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MR. VICTOR J. GOLDBERG TITLE:TRUSTEE HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR. KAREN A. 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