2013-02-05T12:20:55-06:00 2012-06-30 263753134 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2011-07-01 530235320 PATHFINDER INTERNATIONAL PATH 6179247200 9 GALEN STREET NO 217 WATERTOWN MA 024724501 THOMAS DOWNING 6179247200 2013-02-05 1 JOSEPH M GISO MST P00030126 6177610600 2011 2016-02-25 16:41:14Z PURNIMA MANE 9 GALEN STREET NO 217 WATERTOWN MA 024724501 104787246 0 X WWW.PATHFINDER.ORG X 1957 MA PATHFINDER INTERNATIONAL'S MISSION IS TO ENSURE THAT PEOPLE EVERYWHERE HAVE THE RIGHT AND OPPORTUNITY TO LIVE A HEALTHY SEXUAL AND REPRODUCTIVE LIFE. 27 27 170 27 0 0 95467184 100686103 0 0 943577 668863 692 9079 96411453 101364045 2371145 5693190 0 0 30770206 31118652 2038 1275 1303037 61954783 64392972 95098172 101206089 1313281 157956 49210285 51390963 15704337 17664163 33505948 33726800 X PATHFINDER INTERNATIONAL PLACES REPRODUCTIVE HEALTH CARE AT THE CENTER OF ALL THAT WE DO - BELIEVING THAT REPRODUCTIVE HEALTH CARE IS NOT ONLY A FUNDAMENTAL HUMAN RIGHT, BUT IT IS CRITICAL FOR EXPANDING LIFE OPPORTUNITIES FOR WOMEN, FAMILIES, COMMUNITIES, AND NATIONS, WHILE PAVING THE WAY FOR TRANSFORMATIONS IN ENVIRONMENTAL STEWARDSHIP, DECREASES IN POPULATION PRESSURES, AND INNOVATIONS IN POVERTY REDUCTION. PATHFINDER PROVIDES WOMEN, MEN, AND ADOLESCENTS WITH A RANGE OF QUALITY HEALTH SERVICES - FROM CONTRACEPTION AND MATERNAL CARE TO HIV PREVENTION AND AIDS CARE AND TREATMENT. PATHFINDER STRIVES TO STRENGTHEN ACCESS TO FAMILY PLANNING, ENSURE AVAILABILITY OF SAFE ABORTION SERVICES, ADVOCATE FOR SOUND REPRODUCTIVE HEALTH POLICIES, AND, THROUGH ALL OF OUR WORK, IMPROVE THE RIGHTS AND LIVES OF THE PEOPLE WE SERVE. 0 0 79867539 3934371 AFRICA: PATHFINDER USES A COMMUNITY-BASED APPROACH TO IMPROVE ACCESS TO QUALITY REPRODUCTIVE HEALTHCARE, HIV/AIDS PREVENTION METHODS AND TREATMENT, MATERNAL AND CHILD HEALTH SERVICES, SAFE ABORTION AND POST ABORTION CARE SERVICES. PATHFINDER WORKS IN COUNTRIES SUCH AS ANGOLA, BOTSWANA, BURUNDI, ETHIOPIA, GHANA, GUINEA, KENYA, MOZAMBIQUE, NIGERIA, SOUTH AFRICA, TANZANIA AND UGANDA AMONG OTHERS. PATHFINDER INTEGRATES RH/FP AND HIV/AIDS SERVICE DELIVERY PROGRAMS AND MCH PROJECTS. PATHFINDER CURRENTLY MANAGES SUCCESSFUL INTEGRATED PREVENTION, PMTCT+, COMMUNITY HOME-BASED CARE, AND TREATMENT PROGRAMS WITH WOMEN, MEN, YOUTH, AND THE MOST VULNERABLE GROUPS IN 14 COUNTRIES INCLUDING KENYA, ETHIOPIA, AND TANZANIA. ALL OF OUR PROGRAMS WORK WITH LOCAL STAKEHOLDERS. WE STRIVE TO STRENGTHEN RELATIONSHIPS BETWEEN CLINICS AND THE COMMUNITIES THEY SERVE. WE ALSO BUILD THE CAPACITY OF LOCAL GOVERNMENTAL AND NGO PARTNERS TO DEVELOP, PLAN, IMPLEMENT, AND MONITOR QUALITY INTERVENTIONS; THIS APPLIES TO ALL OF OUR AFRICA PROGRAMS. 7607499 466321 ASIA/NEAR EAST: PATHFINDER PROVIDES TRAINING FOR HEALTHCARE PROVIDERS IN VIETNAM TO ADDRESS HIV/AIDS AND TO IMPROVE REPRODUCTIVE HEALTH INSTRUCTION IN THE MEDICAL SCHOOLS. IN INDIA, PROJECTS FOCUS ON AIDS PREVENTION AND SERVICES AND IMPROVING ADOLESCENT SEXUAL REPRODUCTIVE AND MATERNAL HEALTH. ADDITIONAL WORK IS DONE IN BANGLADESH TO IMPROVE MATERNAL HEALTH. IN YEMEN, WE SUPPORT PRE-SERVICE TRAINING FOR MIDWIVES; SUPPORT COMMUNITY-BASED MEDICAL MOBILE TEAMS; AND ARE DEVELOPING COMMUNITY EDUCATION PROGRAMS THAT INCLUDE STRONG INVOLVEMENT OF RELIGIOUS LEADERS. 1814893 1292498 LATIN AMERICA: PATHFINDER IMPLEMENTS AN INTEGRATED POST-ABORTION CARE TRAINING MODEL IN PERU THAT HAS BEEN EXPANDED FOR USE THROUGHOUT THE REGION. IT ALSO CONDUCTS FIELD ADVOCACY IN PERU AND BRAZIL AROUND ACCESSING SAFE ABORTION AND POST-ABORTION SERVICES. 89289931 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 1 0 1 X 58 0 1 170 1 0 1 AO BG BC BY ET EG GH GV IN KE MZ NI PP PE SF TZ UG VM YM PK 0 0 0 0 0 0 X 27 27 1 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AL AK AZ CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X THOMAS DOWNING CFO 6179247200 9 GALEN STREET SUITE 217 WATERTOWN MA 02472 X DR ANDREW A ARKUTU 2.00 X 0 0 0 MS CLAUDINE BACHER 2.00 X 0 0 0 DR RICHARD L BERKOWITZ 2.00 X 0 0 0 MR ROBERT J BOBB 2.00 X 0 0 0 MRS ARTHUR F COOK JR 2.00 X 0 0 0 MS PATRICIA J COOPER 2.00 X 0 0 0 MS CYNTHIA A FIELDS 2.00 X 0 0 0 MR ANDREW L FREY 2.00 X 0 0 0 DR WALTER J GAMBLE 2.00 X 0 0 0 DR SUSAN M GEORGE 2.00 X 0 0 0 MS JANE L HAVEMEYER 2.00 X 0 0 0 MS ANNE HALE JOHNSON 2.00 X 0 0 0 MR BENJAMIN R KAHRL 2.00 X 0 0 0 MR EDWARD M KAPLAN ESQ 2.00 X 0 0 0 MR RAJEN A KILACHAND 2.00 X 0 0 0 MS ELISABETH L LYON 2.00 X 0 0 0 DR FLORENCE W MANGUYU 2.00 X 0 0 0 MR JAMES M SCHWARTZ 2.00 X 0 0 0 MS VALERIE C SPENCER 2.00 X 0 0 0 MS KATHRYN KETCHAM STRONG 2.00 X 0 0 0 MS RONDA E STRYKER 2.00 X 0 0 0 MR JOHN F SWIFT 2.00 X 0 0 0 MR ALFRED W TATE 2.00 X 0 0 0 MR RALPH S TATE 2.00 X 0 0 0 MS JUNE L TATELMAN 2.00 X 0 0 0 MR GEORGE N TODD 2.00 X 0 0 0 DR MANUEL URBINA 2.00 X 0 0 0 MS ROSLYN M WATSON 2.00 X 0 0 0 MS SHARON W ALLISON 2.00 X 0 0 0 MR J BAYARD BOYLE JR 2.00 X 0 0 0 MR JAMES R EPSTEIN 2.00 X 0 0 0 MRS SARAH G EPSTEIN 2.00 X 0 0 0 DR HENRY W FOSTER JR 2.00 X 0 0 0 MRS MARY B HEWLETT 2.00 X 0 0 0 DENISE E HOLMES JD MPH 2.00 X 0 0 0 DR JULIA G KAHRL 2.00 X 0 0 0 MS SUSAN C KIRK 2.00 X 0 0 0 MS KATHRYN H LANSING 2.00 X 0 0 0 MS MARY D LINDSAY 2.00 X 0 0 0 DR NAFIS SADIK 2.00 X 0 0 0 MR PRAKASH SHAH 2.00 X 0 0 0 MR NORMAND F SMITH III ESQ 2.00 X 0 0 0 MR JOSEPH C WHEELER 2.00 X 0 0 0 MS R LUCIA RIDDLE 2.00 X 0 0 0 DR MARGARET RUTTENBERG 2.00 X 0 0 0 DANIEL E PELLEGROM 48.00 X 382363 0 29448 CAROLINE CROSBIE 47.00 X 254999 0 28781 THOMAS DOWNING 40.00 X 237718 0 18319 PURNIMA MANE 42.00 X 0 0 0 DEMET GURAL 47.00 X 199567 0 18779 TILAHUN GIDAY 47.00 X 169976 0 14775 HAMOUDA HANAFI 40.00 X 170264 0 20540 DAVID H ADRIANCE 40.00 X 206359 0 15505 SONO AIBE 44.00 X 163365 0 17636 MUSTAFA KUDRATI 44.00 X 228758 0 15729 JAYNE LYONS 40.00 X 190449 0 13486 2203818 0 192998 38 0 1 0 SERENIC SOFTWARE 141 UNION BOULEVARD LAKEWOOD CO 80228 SOFTWARE CONSULTANTS 596372 MAYER HOFFMAN MCCANN PC 500 BOYLSTON STREET BOSTON MA 02116 AUDIT/TAX 108880 2 85669376 15016727 116232 100686103 529311 529311 3562753 3423201 139552 139552 139552 OTHER 900099 9079 9079 9079 101364045 9079 0 668863 5693190 5693190 1260567 487034 654694 118839 22977397 18230377 4187182 559838 1292689 310971 981718 4758182 4497347 19613 241222 829817 829817 151218 142186 611 8421 222813 14987 207826 2702 2702 1275 1275 2339722 1984160 273531 82031 94814 16058 31559 47197 3566160 3123486 406415 36259 522787 423811 98976 2418509 1678128 740381 7927958 7215020 616136 96802 308500 196566 111934 150904 142211 8693 SUBCONTRACTS 25188804 25188804 PARTICIPANT TRAINING 11649150 11649150 EQUIPMENT 5328660 5193535 133030 2095 4520271 3242419 1177487 100365 101206089 89289931 10613121 1303037 6974659 5785771 12219514 5341527 7933775 5096663 234508 510851 2537166 2179081 359236 358085 11320496 21536917 535212 712398 9632885 12048751 49210285 51390963 9203319 10549095 6501018 7115068 15704337 17664163 X 17436967 18449479 10675426 9883766 5393555 5393555 33505948 33726800 49210285 51390963 X 157956 62896 X X 0 1 1 X 1 1 X 90944952 100036753 99826795 100086451 100686102 491581053 90944952 100036753 99826795 100086451 100686102 491581053 19601382 471979671 723724 436760 275840 308763 529311 2274398 691 1446 1588 692 9079 13496 493868947 0.95570 0.96050 X SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: 2007 - OTHER INCOME - $691 2008 - OTHER INCOME - $1,446 2009 - OTHER INCOME - $1,588 2010 - OTHER INCOME - $692 2011 - OTHER INCOME - $9,079 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 548 2154 2702 99900350 99903052 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 1014 8143 1595 2702 13454 250000 250000 250000 250000 1000000 1500000 153 75 75 548 851 6551187 40623 477806 6114004 5453926 47600 1183314 133653 6551187 5345955 224738 116767 5453926 5693673 36970 -255601 129087 5345955 0.88200 0.11800 0 0 359441 265382 94059 1756759 1492733 264026 420966 420966 0 358085 OTHER RECEIVABLES, ADVANCES AND DEPOSITS 5579030 INVENTORY - HELD FOR OTHERS 6469721 12048751 ANNUITIES PAYABLE 645347 INVENTORY - HELD FOR OTHERS 6469721 7115068 101364045 101206089 157956 62896 62896 220852 101426941 62896 62896 101364045 0 101364045 101206089 0 101206089 0 101206089 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PATHFINDER INTENDS TO USE INCOME FROM THE ENDOWMENT FUND TO SUPPORT ITS MISSION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: PATHFINDER ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. PATHFINDER HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AS A TAX POSITION; HOWEVER, PATHFINDER HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. PATHFINDER IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTIONS. PATHFINDER'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. PART IX - INVENTORY HELD FOR OTHERS: INVENTORY HELD FOR OTHERS REPRESENTS CONTRACEPTIVES PROCURED BY USAID IN SUPPORT OF THE ETHIOPIAN HEALTH SECTOR. PATHFINDER HANDLES THE MANAGEMENT OF WAREHOUSING AND DISTRIBUTION OF THIS INVENTORY AS DIRECTED BY USAID. BASED ON CLARIFICATION OF PATHFINDER'S RESPONSIBILITY WITH REGARDS TO THE INVENTORY, BEGINNING JULY 1, 2010, PATHFINDER TREATED THIS AS AN AGENCY TRANSACTION. PRIOR TO JULY 1, 2010, PATHFINDER ACCOUNTED FOR INVENTORY TRANSACTIONS AS A PROGRAM EXPENSE. 1 EAST ASIA AND THE PACIFIC 2 21 PROGRAM SERVICES RH/FP/HIV/AIDS 1880408 MIDDLE EAST AND NORTH AFRICA 2 5 PROGRAM SERVICES MCH/FP/RH 1158046 SOUTH AMERICA 1 11 PROGRAM SERVICES PAC/HIV/AIDS 1978479 SOUTH ASIA 4 100 PROGRAM SERVICES MCH/HIV/AIDS 4668182 SUB-SAHARAN AFRICA 15 581 PROGRAM SERVICES HIV/AIDS/FP/RH 71011068 24 718 0 0 24 718 80696183 0 80696183 EAST ASIA AND THE PACIFIC RH/HIV/AIDS 61690 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 30638 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 21804 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 20551 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 18449 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 16997 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 143968 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 13355 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 13231 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 12887 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 11372 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 16357 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 5264 WIRE EAST ASIA AND THE PACIFIC RH/HIV/AIDS 5057 WIRE SOUTH ASIA - INDIA, BANGLADESH, MCH 19932 WIRE SOUTH ASIA - INDIA, BANGLADESH, AIDS/HIV/RH 10936 WIRE SUB-SAHARAN AFRICA HIV/AIDS 348367 WIRE SUB-SAHARAN AFRICA HIV/AIDS 215635 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 102944 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 68083 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 51656 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 50282 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 49949 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 429246 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 43451 WIRE SUB-SAHARAN AFRICA HIV/AIDS 147295 WIRE SUB-SAHARAN AFRICA HIV/AIDS 113978 WIRE SUB-SAHARAN AFRICA HIV/AIDS 89838 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 37857 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 37845 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 34770 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 34209 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 33142 WIRE SUB-SAHARAN AFRICA HIV/AIDS 79120 WIRE SUB-SAHARAN AFRICA HIV/AIDS 75663 WIRE SUB-SAHARAN AFRICA HIV/AIDS 75567 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 27616 WIRE SUB-SAHARAN AFRICA HIV/AIDS 72458 WIRE SUB-SAHARAN AFRICA HIV/AIDS 65065 WIRE SUB-SAHARAN AFRICA HIV/AIDS 59778 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 26407 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 23745 WIRE SUB-SAHARAN AFRICA HIV/AIDS 50667 WIRE SUB-SAHARAN AFRICA HIV/AIDS 50456 WIRE SUB-SAHARAN AFRICA HIV/AIDS 43381 WIRE SUB-SAHARAN AFRICA HIV/AIDS 42076 WIRE SUB-SAHARAN AFRICA HIV/AIDS 521757 WIRE SUB-SAHARAN AFRICA HIV/AIDS 38970 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 16905 WIRE SUB-SAHARAN AFRICA HIV/AIDS 38495 WIRE SUB-SAHARAN AFRICA HIV/AIDS 35299 WIRE SUB-SAHARAN AFRICA HIV/AIDS 35031 WIRE SUB-SAHARAN AFRICA HIV/AIDS 32882 WIRE SUB-SAHARAN AFRICA FP/HIV/AIDS 13551 WIRE SOUTH AMERICA - PERU PAC/HIV/AIDS 643367 WIRE SOUTH AMERICA - PERU PAC/HIV/AIDS 282183 WIRE SOUTH AMERICA - PERU PAC/HIV/AIDS 177842 WIRE SOUTH AMERICA - PERU PAC/HIV/AIDS 189107 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 30000 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 29345 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 28483 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 26368 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 23193 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 22827 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 22784 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 22715 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 21591 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 21257 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 20668 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 20380 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 19659 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 19556 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 19257 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 18309 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 17740 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 15632 WIRE SUB-SAHARAN AFRICA - ANGOLA, FP/HIV/AIDS 13225 WIRE SUB-SAHARAN AFRICA - ANGOLA, FP/HIV/AIDS 12934 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 11727 WIRE SUB-SAHARAN AFRICA - ANGOLA, FP/HIV/AIDS 11588 WIRE SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS 10382 WIRE SUB-SAHARAN AFRICA - ANGOLA, FP/HIV/AIDS 8919 WIRE SUB-SAHARAN AFRICA - ANGOLA, FP/HIV/AIDS 7763 WIRE SUB-SAHARAN AFRICA - ANGOLA, FP/HIV/AIDS 7302 WIRE SUB-SAHARAN AFRICA - ANGOLA, MCH 6424 WIRE SUB-SAHARAN AFRICA - ANGOLA, MCH 5857 SUB-SAHARAN AFRICA - ANGOLA, HIV/AIDS/RH 21362 WIRE SUB-SAHARAN AFRICA - ANGOLA, FP/HIV/AIDS 5347 WIRE SUB-SAHARAN AFRICA - ANGOLA, FP/HIV/AIDS 5254 WIRE SUB-SAHARAN AFRICA - ANGOLA, FP/HIV/AIDS 5234 WIRE 90 0 0 1 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: PATHFINDER, AS A PRIME RECIPIENT OF DONOR FUNDS, IS RESPONSIBLE FOR THE ACTIONS OR INACTIONS OF ITS SUBRECIPIENTS AS STIPULATED UNDER THE AGREEMENTS. THE MONITORING OF SUBRECIPIENTS IS AN EXTREMELY IMPORTANT PART OF SUBPROJECT MANAGEMENT TO ENSURE THAT THE SUBGRANTEE IS PERFORMING IN ACCORDANCE WITH THE AGREEMENT, STANDARD OPERATING PROCEDURE AND IN FURTHERANCE OF THE PROJECT OBJECTIVES. BOTH PATHFINDER FIELD OFFICES AND HEADQUARTERS UTILIZE A VARIETY OF TOOLS TO MONITOR SUBGRANTEES. THESE INCLUDE: - TIMELY AND THOROUGH REVIEW OF QUARTERLY FINANCIAL AND PROGRAMMATIC SUBGRANTEE REPORTS - PERIODIC AND ON-SITE VISITS - REGULAR AND ONGOING COMMUNICATION WITH SUBGRANTEE - INTERNAL AND/OR EXTERNAL AUDITS (VOUCHER AND MANAGEMENT REVIEWS) PATHFINDER CONDUCTS PRE-AWARD AND PERIODIC RISK ASSESSMENTS OF THE SUBRECIPIENTS. DEPENDING ON THE RESULTS, A MONITORING PLAN TOGETHER WITH AN APPROPRIATE MECHANISM FOR FUNDING, FINANCIAL AND PROGRAMATIC MANAGMENT AND MONITORING IS FORMULATED. A DEDICATED SUBGRANTS UNIT AT BOTH THE HEADQUARTERS AND FIELD OFFICE LEVEL IS CHARGED WITH THE SOLE RESPONSIBILITY OF MANAGING AND MONITORING SUB RECIPIENT ACTIVITY. SUB GRANT AUDIT ALSO FORMS PART OF PATHFINDER'S INTERNAL AUDIT PROCESS. PT I LINE 3 COL (F) & PT II LINE 1 & PT III: PATHFINDER'S FINANCIAL STATEMENTS ARE PREPARED ON THE ACCRUAL BASIS OF ACCOUNTING IN CONFORMITY WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA. THIS IS THE METHOD THAT FORMS THE BASIS FOR REPORTED THE EXPENDITURES BY REGION, AND FOR CASH GRANTS TO ORGANIZATIONS AND INDIVIDUALS. PART III COL (C): THE NUMBER OF RECIPIENTS IS ESTIMATED BASED ON DATA COLLECTED FOR DONOR PROJECT REPORTS. PART I & II: ACRONYMS AND ABBREVIATIONS: AIDS - ACQUIRED IMMUNODEFICIENCY SYNDROME FP - FAMILY PLANNING HIV - HUMAN IMMUNODEFICIENCY VIRUS MCH - MATERNAL CHILD HEALTH PAC - POST-ABORTION CARE RH - REPRODUCTIVE HEALTH PART II, COLUMN (D) PURPOSE OF GRANT: ALL ACTIVITIES IN THE COLUMN (D) ARE SERVICE DELIVERY. X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 DANIEL E PELLEGROM 382363 0 0 0 0 0 22050 0 7398 0 411811 0 0 0 CAROLINE CROSBIE 254999 0 0 0 0 0 22050 0 6731 0 283780 0 0 0 THOMAS DOWNING 237718 0 0 0 0 0 16505 0 1814 0 256037 0 0 0 DEMET GURAL 199567 0 0 0 0 0 17030 0 1749 0 218346 0 0 0 TILAHUN GIDAY 169976 0 0 0 0 0 10829 0 3946 0 184751 0 0 0 HAMOUDA HANAFI 170264 0 0 0 0 0 15372 0 5168 0 190804 0 0 0 DAVID H ADRIANCE 206359 0 0 0 0 0 11559 0 3946 0 221864 0 0 0 SONO AIBE 163365 0 0 0 0 0 11795 0 5841 0 181001 0 0 0 MUSTAFA KUDRATI 228758 0 0 0 0 0 11783 0 3946 0 244487 0 0 0 JAYNE LYONS 190449 0 0 0 0 0 11448 0 2038 0 203935 0 0 0 SUPPLEMENTAL INFORMATION PART III PART II: COLUMN (C): DEFERRED COMPENSATION INCLUDES 403B AND CN 457 RETIREMENT PLANS. PART II: COLUMN (D): NONTAXABLE BENEFITS INCLUDES CAFE 125 BENEFITS SUCH AS DENTAL, MEDICAL AND LIFE INSURANCE, T-PASS AND MEDICAL/DEPENDENT CARE FSA. PART III: RELATED TO THE STAFF THAT RECEIVE ALLOWANCE: AS ALLOWED UNDER FEDERAL REGULATIONS CONCERNING EXPATRIATE AND THIRD COUNTRY NATIONAL PROFESSIONAL STAFF ASSIGNED TO A FOREIGN POST, PATHFINDER INTERNATIONAL PROVIDES FOREIGN POST ALLOWANCES TO ASSIST THESE ELIGIBLE STAFF WITH THE HARDSHIP OF LIVING IN A COUNTRY OTHER THAN THEIR COUNTRY OF ORIGIN, AND AS AN INCENTIVE IN ACCEPTING A FOREIGN POST ASSIGNMENT. THESE ALLOWANCES ARE NOT INTENDED TO COVER 100% OF LIVING EXPENSES. THE EMPLOYEE IS ENTITLED TO ONLY THOSE ALLOWANCES WHICH ARE SPECIFIED IN THEIR EMPLOYMENT LETTER OF AGREEMENT. ALLOWANCES ARE BASED ON THE PERSONNEL POLICES OF PATHFINDER INTERNATIONAL WHICH, IN MOST CASES, USE THE U.S. DEPARTMENT OF STATE STANDARDIZED REGULATIONS AS A GUIDELINE. THESE ALLOWANCES ARE SUBJECT TO APPROVAL BY PATHFINDER'S HUMAN RESOURCES AND FINANCE DEPARTMENTS. THE HOUSING ALLOWANCE NOTED AS COMPENSATION PROVIDED DURING THE REPORTED YEAR ARE FOREIGN POST ALLOWANCES PROVIDED TO SUCH ELIGIBLE EMPLOYEES. X 25 116232 FAIR MARKET VALUE 0 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 BENJAMIN R. KARHL FAMILY RELATIONSHIP JULIA G. KARHL FAMILY RELATIONSHIP SUSAN M. GEORGE FAMILY RELATIONSHIP WALTER J. GAMBLE, MD FAMILY RELATIONSHIP ALFRED W. TATE FAMILY RELATIONSHIP RALPH S. TATE FAMILY RELATIONSHIP FORM 990, PART VI, SECTION B, LINE 11 THE COMPLETED FORM 990 IS REVIEWED AND APPROVED BY THE CONTROLLER AND CHIEF FINANCE OFFICER. THE REPORT IS SUBMITTED TO THE AUDIT COMMITTEE. THE COMMITTEE MEETS TO REVIEW AND APPROVE THE FORM FOR SUBMISSION TO THE IRS. A COPY OF THE APPROVED FORM IS DISTRIBUTED TO ALL MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C YES, PATHFINDER INTERNATIONAL DOES MONITOR AND ENFORCE COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY. PATHFINDER INTERNATIONAL IS COMMITTED TO THE HIGHEST LEVELS OF INTEGRITY. ACCORDING TO THE BOARD APPROVED CONFLICT OF INTEREST POLICY, ALL DIRECTORS, OFFICERS AND EMPLOYEES ARE EXPECTED TO CONDUCT THEIR RELATIONSHIPS WITH EACH OTHER, PATHFINDER INTERNATIONAL, OUTSIDE ORGANIZATIONS, CONTRACTORS, VENDORS AND GRANTEES WITH OBJECTIVITY AND HONESTY. PATHFINDER INTERNATIONAL DIRECTORS, OFFICERS AND EMPLOYEES ARE OBLIGATED TO AVOID AND DISCLOSE ETHICAL, LEGAL, FINANCIAL OR OTHER CONFLICTS OF INTEREST INVOLVING PATHFINDER, AND REMOVE THEMSELVES FROM A DECISION-MAKING AUTHORITY WITH RESPECT TO ANY CONFLICT SITUATION THAT INVOLVES PATHFINDER. ALL INDIVIDUALS ARE REQUIRED TO DISCLOSE ANY INTEREST OR ACTIVITY THAT INFLUENCES OR APPEARS TO INFLUENCE THE ABILITY OF THE INDIVIDUAL TO EXERCISE OBJECTIVITY OR IMPAIRS THE INDIVIDUAL'S ABILITY TO PERFORM HIS OR HER RESPONSIBILITIES IN THE BEST INTEREST OF PATHFINDER INTERNATIONAL. UPON COMMENCEMENT OF EMPLOYMENT, OR, IN THE CASE OF DIRECTORS, UPON ELECTION TO THE BOARD OF DIRECTORS, AND ANNUALLY THEREAFTER, ALL INDIVIDUALS ARE REQUIRED TO COMPLETE AND SIGN A CONFLICT OF INTEREST STATEMENT OF DISCLOSURE. THE DISCLOSURE AFFIRMS THAT THE INDIVIDUAL: - HAS RECEIVED A COPY OF PATHFINDER INTERNATIONAL'S CONFLICT OF INTEREST POLICY; - HAS READ AND UNDERSTANDS THE POLICY; - HAS AGREED TO COMPLY WITH THE POLICY: AND - UNDERSTANDS THAT PATHFINDER INTERNATIONAL IS CHARITABLE AND IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. FORM 990, PART VI, SECTION B, LINE 15 BELOW ARE EXCERPTS OF THE AMENDED EXECUTIVE COMPENSATION POLICY APPROVED BY THE BOARD OF DIRECTORS IN MAY 2012. THE ORGANIZATION'S COMPENSATION PRACTICE IS INTENDED TO BE FAIR, REASONABLE AND COMPETITIVE. IT IS DESIGNED TO RECRUIT, RETAIN, AND MOTIVATE QUALIFIED INDIVIDUALS WHO CAN LEAD THE ORGANIZATION TO ACHIEVE ITS OBJECTIVES AND FULFILL ITS MISSION. THE PATHFINDER INTERNATIONAL BOARD OF TRUSTEES DELEGATES TO THE COMPENSATION COMMITTEE OF THE BOARD THE RESPONSIBILITY FOR OVERSEEING EXECUTIVE COMPENSATION, WITH THE PRIMARY OBJECTIVE OF INSURING THAT PATHFINDER'S EXECUTIVE COMPENSATION IS REASONABLE AS COMPARED TO OTHER EXECUTIVES IN SIMILAR ORGANIZATIONS. IN ALIGNMENT WITH THE IRS GUIDELINES, PATHFINDERS COMPENSATION COMMITTEE: 1)IS AN INDEPENDENT, AUTHORIZED BODY, WITHOUT CONFLICT OF INTEREST, THAT GIVES COMPENSATION GUIDANCE TO BOTH THE CEO FOR HIS/HER DIRECT REPORTS AND OTHER EXECUTIVES AND TO THE EXECUTIVE COMMITTEE REGARDING COMPENSATION FOR THE CEO. 2)ANNUALLY UTILIZES THE SERVICES OF AN INDEPENDENT, EXTERNAL CONSULTANT WHO PROVIDES COMPARABLE COMPENSATION DATA ON EXECUTIVE AT OTHER ORGANIZATIONS, INCLUDING BOTH FOR-PROFIT AND NON-PROFIT SECTORS. 3)ROUTINELY DOCUMENTS THE INFORMATION AND DISCUSSIONS LEADING UP TO THEIR RECOMMENDATIONS, IN THE FORM OF DETAILED MINUTES TAKEN DURING COMMITTEE MEETINGS. THE COMPENSATION COMMITTEE OF PATHFINDER INTERNATIONAL HAS TWO PRIMARY RESPONSIBILITIES: 1)INSURING THAT PATHFINDERS EXECUTIVE COMPENSATION IS REASONABLE AS COMPARED TO THE COMPENSATION OF OTHER EXECUTIVES IN SIMILAR ORGANIZATIONS. 2)ESTABLISHING A PROCESS BY WHICH EXECUTIVE PERFORMANCE EVALUATIONS ARE PERFORMED, WITH THE GOAL OF INSURING THAT EXECUTIVE PERFORMANCE EVALUATIONS HAPPEN ON A TIMELY BASIS AND ARE THOROUGHLY DONE, INCLUDING BUT NOT LIMITED TO SUCH CONSIDERATIONS AS THE OVER-ALL PERFORMANCE OF ORGANIZATION, THE PERFORMANCE AGAINST PRE-ESTABLISHED PERSONAL OBJECTIVES, 360 DEGREE PERFORMANCE EVALUATION FEEDBACK AND DIRECT INTERACTION. 3)AN ANNUAL UPDATE ON THE STATUS OF THE 457 RETIREMENT PLANS FOR ALL ELIGIBLE EMPLOYEES, AS PRESENTED BY THE HR EXECUTIVE. EXECUTIVE COMPENSATION PROCESS THE COMPENSATION COMMITTEE MEETS SEVERAL TIMES EACH YEAR DURING WHICH THE FOLLOWING ACTIVITIES TAKE PLACE: A COMPREHENSIVE REVIEW, PROVIDED BY THE HR EXECUTIVE, ON THE VALUE OF ALL ELEMENTS OF THE COMPENSATION PACKAGES FOR EACH EXECUTIVE, INCLUDING BASE SALARY, HEALTH BENEFITS, APPLICABLE RETIREMENT PROGRAMS AND OTHER RELATED ITEMS. A DETAILED REVIEW OF THE ANALYSIS FROM THE EXTERNAL COMPENSATION CONSULTANT, WHICH IS SUMMARIZED AND SHARED WITH THE CEO AND THE EXECUTIVE COMMITTEE. THE CREATION OF RECOMMENDATIONS REGARDING REASONABLE COMPENSATION FOR THE CEO AND ALL OTHER EXECUTIVES, WHICH ARE THEN SHARED WITH THE EXECUTIVE COMMITTEE AND THE CEO, RESPECTIVELY. AN ANNUAL REVIEW OF THE COMPENSATION AND EVALUATION PROCESSES, WITH ADJUSTMENTS IMPLEMENTED AS NECESSARY. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 IS AVAILABLE ON OUR OWN WEBSITE, UPON REQUEST, AND ALSO AVAILABLE THROUGH GUIDESTAR AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE. THE POLICIES ARE POSTED ON PATHFINDER'S EXTRANET. THE FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. CHANGE OF PRESIDENT OF ORGANIZATION DURING TAX YEAR FORM 990, PAGE 7, SECTION A. DURING THE TAX YEAR A CHANGE IN PRESIDENT WAS MADE FOR THE ORGANIZATION. THIS TRANSFER TOOK PLACE FEBRUARY, 2012. FORMER PRESIDENT DANIEL PELLEGROM WAS REPLACED BY INCOMING PRESIDENT PURNIMA MANE. COMPENSATION INFORMATION FOR PURNIMA MANE WAS NOT PROVIDED WITHIN SECTION A BECAUSE IT DOES NOT MEET THE THRESHOLD SET FORTH IN THE TAX RULES. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS 62,896. TOTAL TO FORM 990, PART XI, LINE 5: 62,896. LINE 2C-DOES ORGANIZATION HAVE A COMMITTEE THAT ASSUMES OVERSIGHT OF AUDIT? FORM 990, PAGE 12, PART XI - FINANCIAL STMTS & REPORTING THERE HAVE BEEN NO CHANGES IN THE COMMITTEE'S RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT. RECLASSIFICATION OF GRANTS PAYABLE PRIOR YEAR FORM 990, PAGES 1 & 11, PARTS I & X, LINES 8, 13 (PY) & 18 CERTAIN RECLASSIFICATIONS HAVE BEEN MADE TO THE PRIOR YEAR FINANCIAL STATEMENTS IN ORDER TO CONFORM WITH CURRENT YEAR PRESENTATION. THIS RECLASSIFICATION AFFECTS PRIOR YEAR REVENUE, EXPENSES AND GRANTS PAYABLE. THE DOLLAR VALUE OF THE RECLASSFICIATION $4,619,266. NUMBER OF VOTING MEMBERS OF THE GOVERNING BODY: FORM 990, PART VI, LINE 1A: PATHFINDER'S EXECUTIVE COMMITTEE: THERE SHALL BE AN EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS WHICH SHALL HAVE NO MORE THAN TEN (10) MEMBERS NOR FEWER THAN FOUR (4) MEMBERS (ALL OF WHOM SHOULD BE DIRECTORS AND WHICH SHALL INCLUDE THE CHAIRERSON OF THE BOARD OF DIRECTOS, WHO SHALL ALSO SERVE AS CHAIRPERSON OF THE EXECUTIVE COMMITTEE; THE TREASURER; AND THE SECRETARY) AND SHALL HAVE SUCH POWERS AND DUTIES AS ARE HEREINAFTER SET FORTH. THE MEMBERS OF THE EXECUTIVE COMMITTEE SHALL BE ELECTED BY THE BOARD OF DIRECTORS AT THE ANNUAL MEETING FOR A ONE (1) YEAR TERM. THE EXECUTIVE COMMITTEE SHALL MEET AT THE CALL OF THE CHAIRPERSON OF THE BOARD OR ANY TWO MEMBERS OF THE EXECUTIVE COMMITTEE. A MAJORITY OF THE MEMBERS OF THE EXECUTIVE COMMITTEE CONSTITUTES A QUORUM. THE EXECUTIVE COMMITTEE MAY EXERCISE ALL THE FUNCTIONS OF THE BOARD OF DIRECTORS IN THE ROUTINE MANAGEMENT OF AFFAIRS OF THE ORGANIZATION DURING THE INTERVALS BETWEEN THE MEETINGS OF THE BOARD. ALL ACTIONS OF THE EXECUTIVE COMMITTEE SHALL BE REPORTED TO THE BOARD OF DIRECTORS AT THE NEXT DIRECTORS' MEETING WHICH FOLLOWS THE EXECUTIVE COMMITTEE ACTION. BELOW ARE THE EXECUTIVE COMMITTEE MEMBERS DURING FISCAL YEAR 2012 (ALL ARE MEMBERS OF THE GOVERNING BODY) MS. CYNTHIA FIELDS MS. JANE L. HAVEMEYER MR. BENJAMIN R. KAHRL MR. EDWARD M. KAPLAN, ESQ. MS. ELISABETH L. LYON MR. JAMES M. SCHWARTZ DR. MANUEL URBINA DR. HENRY W. FOSTER, JR (EMERITUS) MS. KATHRYN H. LANSING (EMERITUS) AVERAGE HOURS PER WEEK OF BOARD OF DIRECTORS: FORM 990, PART VII, SECTION A, COLUMN (B): EACH BOARD MEMBER IS ON AT LEAST ONE COMMITTEE. COMMITTEE PARTICIPATION AT A MINIMUM ENTAILS ONE (1) CALL PER QUARTER THAT LASTS AN AVERAGE OF TWO (2) HOURS. PREPARATION AND FOLLOW UP TIME AVERAGES AN ADDITIONAL TWO (2) HOURS. THIS ADDS UP TO AN ANNUAL TOTAL OF 16 HOURS. BOARD MEMBERS ATTENDED THREE (3) BOARD MEETINGS DURING THE YEAR. TOTAL PARTICIPATION TIME WAS 105 HOURS FOR FISCAL YEAR 2012 INCLUDING TRAVEL AND PRE-MEETING PREPARATION. PATHFINDER LLC EYGPT 25 MISR-HELWAN AGRICULTURAL ROAD MAADI, CAIRO EG TO PROVIDE CONSULTING SERVICES IN THE FIELDS OF POPULATION AND FAMILY HEALTH EG PATHFINDER INTERNATIONAL OPERATIONS LLC PATHFINDER INTERNATIONAL OPERATIONS LCC 9 GALEN STREET STE 217 WATERTOWN MA 024724501 001033474 SUPPORT THE OPERATIONS OF PATHFINDER MA PATHFINDER INTERNATIONAL OPERATIONS LLC PATHFINDER INTERNATIONAL OPERATIONS II LLC 9 GALEN STREET STE 217 WATERTOWN MA 024724501 530235320 SUPPORT THE OPERATIONS OF PATHFINDER MA PATHFINDER INTERNATIONAL OPERATIONS LLC PATHFINDER INTERNATIONAL INDIA B-5/5 SAFDARJUNG ENCLAVE NEW DELHI DELHI IN 110029 000000116 PROMOTE, INCREASE AND IMPROVE HEALTHIER INDIV. AND FAMILIES IN PATHFINDER INTERNATIONAL 1 CRUT TRUST MA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 NA 0