2013-03-01T12:38:15-06:00 2012-06-30 420714325 MCGLADREY LLP 7351 OFFICE PARK PLACE MELBOURNE FL 32940 990 2011-07-01 590974739 THE UNIVERSITY OF FLORIDA FOUNDATION INC UNIV 3523925958 PO BOX 14425 GAINESVILLE FL 32604 ALAN WEST 3523925958 2013-02-25 1 THERESA A BURDINE P00362629 3217516200 2011 2016-02-25 16:41:14Z TOM MITCHELL PO BOX 14425 GAINESVILLE FL 32604 242993670 0 X WWW.UFF.UFL.EDU X 1964 FL THE UNIVERSITY OF FLORIDA FOUNDATION, INC. IS A NOT-FOR-PROFIT ORGANIZATION WHOSE PURPOSE IS TO RAISE, INVEST, AND MANAGE FUNDS WHICH ARE USED TO ASSIST WITH THE TEACHING, RESEARCH, AND SERVICE MISSION OF THE UNIVERSITY OF FLORIDA. 96 88 90 500 2157750 0 118905765 112642549 0 0 28618538 33811873 5548915 6558026 153073218 153012448 95928031 88965132 0 0 16131186 26989315 539609 521292 23572854 7770061 11293586 120368887 127769325 32704331 25243123 1711205997 1694623812 78854726 70003110 1632351271 1624620702 X THE MISSION OF THE UNIVERSITY OF FLORIDA FOUNDATION, INC. IS TO SUPPORT AND ENHANCE THE UNIVERSITY OF FLORIDA BY ENCOURAGING ALUMNI AND FRIENDS TO PROVIDE PRIVATE FUNDS AND OTHER RESOURCES FOR THE UNIVERSITY'S BENEFIT, TO MANAGE THOSE ASSETS, TO PROVIDE VOLUNTEER LEADERSHIP IN SUPPORT OF THE UNIVERSITY'S OBJECTIVES, AND TO PERFORM ALL BUSINESS-RELATED MATTERS TO ACCOMPLISH THESE PURPOSES. 0 0 33019575 31926355 THE UNIVERSITY OF FLORIDA FOUNDATION, INC. RECEIVES AND ADMINISTERS PRIVATE SUPPORT, IN ACCORDANCE WITH DONOR RESTRICTIONS, TO THE MANY COLLEGES, UNITS, AND PROGRAMS OF THE UNIVERSITY OF FLORIDA. 15778151 15705418 THE FOUNDATION RECEIVES AND ADMINISTERS, THROUGH THE UNIVERSITY, DONOR-PROVIDED FINANCIAL AID TO QUALIFIED STUDENTS IN ORDER TO ATTRACT AND MAINTAIN A DIVERSE STUDENT BODY AT THE UNIVERSITY OF FLORIDA. 14177473 14055033 THE FOUNDATION RECEIVES AND ADMINISTERS PRIVATE SUPPORT FOR FACULTY AND STAFF OF THE MANY COLLEGES AND UNITS OF THE UNIVERSITY OF FLORIDA INCLUDING, BUT NOT LIMITED TO, ENDOWED CHAIRS AND PROFESSORSHIPS. 32854528 27278326 THE FOUNDATION RECEIVES AND ADMINISTERS PRIVATE SUPPORT FOR THE UNIVERSITY OF FLORIDA IN OTHER WAYS, INCLUDING RESEARCH FUNDING, NEW BUILDING CONSTRUCTION, EQUIPMENT PURCHASES, AND RENOVATION OF EXISTING FACILITIES. 32854528 27278326 95829727 1 1 0 1 0 1 1 1 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 1 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 1 0 1 131 0 1 90 1 1 1 0 0 0 1 1 1 1 1 4 0 0 0 0 0 0 X 96 88 1 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CA KY MD MI MN NH NJ NY OH OR SC UT WA WI X X ALAN WEST 3523925958 1938 W UNIVERSITY AVE GAINESVILLE FL 32603 X WILLIAM J ALCORN 1.00 X 0 0 0 REBECCA S ALLEN 1.00 X 0 0 0 S ANDREW BANKS 1.00 X 0 0 0 SUSAN M CAMERON 1.00 X 0 0 0 ROBERT B CARTER 1.00 X 0 0 0 MARSHALL M CRISER III 1.00 X 0 0 0 TROY M DAVIS 1.00 X 0 0 0 THOMAS M DONAHOO 1.00 X 0 0 0 WILLIAM E DUDZIAK 1.00 X 0 0 0 MAURICE O EDMONDS 1.00 X 0 0 0 MARTIN L FACKLER 1.00 X 0 0 0 JOHN W FROST II 1.00 X 0 0 0 THOMAS E GIBBS 1.00 X 0 0 0 ROBERT H GIDEL 1.00 X 0 0 0 JAMES R HARPER 1.00 X 0 0 0 SCOTT G HAWKINS 1.00 X 0 0 0 JAMES W HEAVENER 1.00 X 0 0 0 LINDA P HUDSON 1.00 X 0 0 0 DAVID H HUGHES 1.00 X 0 0 0 JOHN W KIRKPATRICK III 1.00 X 0 0 0 DELORES T LASTINGER 1.00 X 0 0 0 TERI LEVIN 1.00 X 0 0 0 CARLOS E MARTINEZ 1.00 X 0 0 0 JOELEN K MERKEL 1.00 X 0 0 0 JEROME H MODELL 1.00 X 0 0 0 DEBRA G NOUSS 1.00 X 0 0 0 LOUIS H OBERNDORF 1.00 X 0 0 0 PAUL T PHILLIPS 1.00 X 0 0 0 MICHAEL W POOLE 1.00 X 0 0 0 KATHRYN S PRESSLY 1.00 X 0 0 0 ALEXIS C PUGH 1.00 X 0 0 0 DAVIS M REMBERT JR 1.00 X 0 0 0 FRED N ROBERTS SR 1.00 X 0 0 0 GARRISON A ROLLE 1.00 X 0 0 0 JOSE M SANCHEZ 1.00 X 0 0 0 THOMAS J SHANNON JR 1.00 X 0 0 0 JEFFREY S SHUMAN 1.00 X 0 0 0 W CRIT SMITH 1.00 X 0 0 0 RICHARD A STAAB 1.00 X 0 0 0 CHARLES P STEINMETZ 1.00 X 0 0 0 HANS G TANZLER III 1.00 X 0 0 0 WARREN L TEDDER JR 1.00 X 0 0 0 JOHN K VREELAND 1.00 X 0 0 0 JOEL D WAHLBERG 1.00 X 0 0 0 B J WILDER 1.00 X 0 0 0 NATHAN S COLLIER 1.00 X 0 0 0 JOHN H DASBURG 1.00 X 0 0 0 SNEAD Y DAVIS 1.00 X 0 0 0 WILLIAM A EMERSON 1.00 X 0 0 0 FREDERICK E FISHER 1.00 X 0 0 0 DON FUQUA 1.00 X 0 0 0 GARY R GERSON 1.00 X 0 0 0 PEDRO J GREER JR 1.00 X 0 0 0 BEN HILL GRIFFIN III 1.00 X 0 0 0 JOHN B HIGDON JR 1.00 X 0 0 0 ANDREW H HINES JR 1.00 X 0 0 0 WILLIAM R HOUGH 1.00 X 0 0 0 ROBERT F LANZILLOTTI 1.00 X 0 0 0 ALLEN L LASTINGER JR 1.00 X 0 0 0 DAVID LAWRENCE JR 1.00 X 0 0 0 ROBERT C MAGOON 1.00 X 0 0 0 WAYNE K MASUR 1.00 X 0 0 0 J WAYNE MIXSON 1.00 X 0 0 0 CORNEAL B MYERS JR 1.00 X 0 0 0 NELL W POTTER 1.00 X 0 0 0 JUDY LYNN PRINCE 1.00 X 0 0 0 JOHNSON S SAVARY 1.00 X 0 0 0 LEWIS M SCHOTT 1.00 X 0 0 0 STEPHEN SHEY 1.00 X 0 0 0 RICHARD T SMITH 1.00 X 0 0 0 ALFRED C WARRINGTON IV 1.00 X 0 0 0 CARLOS J ALFONSO 1.00 X 0 0 0 ROBERT A BRYAN 1.00 X 0 0 0 MARSHALL M CRISER JR 1.00 X 0 0 0 STEVE M DORMAN 1.00 X 0 193668 38312 JUAN A GALAN JR 1.00 X 0 0 0 JOSEPH GLOVER 1.00 X 0 359267 39827 WENDY D GRAHAM 1.00 X 0 208312 20772 DAVID S GUZICK 1.00 X 0 875947 40553 JULIE A JOHNSON 1.00 X 0 0 0 JOHN V LOMBARDI 1.00 X 0 0 0 J BERNARD MACHEN 1.00 X 0 853714 29950 W A MCGRIFF III 1.00 X 0 0 0 LINDA C MCGURN 1.00 X 0 0 0 KELLY J MCKIBBEN 1.00 X 0 0 0 ERIC J NICKELSEN 1.00 X 0 0 0 CYNTHIA F O'CONNELL 1.00 X 0 0 0 PAUL OKUNIEFF 1.00 X 0 762367 43687 WHITFIELD M PALMER JR 1.00 X 0 0 0 JACK M PAYNE 1.00 X 0 317644 43699 WINFRED M PHILLIPS 1.00 X 0 381752 47397 ANTHONY REYNOLDS 1.00 X 0 0 0 DOYLE ROGERS 1.00 X 0 0 0 JOAN D RUFFIER 1.00 X 0 0 0 A WARD WAGNER JR 1.00 X 0 0 0 CHARLES E YOUNG 1.00 X 0 0 0 KEITH T KOENIG 1.00 X 0 0 0 KELLEY A BERGSTROM 1.00 X 0 0 0 THOMAS J MITCHELL 36.00 X 328259 36473 37453 LESLIE D BRAM 40.00 X 158897 0 30716 MATTHEW M FAJACK 1.00 X 0 252916 39965 ALAN M WEST 40.00 X 109271 0 11705 SUSAN G GOFFMAN 40.00 X 127032 0 13150 CARTER BOYDSTON 40.00 X 181929 0 29941 CYNTHIA F BUTLER 40.00 X 156283 0 32005 ANN MCELWAIN 40.00 X 151656 0 28899 KENNETH DEVRIES 40.00 X 150795 0 30051 MARGARET HENDRYX 40.00 X 161772 0 17916 KATHLEEN MURRAY 40.00 X 146790 0 32857 PAUL A ROBELL 40.00 X 178307 0 35395 1850991 4242060 644250 33 1 1 0 UNIVERSITY OF FLORIDA INVESTMENT CORP 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 INVESTMENT MANAGEMENT 2198163 MARKETING COMMUNICATION RESOURCE 731 BETA DR MAYFIELD VILLAGE OH 44143 PRINTING AND PUBLICATIONS 442585 RUFFALOCODY PO BOX 3018 CEDAR RAPIDS IA 52406 PROFESSIONAL FUNDRAISERS 434700 MCGLADREY & PULLEN LLP 7351 OFFICE PARK PLACE MELBOURNE FL 32940 AUDITING AND TAX 144200 SUNGUARD HIGHER EDUCATION ADVANCEMENT I 1000 WINTERE ST STE 1200 WALTHAM MA 02451 SOFTWARE MAINTENANCE 120078 5 422636 9450657 102769256 12251650 112642549 -751571 2157750 -2909321 564241 0 564241 564241 564241 122234367 2310299 86085154 3896068 36149213 -1585769 34563444 34563444 MISCELLANEOUS 900099 2951290 2951290 TRANSFERS FROM COMPONE 900099 2777338 2777338 REUNIONS AND OTHER EVE 900099 265157 265157 5993785 153012448 5993785 2157750 32218364 X 88965132 88965132 841451 466960 374491 14401568 38217 2676620 11686731 855883 855883 10585521 11181 3864860 6709480 304892 167334 137558 8267 3987 4180 100 96009 16 95993 2550 2550 521292 521292 1828982 1827686 1296 941309 355206 62321 523782 27885 16315 9185 2385 2165201 1096413 111241 957547 115516 -25000 -1100604 1241120 194681 16480 73059 105142 732002 -6139 17981 720160 890648 262029 128152 500467 593358 593358 469592 194343 267237 8012 234203 34323 199880 BAD DEBT EXPENSE 1949456 1949440 16 REPAIRS & MAINTENANCE 455601 453602 1999 MISCELLANEOUS 304044 294216 -5174 15002 ENTERTAINMENT 260643 4508 4205 251930 23639 198016 9967 -184344 127769325 95829727 8366744 23572854 4707595 4650873 30880301 5220725 64484281 84563376 202868 290118 24208035 5197517 19049194 19010518 6454869 4604550 1488927010 1493581467 96499879 82702185 1711205997 1694623812 6421660 12296107 2463000 2052500 15079277 14816327 2883248 1792768 11919874 40087667 39045408 78854726 70003110 X 14027981 175578 535525772 499840084 1082797518 1124605040 1632351271 1624620702 1711205997 1694623812 X 25243123 -32973692 X 0 1 1 X 0 X 154546590 138271443 115410384 118905765 112642549 639776731 1466742 1442256 1458225 1392924 1343369 7103516 156013332 139713699 116868609 120298689 113985918 646880247 42037687 604842560 25541149 11835903 12865141 -184881 -187330 49869982 6383794 3484290 3675082 4971325 5993785 24508276 721258505 0.83860 0.83650 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 0 0 0 1 6093 0 0 6093 0 1 0 2000 14152 1 1 X X 1 0.25 0 0 1 1 4.00 375 83887 33116092 X X X X 1 1295313181 25532457 500314 11249015 32545590 14273969 1263277378 1104572604 56022039 187399473 10172881 29460172 13047882 1295313181 1055987256 34051730 103431556 9388443 27518658 12224932 1144338509 1290712688 39508358 -222034088 10569246 31159481 10470975 1055987256 1.00000 0 0 16003301 16003301 6403961 3684008 2719953 1800773 1513509 287264 19010518 CORPORATE BONDS 2570036 F COMMINGLED FUNDS 26245328 F HEDGE STRATEGIES 1232911 F PRIVATE EQUITY 1463533192 F 1493581467 TRUST LIABILITY 14199490 AMOUNTS INVESTED ON BEHALF OF UF EN 17996467 PRESENT VALUE OF FUTURE ANNUITY 6512450 DEFERRED MANAGEMENT FEES 337001 39045408 153012448 127769325 25243123 -31798168 -1175524 -32973692 -7730569 125601298 -31798168 1702889 2684129 -27411150 153012448 0 153012448 123039964 1702889 5899019 7601908 115438056 12331269 12331269 127769325 DESCRIPTION OF HOW ORGANIZATION REPORTS CONSERVATION EASEMENTS: PART II, LINE 9: CONTRIBUTIONS TO THE LAND PRESERVE ARE GENERALLY RECORDED AT THEIR APPRAISED VALUE AT THE DATE OF THE GIFT, AND ARE CONSIDERED BY MANAGEMENT TO BE NON-REVENUE PRODUCING ASSETS. THE VALUE OF THE CONTRIBUTED NON-REVENUE PRODUCING ASSETS IS INCLUDED IN THE STATEMENT OF ACTIVITIES. PART III, LINE 4: THE ORGANIZATION RECEIVES AND MAY HOLD ART OBJECTS AND OTHER COLLECTIONS, INCLUDING ARTIFACTS, BOOKS, MANUSCRIPTS, AND DOCUMENTS, EITHER GIFTED TO THE ORGANIZATION FOR THE BENEFIT OF THE UNIVERSITY OF FLORIDA OR ACQUIRED WITH FUNDS GIFTED FOR THAT PURPOSE. THESE OBJECTS ARE HELD FOR USE BY THE UNIVERSITY'S MUSEUMS AND LIBRARIES IN FURTHERANCE OF THE UNIVERSITY'S EDUCATIONAL MISSION. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE ESTABLISHED FOR A MULTITUDE OF REASONS TO BENEFIT THE UNIVERSITY OF FLORIDA. THE REASONS INCLUDE, BUT ARE NOT LIMITED TO, PROFESSORSHIPS, SCHOLARSHIPS, RESEARCH, FACILITIES AND GENERAL COLLEGE SUPPORT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FIN 48 STATEMENT: THE FOUNDATION HAS REVIEWED AND EVALUATED THE RELEVANT TECHNICAL MERITS OF EACH OF ITS TAX POSITIONS IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, AND DETERMINED THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT WOULD HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS OF THE FOUNDATION. PART XI, LINE 8 - OTHER ADJUSTMENTS: DECREASE IN SPLIT VALUE AGREEMENT -1,210,524. RECOGNIZED DEFERRED REVENUE PREVIOUSLY RECOGNIZED FOR TAX PURPOSES 35,000. TOTAL TO SCHEDULE D, PART XI, LINE 8: -1,175,524. PART XII, LINE 2D - OTHER ADJUSTMENTS: UF ALUMNI ASSOCIATION ACTIVITY REPORTED ON SEPARATE RETURN 2,684,129. PART XIII, LINE 2D - OTHER ADJUSTMENTS: UF ALUMNI ASSOCIATION ACTIVITY REPORTED ON SEPARATE RETURN 5,899,019. PART XIII, LINE 4B - OTHER ADJUSTMENTS: PENSION CHANGES SHOWN AS "OTHER" ON THE FINANCIAL STATEMENTS 7,014,498. PROVISION FOR DOUBTFUL PLEDGES SHOWN AS "OTHER" ON FINANCIAL STATEMENTS 2,066,881. TRANSFERS TO THE UF ALUMNI ASSOCIATION NOT SHOWN FOR BOOK PURPOSES 3,249,890. X X X X X X 1 RUFFALOCODY 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 52404 PHONE PROGRAM 0 1346683 499394 847289 MELDA H BASSETT 3538 NW 18TH PLACE GAINESVILLE FL 32605 FUNDRAISING 0 100000 5467 94533 SCOTT I PEEK 2629 SILVERMOSS DRIVE WESLEY CHAPEL FL 33544 FUNDRAISING 0 0 16431 -16431 1446683 521292 925391 AK AZ AL AR CA CO FL GA HI IL KS KY LA MD MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI CT 1 UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 1618157 APPRAISAL, FMV NON-CASH DONATIONS OF TANGIBLE PERSONAL ALLOCATION UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 17791437 SCHOLARSHIPS UF ALUMNI ASSOCATION PO BOX 14425 GAINESVILLE FL 32604 592911059 501C3 3249890 ALLOCATION UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 66305648 ALLOCATION PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE UF FOUNDATION TRANSFERS SCHOLARSHIP MONIES TO THE UNIVERSITY OF FLORIDA FINANCIAL AID OFFICE. MONITORING OF THESE FUNDS IS DONE BY THE UNIVERSITY'S FINANCIAL AID OFFICE. THE UF ALUMNI ASSOCIATION (UFAA) OPERATES AS A UNIT WITHIN THE UNIVERSITY OF FLORIDA FOUNDATION. THEREFORE, ALL CASH DISBURSEMENTS FOR THE UFAA ARE SUBJECT TO THE SAME CONTROLS AS THE UF FOUNDATION. THE UF FOUNDATION TRANSFERS BOTH CASH AND NON-CASH CONTRIBUTIONS TO SUPPORT THE UNIVERSITY OF FLORIDA, AN AFFILIATED ENTITY. ALL CONTRIBUTIONS RECEIVED ARE SUBJECT TO THE POLICIES AND PROCEDURES OF THE UF FOUNDATION AND ARE DEEMED ADEQUATE. X X 1 1 0 0 0 0 0 0 0 0 0 STEVE M DORMAN 0 192122 0 0 0 1546 0 25496 0 12816 0 231980 0 0 JOSEPH GLOVER 0 347500 0 0 0 11767 0 33135 0 6692 0 399094 0 0 WENDY D GRAHAM 0 207449 0 0 0 863 0 19654 0 1118 0 229084 0 0 DAVID S GUZICK 0 724196 0 40000 0 111751 0 20418 0 20135 0 916500 0 0 J BERNARD MACHEN 0 426672 0 300000 0 127042 0 15162 0 14788 0 883664 0 0 PAUL OKUNIEFF 0 584334 0 0 0 178033 0 22676 0 21011 0 806054 0 0 JACK M PAYNE 0 275790 0 0 0 41854 0 28970 0 14729 0 361343 0 0 WINFRED M PHILLIPS 0 358708 0 0 0 23044 0 40700 0 6697 0 429149 0 0 THOMAS J MITCHELL 286798 31866 0 0 41461 4607 20439 2271 13269 1474 361967 40218 0 0 LESLIE D BRAM 156595 0 0 0 2302 0 26938 0 3778 0 189613 0 0 0 MATTHEW M FAJACK 0 239282 0 0 0 13634 0 25253 0 14712 0 292881 0 0 CARTER BOYDSTON 178551 0 0 0 3378 0 17126 0 12815 0 211870 0 0 0 CYNTHIA F BUTLER 151728 0 0 0 4555 0 19190 0 12815 0 188288 0 0 0 ANN MCELWAIN 149764 0 0 0 1892 0 16084 0 12815 0 180555 0 0 0 KENNETH DEVRIES 146077 0 0 0 4718 0 17236 0 12815 0 180846 0 0 0 MARGARET HENDRYX 162344 0 0 0 -572 0 15894 0 2022 0 179688 0 0 0 KATHLEEN MURRAY 141790 0 0 0 5000 0 20042 0 12815 0 179647 0 0 0 PAUL A ROBELL 161859 0 0 0 16448 0 25860 0 9535 0 213702 0 0 0 PART I, LINE 1A PRIVATE AIRCRAFT ARE USED, AS APPROPRIATE, WHEN UNIVERSITY OF FLORIDA FOUNDATION (UFF) DIRECTORS OR OFFICERS NEED TO MAKE A FUNDRAISING TRIP TO A LOCATION BEST ACCESSED BY SUCH PLANES. TRAVEL IS PROVIDED, ON FUNDRAISING TRIPS, FOR COMPANIONS OF UFF DIRECTORS OR OFFICERS WHEN A BONA FIDE BUSINESS PURPOSE EXISTS. THESE BENEFITS ARE NOT TAXABLE INCOME TO THE RECIPIENTS ON SCHEDULE J, PART II. PART I, LINE 3 THE UNIVERSITY OF FLORIDA, A RELATED ORGANIZATION, USES THE FOLLOWING METHODS TO ESTABLISH THE COMPENSATION FOR THE ORGANIZATION'S CEO/EXECUTIVE DIRECTOR: * INDEPENDENT COMPENSATION CONSULTANT * WRITTEN EMPLOYMENT CONTRACT * COMPENSATION SURVEY OR STUDY UNIVERSITY OF FLORIDA FOUNDATION INC 590974739 NONEAVAIL 2009-01-28 15450000 EDUCATION 0 1 0 633673 15450000 44950 450000 14955050 2010 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 44 234113 FAIR MARKET VALUE X 233440 FAIR MARKET VALUE X 111 8509576 FAIR MARKET VALUE X 6 958926 FAIR MARKET VALUE X 1 100000 FAIR MARKET VALUE X 51 370231 FAIR MARKET VALUE X EQUIPMENT AND SUPPLIES 74 1786080 FAIR MARKET VALUE X AUCTION ITEMS 166 54066 FAIR MARKET VALUE X LIVESTOCK 10 2698 FAIR MARKET VALUE X SPONSORSHIP TICKETS/MEDIA 5 2520 FAIR MARKET VALUE 39 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE UNIVERSITY OF FLORIDA FOUNDATION USES AUCTION HOUSES AND THIRD-PARTY BROKERS TO SELL DONATED PROPERTY. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING INDIVIDUALS HAD A FAMILY RELATIONSHIP AS SELF-DISCLOSED ANNUALLY: -ALLEN LASTINGER AND DELORES LASTINGER -MARSHALL CRISER, JR AND MARSHALL CRISER, III. FORM 990, PART VI, SECTION A, LINE 7A THE UNIVERSITY PRESIDENT SELECTS TWO DEANS AND TWO FACULTY MEMBERS TO SERVE ON THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B ALL AMENDMENTS TO THE BYLAWS AND ARTICLES ARE SUBJECT TO APPROVAL BY THE UNIVERSITY OF FLORIDA PRESIDENT. FORM 990, PART VI, SECTION B, LINE 11 AS BEST PRACTICES DICTATES, THE IRS FORM 990 WAS REVIEWED AND APPROVED BY THE AUDIT COMMITTEE PRIOR TO ITS FILING. THE BOARD OF DIRECTORS OFFICIALLY DELEGATED THE RESPONSIBILITY FOR REVIEWING THE FORM 990 TO THE AUDIT COMMITTEE BY MOTION ADOPTED BY THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST PROVISION OF THE FOUNDATION'S BYLAWS REQUIRES DISCLOSURE OF CONFLICTS. AT THE BEGINNING OF EACH FISCAL YEAR, DISCLOSURE FORMS ARE SENT TO EACH DIRECTOR AND OFFICER. ANY RESPONSES INDICATING A POSSIBLE CONFLICT ARE REVIEWED BY LEGAL COUNSEL AND THE ASSOCIATE VICE PRESIDENT TO DETERMINE WHETHER FURTHER ACTION IS NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR MANAGEMENT IS REVIEWED AND SET BY THE PRESIDENT OF THE UNIVERSITY OF FLORIDA, OR HIS DESIGNEE, IN ACCORDANCE WITH THE UNIVERSITY'S POLICIES. THESE POLICIES REQUIRE THAT COMPARABLE DATA BE USED TO DETERMINE THAT MANAGMENT IS COMPENSATED FAIRLY AND COMPETITIVELY WHEN COMPARED TO SIMILAR ROLES IN OTHER UNIVERSITY FOUNDATIONS NATIONALLY. FORM 990, PART VI, SECTION C, LINE 18 THE FORM 990 IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. IN ADDITION, A COPY WILL BE MADE AVAILABLE UPON REQUEST. THE 1023 IS AVAILABLE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 ALL ARE AVAILABLE ON THE UNIVERSITY OF FLORIDA FOUNDATION'S WEBSITE AND UPON REQUEST. AVERAGE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS FORM 990, PART VII UNIVERSITY OF FLORIDA ALUMNI ASSOCIATION: THOMAS MITCHELL - 4 HOURS UNIVERSITY OF FLORIDA - EACH OF THE FOLLOWING INDIVIDUALS DEVOTES 40 HOURS PER WEEK: BRIAN C. BEACH KAREN A. BJORNDAL JOSEPH GLOVER DAVID S. GUZICK ROBERT H. JERRY II J. BERNARD MACHEN MARK R. MCLELLAN JACK M. PAYNE DONALD P. PEMBERTON MATTHEW M. FAJACK FRINGE BENEFIT POOL FORM 990, PART IX, LINE 9 THE ORGANIZATION PAYS A FRINGE BENEFIT POOL RATE ON ALL SALARIES FOR BENEFITS AND PAYROLL TAXES. THIS FULL AMOUNT IS BEING REPORTED ON LINE 9 FOR OTHER EMPLOYEE BENEFITS. PENSION CHANGES FORM 990, PART IX, LINE 9 INCLUDED IN THE $10,585,521 OF OTHER BENEFITS REPORTED ON LINE 9 ARE INCREASES IN EXPENSE OF $3,437,104 FOR MANAGEMENT AND GENERAL AND $2,946,089 FOR FUNDRAISING DUE TO THE PENSION CHANGES AND OTHER NET PENSION COSTS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -31,798,168. DECREASE IN SPLIT VALUE AGREEMENT -1,210,524. RECOGNIZED DEFERRED REVENUE PREVIOUSLY RECOGNIZED FOR TAX PURPOSES 35,000. TOTAL TO FORM 990, PART XI, LINE 5: -32,973,692. LOBBYING EXPENDITURES SCHEDULE C, PART II-B, LINE 1(G) ALL LOBBYING EXPENDITURES ARE INCURRED IN SUPPORT OF THE UNIVERSITY OF FLORIDA. LOBBYING EXPENDITURES INCLUDE PAYMENTS TO LOBBYISTS AND LOBBYING ORGANIZATIONS. THESE PAYMENTS CONSIST OF CONSULTING, TRAVEL REIMBURSEMENT, DUES, AND OTHER COSTS, AS APPROVED BY THE UNIVERSITY OF FLORIDA. UNIVERSITY OF FLORIDA PO BOX 113203 GAINESVILLE FL 32611 596002052 UNIVERSITY FL N/A 0 UNIVERSITY OF FLORIDA ALUMNI ASSOCIATION 2012 W UNIVERSITY AVE GAINESVILLE FL 32603 592911059 DIRECT SUPPORT ORGANIZATION FL 501(C)3 LINE 7 N/A 0 FLORIDA PRIVATE INVESTMENTS FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277240 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 46980871 483109695 0 2122707 0 0.93510 FLORIDA LONG TERM POOL FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277090 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 19488286 759491610 0 35043 0 0.83890 FLORIDA SHORT-TERM POOL FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276790 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 2059885 216445963 0 0 0.81830 FLORIDA HEDGED STRATEGIES FUND LLC 4510 NW 6TH PLACE GAINESVILLE FM 32607 270277727 INVESTMENT IN OTHER ENTITIES DE UFICO LLC EXCLUDED FROM TAX 378928 0 0 0.00110 0 1 1 0 1 0 0 0 1 1 1 0 1 1 0 1 1 0 UNIVERSITY OF FLORIDA C 90291 FMV UNIVERSITY OF FLORIDA E -12189054 FMV UNIVERSITY OF FLORIDA I 293743 FMV UNIVERSITY OF FLORIDA J 1343369 FMV UNIVERSITY OF FLORIDA N 7832580 FMV UNIVERSITY OF FLORIDA P 1539585 FMV UNIVERSITY OF FLORIDA Q 88965132 FMV