2013-04-30T18:54:33-05:00 2012-09-30 271155496 ROBERT LEE & ASSOCIATES LLP 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 990PF 2011-10-01 941584547 THE VALLEY FOUNDATION VALL 4083584545 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 PHILLIP BOYCE 4083584545 2013-04-23 1 NASI RAISSIAN P01023106 4088556770 2011 2016-03-07 17:11:31Z X 57220429 X X 1645022 1645022 8580000 16963572 8580000 24275 10225022 10249297 84000 21000 21000 23090 11545 11545 196412 196412 0 97465 0 0 9844 0 49400 16467 16467 88485 55359 21530 548696 300783 70542 50000 50000 598696 300783 120542 9626326 9948514 1636111 8965882 8965882 29512 25404 29512 29512 6576 13869952 13128775 13128775 29613209 30195459 30195459 4899244 4857971 4857971 120210 104380 25674 15830 15830 0 27000 27000 50076170 57220429 57220429 2926000 2963000 47000 86445 2973000 3049445 X 47103170 54170984 47103170 54170984 50076170 57220429 47103170 9626326 0 56729496 2558512 54170984 PUBLICLY TRADED SECURITIES P 2011-10-01 2012-09-30 16963572 8383572 8580000 8580000 8580000 0 0 0 0.0 3719063 51989441 0.071535 3039922 47580069 0.063891 4859614 68537096 0.070905 4909256 72688785 0.067538 0.273869 0.054774 53456838 2928045 99485 3027530 120542 198970 0 198970 0 198970 75107 75107 X 10 123873 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 WWW.VALLEY.ORG THE FOUNDATION 4083584545 16450 LOS GATOS BLVD SUITE 210 LOS GATOS CA 95032 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PHILLIP R BOYCE 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 1.00 14000 0 0 DR RICHARD SIEVE 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 0.50 14000 0 0 DR HERBERT KAIN 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 1.00 14000 0 0 DANIEL P DOORE 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 2.00 14000 0 0 DR EDGAR G LAVEQUE 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 1.00 7000 0 0 JOSHEPH PARISI 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 1.00 7000 0 0 DR ARTHUR A BASHAM 16450 LOS GATOS BLVD NO 210 LOS GATOS CA 95032 1.00 14000 0 0 NONE 0 BEACAN POINT 500 NEWPORT CENTER DRIVE SUITE 125 NEWPORT BEACH CA 92660 INVESTMENT CONSULTING 56613 0 0 51866745 2404157 0 54270902 0 0 54270902 814064 53456838 2672842 2672842 198970 198970 2473872 0 2473872 0 2473872 120542 0 120542 0 120542 2473872 0 0 258261 3048546 3730797 7037604 120542 0 0 120542 0 0 2473872 2473872 4684274 0 0 0 0 0 0 0 4684274 832935 3730797 120542 DANIEL DOORE 16450 LOS GATOS BLVD 210 LOS GATOS CA 95032 4083584545 SEE SCHEDULE B SEE SCHEDULE B SEE SCHEDULE B TRANSACCESS 1150 S BASCOM AVE SAN JOSE CA 95128 501(C)(3) GENERAL SUPPORT 50000 50000 0 900099 14 29274 900099 14 1615748 18 8580000 0 10225022 0 10225022 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 23090 11545 11545 DELL FLAT PANEL MONITORS (2) 2005-03-31 1186 1186 SL 5.000000000000 0 0 DELL 3400MP PROJECTOR 2006-03-31 1272 1272 SL 5.000000000000 0 0 DELL LAT D620, T2300 COMPUTER 2006-03-31 1314 1314 SL 5.000000000000 0 0 2 PHONE SYSTEM AND INSTALLATION 2008-02-01 5503 3937 SL 5.500000000000 1101 0 NETWORK UPGRADES AND INSTALLATION 2009-03-01 15282 7895 SL 5.000000000000 3056 0 MAC BOOK PRO 2009-01-01 4809 2645 SL 5.000000000000 962 0 COMPUTERS 1995-01-01 14555 14555 SL 5.000000000000 0 0 OFFICE FURNITURE 1995-01-01 33659 33659 SL 5.000000000000 0 0 COMPUTERS 1998-01-01 7197 7197 SL 5.000000000000 0 0 COMPUTERS 2002-01-01 1079 1079 SL 5.000000000000 0 0 COMPUTERS 2002-01-01 1289 1289 SL 5.000000000000 0 0 EGRANT LICNESE FEES SOFTWARE 2004-01-01 3900 3900 SL 3.000000000000 0 0 COMPUTERS 2010-01-15 19665 5900 SL 3.000000000000 3933 0 WEBSITE DEVELOPMENT 2010-03-15 9500 8708 SL 2.160000000000 792 0 PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53.4942 (A)-3 (D) (2), THE VALLEY FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AND THE AMOUNT NEEDED TO SATISFY THE CURRENT YEAR DISTRIBUTION REQUIREMENTS AS BEING MADE OUT OF CORPUS. STOCK INVESTMENTS 30195459 30195459 13128775 13128775 0 0 MUTUAL FUNDS FMV 233791 233791 LIMITED LIABILITY COMPANIES FMV 4624180 4624180 DELL FLAT PANEL MONITORS (2) 1186 1186 0 0 DELL 3400MP PROJECTOR 1272 1272 0 0 DELL LAT D620, T2300 COMPUTER 1314 1314 0 0 2 PHONE SYSTEM AND INSTALLATION 5503 5038 465 465 NETWORK UPGRADES AND INSTALLATION 15282 10951 4331 4331 MAC BOOK PRO 4809 3607 1202 1202 COMPUTERS 14555 14555 0 0 OFFICE FURNITURE 33659 33659 0 0 COMPUTERS 7197 7197 0 0 COMPUTERS 1079 1079 0 0 COMPUTERS 1289 1289 0 0 EGRANT LICNESE FEES SOFTWARE 3900 3900 0 0 COMPUTERS 19665 9833 9832 9832 WEBSITE DEVELOPMENT 9500 9500 0 0 DEFERRED FEDERAL EXCISE TAX 27000 27000 UNREALIZED LOSS ON INVESTMENTS 2521512 DISOCUNT ON GRANTS TO BE PAID IN FUTURE YEARS 37000 INSURANCE 2250 0 0 FIDUCIARY FEES 55359 55359 0 WEBSITE/SOFTWARE 24950 0 18713 COMPUTERS/OFFICE EQUIPMENT 2160 0 1080 TELEPHONE/INTERNET 3473 0 1737 MISCELLANEOUS 293 0 0 FEDERAL EXCISE TAX PAYABLE 0 86445 DEFERRED FEDERAL EXCISE TAX 47000 0 MANAGEMENT FEES - KALMAR 19216 19216 0 MANAGEMENT FEES - BEACAN POINT 56613 56613 0 MANAGEMENT FEES - STRALEM & COMPANY 28957 28957 0 MANAGEMENT FEES - FIDUCIARY MAGEMENT 20741 20741 0 MANAGEMENT FEES - DENVER ASSETS 22025 22025 0 MANAGEMENT FEES - ST. JAMES 16898 16898 0 MANAGEMENT FEES - SECURITY MGMT 14696 14696 0 MANAGEMENT FEES - SARATOGA RESEARCH 17266 17266 0 EXCISE TAX EXPENSE 97221 0 0 PROPERTY TAX 244 0 0