2013-04-11T17:06:52-05:00 2012-05-31 990 2011-06-01 750800689 SOUTHERN METHODIST UNIVERSITY SOUT 2147682800 PO BOX 750261 DALLAS TX 752750261 CHRISTINE REGIS 2147682800 2013-04-10 2013-04-11 2011 2016-02-25 16:41:14Z R GERALD TURNER PO BOX 750261 DALLAS TX 752750261 969526230 false X WWW.SMU.EDU X 1911 TX THE PRIMARY MISSION OF THE UNIVERSITY IS EDUCATION THROUGH RESEARCH AND TEACHING BY CREATING AND IMPARTING KNOWLEDGE THAT WILL SHAPE CITIZENS WHO CONTRIBUTE TO THEIR COMMUNITIES AND LEAD PROFESSIONS IN A GLOBAL SOCIETY. 42 40 6445 1417 4361384 63635513 97650318 443200570 461376234 91018108 68178322 4701824 4809015 602556015 632013889 127369115 133107892 0 252889490 268074911 12600 20166209 164182655 172569712 544441260 573765115 58114755 58248774 2181496297 2218766463 612434952 618920450 1569061345 1599846013 X THE PRIMARY MISSION OF THE UNIVERSITY IS EDUCATION THROUGH RESEARCH AND TEACHING BY CREATING AND IMPARTING KNOWLEDGE THAT WILL SHAPE CITIZENS WHO CONTRIBUTE TO THEIR COMMUNITIES AND LEAD PROFESSIONS IN A GLOBAL SOCIETY. false false 372641143 118777787 375568304 INSTRUCTIONAL: INSTRUCTIONAL PROGRAMS INCLUDE ACADEMIC INSTRUCTION AND SERVICES FOR UNDERGRADUATE AND GRADUATE STUDENTS INCLUDING FINANCIAL AID IN THE FORM OF SCHOLARSHIPS AND FELLOWSHIPS. STUDENT ENROLLMENT FOR FALL SEMESTER 2011 WAS 10,982 AND SPRING SEMESTER 2012 WAS 10,537. 88945694 14330105 46732191 AUXILIARY ACTIVITIES: THIS CATEGORY INCLUDES ATHLETIC EXPENDITURES AND SERVICES THAT SUPPORT EDUCATIONAL ACTIVITIES. SERVICES INCLUDE BOOKSTORE, STUDENT HOUSING, VENDING AND FOOD ADMINISTRATION AND INDEPENDENT OPERATIONS. 36453985 28411403 SPONSORED RESEARCH: SPONSORED RESEARCH INCLUDES EXPENDITURES FOR ALL ACTIVITIES THAT ARE PART OF THE UNIVERSITY'S RESEARCH PROGRAM, INCLUDING ACTIVITIES SPECIFICALLY ORGANIZED TO PRODUCE RESEARCH OUTCOMES, WHETHER COMMISSIONED BY AN AGENCY EXTERNAL TO THE INSTITUTION OR SEPARATELY BUDGETED BY AN ORGANIZATIONAL UNIT WITHIN THE INSTITUTION. 15576127 10664336 ORGANIZED ACTIVITIES: ORGANIZED ACTIVITIES MAKE AVAILABLE TO THE PUBLIC VARIOUS RESOURCES THAT EXIST WITHIN THE UNIVERSITY SUCH AS SEMINARS, CONFERENCES AND CAMPS. 15576127 10664336 513616949 true true false true false true false true false true true true false false true true false true true true true false false false true false false false true true true true true false false false false true false false false true true false false false true true true false false true X 1576 0 6445 true true true true UK false false false true true false false false false X 42 40 true false false false false false true true true false false true true true true true false true true false X CONTROLLER'S OFFICE 2147682800 6116 N CENTRAL EXPRESSWAY STE 202 DALLAS TX 752750261 R GERALD TURNER 37.50 X X 641249 0 340845 JOSE LAGE 37.50 X 137913 0 35368 RUTH S ALTSHULER 1.00 X 0 0 0 EARL BLEDSOE 1.00 X 0 0 0 MICHAEL M BOONE 1.00 X 0 0 0 BRADLEY BROOKSHIRE 1.00 X 0 0 0 LAURA WELCH BUSH 1.00 X 0 0 0 KIRBYJON H CALDWELL 1.00 X 0 0 0 DONALD J CARTY 1.00 X 0 0 0 KELLY H COMPTON 1.00 X 0 0 0 MARK CRAIG 1.00 X 0 0 0 GARY T CRUM 1.00 X 0 0 0 LINDA CUSTARD 1.00 X 0 0 0 ROBERT H DEDMAN JR 1.00 X 0 0 0 JAMES E DORFF 1.00 X 0 0 0 FRANK M DUNLEVY 1.00 X 0 0 0 JUAN ELEK 1.00 X 0 0 0 ALAN FELD 1.00 X 0 0 0 GERALD J FORD 1.00 X 0 0 0 ANTONIO O GARZA JR 1.00 X 0 0 0 JAMES R GIBBS 1.00 X 0 0 0 FREDERICK B HEGI JR 1.00 X 0 0 0 CLARK K HUNT 1.00 X 0 0 0 RAY L HUNT 1.00 X 0 0 0 MRS GENE C JONES 1.00 X 0 0 0 SCOTT JONES 1.00 X 0 0 0 FREDRICK LEACH 1.00 X 0 0 0 PAUL B LOYD JR 1.00 X 0 0 0 BOBBY B LYLE 1.00 X 0 0 0 ADRIANA MARTINEZ 1.00 X 0 0 0 DAVID B MILLER 1.00 X 0 0 0 SHERON PATTERSON 1.00 X 0 0 0 SARAH PEROT 1.00 X 0 0 0 JEANNE L PHILLIPS 1.00 X 0 0 0 CAREN H PROTHRO 1.00 X 0 0 0 CARL SEWELL 1.00 X 0 0 0 HELMUT SOHMEN 1.00 X 0 0 0 RICHARD K TEMPLETON 1.00 X 0 0 0 JOHN C TOLLESON 1.00 X 0 0 0 WILLIAM VANDERSTRAATEN 1.00 X 0 0 0 ROYCE E WILSON SR 1.00 X 0 0 0 RICHARD J WOOD 1.00 X 0 0 0 MICHAEL A CONDON 37.50 X 416967 0 82070 PAUL W LUDDEN 37.50 X 400122 0 37468 BRAD E CHEVES 37.50 X 382921 0 38460 PAUL WARD 37.50 X 325498 0 61657 CHRISTINE REGIS 37.50 X 320835 0 34716 THOMAS E BARRY 37.50 X 268767 0 39657 LORI S WHITE 37.50 X 233462 0 33043 MARY ANNE ROGERS 37.50 X 86175 0 27302 ALBERT NIEMI JR 37.50 X 509933 0 43862 WILLIAM TSUTSUI 37.50 X 249931 0 33617 JUNE JONES 37.50 X 1871772 0 39739 MATTHEW DOHERTY 37.50 X 586495 0 48297 STEVEN ORSINI 37.50 X 505534 0 46877 MIGUEL QUINONES 37.50 X 467202 0 40633 WILLIAM DILLON 37.50 X 435534 0 48452 THOMAS TUNKS 37.50 X 194054 0 27456 PETER MOORE 37.50 X 177094 0 107204 8211458 1166723 439 true true false HC BECK 1807 ROSS AVENUE STE 500 DALLAS TX 75201 CONSTRUCTION 6703587 KSQ ARCHITECTS PC 1425 W PIONEER PKWY STE 270 IRVING TX 75061 ARCHITECT 4542957 ROGERS O'BRIEN CONSTRUCTION COMPANY 1901 REGAL ROW DALLAS TX 75235 CONSTRUCTION 4530497 THE RICHARDS GROUP 8750 N CENTRAL EXPRESSWAY STE 1200 DALLAS TX 75231 ADVERTISING 2700543 PACIFIC BUILDERS INC 14285 MIDWAY ROAD STE 180 ADDISON TX 75001 CONSTRUCTION 2284523 105 1446659 57202 96146457 5882313 97650318 TUITION AND FEES 611310 362408763 362408763 AUXILIARY ACTIVITIES 611310 45255338 33269039 11986299 SPONSORED RESEARCH 611310 28242370 28242370 OTHER STUDENT FEES 611310 12002137 12002137 ORGANIZED ACTIVITIES 611310 8458417 8458417 5009209 4986545 22664 461376234 21219172 460763 20758409 3414356 3414356 5605956 5605956 118338 100306 18032 18032 18032 363330279 15041583 323689811 11137257 39640468 3904326 43544794 3877957 39666837 1769994 1446659 2584967 -814973 632013889 449367271 4361384 81449889 133107892 133107892 4643288 1097767 3109426 436095 211064 211064 200709332 177266840 14162097 9280395 14220258 12631512 995453 593293 35704766 31715682 2499421 1489663 12586203 11180020 881065 525118 1320389 375355 945034 310179 11704 298475 246570 246570 12600 12600 9064725 9064725 26650785 22900893 762753 2987139 4163917 3248272 677505 238140 16985731 14304342 903918 1777471 7322503 6864050 385797 72656 9866 9866 24645483 23612426 884388 148669 11678619 10898950 192190 587479 5885 5885 918132 834006 64780 19346 13306852 13306852 29171356 25828316 2943035 400005 2463982 2434874 19754 9354 ALL OTHER EXPENSES 13476900 11653454 477011 1346435 BOOKS AND PERIODICALS 6818373 6816673 1700 PROPERTY COSTS 2333523 2203818 71099 58606 PUBLIC RELATIONS 1675942 1096436 395761 183745 573765115 513616949 39981957 20166209 6098858 7355334 204028363 201759830 72659648 90785563 121296472 133725676 9854073 8825590 333633 419083 5985365 5398714 951395986 316778146 611682449 634617840 459622613 450119958 685333640 681675444 4601183 4083431 2181496297 2218766463 107385164 123043360 23969487 23806611 476268000 466960000 781000 777000 4031301 4333479 612434952 618920450 X 525640345 542952013 534475000 520780000 508946000 536114000 1569061345 1599846013 2181496297 2218766463 X 58248774 -27464106 X false true true X true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false 246570 246570 573518545 573765115 1000000 250000 false 1000000 1000000 1000000 1000000 4000000 6000000 226055 247612 243796 246570 964033 250000 250000 250000 250000 1000000 1500000 false false false false false false false false false false false false false false 2 1612005 29624778 true true false false 1115153 38031664 X X X X X EDUCATIONAL PROGRAMMING false false false 1190709490 15898059 29097056 12806476 42410350 18072459 1162415320 1069398696 16869666 180581957 13378718 42903543 19858567 1190709491 1032262197 26874362 74857407 13375323 44100799 7119148 1069398696 1401274238 25069217 -332783497 12844512 44628154 3825185 1032262197 0.07440 0.43180 0.49380 true false false 93349720 93349720 686078141 236590277 449487864 121235964 57441406 63794558 50732161 22746463 27985698 634617840 PRIVATE EQUITY FUNDS 219734298 C ABSOLUTE RETURN FUNDS 132682629 C PARTNERSHIP INVESTMENTS - REAL EST 108692456 C EQUITY FUNDS WITHOUT DAILY LIQUIDITY 95547644 C EQUITY METHOD INVESTMENTS 53830717 F VENTURE CAPITAL 39681626 C FUNDS HELD IN TRUST BY OTHERS 18056761 F PARTNERSHIP INVESTMENTS - TIMBER 12930362 C FIXED INCOME FUNDS WITHOUT DAILY LIQ 518760 C MINERAL RIGHTS 183 C OTHER INVESTMENTS 8 C 681675444 US GOVERNMENT STUDENT LOAN ADVANCES 2826000 DEPOSITS 1507479 4333479 COLLECTIONS AND RELATION TO EXEMPT PURPOSE SCHEDULE D, PAGE 2, PART III, LINE 4 THE MEADOWS MUSEUM AT SOUTHERN METHODIST UNIVERSITY HOUSES ONE OF THE LARGEST AND MOST COMPREHENSIVE COLLECTIONS OF SPANISH ART OUTSIDE OF SPAIN. WITH WORKS DATING FROM THE 10TH TO THE 21ST CENTURY, THE INTERNATIONALLY RENOWNED COLLECTION PRESENTS A BROAD SPECTRUM OF ART COVERING A THOUSAND YEARS OF SPANISH HERITAGE. THE MUSEUM IS A RESOURCE OF SOUTHERN METHODIST UNIVERSITY THAT SERVES A BROAD AND INTERNATIONAL AUDIENCE AS WELL AS THE UNIVERSITY COMMUNITY THROUGH MEANINGFUL EXHIBITIONS, PUBLICATIONS, WORKSHOPS AND OTHER EDUCATIONAL PROGRAMS AND ENCOURAGES PUBLIC PARTICIPATION THROUGH A BROAD- BASED MEMBERSHIP. INTENDED USES FOR ENDOWMENT FUNDS SCHEDULE D, PAGE 2, PART V, LINE 4 INTENDED USES OF ENDOWMENT FUNDS INCLUDE EDUCATION PROGRAM SUPPORT, CHAIRS AND FACULTY SUPPORT, SCHOLARSHIPS AND OTHER STUDENT AID, LIBRARY AND BOOKS, AND MAINTENANCE. LIABILITY UNDER FIN 48 FOOTNOTE SCHEDULE D, PAGE 3, PART X THE UNIVERSITY COMPLIES WITH THE REQUIREMENTS OF ASC 740, INCOME TAXES, WHICH PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT REQUIREMENTS FOR FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. IN ADDITION, ASC 740 PROVIDES GUIDANCE ON RECOGNITION, CLASSIFICATION, AND ACCOUNTING IN INTERIM PERIODS AND DISCLOSURE REQUIREMENTS FOR UNCERTAIN TAX POSITIONS. THE UNIVERSITY AND ITS CONTROLLED CORPORATIONS DO NOT HAVE ANY UNCERTAIN TAX POSITIONS AND THEREFORE HAVE RECORDED NO LIABILITY OR BENEFIT FOR SUCH POSITIONS FOR THE YEARS ENDED MAY 31,2012 AND 2011. SUPPLEMENTAL FINANCIAL INFORMATION SCHEDULE D, PAGE 4, PART XIV PART V: THE ENDOWMENT MARKET VALUES REPORTED IN THIS SECTION DO NOT INCLUDE PLEDGES RECEIVABLE WHICH ARE INCLUDED FOR FINANCIAL STATEMENT PURPOSES IN COMPLIANCE WITH SFAS NO. 116. PLEDGES DO NOT GENERATE INCOME FOR SPENDING AND NORMALLY ARE NOT INCLUDED WHEN THE UNIVERSITY REPORTS ENDOWMENT FUND MARKET VALUE FOR PURPOSES OTHER THAN THE FINANCIAL STATEMENTS AND ARE NOT INCLUDED HERE. THE UNIVERSITY HAS ELECTED TO REPORT MARKETABLE SECURITIES AND EQUITY METHOD INVESTMENTS AT FAIR VALUE FOR FINANCIAL STATEMENT PURPOSES. THE UNIVERSITY HAS NOT ELECTED TO REPORT OTHER ASSETS AT FAIR VALUE FOR FINANCIAL STATEMENT PURPOSES, AND ACCORDINGLY, NEITHER THE UNREALIZED GAINS AND LOSSES IN PRIOR YEARS NOR THE GAINS IN FISCAL YEAR 2012 ARE REPORTED FOR FINANCIAL STATEMENT PURPOSES, EXCEPT IF THOSE WITH LOSSES ARE DETERMINED TO BE PERMANENT IMPAIRMENTS. AS OF MAY 31, 2012, THE UNIVERSITY HAS APPROXIMATELY 188.95 MILLION OF UNREALIZED GAINS THAT ARE REFLECTED HERE BUT HAD NOT BEEN RECOGNIZED IN ITS FINANCIAL STATEMENTS. PART I, LINE 4 THE AMOUNT SHOWN REPRESENTS THE FAIR VALUE AT THE END OF THE YEAR. THIS VALUE IS DIFFERENT FROM THE AMOUNT REPORTED FOR FINANCIAL STATEMENT PURPOSES AND BALANCE SHEET REPORTING ON FORM 990 BECAUSE THE UNIVERSITY DOES NOT RECORD ALL POOL INVESTMENTS AT FAIR VALUE. true true true true true true true false false false false false false false false true false true FINANCIAL AID OR GOVERNMENT ASSISTANCE EXPLANATION SCHEDULE E LINE 6 THE UNIVERSITY PARTICIPATES IN THE FEDERAL PERKINS LOAN PROGRAM FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT FEDERAL WORKSTUDY PROGRAM FEDERAL PELL GRANT FEDERAL FAMILY EDUCATIONAL LOAN PROGRAMS TEXAS TUITION EQUALIZATION GRANT AND TEXAS GRANT THROUGH THE STATE OF TEXAS AND RECEIVES FEDERAL AND STATE FUNDING FOR RESEARCH GRANTS AND CONTRACTS CENTRAL AMERICA AND THE CARRIBEAN PROGRAM SERVICE RESEARCH 1981 CENTRAL AMERICA AND THE CARRIBEAN PROGRAM SERVICE CONFERENCE 4171 CENTRAL AMERICA AND THE CARRIBEAN PROGRAM SERVICE STUDY ABROAD 98362 CENTRAL AMERICA AND THE CARRIBEAN INVESTMENTS CENTRAL AMERICA AND THE CARRIBEAN PROGRAM SERVICE RECRUITING 4981 CENTRAL AMERICA AND THE CARRIBEAN PROGRAM SERVICE RESEARCH/CONFERENCE 8573 EAST ASIA AND THE PACIFIC PROGRAM SERVICE RESEARCH/CONFERENCE 61373 EAST ASIA AND THE PACIFIC PROGRAM SERVICE RECRUITING 22156 EAST ASIA AND THE PACIFIC PROGRAM SERVICE CONFERENCE 69394 EAST ASIA AND THE PACIFIC PROGRAM SERVICE STUDY ABROAD 841954 EAST ASIA AND THE PACIFIC PROGRAM SERVICE RESEARCH 1562 EAST ASIA AND THE PACIFIC PROGRAM SERVICE ALUMNI RELATIONS 3416 EAST ASIA AND THE PACIFIC PROGRAM SERVICE FACULTY DEVELOPMENT 349 EUROPE 2 PROGRAM SERVICE RESEARCH/CONFERENCE 431784 EUROPE 1 7 PROGRAM SERVICE STUDY ABROAD 4432908 EUROPE PROGRAM SERVICE RECRUITING 10801 EUROPE PROGRAM SERVICE EXHIBITION 13754 EUROPE PROGRAM SERVICE CONFERENCE 101736 EUROPE INVESTMENTS EUROPE PROGRAM SERVICE MEMBER TOUR 3604 EUROPE PROGRAM SERVICE RESEARCH 52414 EUROPE PROGRAM SERVICE ALUMNI RELATIONS 2594 EUROPE PROGRAM SERVICE FACULTY DEVELOPMENT 782 EUROPE PROGRAM SERVICE STUDENT ACTIVITIES 4000 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE CONFERENCE 3411 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE RECRUITING 4703 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE STUDY ABROAD 122180 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE FACULTY DEVELOPMENT 531 NORTH AMERICA PROGRAM SERVICE CONFERENCE 18511 NORTH AMERICA PROGRAM SERVICE RECRUITING 3083 NORTH AMERICA PROGRAM SERVICE RESEARCH/CONFERENCE 47847 NORTH AMERICA PROGRAM SERVICE RESEARCH 1288 RUSSIA AND THE NEWLY INDEPENDENT STATES PROGRAM SERVICE RESEARCH/CONFERENCE 14554 RUSSIA AND THE NEWLY INDEPENDENT STATES PROGRAM SERVICE STUDY ABROAD 30983 SOUTH AMERICA PROGRAM SERVICE CONFERENCE 9438 SOUTH AMERICA PROGRAM SERVICE RESEARCH/CONFERENCE 24930 SOUTH AMERICA PROGRAM SERVICE STUDY ABROAD 86714 SOUTH AMERICA PROGRAM SERVICE RESEARCH 9522 SOUTH ASIA PROGRAM SERVICE RESEARCH/CONFERENCE 4746 SOUTH ASIA PROGRAM SERVICE RECRUITING 6202 SOUTH ASIA PROGRAM SERVICE CONFERENCE 9132 SOUTH ASIA PROGRAM SERVICE RESEARCH 6927 SUB-SAHARAN AFRICA PROGRAM SERVICE CONFERENCE 4440 SUB-SAHARAN AFRICA PROGRAM SERVICE RESEARCH/CONFERENCE 46530 SUB-SAHARAN AFRICA PROGRAM SERVICE STUDY ABROAD 78007 SUB-SAHARAN AFRICA PROGRAM SERVICE RESEARCH 44351 1 9 1 9 90690148 83846991 174537139 CENTRAL AMERICA AND THE CARRIBEAN 1,981 0 CENTRAL AMERICA AND THE CARRIBEAN 4,171 0 CENTRAL AMERICA AND THE CARRIBEAN 98,362 0 CENTRAL AMERICA AND THE CARRIBEAN 0 84,682,629 CENTRAL AMERICA AND THE CARRIBEAN 4,981 0 CENTRAL AMERICA AND THE CARRIBEAN 8,573 0 EAST ASIA AND THE PACIFIC 61,373 0 EAST ASIA AND THE PACIFIC 22,156 0 EAST ASIA AND THE PACIFIC 69,394 0 EAST ASIA AND THE PACIFIC 841,954 0 EAST ASIA AND THE PACIFIC 1,562 0 EAST ASIA AND THE PACIFIC 3,416 0 EAST ASIA AND THE PACIFIC 349 0 EUROPE 431,784 0 EUROPE 4,432,908 0 EUROPE 10,801 0 EUROPE 13,754 0 EUROPE 101,736 0 EUROPE 0 83,103,831 EUROPE 3,604 0 EUROPE 52,414 0 EUROPE 2,594 0 EUROPE 782 0 EUROPE 4,000 0 MIDDLE EAST AND NORTH AFRICA 3,411 0 MIDDLE EAST AND NORTH AFRICA 4,703 0 MIDDLE EAST AND NORTH AFRICA 122,180 0 MIDDLE EAST AND NORTH AFRICA 531 0 NORTH AMERICA 18,511 0 NORTH AMERICA 3,083 0 NORTH AMERICA 47,847 0 NORTH AMERICA 1,288 0 RUSSIA AND THE NEWLY INDEPENDENT STATES 14,554 0 RUSSIA AND THE NEWLY INDEPENDENT STATES 30,983 0 SOUTH AMERICA 9,438 0 SOUTH AMERICA 24,930 0 SOUTH AMERICA 86,714 0 SOUTH AMERICA 9,522 0 SOUTH ASIA 4,746 0 SOUTH ASIA 6,202 0 SOUTH ASIA 9,132 0 SOUTH ASIA 6,927 0 SUB-SAHARAN AFRICA 4,440 0 SUB-SAHARAN AFRICA 46,530 0 SUB-SAHARAN AFRICA 78,007 0 SUB-SAHARAN AFRICA 44,351 0 ADDITIONAL INFORMATION SCHEDULE F, PAGE 5, PART V PART I, LINE 3: THE UNIVERSITY ACCOUNTS FOR ALL EXPENDITURES ON AN ACCRUAL BASIS AND MAKES ALL REIMBURSEMENTS UNDER AN ACCOUNTABLE PLAN. AL AR CA FL GA HI IL KS LA MD MN MS MO NJ NM NC ND OH OK OR PA RI TN UT WV WI CT ME TATE LECTURE SE 1739499 828721 910778 116574 91404 704725 488810 ATHLETIC FORUM 594092 55350 538742 246031 213000 156843 12 883062 562588 320474 9637 30896 77785 169082 151148 129032 3216653 1446659 1769994 9637 30896 194359 506517 1068873 774685 2584967 -814973 true STUDENT TUITION GRANTS 6709 4536721 128571171 BOOK TUITION, FEES, AND SCHOLARSHIPS ROOM AND BOARD ALLOWANCES PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS INSIDE THE UNITED STATES SCHEDULE I, PAGE 1, PART I, LINE 2 THE UNIVERSITY PROVIDES FINANCIAL AID TO STUDENTS TO ENABLE THEM TO ATTEND THE UNIVERSITY. ALL FINANCIAL AID RECIPIENTS ARE SELECTED ON AN EQUAL OBJECTIVELY DETERMINABLE BASIS WITH OTHER RECIPIENTS. THAT IS, ALL STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY BASED ON THE UNIVERSITY'S ASSESSMENT OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. A LIST OF RECIPIENTS OF SCHOLARSHIPS AND FELLOWSHIPS IS ON FILE AT THE UNIVERSITY IN THE FINANCIAL AID OFFICE. X X X X X true true X X X X X X false false false true false false false false false R GERALD TURNER 577370 63879 217737 123108 982094 JOSE LAGE 137681 232 13237 22131 173281 MICHAEL A CONDON 343640 54983 18344 24500 57570 499037 PAUL W LUDDEN 381403 18719 24500 12968 437590 BRAD E CHEVES 315761 40000 27160 24500 13960 421381 PAUL WARD 307761 17737 49500 12157 387155 CHRISTINE REGIS 303134 17701 24500 10216 355551 THOMAS E BARRY 250757 18010 24500 15157 308424 LORI S WHITE 221385 12077 22479 10564 266505 ALBERT NIEMI JR 500932 9001 24500 19362 553795 WILLIAM TSUTSUI 242161 7770 24420 9197 283548 JUNE JONES 1823804 25000 22968 24500 15239 1911511 MATTHEW DOHERTY 570687 15808 24500 23797 634792 STEVEN ORSINI 468336 16621 20577 24500 22377 552411 MIGUEL QUINONES 458744 8158 300 20054 20579 507835 WILLIAM DILLON 432705 2829 24500 23952 483986 THOMAS TUNKS 191958 2096 19400 8056 221510 PETER MOORE 176545 549 16562 90642 284298 FRINGE OR EXPENSE EXPLANATION SCHEDULE J, PAGE 1, PART I, LINE 1A THE UNIVERSITY'S TRAVEL POLICY PROVIDES THAT TRAVEL EXPENSES INCURRED BY SPOUSES ARE NOT REIMBURSABLE UNLESS THE SPOUSE IS TRAVELING FOR A BONA FIDE BUSINESS PURPOSE AND THE TRAVEL HAS BEEN APPROVED. ANY EXCEPTIONS TO THE POLICY REQUIRE APPROVAL BY THE APPROPRIATE UNIVERSITY OFFICER. ALL SPOUSAL TRAVEL IS PROCESSED UNDER THE PROVISIONS OF THE TAX DEPARTMENT'S SPOUSAL TRAVEL POLICY WHICH PROVIDES FOR EVALUATING THE TAXABLE COMPONENT, IF ANY, OF THE TRAVEL AND THE APPROPRIATE TAX TREATMENT AND REPORTING. APPROPRIATE APPROVALS IN ACCORDANCE WITH POLICY ARE REQUIRED PRIOR TO REIMBURSEMENT. ALL GROSS-UP PAYMENTS HAVE BEEN APPROPRIATELY APPROVED IN ACCORDANCE WITH UNIVERSITY POLICY PRIOR TO PAYMENT. THE PRESIDENT IS REQUIRED UNDER HIS EMPLOYMENT CONTRACT TO RESIDE IN THE UNIVERSITY PROVIDED RESIDENCE. THERE IS A POLICY REGARDING REVIEW/APPROVAL OF SOCIAL CLUB DUES. THE UNIVERSITY HAS ESTABLISHED A REPORTING PERIOD OF NOVEMBER 1 THROUGH OCTOBER 31 FOR REPORTING PERSONAL USE OF A CLUB AND CALCULATING THE PERSONAL PORTION OF DUES THAT SHOULD BE REPORTED AS TAXABLE INCOME. ANY PERSONAL CHARGES AT SOCIAL CLUBS ARE REIMBURSED TO THE UNIVERSITY WHEN THE BILLING IS RECEIVED, PRIOR TO PAYMENT. THE UNIVERSITY PROVIDES SERVICES SUCH AS LANDSCAPING AND RESIDENTIAL REPAIRS AND MAINTENANCE FOR THE PRESIDENT'S RESIDENCE, CONSIDERING THEM NECESSARY AND APPROPRIATE FOR HIS USE OF THE FACILITY FOR BUSINESS FUNCTIONS AS THE RESIDENCE IS A UNIVERSITY OWNED ASSET. COMPENSATION CONTINGENT UPON REVENUES OF ORGANIZATION SCHEDULE J, PAGE 1, PART I, LINE 5A THERE IS ONE PERSON LISTED IN FORM 990, PART VII, WHO RECEIVED AN INCENTIVE COMPENSATION BONUS. THE ELIGIBILITY FOR AND THE AMOUNT OF THE PAYMENT IS DETERMINED BY TWO COMPONENTS: A QUANTITATIVE MEASURE OF THE PERFORMANCE OF THE UNIVERSITY'S INVESTMENT POOL AGAINST AN APPROPRIATE BENCHMARK AND A QUALITATIVE MEASURE BASED ON FACTORS SUCH AS RISK MITIGATION, QUALITY OF DECISION MAKING AND CONTRIBUTIONS TO ADVANCEMENT OF THE ENDOWMENT. OTHER ADDITIONAL INFORMATION SCHEDULE J, PART III PART 1, LINE 4A THERE WERE NO SEVERANCE PAYMENTS OR CHANGE OF CONTROL PAYMENTS IN THE CALENDAR YEAR REPORTED ON SCHEDULE J. 2003 SOUTHWEST HIGHER EDUCATION 521442059 845040FB5 2003-12-18 30470393 RENOVATION & CONSTRUCTION OF EDUCATIONAL FACILITY AND RELATED PARKING false false false 2007 SOUTHWEST HIGHER EDUCATION 521442059 845040GD0 2007-02-14 100890740 ADVANCE REFUND & DEFEASE A PORTION false false false 2009 SOUTHWEST HIGHER EDUCATION 521442059 845040HG2 2009-10-01 162035907 FINANCE NEW MONEY PROJECTS AND CURRENTLY REFUND false false false 2010 SOUTHWEST HIGHER EDUCATION 521442059 845040JB1 2010-10-28 124998461 FINANCE NEW MONEY PROJECTS. false false false 5085000 32053295 367331 428612 303315 30954037 2010 false false true true 3365000 114293442 2981577 44680669 922858 384931 false true false true 4035000 162036533 1232407 65991267 169988 true false false true 127778753 1091820 20801114 103290711 false false false true false false true true false true 0.02100 0.02100 true false false true true true true 0.01700 0.01700 true false false true true true true 0.00730 0.00730 true false false false false false true true false false false false true false false false false false false false false false false false false true false false false false false true X PURPOSE OF ISSUE DESCRIPTION SCHEDULE K 2003 SOUTHWEST HIGHER EDUCATION RENOVATION CONSTRUCTION OF EDUCATIONAL FACILITY AND RELATED PARKING FACILITY 2007 SOUTHWEST HIGHER EDUCATION ADVANCE REFUND DEFEASE A PORTION OF PRINCIPAL ON THE 1999A 12099 AND 2002 732002 BONDS 2009 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS AND CURRENTLY REFUND THE 1999D 1201999 AND THE 2006 312006 BONDS 2010 SOUTHWEST HIGHER EDUCATION FINANCE NEW MONEY PROJECTS ADDITIONAL INFORMATION SCHEDULE K 2003 SOUTHWEST HIGHER EDUCATION PART II LINE 3 COLUMN A B C D TOTAL PROCEEDS INCLUDE INVESTMENT PROCEEDS PART II LINE 6 COLUMN B A PORTION OF THE REFUNDING ESCROW USED TO REDEEM THE 2002 BONDS IS STILL OUTSTANDING AS OF 5312012 REDEEMED THE 1999A BOND WITH PROCEEDS 43645000 ON 10012009 PART II LINE 13 COLUMN B THE SERIES 2007 BONDS WERE REFUNDING BONDS THERE WERE NO NEW PROJECTS FOR WHICH A YEAR OF SUBSTANTIAL COMPLETION WOULD NEED TO BE REPORTED PART II LINE 17 COLUMN A B CD THE UNIVERSITY HAS MAINTAINED ADEQUATE BOOKS AND RECORDS FOR THE ALLOCATIONS MADE TO DATE SMU ALWAYS MAINTAINS ADEQUATE BOOKS AND RECORDS WHEN THE FINAL ALLOCATIONS ARE MADE PART IV LINE 6 COLUMN C D THE UNIVERSITY REASONABLY EXPECTS TO MEET THE SPENDING REQUIREMENTS WITHIN THE REQUIRED TIMEFRAME 117442 TUITION WAIVER 91837 MERIT SCHOLARSHIPS 1600 FELLOWSHIP ADDITIONAL INFORMATION SCHEDULE L PART V SCHEDULE L PART III THE AMOUNT REPORTED ON PART III LINE 1 C REPORTS TUITION WAIVERS GRANTED ON THE SAME BASIS AS TO ANY OTHER BENEFITELIGIBLE EMPLOYEE THE AMOUNT REPORTED ON PART III LINE 2 C REPORTS THE MERIT SCHOLARSHIPS AWARDED ON AN OBJECTIVE AND NONDISCRIMINATORY BASIS BASED ON PREESTABLISHED CRITERIA AND REVIEWED BY A SELECTION COMMITTEE THE AMOUNT REPORTED ON PART III LINE 3 C REPORTS A FELLOWSHIP AWARDED ON AN OBJECTIVE AND NONDISCRIMINATORY BASIS BASED ON PREESTABLISHED CRITERIA AND REVIEWED BY A SELECTION COMMITTEE X 11 998272 MARKET OR APPRAISAL X 116881 MARKET OR APPRAISAL X 89 2435997 MARKET OR APPRAISAL X 1 475 MARKET OR APPRAISAL X 1 1800000 MARKET OR APPRAISAL X 3 3 MARKET OR APPRAISAL X 5 5498 MARKET OR APPRAISAL X TRAVEL VOUCHERS 11 109700 MARKET OR APPRAISAL X LIVESTOCK 3 177500 MARKET OR APPRAISAL X EVENT TICKETS 711 87344 MARKET OR APPRAISAL X CONST MATERIALS 2 72166 MARKET OR APPRAISAL 21 false true true THIRD PARTY USED TO PROCESS NONCASH CONTRIBUTIONS SCHEDULE M, PAGE 1, PART I, LINE 32B SOUTHERN METHODIST UNIVERSITY HIRES EXTERNAL BROKERS AND APPRAISERS AS DEEMED APPROPRIATE. SUPPLEMENTAL INFORMATION SCHEDULE M, PAGE 2, PART II PART 1, LINE 29, OTHER: EQUIPMENT 10 33,123 PART 1, LINE 30, OTHER: MUSICAL INSTRUMENTS 2 20,000 PART 1, LINE 31, OTHER: DINNER EVENTS 13 19,704 PART 1, LINE 31, OTHER: FURNISHINGS 1 5,650 ADDITIONAL INFORMATION FORM 990 PART IV, LINE 12: THE UNIVERSITY DID NOT RECEIVE A SEPARATE AUDITED FINANCIAL STATEMENT. HOWEVER, THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS INCLUDING THE BALANCE SHEET AND RELATED STATEMENTS OF ACTIVITIES AND CASH FLOWS WERE AUDITED IN ACCORDANCE WITH GAAP AND WERE REPORTED ON A CONSOLIDATED BASIS. PART IV, LINE 24B: THE UNIVERSITY PLANS TO SPEND PROCEEDS WITHIN THE TEMPORARY PERIOD EXCEPTION, BUT IN CASES WHEN IT DOES NOT, IT PREPARES THE APPROPRIATE ARBITRAGE REPORTING AND REMITS ANY EXCESS EARNINGS OVER THE ARBITRAGE YIELD TO THE GOVERNMENT. PART IV, LINE 24C: THE UNIVERSITY RECEIVED A DONATION RESTRICTED FOR PROJECTS FUNDED BY BONDS WHICH WAS PUT INTO ESCROW UNTIL THE EARLIEST OPTIONAL REDEMPTION DATE. ALL OTHER ACCOMPLISHMENT DESCRIPTION FORM 990, PAGE 2, PART III, LINE 4D ORGANIZED ACTIVITIES: ORGANIZED ACTIVITIES MAKE AVAILABLE TO THE PUBLIC VARIOUS RESOURCES THAT EXIST WITHIN THE UNIVERSITY SUCH AS SEMINARS, CONFERENCES AND CAMPS. FINANCIAL ACCOUNTS IN FOREIGN COUNTRIES FORM 990, PART V, LINE 4B UNITED KINGDOM, FRANCE ADDITIONAL INFORMATION FORM 990, PART VI SECTION B, LINE 14: SOUTHERN METHODIST UNIVERSITY DOES NOT HAVE A UNIVERSITY-WIDE RETENTION POLICY, BUT DEPARTMENTS WITHIN THE UNIVERSITY HAVE RETENTION AND DESTRUCTION POLICIES THAT REFLECT LEGISLATIVE OR OTHER LEGAL REQUIREMENTS AND GOOD BUSINESS PRACTICES. RELATED PARTY INFORMATION AMONG OFFICERS FORM 990, PAGE 6, PART VI, LINE 2 R. GERALD TURNER ALAN FELD PRESIDENT TRUSTEE BUSINESS RELATIONSHIP R. GERALD TURNER RAY HUNT PRESIDENT TRUSTEE BUSINESS RELATIONSHIP JEANNE PHILLIPS RAY HUNT TRUSTEE TRUSTEE BUSINESS RELATIONSHIP WILLIAM VANDERSTRAATEN RAY HUNT TRUSTEE TRUSTEE BUSINESS RELATIONSHIP DECISIONS SUBJECT TO APPROVAL OF MEMBERS FORM 990, PAGE 6, PART VI, LINE 7B PURSUANT TO THE RESTATED ARTICLES OF INCORPORATION OF SMU, CAMPUS PROPERTY MAY BE SOLD OR LEASED ONLY WITH THE CONSENT OF THE SOUTH CENTRAL JURISDICTIONAL CONFERENCE OF THE UNITED METHODIST CHURCH. ORGANIZATION'S PROCESS USED TO REVIEW FORM 990 FORM 990, PAGE 6, PART VI, LINE 11B THE COMPLETED FORM 990 IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES SUFFICIENTLY IN ADVANCE OF THE FILING DEADLINE TO ENABLE A DETAILED AND CONSCIENTIOUS REVIEW BY THE COMMITTEE. ALL QUESTIONS, CONCERNS, ETC. OF THE AUDIT COMMITTEE ARE ADDRESSED BY THE UNIVERSITY AND INCORPORATED INTO THE FORM 990 AS REQUIRED. THE FORM 990 IS ALSO PLACED ON A SECURE WEBSITE FOR ALL MEMBERS OF THE GOVERNING BODY WHO ARE NOTIFIED WHEN IT IS READY FOR REVIEW. ENFORCEMENT OF CONFLICTS POLICY FORM 990, PAGE 6, PART VI, LINE 12C PURSUANT TO SEPARATE BOARD OF TRUSTEES POLICIES RELATING TO TRUSTEES, INCLUDING MEMBERS OF BOARD COMMITTEES AND OFFICERS AND KEY EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES, RESPECTIVELY, EACH COVERED PERSON COMPLETES AN INFORMATION AND DISCLOSURE STATEMENT ANNUALLY. THE DISCLOSURES ARE REVIEWED BY A BOARD COMMITTEE TO DETERMINE WHETHER A MATERIAL CONFLICT OF INTEREST EXISTS OR IS THREATENED. IN THE EVENT OF SUCH A FINDING, SUCH ACTION AS MAY BE NECESSARY IS TAKEN TO ELIMINATE THE CONFLICT OR OTHERWISE SAFEGUARD THE INTEREST OF THE UNIVERSITY. COMPENSATION PROCESS FOR TOP OFFICIAL FORM 990, PAGE 6, PART VI, LINE 15A THE COMPENSATION COMMITTEE OF THE SMU BOARD OF TRUSTEES CONSISTS OF THE CHAIR AND VICE CHAIR OF THE BOARD; A TRUSTEE BISHOP; THE REPRESENTATIVES OF THE SMU ALUMNI ASSOCIATION, THE STUDENTS' ASSOCIATION, AND THE FACULTY SENATE; AND THE CHAIRS OF THE STANDING COMMITTEES OF THE BOARD. THE COMMITTEE REVIEWS AND APPROVES COMPENSATION DECISIONS BASED UPON APPROPRIATE COMPARABILITY DATA AND INCLUDES THE ADVICE OF AN INDEPENDENT COMPENSATION CONSULTANT AND CONTEMPORANEOUS DOCUMENTATION OF THE COMPENSATION DECISIONS. THE COMPENSATION COMMITTEE HAS ALL OF THE POWERS OF THE FULL BOARD IN MATTERS OF COMPENSATION OF CORPORATE OFFICERS; HOWEVER, THE COMPENSATION COMMITTEE REPORTS TO THE FULL BOARD ANY ACTION TAKEN BY THE COMMITTEE. COMPENSATION PROCESS FOR OFFICERS FORM 990, PAGE 6, PART VI, LINE 15B SEE ANSWER IN PART VI, LINE 15A. GOVERNING DOCUMENTS DISCLOSURE EXPLANATION FORM 990, PAGE 6, PART VI, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART VI, LINE 18 - ALL REQUESTS FOR COPIES OF FORM 990 AND 990-T ARE REVIEWED AND PROCESSED BY THE CONTROLLER'S DEPARTMENT OF SOUTHERN METHODIST UNIVERSITY. UPON RECEIVING A WRITTEN REQUEST, THE UNIVERSITY PROVIDES A COPY OF THE REQUESTED DOCUMENTATION WITHIN 30 DAYS FROM THE DATE OF RECEIPT. IF THE REQUEST IS MADE IN PERSON, THE UNIVERSITY PROVIDES THE COPIES ON THE DAY OF THE REQUEST, UNLESS UNUSUAL CIRCUMSTANCES PREVENT THIS IN WHICH CASE THE REQUESTED DOCUMENTATION IS PROVIDED WITHIN FIVE DAYS AFTER THE DATE OF THE REQUEST. ADDITIONAL INFORMATION FORM 990, PART XI THE AUDIT COMMITTEE FOR SOUTHERN METHODIST UNIVERSITY, THE SUPPORTED ORGANIZATION, IS RESPONSIBLE FOR REVIEWING THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AND ACCOMPANYING FOOTNOTES. DURING THE AUDIT COMMITTEE MEETING, THE COMMITTEE MEMBERS ARE GIVEN AN OPPORTUNITY TO ASK QUESTIONS OF MANAGEMENT AND THE AUDIT FIRM. SIGNIFICANT TRANSACTIONS ARE HIGHLIGHTED IN THE EXECUTIVE SUMMARY. OTHER CHANGES IN NET ASSETS EXPLANATION FORM 990, PART XI, LINE 5 UNREALIZED LOSS ON INVESTMENTS NOT REPORTED IN PART VIII: 27,763,346 PRIOR PERIOD ADJUSTMENT: 299,240 TOTAL CHANGE IN NET ASSETS: 27,464,106 PERUNA HOLDINGS CORPORATION PO BOX 750261 DALLAS TX 752750261 204039621 SUPPORTING TX 509A3 11A SMU false MUSTANG MOCKINGBIRD CORPORATION PO BOX 750261 DALLAS TX 752750261 204216744 SUPPORTING TX 509A3 11A SMU false MUSTANG AIRLINE CORPORATION PO BOX 750261 DALLAS TX 752750261 204217087 SUPPORTING TX 509A3 11A SMU false MUSTANG MOCKINGBIRD PROPERTIES PO BOX 750261 DALLAS TX 752750261 204216534 SUPPORTING TX 509A3 11A SMU false PERUNA PROPERTIES INC PO BOX 750261 DALLAS TX 752750261 752806008 SUPPORTING TX 509A3 11A SMU false PONY PROPERTIES INC PO BOX 750261 DALLAS TX 752750261 200884887 SUPPORTING TX 509A3 11A SMU false SOUTHERN METHODIST UNIVERSITY FOUND PO BOX 750261 DALLAS TX 752750261 200588905 SUPPORTING TX 509A3 11A SMU false THE STADIUM CLUB INC PO BOX 750261 DALLAS TX 752750261 752883207 SOCIAL CLB TX 501C7 NA false SMU CORP PO BOX 750261 DALLAS TX 752750261 264739435 SUPPORTING TX 501C3 11A SMU false CONFERENCE USA 5201 NORTH OCONNOR BLVD SUITE 300 IRVING TX 752750261 364021594 SUPPORTING TX 501C3 11C NA false PERUNA EAST CORPORATION PO BOX 750261 DALLAS TX 752750261 454611768 SUPPORTING TX PENDIN SMU false CHARITABLE REMAINDER TRUST TX SMU TRUST false false false false false false false false true false true false true true false false true true THE STADIUM CLUB INC M 1000 COST ALL OTHER TRANSACTIONS MARKED YES ABOVE ARE WITH 501(C)(3) ORGANIZATIONS ADDITIONAL INFORMATION SCHEDULE R PART V LINE 2 FOR THE FISCAL YEAR ENDING MAY 31 2012 RENT FROM THE STADIUM CLUB INC TO SMU WAS 1000 THIS AMOUNT WAS DETERMINED IN ORDER TO ALLOW A SIGNIFICANT PORTION OF THE REVENUE FROM THE CLUB TO BE REINVESTED IN IT RATHER THAN INCREASING ANNUAL LEASE PAYMENTS TO SMU