2013-02-07T10:35:44-06:00 2012-06-30 113518842 MARKS PANETH & SHRON LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2011-07-01 132946970 SAFE HORIZON INC SAFE 2125777700 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 ARIEL ZWANG 2125777700 2013-02-07 1 ROBERT LYONS P00227472 2125038800 2011 2016-02-25 16:41:14Z ARIEL ZWANG 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 104139533 0 X WWW.SAFEHORIZON.ORG X 1978 NY SAFE HORISON'S MISSION IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 20 19 865 250 0 0 47742525 50016062 2834834 2503340 36074 -15914 171163 237910 50784596 52741398 942049 1166635 0 0 31372885 32913460 15900 7332 1313664 17629307 18823382 49960141 52910809 824455 -169411 42599684 45034886 22206985 24872721 20392699 20162165 X THE MISSION OF SAFE HORIZON IS TO PROVIDE SUPPORT, PREVENT VIOLENCE, AND PROMOTE JUSTICE FOR VICTIMS OF CRIME AND ABUSE, THEIR FAMILIES AND COMMUNITIES. 0 0 21867415 308368 DOMESTIC VIOLENCE AND HOTLINE PROGRAMS - SAFE HORIZON OPERATES THREE 24-HOUR HOTLINES - THE NEW YORK CITY DOMESTIC VIOLENCE HOTLINE, THE CRIME VICTIMS HOTLINE, AND THE RAPE AND SEXUAL ASSAULT HOTLINE. FOR VICTIMS OF VIOLENCE AND THEIR FAMILIES, A PHONE CALL TO ONE OF OUR HOTLINES SERVES AS A GATEWAY TO A RANGE OF SERVICES, SUCH AS SAFETY ASSESSMENT AND PLANNING AND EMERGENCY SHELTER LINKING FOR VICTIMS OF DOMESTIC VIOLENCE. SAFE HORIZON IS NEW YORK CITY'S LARGEST DOMESTIC VIOLENCE SHELTER PROVIDER, WITH MORE THAN 730 BEDS AVAILABLE THROUGHOUT THE FIVE BOROUGHS. SAFE HORIZON OPERATES BOTH EMERGENCY SHELTERS FOR CRISIS SITUATIONS AND TRANSITIONAL SHELTERS WHERE FAMILIES WITH EXTENUATING SAFETY CIRCUMSTANCES ARE TRANSFERRED IN ORDER TO CONTINUE SERVICES AND PLAN FOR A FUTURE FREE FROM VIOLENCE AND ABUSE. THE SHELTERS OFFER SAFETY AND COMPREHENSIVE SERVICES SUCH AS: SAFETY ASSESSMENT AND PLANNING, CASE MANAGEMENT, COUNSELING AND SUPPORT GROUPS, CHILD CARE, LIFE SKILLS AND PARENTING, HOUSING ASSISTANCE, PRACTICAL ASSISTANCE (SUCH AS FOOD, CLOTHING AND METRO CARDS), AND REFERRALS TO CRITICAL COMMUNITY SERVICES (SUCH AS MEDICAL, MENTAL HEALTH, SCHOOLS, AND JOB CENTERS). 11536135 1489100 COMMUNITY AND CRIMINAL JUSTICE PROGRAMS - SAFE HORIZON OFFERS SERVICES TO VICTIMS OF CRIME AND ABUSE, INCLUDING VICTIMS OF DOMESTIC VIOLENCE, SEXUAL ASSAULT, STALKING, AND FAMILIES OF HOMICIDE VICTIMS. STAFF MEMBERS LOCATED AT COMMUNITY PROGRAMS, PRECINCTS AND COURT PROGRAMS PROVIDE SERVICES THAT INCLUDE SAFETY ASSESSMENT AND PLANNING, CRISIS INTERVENTION, SUPPORT, ASSISTANCE WITH UNDERSTANDING AND NAVIGATING THE CRIMINAL JUSTICE SYSTEM, HOUSING AND PUBLIC SYSTEMS, AND INDIVIDUAL AND GROUP EDUCATION ABOUT VICTIMIZATION AND COPING SKILLS. CASE MANAGEMENT SERVICES INCLUDE ADVOCACY; COURT ACCOMPANIMENT; PRACTICAL ASSISTANCE INCLUDING FOOD, CLOTHING, AND ASSISTANCE WITH ACCESSING SHELTER; AND SUPPORT SERVICES AND SUPPORTIVE COUNSELING. STAFF PROVIDES INFORMATION AND LINKAGES TO PUBLIC ENTITLEMENT PROGRAMS AND COMMUNITY-BASED ORGANIZATIONS. 10106846 705872 CHILD, ADOLESCENT, AND MENTAL HEALTH TREATMENT PROGRAMS - SAFE HORIZON HAS DEVELOPED COMPREHENSIVE PROGRAMS FOR CHILDREN AND ADOLESCENTS WHO HAVE EXPERIENCED CRIME, ABUSE AND/OR TRAUMA, INCLUDING SPECIFIC PROGRAMS FOR CHILDREN WHO HAVE BEEN SEXUALLY OR SEVERELY PHYSICALLY ABUSED, HOMELESS YOUTH, AND MINOR VICTIMS OF TRAFFICKING. SAFE HORIZON IS THE PIONEER OF THE URBAN CHILD ADVOCACY CENTER MODEL THAT CO-LOCATES A MULTI-DISCIPLINARY TEAM OF EXPERTS INCLUDING PROFESSIONALS FROM THE NYPD, DISTRICT ATTORNEY'S OFFICE, ADMINISTRATION FOR CHILDRENS SERVICES, MEDICAL PROVIDERS AND SAFE HORIZON. THE CHILD ADVOCACY CENTERS PROVIDE COORDINATED SERVICES THAT EXPEDITE THE INVESTIGATION AND PROSECUTION OF CHILD ABUSE CASES WHILE ENSURING VICTIMS AND IMPACTED FAMILY MEMBERS RECEIVE AN IMMEDIATE AND EFFECTIVE ARRAY OF SUPPORT. STREETWORK REACHES YOUTH THROUGH A HARM-REDUCTION MODEL DROP-IN CENTER AND EMERGENCY SHELTER PROGRAM FOR HOMELESS YOUTH. SERVING CLIENTS FROM AGE 13 TO 23, STREETWORK PROVIDES INDIVIDUAL AND GROUP COUNSELING, CASE MANAGEMENT, ADVOCACY, EMERGENCY SHELTER, ASSISTANCE OBTAINING MEDICAID AND OTHER BENEFITS, HOT MEALS, SHOWERS, CLOTHING, ACUPUNCTURE, HIV PREVENTION COUNSELING, HOUSING ADVOCACY, AND PARENTING GROUPS, IN A SAFE, NON-JUDGMENTAL SETTING. STREETWORK ALSO REFERS CLIENTS FOR LEGAL, MEDICAL AND PSYCHIATRIC SERVICES. 43510396 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 1 267 0 865 1 0 0 0 0 0 1 1 0 0 0 0 X 20 19 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY AL AK AZ AR CA CO CT FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X EMILY SACHS 2125777700 2 LAFAYETTE STREET NEW YORK NY 10007 STEVEN C PARRISH 2.00 X X 0 0 0 PAMELA N HOOTKIN 2.00 X X 0 0 0 NEIL RUBLER 2.00 X X 0 0 0 LINDA LAM 2.00 X X 0 0 0 LINDA A FAIRSTEIN 2.00 X X 0 0 0 SIL LAI ABRAMS 1.00 X 0 0 0 CELIA GOLDWAG BARENHOLTZ 1.00 X 0 0 0 PAUL GERMAIN 1.00 X 0 0 0 MONICA KEANY 1.00 X 0 0 0 STEPHANIE KUGELMAN 1.00 X 0 0 0 JOANN LANG 1.00 X 0 0 0 MAGGIE RUBEY LYNCH 2.00 X 0 0 0 STEPHANIE MARCH 1.00 X 0 0 0 STEPHEN MCCANDLESS 2.00 X 0 0 0 NANCY CLARK 1.00 X 0 0 0 MARTIN D NEWMAN ESQ 2.00 X 0 0 0 MICHAEL J PALLADINO 1.00 X 0 0 0 MIKELYNN SALTHOUSE 1.00 X 0 0 0 MICHAEL C SLOCUM 2.00 X 0 0 0 LAUREN BREITMAN TANEN 1.00 X 0 0 0 BROOKE MCMURRAY 1.00 X 0 0 0 EUGENE PICKENS 1.00 X 0 0 0 ARIEL ZWANG 40.00 X 314338 0 31577 EMILY SACHS 40.00 X 181160 0 7578 MICHAEL WILLIAMS 40.00 X 138528 0 27742 ALESIA SOLTANPANAH 40.00 X 179571 0 14887 ELIZABETH ROBERTS 40.00 X 185229 0 22596 RAFAIL PORTNOY 40.00 X 150882 0 30123 NATHANIEL FIELDS 40.00 X 108550 0 23613 NANCY ARNOW 40.00 X 112565 0 33086 RONALD MOORE 40.00 X 107591 0 13103 RITA GARZA 40.00 X 138049 0 5604 1616463 0 209909 10 0 1 0 VERIZON PO BOX 15124 ALBANY NY 12212 NETWORK EQUIPMENT & TELECOMMUNICATION 1087644 DEPARTMENT OF PEDIATRICS BROOKLYN HOSPI 121 DEKALB AVE BROOKLYN NY 11201 MEDICAL PROVIDER 289446 STEVEN & ALEXANDRA COHEN CHILDREN 269-01 76TH AVENUE NEW HYDE PARK NY 11040 MEDICAL PROVIDER 197899 LINCOLN COMPUTER SERVICES LLC 25 BLOOMINGDALE ROAD HICKSVILLE NY 11801 COMPUTER SERVICE 191408 US BUSINESS TECHNOLOGYDE LAGE LANDEN FI PO BOX 41602 PHILADELPHIA PA 19101 MULTI-FUNCTION OFFICE EQUIPMENT 173071 12 568063 43296683 6151316 440617 50016062 SERVICE FEE INCOME 900099 2503340 2503340 2503340 66 66 51185423 51201403 -15980 -15980 -15980 191877 568063 196732 -4855 -4855 MISCELLANEOUS INCOME 900099 242765 242765 242765 52741398 2503340 0 221996 1166635 1166635 1147359 216903 728908 201548 24908973 20164650 4214962 529361 502532 389936 97617 14979 3328996 2583107 646661 99228 3025600 2347690 587726 90184 28397 28397 146000 146000 152504 152504 7332 7332 2016 2016 5316580 4958606 318908 39066 88856 11425 77431 364587 211990 83011 69586 7335328 7300646 34551 131 310938 218013 85545 7380 48683 37973 7789 2921 1645516 1322812 309452 13252 479369 379719 85876 13774 EQUIP. RENTAL & MAINT. 935052 790567 128108 16377 TELEPHONE 867150 682990 159955 24205 MISCELLANEOUS 392425 2293 310921 79211 PRG. MAT. & OTHER PUB. 357342 297222 43050 17070 352639 286140 55871 10628 52910809 43510396 8086749 1313664 1451563 1653554 13663047 14610232 115489 140513 25288520 22094070 3639070 3194450 10455756 10533776 584021 554619 12690738 14347742 42599684 45034886 7278094 6599733 14928891 18272988 22206985 24872721 X 16238688 15255211 3289482 4071827 864529 835127 20392699 20162165 42599684 45034886 X -169411 -61123 X X 0 1 1 X 1 1 X 50885968 50163524 46688599 47742526 50016062 245496679 50885968 50163524 46688599 47742526 50016062 245496679 245496679 759085 24486 15227 29554 66 828418 139184 148624 280227 237910 805945 247131042 12256685 0.99340 0.99100 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 500 152004 152504 52515194 52667698 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 186388 153792 161982 152504 654666 250000 250000 250000 250000 1000000 1500000 474 500 974 268104 -20090 248014 195901 72203 268104 95969 77867 22065 195901 173099 -77130 95969 1.00000 0 0 10822409 9288041 1534368 10800470 9598896 1201574 3665641 3207133 458508 3194450 RESTRICTED CASH 13860350 DEPOSITS 487392 14347742 BANK LINES OF CREDIT 3400000 DUE TO GRANTOR 1012638 RESTITUTION AND CLIENT ASSISTANCE PAYABLE 13860350 18272988 52741398 52910809 -169411 -29705 -2016 -29402 -61123 -230534 54628121 1947846 1947846 52680275 2016 59107 61123 52741398 54858655 1947846 1947846 52910809 0 52910809 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO USE COLLATERAL FOR OUR LINE OF CREDIT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: SAFE HORIZON HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2012 AND 2011 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. SAFE HORIZON IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR THE YEAR ENDED JUNE 30, 2009 AND PRIOR YEARS. PART XI, LINE 8 - OTHER ADJUSTMENTS: LOSS ON BENEFICIAL INTEREST IN PERPETUAL TRUST -29,402. PART XII, LINE 4B - OTHER ADJUSTMENTS: UNREALIZED LOSSES ON INVESTMENTS 29,705. LOSS ON BENEFICIAL INTEREST IN PERPETUAL TRUST 29,402. CHAMP. GALA 759940 568063 191877 110326 86406 759940 568063 191877 110326 86406 196732 -4855 1 RENT/UTILITIES AND TRANSPORTATION 244 174861 0 MEALS/FOOD VOUCHERS AND SUPPLIES 78773 390275 FAIR MARKET VALUE SEE PART IV BELOW. TRANSPORTATION - CAR SERVICE & MTA 44545 372489 FAIR MARKET VALUE SEE PART IV BELOW. LOCKS 1029 21408 FAIR MARKET VALUE SEE PART IV BELOW. EMERGENCY ASSISTANCE - HOUSEHOLD SUPPLIES 1469 207602 FAIR MARKET VALUE SEE PART IV BELOW. SCHEDULE I, PART III: SAFE HORIZON PROVIDES SMALL AMOUNTS OF CASH AND NON-CASH ASSISTANCE TO CLIENTS IN CONNECTION WITH THE DELIVERY OF ITS SERVICES ON DAILY BASIS, INCLUDING FOOD, TRANSPORTATION, "START-UP KITS" FOR SHELTER CLIENTS, LOCKS AND ASSISTANCE. X X X X X 0 0 0 0 0 0 0 1 0 ARIEL ZWANG 264338 0 50000 0 0 0 7529 0 24048 0 345915 0 0 0 EMILY SACHS 181160 0 0 0 0 0 5487 0 2091 0 188738 0 0 0 MICHAEL WILLIAMS 138528 0 0 0 0 0 5871 0 21871 0 166270 0 0 0 ALESIA SOLTANPANAH 179571 0 0 0 0 0 0 0 14887 0 194458 0 0 0 ELIZABETH ROBERTS 185229 0 0 0 0 0 0 0 22596 0 207825 0 0 0 RAFAIL PORTNOY 150882 0 0 0 0 0 4758 0 25365 0 181005 0 0 0 PART I, LINE 7 THE BONUS PAID TO ARIEL ZWANG WAS CONTINGENT ON HER SATISFACTORY ACHIEVEMENT OF PERSONAL PERFORMANCE GOALS, INCLUDING BUDGET MANAGEMENT, THAT WERE MUTUALLY ESTABLISHED WITH THE EXECUTIVE COMMITTEE OF THE BOARD. CAPITAL ONE INTERESTED PERSON'S OFFICER IS A DIRECTOR OF SAFE HORIZON 15000000 LINE OF CR.MICHAEL SLOCUM IS A BOARD MEMBER OF SAFE HORIZON AND ALSO PRESIDENT WITH CAPITAL ONE BANK, WHICH PROVIDES SAFE HORIZON WITH TWO LINES OF CREDIT AND WITH OPERATING SUPPORT. 0 X 1 440617 SELLING PRICE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 TWO BOARD MEMBERS HAVE A BUSINESS RELATIONSHIP: BEGINNING IN JANUARY 2011, LAUREN TANEN BECAME EMPLOYED BY A COMPANY, FOR WHICH PAM HOOTKIN SERVES AS AN OFFICER. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS SENT TO EACH BOARD MEMBER BY EMAIL BEFORE IT IS FILED AND THE BOARD MEMBERS ARE REQUESTED TO COMMENT WITHIN A SPECIFIED TIME FRAME. IN ADDITION, STAFF MEMBERS INFORM THE BOARD ABOUT SIGNIFICANT CHANGES TO THE FORM 990 SO THAT THE BOARD IS FAMILIAR WITH THE NEW DISCLOSURES AND OTHER ISSUES BEFORE THE FILING IS PREPARED. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS PROVIDED WITH A COPY OF SAFE HORIZON'S CONFLICT OF INTEREST POLICY. AT THAT TIME, EACH DIRECTOR, OFFICER AND KEY EMPLOYEE IS ASKED TO SIGN AN ANNUAL STATEMENT THAT AFFIRMS HIS/HER RECEIPT AND UNDERSTANDING OF THE POLICY AND THAT REQUIRES THE DISCLOSURE OF ANY INTERESTS THAT COULD GIVE RISE TO A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE REVIEWS THE COMPENSATION OF SAFE HORIZON'S CEO AND OFFICERS AND KEY EMPLOYEES WHO RECEIVE A BASE SALARY OF MORE THAN $150,000. IN CONDUCTING SUCH REVIEW, THE EXECUTIVE COMMITTEE RELIES ON APPROPRIATE COMPARABILITY DATA AND CONTEMPORANEOUSLY SUBSTANTIATES ITS DELIBERATION AND DETERMINATION. FORM 990, PART VI, SECTION C, LINE 19 SAFE HORIZON MAKES ITS ANNUAL FORM 990 AND AUDITED FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. SAFE HORIZON'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE BY REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -29,705. INVESTMENT EXPENSES: -2,016. LOSS ON BENEFICIAL INTEREST IN PERPETUAL TRUST -29,402. TOTAL TO FORM 990, PART XI, LINE 5: -61,123. THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT FORM 990, PART XI, LINE 2C: HAS NOT BEEN CHANGED FROM PRIOR YEAR. HOUSTON HOUSING DEVELOPMENT FUND CORPORATION 2 LAFAYETTE STREET 3RD FLOOR NEW YORK NY 10007 133601410 PROVIDE HOUSING FACILITY FOR LOW-INCOME AND NEEDY PERSONS IN NYC AREA NY 501(C)(3) LINE 7 N/A 0 NEW YORK PEACE INSTITUTE INC 346 BROADWAY RM 400W NEW YORK NY 10013 451964622 PROVIDE COMMUNITY-BASED MEDIATION SERVICES NY 501(C)(3) LINE 7 SAFE HORIZON 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 NYPI Q 200000 CASH