2013-05-03T10:23:40-05:00 2012-06-30 420714325 MCGLADREY LLP 1185 AVENUE OF THE AMERICAS NEW YORK NY 100362602 990 2011-07-01 133393329 AMERICAN FOUNDATION FOR SUICIDE PREVENTION AMER 2123633500 120 WALL STREET - 29TH FLOOR NEW YORK NY 10005 ROBERT GEBBIA 2123633500 2013-05-03 1 MARTIN GREIF P00029738 2123721000 2011 2016-02-25 16:41:14Z ROBERT GEBBIA 120 WALL STREET - 29TH FLOOR NEW YORK NY 10005 12379507 0 X WWW.AFSP.ORG X 1987 DE TO PROMOTE UNDERSTANDING AND PREVENTION OF SUICIDE 32 32 58 2000 0 0 11111013 12144870 57043 49230 70545 66682 -1986192 -2282542 9252409 9978240 1231831 1212099 0 0 3751933 4282436 0 0 1093449 2946246 3727871 7930010 9222406 1322399 755834 5258473 5876043 2316630 2157411 2941843 3718632 THE AMERICAN FOUNDATION FOR SUICIDE PREVENTION IS A NATIONAL NON-PROFIT EXCLUSIVELY DEDICATED TO UNDERSTANDING AND PREVENTING SUICIDE THROUGH RESEARCH, EDUCATION AND ADVOCACY, AND TO REACHING OUT TO PEOPLE WITH MENTAL DISORDERS AND THOSE IMPACTED BY SUICIDE. 0 0 2174514 1212099 RESEARCH: FUNDS SCIENTIFIC RESEARCH INTO THE CAUSES AND PREVENTION OF SUICIDE 3625308 48711 EDUCATION / PREVENTION PROGRAMS: OFFERS EDUCATIONAL PROGRAMS FOR PROFESSIONALS, EDUCATES THE PUBLIC ABOUT MOOD DISORDERS AND SUICIDE PREVENTION, DEVELOPS INNOVATIVE PROJECTS TO IMPROVE SUICIDE PREVENTION, AND PUBLICIZING THE MAGNITUDE OF THE PROBLEMS OF DEPRESSION AND SUICIDE THROUGH ADVOCATING FOR POLICIES AND LEGISLATION THAT CAN HELP PREVENT SUICIDE AND WORKING TO ELIMINATE THE STIGMA SURROUNDING MENTAL ILLNESS AND SUICIDE. 1767585 33897 SURVIVOR PROGRAMS: PROVIDES PROGRAMS AND INFORMATION FOR SURVIVING FAMILY AND FRIENDS AFTER A SUICIDE 7567407 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 1 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 35 0 1 58 1 0 0 0 0 0 1 1 0 0 0 0 X 32 32 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MS MN MO MT NC ND NE NJ NH NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY X X DANIEL KILLPACK 2123633500 120 WALL STREET-29TH FLOOR NEW YORK NY 10005 X DAVID NORTON 1.00 X X 0 0 0 ANDREW ROGOFF ESQ 1.00 X X 0 0 0 JOHN F GREEDEN MD 1.00 X X 0 0 0 JERROLD ROSENBAUM MD 1.00 X X 0 0 0 NORMAN FINE 1.00 X X 0 0 0 MICHAEL BALLARD 1.00 X 0 0 0 J THOMAS BENTLEY 1.00 X 0 0 0 LOUIS BRADBURY 1.00 X 0 0 0 MARK BROOKSHIRE 1.00 X 0 0 0 KEITH CHERRY PHD 1.00 X 0 0 0 YEATES CONWELL MD 1.00 X 0 0 0 CHARLEY CURIE 1.00 X 0 0 0 DAVID A DODD 1.00 X 0 0 0 DWIGHT L EVANS MD 1.00 X 0 0 0 NANCY FARRELL 1.00 X 0 0 0 KAY REDFIELD JAMISON PHD 1.00 X 0 0 0 RICHARD B KIRCHHOFF 1.00 X 0 0 0 J JOHN MANN MD 1.00 X 0 0 0 ERIC MARCUS 1.00 X 0 0 0 ROBERT NAU 1.00 X 0 0 0 CHARLES B NEMEROFF MD PHD 1.00 X 0 0 0 PHILIP T NINAN 1.00 X 0 0 0 PAUL PERRYMORE 1.00 X 0 0 0 KELLY POSNER PHD 1.00 X 0 0 0 WALTRAUD PRECHTER 1.00 X 0 0 0 PHILLIP SATOW 1.00 X 0 0 0 STEVE SIPLE 1.00 X 0 0 0 ANDREW SLABY MD PHD MPH 1.00 X 0 0 0 LAWRENCE SPRUNG 1.00 X 0 0 0 ALAN WEEKS 1.00 X 0 0 0 DAVID WHITEHOUSE MD 1.00 X 0 0 0 ELINOR WOHL 1.00 X 0 0 0 ROBERT A ANTONIONI THRU 312 1.00 X 0 0 0 SALLY BARKER THRU 1111 1.00 X 0 0 0 MAURY LIEBERMAN THRU 212 1.00 X X 0 0 0 ROBERT GEBBIA 40.00 X 281032 0 45687 ALISA LYCHEVA THRU 412 40.00 X 90125 0 29696 DANIEL KILLPACK FROM 112 40.00 X 0 0 0 PAULA CLAYTON 40.00 X 209818 0 19402 MICHAEL LAMMA 40.00 X 194852 0 30212 JOHN MADIGAN 40.00 X 146714 0 16390 ANN HAAS 40.00 X 135693 0 14369 JOANNE HARPEL 40.00 X 114547 0 28950 1172781 0 184706 6 0 1 0 BUFFALO SPECIALITIES PO BOX 35809 HOUSTON TX 77235 EVENT T-SHIRTS 387714 OP3 INC C/O KRENTZMAN WILSON 2953 LINCOL SANTA MONICA CA 90405 EVENT PRODUCTION 371603 BULLPEN INTERGRATED MARKETING LLC 16130 VENTURA BLVD SUITE 400 ENCINO CA 91436 EVENT PRODUCTION 364774 CBS OUTDOOR PO BOX 33074 NEWARK NJ 07188 EVENT MARKETING 150350 LIMELIGHT COMMUNICATIONS INC 2812 ROSEH WAY VIENNA VA 22181 DVD PRODUCTION 129590 7 10485590 260764 1398516 12144870 SURVIVORS CONFERENCE 900099 33897 33897 EDUCATIONAL MATERIALS 900099 15333 15333 49230 66682 66682 59750 10485590 2375670 -2315920 -2315920 58975 25597 33378 33378 9978240 82608 0 -2249238 1056504 1056504 155595 155595 894223 700513 80075 113635 2705511 2119654 242179 343678 177477 138925 15937 22615 216893 169779 19476 27638 288332 225699 25891 36742 40215 40215 521713 347919 54131 119663 140540 110011 12620 17909 378993 296667 34032 48294 86261 67523 7746 10992 252434 197600 22667 32167 27111 21222 2434 3455 13598 10644 1221 1733 PROGRAM CONF & PROG 1262216 1262216 OUT OF DARKNESS PROGRAM 972204 661428 310776 EQUIP RENTAL & MAINTENA 32586 25508 2926 4152 9222406 7567407 561550 1093449 63306 79586 2405328 2967443 140950 178085 19945 74866 351076 219487 114055 131589 2157287 2169096 357602 275378 5258473 5876043 438408 609411 1828732 1379939 49490 168061 2316630 2157411 X 1850390 2644234 1091453 1074398 2941843 3718632 5258473 5876043 X 755834 20955 X 0 1 1 X 0 X 6123753 8299828 8936324 11111013 12144995 46615913 6123753 8299828 8936324 11111013 12144995 46615913 46615913 138864 58135 52543 70545 66682 386769 89920 292944 140824 15858 12302 551848 47554530 234105 0.98030 0.97420 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 243039 125640 117399 108037 93847 14190 131589 DEFERRED RENT CREDIT 168061 168061 9978240 9222406 755834 20955 20955 776789 10028592 20955 3800 24755 10003837 -25597 -25597 9978240 9251803 3800 25597 29397 9222406 0 9222406 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS FOR ALL OPEN TAX YEARS AND HAS CONCLUDED THAT THE FOUNDATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE FISCAL 2009, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. PART XII, LINE 4B - OTHER ADJUSTMENTS: JEWELRY & VIDEO COSTS NETTED AGAINST INCOME -25,597. PART XIII, LINE 2D - OTHER ADJUSTMENTS: JEWELRY & VIDEO COSTS NETTED AGAINST INCOME 25,597. 1 NORTH AMERICA 0 0 GRANTS TO RECEIPIENTS LOCATED IN THE REGION RESEARCH GRANTS 155595 0 0 0 0 0 0 155595 0 155595 NORTH AMERICA SCIENTIFIC RESEARCH 70907 CHECK NORTH AMERICA SCIENTIFIC RESEARCH 84688 CHECK 2 0 0 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: AFSP MONITORS THE USE OF GRANT FUNDS THROUGH REQUIRED SUBMISSION OF SEMI-ANNUAL PROGRESS AND FINANCIAL REPORTS. FINANCIAL FORMS ARE ITEMIZED AND REQUIRE DETAILED INFORMATION. ALL FORMS ARE SIGNED BY INVESTIGATORS, AS WELL AS MENTORS IN THE CASE OF YOUNG INVESTIGATORS AND POSTDOCTORAL FELLOWS, AND FINANCIAL/ADMINISTRATIVE OFFICERS DESIGNATED BY THE SUPPORTING INSTITUTION. PRIMARY INVESTIGATORS ALSO PROVIDE AFSP WITH A DETAILED BUDGET JUSTIFICATION. ONCE RECEIVED, REPORTS ARE THOROUGHLY REVIEWED BY AFSP'S RESEARCH AND MEDICAL DIRECTORS. ADDITIONAL INFORMATION IS REQUESTED WHEN NECESSARY. OUT OF THE DARKNESS WALKS 9562496 9562496 132685 81340 52175 8311 1722756 LIFESAVERS DINNER 365332 305582 59750 69250 53855 39289 36339 179 617512 617512 179670 10545340 10485590 59750 132685 150590 106030 47600 1938765 2375670 -2315920 OTHER EVENTS FORM 990, SCHEDULE G, PART II EACH AFSP CHAPTER HOLDS MULTIPLE EVENTS EACH YEAR THAT ARE NOT RELATED TO THE OUT OF THE DARKNESS WALKS. THESE EVENTS ARE INCLUDED IN THE 'OTHER EVENTS' TOTAL ON SCHEDULE G, PART II. 1 UNIVERSITY OF COLORADO GRANTS CONTRACTS 111389 MB DEPT 238 238 DENVER CO 802910238 846000555 501 (C)(3) 81801 SUICIDE RELATED RESEARCH YALE UNIVERSITY PO BOX 1873 NEW HAVEN CT 065081873 060646973 501 (C)(3) 72178 SUICIDE RELATED RESEARCH UNIVERSITY OF ROCHESTER BROOKS LANDING BUSINESS CENTER 910 GENESEE ST SUITE 200 ROCHESTER NY 146113847 160743209 501 (C)(3) 72178 SUICIDE RELATED RESEARCH JOHNS HOPKINS UNIVERSITY 624 N BROADWAY ROOM 851 JHU HAMPTON HOUSE BALTMORE MD 21205 520595110 501 (C)(3) 72178 SUICIDE RELATED RESEARCH WASHINGTON UNIVERSITY OF MEDICINE 700 ROSEDALE AVE-BOX 1034 ST LOUIS MO 631121408 430653611 501 (C)(3) 71846 SUICIDE RELATED RESEARCH UNIVERSITY OF SOUTHERN MISSISSIPPI 118 COLLEGE DRIVE 5174 HATTIESBURG MS 39406 646000818 501 (C)(3) 81801 SUICIDE RELATED RESEARCH UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET P-221 FRANKLIN BLDG PHILADELPHIA PA 191046205 231352685 501 (C)(3) 81801 SUICIDE RELATED RESEARCH MOUNT SINAI SCHOOL OF MEDICINE 1 GUSTAV LEVY PLACE BOX 1075 NEW YORK NY 10029 136171197 501 (C)(3) 81801 SUICIDE RELATED RESEARCH DANA FARBER CANCER INSTITUTE 450 BROOKLINE AVENUE DA162 BOSTON MA 02115 042263040 501 (C)(3) 30000 SUICIDE RELATED RESEARCH PENN STATE UNIVERSITY COLLEGE OF MEDICINE CONTROLLERS OFFICE - MAIL CODE G 230 POBOX 850 HERSHEY PA 170330850 246000376 501 (C)(3) 81801 SUICIDE RELATED RESEARCH UNIVERSITY OF SOUTH ALABAMA 307 N UNIVERSITY BLVD MOBILE AL 36688 630477348 501 (C)(3) 78904 SUICIDE RELATED RESEARCH UNIVERSITY OF PITTSBURGH PO BOX 371220 PITTSBURGH PA 152517220 250965591 501 (C)(3) 72178 SUICIDE RELATED RESEARCH MASSACHUSETTS GENERAL HOSPITAL PO BOX 414876 BOSTON MA 022414876 042697983 501 (C)(3) 81801 SUICIDE RELATED RESEARCH COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK PO BOX 29789 NEW YORK NY 100879789 141368361 501 (C)(3) 96236 SUICIDE RELATED RESEARCH 14 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: AFSP MONITORS THE USE OF GRANT FUNDS THROUGH REQUIRED SUBMISSION OF SEMI-ANNUAL PROGRESS AND FINANCIAL REPORTS. FINANCIAL FORMS ARE ITEMIZED AND REQUIRE DETAILED INFORMATION. ALL FORMS ARE SIGNED BY INVESTIGATORS, AS WELL AS MENTORS IN THE CASE OF YOUNG INVESTIGATORS AND POSTDOCTORAL FELLOWS, AND FINANCIAL/ADMINISTRATIVE OFFICERS DESIGNATED BY THE SUPPORTING INSTITUTION. PRIMARY INVESTIGATORS ALSO PROVIDE AFSP WITH A DETAILED BUDGET JUSTIFICATION. ONCE RECEIVED, REPORTS ARE THOROUGHLY REVIEWED BY AFSP'S RESEARCH AND MEDICAL DIRECTORS. ADDITIONAL INFORMATION IS REQUESTED WHEN NECESSARY. X X X X 0 0 0 0 0 0 0 1 0 ROBERT GEBBIA 266032 0 15000 0 0 0 25514 0 20173 0 326719 0 0 0 PAULA CLAYTON 197818 0 0 0 12000 0 18960 0 442 0 229220 0 0 0 MICHAEL LAMMA 184852 0 10000 0 0 0 18297 0 11915 0 225064 0 0 0 JOHN MADIGAN 146714 0 0 0 0 0 355 0 16035 0 163104 0 0 0 ANN HAAS 135693 0 0 0 0 0 13592 0 777 0 150062 0 0 0 PART I, LINE 7 THE FOLLOWING INDIVIDUALS, LISTED ON PART VII, RECEIVED NON-FIXED PAYMENTS IN THE FORM OF A BONUS DURING THE YEAR: ROBERT GEBBIA - $15,000 MICHAEL LAMMA - $10,000 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WILL BE REVIEWED BY THE CFO AND THE EXECUTIVE DIRECTOR. IT WILL THEN BE DISTRIBUTED TO THE FINANCE COMMITTEE FOR APPROVAL. FINALLY, THE FORM 990 WILL BE PRESENTED TO THE BOARD OF DIRECTORS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE GOVERNANCE AND NOMINATING COMMITTEE ASKS IF THERE ARE ANY CONFLICTS OF INTEREST BEFORE NOMINATING OR RE-NOMINATING SOMEONE TO THE BOARD. IN ADDITION, ALL BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES ARE ASKED TO DISCLOSE IF THERE ARE ANY CONFLICTS AT THE START OF EACH CALENDAR YEAR. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR'S AND MEDICAL DIRECTOR'S COMPENSATION ARE REVIEWED AND DETERMINED ANNUALLY BY THE EXECUTIVE COMMITTEE OF THE FOUNDATION. THE EXECUTIVE COMMITTEE USES COMPENSATION DATA FROM COMPARABLE ORGANIZATIONS AND/OR OUTSIDE COMPENSATION SURVEY DATA FROM TIME TO TIME AS PART OF ITS REVIEW. THE EXECUTIVE COMMITTEE IS COMPRISED OF BETWEEN 10 AND 12 BOARD MEMBERS ELECTED BY THE BOARD OF DIRECTORS EACH YEAR AND IS CHAIRED BY THE BOARD CHAIR. FURTHER, AS A MATTER OF PRACTICE, THE EXECUTIVE DIRECTOR PRESENTS, TO THE EXECUTIVE COMMITTEE, HIS/HER ANNUAL COMPENSATION RECOMMENDATIONS FOR ALL SENIOR LEVEL STAFF AND ASKS THE EXECUTIVE COMMITTEE TO APPROVE SUCH RECOMMENDATIONS. THE FOLLOWING IS THE BOARD POLICY ON EXECUTIVE COMPENSATION THAT WAS RECOMMENDED BY AFSP'S GOVERNANCE COMMITTEE OF THE BOARD AND WAS ADOPTED BY THE BOARD OF DIRECTORS. "THE EXECUTIVE COMMITTEE SHOULD SERVE AS THE COMPENSATION COMMITTEE FOR THE REVIEW AND DETERMINATION OF EXECUTIVE STAFF COMPENSATION (EXECUTIVE DIRECTOR AND MEDICAL DIRECTOR). THE COMMITTEE SHOULD PERIODICALLY REVIEW COMPARATIVE MARKET DATA ON NONPROFIT EXECUTIVE COMPENSATION, AS WELL AS TRENDS IN THE NONPROFIT FIELD HAVING TO DO WITH EXECUTIVE COMPENSATION. THIS ANALYSIS SHOULD TAKE PLACE WHEN THERE IS A NEW HIRE AND WHEN DECISIONS ON EXECUTIVE STAFF COMPENSATION ARE TO TAKE PLACE. THE EXECUTIVE COMMITTEE SHOULD CONTINUE TO BE RESPONSIBLE FOR THE EXECUTIVE DIRECTOR'S PERFORMANCE. ALL STAFF PERFORMANCE APPRAISALS SHOULD CONTINUE TO BE THE RESPONSIBILITY OF THE IMMEDIATE SUPERVISOR. THE PERFORMANCE APPRAISALS OF THE TOP MANAGEMENT POSITIONS REPORTING TO THE EXECUTIVE DIRECTOR, INCLUDING THE MEDICAL DIRECTOR POSITION, SHOULD CONTINUE TO BE THE RESPONSIBILITY OF THE EXECUTIVE DIRECTOR, WITH INPUT PROVIDED BY THE VOLUNTEER OFFICERS AND/OR COMMITTEE CHAIRS THAT WORK CLOSELY WITH THESE TOP MANAGEMENT POSITIONS." FORM 990, PART VI, SECTION C, LINE 19 AFSP'S FINANCIAL REPORTS ARE PUBLISHED IN THE ANNUAL REPORT, WHICH IS POSTED EACH YEAR ON THE AFSP WEBSITE, SENT TO THE BOARD OF DIRECTORS, OTHER AFSP NATIONAL AND CHAPTER VOLUNTEER LEADERS, AND THE MAJOR DONORS TO THE ORGANIZATION. THE INFORMATION IS ALSO SENT TO ANYONE FROM THE PUBLIC REQUESTING A COPY. THE FINANCIAL REPORTS ARE ALSO PROVIDED AS PART OF FILINGS SUBMITTED TO STATES AS PART OF AFSP'S CHARITABLE SOLICITATION FILINGS AND TO CORPORATIONS, FOUNDATIONS AND OTHER GRANT MAKING INSTITUTIONS AS PART OF REQUESTS FOR FUNDING. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AS WELL AS UPON REQUEST. FORM 990, PART VII THE ORGANIZATION, IN A FULL TRANSPARENCY POSTURE TO REPORTING, IS REPORTING ALL BENEFITS IN FULL IN PART VII, COLUMN F, AND NOT APPLYING THE $10,000 PER ITEM EXCEPTION FOR CERTAIN BENEFITS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 20,955.