2013-03-15T07:50:30-05:00 2012-05-31 161131146 BONADIO & CO LLP 171 SULLYS TRAIL SUITE 201 PITTSFORD NY 14534 990 2011-06-01 160746864 ST JOHN FISHER COLLEGE STJO 5853858000 3690 EAST AVENUE ROCHESTER NY 14618 JACQUELINE DISTEFANO 5853858000 2013-03-12 1 JEAN CLOSE P01346943 5853811000 2011 2016-02-25 16:41:14Z DR DONALD E BAIN 3690 EAST AVENUE ROCHESTER NY 14618 136380901 0 X WWW.SJFC.EDU X 1948 NY ST. JOHN FISHER COLLEGE IS A COLLABORATIVE COMMUNITY DEDICATED TO TEACHING AND LEARNING IN A PERSONALIZED EDUCATIONAL ENVIRONMENT. THE COLLEGE IS GUIDED BY ITS CATHOLIC HERITAGE, AS EXPRESSED IN THE MOTTO OF ITS FOUNDERS, THE BASILIAN FATHERS: "TEACH ME GOODNESS, DISCIPLINE, AND KNOWLEDGE." THROUGH AN EDUCATION ROOTED IN THE LIBERAL ARTS, WE PREPARE INDIVIDUALS FOR LIVES OF INTELLECTUAL, PROFESSIONAL, AND CIVIC INTEGRITY, IN WHICH DIVERSITY AND SERVICE TO OTHERS ARE VALUED AND PRACTICED. 35 33 1920 0 1015930 -138051 4711023 8541868 103895633 107463622 2323492 3687380 821202 903116 111751350 120595986 26199022 27314022 0 0 46759965 50167379 0 0 2411736 29591410 30943140 102550397 108424541 9200953 12171445 205127527 209542710 73846915 71390085 131280612 138152625 X ST. JOHN FISHER COLLEGE IS A COLLABORATIVE COMMUNITY DEDICATED TO TEACHING AND LEARNING IN A PERSONALIZED EDUCATIONAL ENVIRONMENT. THE COLLEGE IS GUIDED BY ITS CATHOLIC HERITAGE, AS EXPRESSED IN THE MOTTO OF ITS FOUNDERS, THE BASILIAN FATHERS: "TEACH ME GOODNESS, DISCIPLINE, AND KNOWLEDGE." THROUGH AN EDUCATION ROOTED IN THE LIBERAL ARTS, WE PREPARE INDIVIDUALS FOR LIVES OF INTELLECTUAL, PROFESSIONAL, AND CIVIC INTEGRITY, IN WHICH DIVERSITY AND SERVICE TO OTHERS ARE VALUED AND PRACTICED. 0 0 46549380 27314022 91662140 INSTRUCTION: TO GIVE INSTRUCTION IN LIBERAL ARTS COURSES LEADING TO THE DEGREES OF BA, BS, BBA, MASTER SCIENCE, MBA, AND PHARM D. 8907471 INSTITUTIONAL SUPPORT: TO SUPPORT THE INSTRUCTION FUNCTION. 9138362 14660754 AUXILIARY ENTERPRISES: TO SUPPORT THE INSTRUCTION FUNCTION. 4789419 ACADEMIC SUPPORT & STUDENT SERVICES: TO SUPPORT THE INSTRUCTION FUNCTION. 6984922 908324 STUDENT SERVICES: TO SUPPORT THE INSTRUCTION FUNCTION. 11774341 908324 76369554 1 1 0 0 0 0 0 1 1 1 1 0 0 0 1 1 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 0 0 0 1 0 0 0 0 0 1 5403 0 1 1920 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 35 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 X MS JACQUELINE DISTEFANO 5853858000 3690 EAST AVENUE ROCHESTER NY 14618 DONALD E BAIN 35.00 X X 316195 0 33980 JOSE J CORONAS 1.00 X 0 0 0 MARTIN MUCCI 1.00 X 0 0 0 DONALD E JEFFRIES 1.00 X 0 0 0 RONALD D BILLITIER 1.00 X 0 0 0 MARTIN L KEATING 1.00 X 0 0 0 MARTIN K BIRMINGHAM 1.00 X 0 0 0 THOMAS G BOWLES 1.00 X 0 0 0 R WAYNE LECHASE 1.00 X 0 0 0 RUSSELL H BRANDON 1.00 X 0 0 0 CHARLES A CONSTANTINO 1.00 X 0 0 0 DANIEL N MAXWELL 1.00 X 0 0 0 REV ALBERT CYLWICKI CSB 1.00 X 0 0 0 JOHN A PALVINO 1.00 X 0 0 0 MARY V PIEHLER 1.00 X 0 0 0 JOHN A DEPETERS 1.00 X 0 0 0 RONALD A PLUTA 1.00 X 0 0 0 M KEVIN DUGAN 1.00 X 0 0 0 WANDA POLISSENI 1.00 X 0 0 0 C MCCOLLISTER EVARTS MD 1.00 X 0 0 0 JOSEPH R RULISON 1.00 X 0 0 0 MICHAEL C GOONAN 1.00 X X 0 0 0 JAMES P GROWNEY 1.00 X 0 0 0 KEVIN N HILL 1.00 X 0 0 0 WILLIAM M HUGHES 1.00 X 0 0 0 DEBORAH WILSON 1.00 X 0 0 0 ROBERT W HURLBUT 1.00 X 0 0 0 PHILIP H YAWMAN 1.00 X 0 0 0 VICTOR E SALERNO 1.00 X X 0 0 0 CHRISTOPHER C BOOTH 1.00 X 0 0 0 CAROL ANTHONY DAVIDSON 1.00 X 0 0 0 RONALD E HERMANCE 1.00 X 0 0 0 PAUL H HEWITT 1.00 X 0 0 0 BETTY MULLIN-DIPROSA 1.00 X 0 0 0 DIANA L NOLE 1.00 X 0 0 0 FERDINAND J SMITH 1.00 X 0 0 0 REV THOMAS ROSICA CSB 1.00 X 0 0 0 DANIEL J BURNS 1.00 X 0 0 0 RONALD J AMBROSETTI 35.00 X 201563 0 20938 THOMAS O'NEIL 35.00 X 187517 0 18819 WILLIAM O'CONNOR 35.00 X 201843 0 24349 GERARD ROONEY 35.00 X 211448 0 62154 RICHARD DEJESUS-RUEFF 35.00 X 133279 0 19889 SCOTT SWIGART 35.00 X 233593 0 31512 DIANNE COONEY-MINER 35.00 X 161625 0 23038 DAVID MARTIN 35.00 X 181673 0 17675 JASON J BERMAN 35.00 X 189057 0 24664 MARY COLLINS 35.00 X 157752 0 14778 KARL WILLIAMS 35.00 X 184972 0 20302 WENDY PATERSON 35.00 X 148504 0 13188 WARREN RICHARDS 35.00 X 143329 0 23429 2652350 0 348715 49 0 1 0 LECHASE CONSTRUCTION SERVICES 300 TROLLEY BLVD ROCHESTER NY 14606 CONSTRUCTION SERVICES 6556703 NIXON PEABODY LLP PO BOX 31051 ROCHESTER NY 14603 ATTORNEYS 504904 2 113980 2891843 5536045 123369 8541868 TUITION & FEES 611600 106322894 106322894 BUFFALO BILLS CAMP 900099 412439 412439 FACILITIES RENTAL 531390 358408 358408 CHILD CARE 624410 342159 217361 124798 GOLF COURSE 900099 20035 20035 7687 7687 107463622 1059755 1059755 18185293 15557668 2627625 2627625 2627625 222039 113980 227247 -5208 -5208 MISCELLANEOUS 900099 430272 430272 PARKING PERMITS/TICKET 611600 169664 169664 RESEARCH AND CONTRACT 611600 125885 125885 182503 182503 908324 120595986 107231218 1015930 3806970 27314022 27314022 2080993 1266125 395560 419308 36887981 22521500 13581275 785206 2337288 1424251 864595 48442 5763599 3500738 2103720 159141 3097518 1889486 1115106 92926 452371 452371 54031 54031 181845 90922 87286 3637 1256601 766527 452376 37698 1323920 807591 476611 39718 2761276 1647895 1032337 81044 1930905 1177852 695126 57927 2309784 1408968 831522 69294 1618331 987182 582599 48550 660569 402947 237805 19817 2509451 1530765 903402 75284 7014824 4279042 2525337 210445 455610 277922 164020 13668 FOOD SERVICE 4802245 2929370 1728808 144067 SPECIAL PROGRAMS AND OT 1392337 849326 501241 41770 REPAIRS AND MAINTENANCE 1000627 610382 360226 30019 MEMBERSHIPS AND AWARDS 369923 225653 133172 11098 848490 461088 364725 22677 108424541 76369554 29643251 2411736 20098395 19393425 4618156 7474758 6181350 6597485 3376091 3269713 3027249 3246348 193812161 86371017 105471901 107441144 54472066 54226572 7882319 7893265 205127527 209542710 11467305 11586686 7597597 8152571 50147797 47143296 4634216 4507532 73846915 71390085 X 107745704 113516215 11861600 12416752 11673308 12219658 131280612 138152625 205127527 209542710 X 12171445 -5299432 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 0 0 51379430 856884 -1703137 32110 50501067 42061120 1016466 8350299 48455 51379430 36842822 779927 5990451 1552080 42061120 44236101 2833083 -9466119 760243 36842822 0.61000 0.24000 0.15000 1 0 4689327 4689327 130050358 45424201 84626157 7568595 2412172 5156423 41863523 32079050 9784473 9640358 6455594 3184764 107441144 US GOVERNMENT GRANTS REFUNDABLE 3547064 LIABILITY UNDER FIN 47 960468 4507532 PART III, LINE 1A: COLLECTION ITEMS IN THE COLLEGE'S ART COLLECTION ARE HELD FOR PUBLIC EXHIBITION, EDUCATION OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE AND ARE NOT CAPITALIZED. CONTRIBUTIONS OF COLLECTION ITEMS ARE NOT RECOGNIZED IN THE STATEMENT OF ACTIVITIES. ALL PROCEEDS FROM THE SALE OF COLLECTION ITEMS ARE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTION. PART III, LINE 4: COLLECTION ITEMS IN THE COLLEGE'S ART COLLECTION ARE HELD FOR PUBLIC EXHIBITION, EDUCATION OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE AND ARE NOT CAPITALIZED. CONTRIBUTIONS OF COLLECTION ITEMS ARE NOT RECOGNIZED IN THE STATEMENT OF ACTIVITIES. ALL PROCEEDS FROM THE SALE OF COLLECTION ITEMS ARE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTION. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE COLLEGE'S INTENDED USE FOR THEIR ENDOWMENT FUNDS IS THE PROVIDE INCOME FOR THE COLLEGE'S OPERATING EXPENSES, INCLUDING SCHOLARSHIPS AND GRANTS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE COLLEGE HAS BEEN RECOGNIZED BY THE IRS AS AN ORGANIZATION EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE COLLEGE HAS ALSO BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. ST. JOHN FISHER REAL ESTATE LLC IS A SINGLE MEMBER LIMITED LIABILITY CORPORATION AND IS A DISREGARDED ENTITY FOR FEDERAL INCOME TAX PURPOSES. FOR THIS REASON, IT IS VIEWED AS A DIVISION OF THE COLLEGE AND RELIES ON THE COLLEGE'S TAX EXEMPT STATUS. FOR TAX-EXEMPT ENTITIES, THEIR TAX-EXEMPT STATUS ITSELF IS DEEMED TO BE AN UNCERTAINTY, SINCE EVENTS COULD POTENTIALLY OCCUR TO JEOPARDIZE THEIR TAX-EXEMPT STATUS. AS OF MAY 31, 2012 AND 2011, THE ORGANIZATIONS DID NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE COLLEGE FILES TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND NEW YORK STATE. THE COLLEGE IS NO LONGER SUBJECT TO U.S. FEDERAL AND STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS THROUGH 2008. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE COLLEGE DOES NOT PUBLISH ITS NON DISCRIMINATORY POLICY IN PRINT OR MEDIA. INSTEAD, THE POLICY IS PUBLISHED IN BOTH THE GRADUATE AND UNDERGRADUATE BULLETINS AND APPLICATIONS FOR ADMISSIONS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 DISBURSEMENTS ARE MADE IN ACCORDANCE WITH PROCEDURES OR ARE SUBJECT TO CONDITIONS ESTABLISHED BY THE INSTITUTION'S GOVERNING BOARD DESIGNED TO INSURE THAT INDIVIDUALS AND ORGANIZATIONS RECEIVING DISBURSEMENTS FROM THE ORGANIZATIONS IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE ADEQUATELY INVESTIGATED TO INSURE THAT THEY ARE QUALIFIED RECIPIENTS. STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY BY THE INSTITUTION'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. SCHOLARSHIP GOLF TOURNAMENT 263900 113980 149920 16273 67700 4304 ACCOUNTING AWARDS DINNER 19400 19400 14863 4606 4 52719 52719 119501 336019 113980 222039 16273 82563 128411 227247 -5208 1 INSTITUTIONAL SCHOLARSHIPS 3671 21648798 FMV ENDOWED SCHOLARSHIPS 382 813094 FMV DONOR RESTRICTED SCHOLARSHIPS 104 193820 FMV NEW YORK STATE GRANTS 19 65250 FMV TUITION EXCHANGE 31 509507 FMV HEOP/SJFC GRANT 70 249909 FMV TUITION WAIVERS 239 1545488 FMV RESIDENT ASSISTANT 53 452975 FMV ROOM GRANTS 779 1428271 FMV FEDERAL GRANTS 276 406910 FMV PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: A LIST OF SCHOLARSHIP AND FELLOWSHIP RECIPIENTS IS ON FILE AT ST. JOHN FISHER COLLEGE AND IS AVAILABLE UPON REQUEST. ALTHOUGH THERE MAY BE RECIPIENTS WHO ARE RELATED TO PERSONS HAVING INTEREST IN THE INSTITUTION, SUCH RECIPIENTS ARE SELECTED ON AN EQUAL, OBJECTIVELY DETERMINABLE BASIS WITH OTHER RECIPIENTS. THAT IS, ALL STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. X X X X X 1 1 X X 0 0 0 0 0 0 0 0 0 DONALD E BAIN 312248 0 0 0 3947 0 19600 0 14380 0 350175 0 0 0 RONALD J AMBROSETTI 201563 0 0 0 0 0 15613 0 5325 0 222501 0 0 0 THOMAS O'NEIL 187517 0 0 0 0 0 14733 0 4086 0 206336 0 0 0 WILLIAM O'CONNOR 182011 0 0 0 19832 0 14869 0 9480 0 226192 0 0 0 GERARD ROONEY 204230 0 0 0 7218 0 16124 0 46030 0 273602 0 0 0 RICHARD DEJESUS-RUEFF 133185 0 0 0 94 0 11141 0 8748 0 153168 0 0 0 SCOTT SWIGART 233593 0 0 0 0 0 19044 0 12468 0 265105 0 0 0 DIANNE COONEY-MINER 161625 0 0 0 0 0 11846 0 11192 0 184663 0 0 0 DAVID MARTIN 181673 0 0 0 0 0 14129 0 3546 0 199348 0 0 0 JASON J BERMAN 189057 0 0 0 0 0 11884 0 12780 0 213721 0 0 0 MARY COLLINS 157689 0 0 0 63 0 10500 0 4278 0 172530 0 0 0 KARL WILLIAMS 184972 0 0 0 0 0 8591 0 11711 0 205274 0 0 0 WENDY PATERSON 148504 0 0 0 0 0 9868 0 3320 0 161692 0 0 0 WARREN RICHARDS 143266 0 0 0 63 0 11445 0 11984 0 166758 0 0 0 COMIDA - 2011 BONDS 510188852 61075TAC2 2011-05-06 13855000 TO DEFEASE 2008 SERIES DASNY BONDS 0 0 0 12160000 13855000 1070100 624900 0 0 1 1 1 1 1 0 0 0.00070 0.02770 0.02840 1 0 0 0 0 0 0 DISCOUNTED TUITION FAMILY MEMBER OF A KEY EMPLOYEE 25790 VICTOR SALERNO BOARD OF TRUSTEES MEMBER 66958 ELECTRICAL SERVICES. 0 R WAYNE LECHASE BOARD OF TRUSTEES MEMBER 2860799 CONSTRUCTION SERVICES. 0 RONALD BILLITIER BOARD OF TRUSTEES MEMBER 146198 ELECTRICAL SERVICES 0 CHRIS BOOTH BOARD OF TRUSTEES MEMBER 4448156 HEALTH INSURANCE 0 X FAIR MARKET VALUE X 10 123369 FAIR MARKET VALUE 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS EXTENSIVELY REVIEWED BY THE FINANCE AND AUDIT COMMITTEES AND POSTED ONTO THE INTRANET FOR BOARD OF TRUSTEE REVIEW. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICTS COMMITTEE OF THE BOARD OF TRUSTEES OVERSEES AND ENFORCES COMPLIANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 PRESIDENT AND CABINET MEMBERS: A THIRD PARTY CONSULTANT IS HIRED TO COLLECT COMPENSATION AND BENEFIT DATA FROM PEER INSTITUTIONS IDENTIFIED BY THE COLLEGE. THIS IS COORDINATED BY THE DIRECTOR OF HR. THE EXECUTIVE COMPENSATION COMMITTEE REVIEWS THE AGGREGATE DATA AND TRENDS AND FORWARDS THEIR RECOMMENDATIONS TO THE EXECUTIVE COMMITTEE OF THE BOARD WHO MAKES THE FINAL APPROVAL OF SALARY AND BENEFIT ADJUSTMENTS. DEANS AND KEY EMPLOYEES: THE DIRECTOR OF HR COLLECTS MARKET DATA FOR THE IDENTIFIED POSITIONS AND REVIEWS WITH THE PRESIDENT AND CABINET MEMBERS WHO ARE RESPONSIBLE FOR APPROVING THE SALARY ADJUSTMENTS. FORM 990, PART VI, SECTION C, LINE 19 ALL FORMS REQUESTED WILL BE MADE AVAILABLE AT THE ST. JOHN FISHER COLLEGE CONTROLLER'S OFFICE DURING NORMAL BUSINESS HOURS. IF FEASIBLE, SJFC MAY ALSO ELECT TO FULFILL THE REQUEST IN A PDF VERSION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -5,299,432. FORM 990, PART XII, LINE 2C THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ST JOHN FISHER REAL ESTATE LLC 3690 EAST AVENUE ROCHESTER NY 14618 160746864 TO ASSUME TITLE OF CERTAIN PROPERTY FROM THE COLLEGE NY 0 0 ST JOHN FISHER COLLEGE