2013-05-03T10:56:38-05:00 2012-06-30 161170608 TOSKI & CO CPAS PC 300 ESSJAY RD SUITE 115 WILLIAMSVILLE NY 14221 990 2011-07-01 133808669 UPPER MANHATTAN EMPOWERMENT ZONE CORP UPPE 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 HOPE D KNIGHT 2124100030 2013-05-02 1 JOHN T O'BRIEN P01253588 7166340700 2011 2016-02-25 16:41:14Z HOPE D KNIGHT 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 5581318 0 X WWW.UMEZ.ORG X 1995 NY TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN 20 20 27 0 0 0 7473308 3822261 1042078 1533982 372958 193563 97237 31512 8985581 5581318 9907806 3451842 0 0 2211013 2345135 0 0 0 921851 859772 13040670 6656749 -4055089 -1075431 86148844 83797643 20469976 19194206 65678868 64603437 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN 0 0 5195610 3451842 1565494 TO SUSTAIN THE ECONOMIC REVITALIZATION OF ALL COMMUNITIES IN UPPER MANHATTAN THROUGH JOB CREATION, CORPORATE ALLIANCES, STRATEGIC INVESTMENTS AND SMALL BUSINESS ASSISTANCE. 5195610 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 14 0 1 27 1 0 0 0 0 0 0 0 0 0 0 X 20 20 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X HOPE KNIGHT 2124100030 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 X MARIO L BAEZA 5.00 X X 0 0 0 RONALD BENJAMIN 5.00 X 0 0 0 HENRY COMAS 5.00 X 0 0 0 NANCY DEVINE 5.00 X 0 0 0 FRANCISCO DIAZ JR 5.00 X 0 0 0 YRTHYA DINZEY 5.00 X 0 0 0 CAROLE N GRIFFIN 5.00 X 0 0 0 JUDITH HARRISON 5.00 X 0 0 0 G WILLIAM HUNTER 5.00 X 0 0 0 JOSEPH J JOHNSON 5.00 X 0 0 0 PATRICIA A JONES 5.00 X 0 0 0 ELISABETH MASON 5.00 X 0 0 0 CLARENCE MITCHELL 5.00 X 0 0 0 PAMELA PALANQUE NORTH 5.00 X 0 0 0 ZEAD RAMADON 5.00 X 0 0 0 ANTONIO RIVERA JR 5.00 X 0 0 0 O PETER SHERWOOD 5.00 X 0 0 0 BEATRICE SIBBLIES 5.00 X 0 0 0 RICHARD THALER 5.00 X 0 0 0 WILLIE E EDWARDS 5.00 X 0 0 0 KENNETH J KNUCKLES 38.00 X 245640 0 90000 HOPE D KNIGHT 38.00 X 178532 0 0 BLAIR DUNCAN 38.00 X 170793 0 0 BERTRAM GIBSON 38.00 X 121711 0 0 VERDERY ROOSEVELT 38.00 X 134639 0 0 851315 0 90000 5 0 1 0 0 3822261 3822261 INTEREST INCOME-LOANS 925120 1533982 1533982 1533982 193563 193563 SERVICE FEES 925120 25000 25000 RECOVERY FROM LOAN LOS 925120 4424 4424 OTHER 900099 2088 2088 31512 5581318 1565494 0 193563 3451842 3451842 941315 517723 423592 963513 529932 433581 317754 174765 142989 122553 67404 55149 50275 27651 22624 170944 75088 95856 48553 26704 21849 4284 2356 1928 333809 183595 150214 13705 7538 6167 42273 23250 19023 31447 17296 14151 TELEPHONE 53892 29641 24251 MISCELLANEOUS 35065 19286 15779 EQUIPMENT RENTAL 15600 8580 7020 DUES AND SUBSCRIPTIONS 13028 7165 5863 46897 25794 21103 6656749 5195610 1461139 0 52815508 50618341 3274793 5399489 24805748 22889684 251912 28813 995586 549434 14638 446152 4986245 4415164 86148844 83797643 304270 322904 19592775 18179209 572931 692093 20469976 19194206 X 65648467 64603437 30401 0 65678868 64603437 86148844 83797643 -1075431 0 X X 0 1 1 X 1 1 X 8626634 18356027 9480051 7473308 3822261 47758281 8626634 18356027 9480051 7473308 3822261 47758281 47758281 1399248 2306281 1429640 1415036 1727545 8277750 67914 229880 6698 97237 31512 433241 56469272 0.84570 0.87700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 535240 160570 374670 383104 314630 68474 77242 74234 3008 446152 INTEREST RECEIVABLE 10924 DUE FROM COLSON 55365 SECURITY DEPOSITS 86886 OTHER ASSETS 131625 INV IN MARKETABLE SECURITIES FOR DEFERRED COMPENSATION 630364 DUE FROM AFFILIATE 3500000 4415164 DEFERRED COMPENSATION 630388 DEFERRED RENT OBLIGATION 61705 692093 5581318 6656749 -1075431 -1075431 5586818 5500 5500 5581318 0 5581318 6662249 5500 5500 6656749 0 6656749 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: UMEZ AND BRISC ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE), THEREFORE, NO PROVISION FOR INCOME TAXES IS REFLECTED IN THE CONSOLIDATING FINANCIAL STATEMENTS. BOTH ENTITIES HAVE BEEN CLASSIFIED AS PUBLICLY SUPPORTED ORGANIZATIONS THAT ARE NOT PRIVATE FOUNDATIONS UNDER SECTION 509(A) OF THE CODE. THE ENTITIES PRESENTLY DISCLOSE OR RECOGNIZE INCOME TAX POSITIONS BASED ON MANAGEMENT'S ESTIMATE OF WHETHER IT IS REASONABLY POSSIBLE OR PROBABLE THAT A LIABILITY HAS BEEN INCURRED FOR UNRECOGNIZED INCOME TAXES. MANAGEMENT HAS CONCLUDED THAT THE ENTITIES HAVE TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT IN THE CONSOLIDATING FINANCIAL STATEMENTS. U.S. FORMS 990 FILED BY THE ENTITIES ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. THE ENTITIES ARE NO LONGER SUBJECT TO TAX EXAMINATION FOR THE YEARS ENDED JUNE 30, 2008, AND PRIOR. 1 1199 SEIU PO BOX 842 NEW YORK NY 10036 134063281 501(C)(3) 117048 DEVELOPMENT AUDUBON PARTNERSHIP FOR ECONOMIC DEVELOPMENT (APED) 513 WEST 207TH STREET NEW YORK NY 10034 133927797 501(C)(3) 175470 DEVELOPMENT ASSOCIATION FOR HISPANIC ARTS PO BOX 7 BRONX NY 10029 132871091 501(C)(3) 5000 DEVELOPMENT BEPAA- CLARKE HOUSE 286 CONVENT AVENUE NEW YORK NY 10031 133640437 501(C)(3) 52944 DEVELOPMENT BUSINESS RESOURCE AND INVESTMENT SERVICE CENTER 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 501(C)(3) 503894 DEVELOPMENT COMMUNITY WORKS 55 WEST END AVENUE NEW YORK NY 10023 133580813 501(C)(3) 21885 DEVELOPMENT DANCE THEATRE OF HARLEM 466 WEST 152ND STREET NEW YORK NY 10031 132642091 501(C)(3) 286000 DEVELOPMENT EAST HARLEM BUSINESS CAPITAL CORPORATION 2261-63 FIRST AVENUE 3RD FLOOR NEW YORK NY 10035 133999276 501(C)(3) 259812 DEVELOPMENT FIRELIGHT 68 EAST 131ST STREET 7TH FLOOR NEW YORK NY 10037 113489379 501(C)(3) 47520 DEVELOPMENT GRAMEEN AMERICA 1440 BROADWAY 10TH FLOOR NEW YORK NY 10018 208497991 501(C)(3) 100000 DEVELOPMENT HARLEM ARTS ALLIANCE IV 229 WEST 135TH STREET NEW YORK NY 10030 470873119 501(C)(3) 207500 DEVELOPMENT HARLEM BUSINESS ALLIANCE VI 275 LENOX AVENUE NEW YORK NY 10027 133591350 501(C)(3) 216051 DEVELOPMENT HARLEM CONGREGATIONS FOR COMMUNITY IMPROVEMENT 2854 FREDERICK FOUGLASS BLVD NEW YORK NY 10039 133516262 501(C)(3) 37068 DEVELOPMENT HERITAGE HEALTH & HOUSING 416 W 127TH STREET NEW YORK NY 10027 132661509 501(C)(3) 15433 DEVELOPMENT HISPANIC FEDERATION 55 EXCHANGE PLACE 5TH FLOOR NEW YORK NY 10005 133573852 501(C)(3) 25000 DEVELOPMENT HOT BREAD KITCHEN 1607 PARK AVE NEW YORK NY 10029 263332972 501(C)(3) 50000 DEVELOPMENT JOHN F KENNEDY CENTER FOR PERFORMING ARTS 2700 F STREET WASHINGTON DC 20566 530245017 501(C)(3) 30000 DEVELOPMENT MALCOLM X & BETTY SHABAZZ MEMORIAL EDUCATION CENTER 3940 BROADWAY 2ND FLOOR NEW YORK NY 10032 202403979 501(C)(3) 8175 DEVELOPMENT MANHATTAN NEIGHBORHOOD NETWORK 537 WEST 59TH STREET NEW YORK NY 10019 133625426 501(C)(3) 50000 DEVELOPMENT MARKETING INITIATIVE- UPPER MANHATTAN EMPOWERMENT ZONE 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133380669 501(C)(3) 48202 DEVELOPMENT MART 125TH STREET INITIATIVE 260 WEST 125TH STREET NEW YORK NY 10027 N/A 160695 DEVELOPMENT MORRIS-JUMEL MANSION 65 JUMEL TERRACE NEW YORK NY 10032 132800646 501(C)(3) 54185 DEVELOPMENT NATIONAL JAZZ MUSEUM 104 EAST 126TH STREET NEW YORK NY 10035 133853627 501(C)(3) 176378 DEVELOPMENT NORTHERN MANHATTAN ARTS ALLIANCE 178 BENNETT AVE NEW YORK NY 10040 261997496 501(C)(3) 150000 DEVELOPMENT NEW YORK WOMEN'S CHAMBER OF COMMERCE 1524 AMSTERDAM AVENUE NEW YORK NY 10031 141845651 501(C)(3) 301446 DEVELOPMENT SEEDCO 915 BROADWAY 17TH FLOOR NEW YORK NY 10010 132875743 501(C)(3) 29387 DEVELOPMENT STUDIO MUSEUM IN HARLEM 144 WEST 125TH STREET NEW YORK NY 10027 132590805 501(C)(3) 174124 DEVELOPMENT PUERTO RICAN WORKSHOP 1680 LEXINGTON AVENUE NEW YORK NY 10029 132693369 501(C)(3) 13541 DEVELOPMENT CALLAHAN- ROMARE BEARDEN 2090 ADAM CLAYTON POWELL NEW YORK NY 10027 300207085 501(C)(3) 8750 DEVELOPMENT CARIBBEAN CULTURAL CENTER 1825 PARK AVE SUITE 602 NEW YORK NY 10035 136054001 N/A 50000 DEVELOPMENT MUSEUM OF THE CITY OF NEW YORK 1220 FIFTH AVENUE NEW YORK NY 10029 131624098 501(C)(3) 16500 DEVELOPMENT HOPE COMMUNITY 174 EAST 104TH STREET NEW YORK NY 10029 237013134 501(C)(3) 25000 DEVELOPMENT INITIATIVE FOR A COMPETITIVE INNER CITY (ICIC) 200 HIGH STREET BOSTON MA 02110 133772904 501(C)(3) 27000 DEVELOPMENT DEVELOPMENT DEVELOPMENT X X X 0 0 0 0 0 0 0 0 0 KENNETH J KNUCKLES 245640 0 0 0 0 0 90000 0 0 0 335640 0 0 0 HOPE D KNIGHT 178532 0 0 0 0 0 0 0 0 0 178532 0 0 0 BLAIR DUNCAN 170793 0 0 0 0 0 0 0 0 0 170793 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED BY MANAGEMENT AND DISCUSSED WITH THE BOARD FORM 990, PART VI, SECTION B, LINE 12C ALL STAFF AND BOARD MEMBERS ARE REQUIRED TO SIGN AN ANNUAL DISCLOSURE FORM. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS WHICH IS COMPRISED OF INDEPENDENT DIRECTORS REVIEWS COMPARABLE DATA PREPARED BY AN INDEPENDENT CONSULTANT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND THROUGH THE OFFICE OF THE NEW YORK STATE ATTORNEY GENERAL. COMPENSATION OF OFFICERS FORM 990, PART VII, SECTION A, LINE 1A (ALSO SCHEDULE O, PAGE 2): KENNETH J. KNUCKLES, CEO, RECEIVED $60,000 IN DEFERRED COMPENSATION FOR YEAR ENDED JUNE 30, 2012, PLUS $30,000 FOR 2011 RETROACTIVE DEFERRED COMPENSATION. FORM 990, PART XII, LINE 2C: NO CHANGES HAVE TAKEN PLACE DURING THE FISCAL YEAR ENDED JUNE 30, 2012. BUSINESS RESOURCE AND INVESTMENT SERVICE 55 WEST 125TH STREET 11TH FLOOR NEW YORK NY 10027 133925609 PROVIDES FINANCIAL ASSISTANCE TO ELIGIBLE BUSINESSES NY 501(C)(3) LINE 7 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 BUSINESS RESOURCE & INVESTMENT SERVICE CTR B 503894 FMV BUSINESS RESOURCE & INVESTMENT SERVICE CTR D 3500000 FMV