2013-01-07T09:13:42-06:00 2012-06-30 133385019 O'CONNOR DAVIES MUNNS & DOBBINS LLP ONE STAMFORD LANDING STAMFORD CT 06902 990 2011-07-01 066100039 THE STAMFORD SYMPHONY ORCHESTRA INC STAM 2033251407 263 TRESSER BLVD STAMFORD CT 06901 BARBARA SOROCA 2033251407 2012-12-07 1 ROBIN STRONG P00713382 2033232400 2012-12-07 2011 2016-03-07 17:11:31Z BARBARA SOROCA 263 TRESSER BLVD STAMFORD CT 06901 1443542 0 X WWW.STAMFORDSYMPHONY.ORG X 1977 CT THE ORGANIZATION'S PRIMARY EXEMPT PURPOSE IS TO PERFORM AND ENCOURAGE THE UNDERSTANDING, APPRECIATION, AND STUDY OF THE ART OF MUSIC. THE ORGANIZATION MANAGES AND SUPERVISES THE STAMFORD SYMPHONY ORCHESTRA, AS WELL AS PROVIDING EDUCATIONAL AND OUTREACH PROGRAMS. 21 21 139 50 0 0 807440 853734 426338 398046 42182 46579 14207 -8798 1290167 1289561 18250 11500 0 0 787701 804173 0 0 122382 401760 431884 1207711 1247557 82456 42004 1568851 1701982 259350 288065 1309501 1413917 THE ORGANIZATION'S PRIMARY EXEMPT PURPOSE IS TO PERFORM AND ENCOURAGE THE UNDERSTANDING, APPRECIATION, AND STUDY OF THE ART OF MUSIC. THE ORGANIZATION MANAGES AND SUPERVISES THE STAMFORD SYMPHONY ORCHESTRA, AS WELL AS PROVIDING EDUCATIONAL AND OUTREACH PROGRAMS. 0 0 774794 390788 SEVERAL CLASSICAL AND POP PERFORMANCES THROUGHOUT THE YEAR. INCREASED ACCESSABILITY TO LIVE CLASSICAL MUSIC TO A BROADER RANGE OF THE COMMUNITY, INCLUDING CHILDREN. 89825 7258 INTEGRATED ARTS IN EDUCATION AND EDUCATION OUTREACH PROGRAMS FOR ALL AGES OF SCHOOL CHILDREN IN STAMFORD AND OTHER AREA SCHOOLS. 864619 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 28 0 1 139 1 0 0 0 0 0 1 1 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CT X BARBARA SOROCA 2033251407 263 TRESSER BLVD STAMFORD CT 069013236 PETER ANKER 1.00 X 0 0 0 STEPHEN PERRY 1.00 X 0 0 0 THOMAS HERBIG 1.00 X 0 0 0 JAMES MARPE 1.00 X 0 0 0 STEVEN C PARRISH 1.00 X 0 0 0 NICHOLAS RUDD 1.00 X 0 0 0 VARINA STEUERT 1.00 X 0 0 0 PENNY YOUNG 1.00 X 0 0 0 ROBERT WHITBY 1.00 X 0 0 0 JEFF FORD 1.00 X 0 0 0 SHARI GOODSTEIN 1.00 X 0 0 0 ERIC ORDWAY 1.00 X 0 0 0 JOESPH CHERICO 1.00 X 0 0 0 ROBERT LARDON 1.00 X 0 0 0 NUNNO TINA 1.00 X 0 0 0 WENDT LORNA JOHNSON 1.00 X 0 0 0 BARBARA SOROCA 35.00 X 151828 0 0 MICHAEL MAYONE 1.00 X 0 0 0 JULIE FORRESTER-ALEXANDRE 1.00 X 0 0 0 ALAN MCINTYRE 1.00 X 0 0 0 DANIEL KOHN 1.00 X 0 0 0 MICHAEL PULEO 1.00 X 0 0 0 151828 0 0 1 0 1 0 0 188125 37213 628396 853734 SUBSCRIPTIONS & BOX OF 711130 346238 346238 CONTRACT FEES 711130 26700 26700 PROGRAM BOOK 711130 17850 17850 EDUCATIONAL PROGRAMS 611710 7258 7258 398046 58910 58910 106111 118442 -12331 -12331 -12331 22601 188125 35539 -12938 -12938 OTHER INCOME 711130 4140 4140 4140 1289561 398046 0 37781 11500 11500 156083 110819 31217 14047 527084 374230 105416 47438 41090 29174 8218 3698 34738 24664 6948 3126 45178 32076 9036 4066 104685 23031 50249 31405 30158 30158 61278 42955 10679 7644 2512 2512 15107 10575 4532 5617 3982 1635 6438 4378 2060 18676 13073 4669 934 OTHER PRODUCTION COSTS 39182 39182 MISCELLANEOUS 35063 17207 13999 3857 CONCERT AND REHEARSAL H 33625 33625 OTHER PRODUCTION PERSON 32552 32552 46991 43483 3508 1247557 864619 260556 122382 4085 2704 272447 169227 18500 12750 4363 42915 12131 13633 94906 65928 35416 28978 1218409 1428275 3500 3500 1568851 1701982 34089 26360 225261 261705 259350 288065 X 966335 1079281 343166 334636 1309501 1413917 1568851 1701982 X 42004 62412 X X 0 1 1 X 0 X 979672 634486 818667 807440 853734 4093999 979672 634486 818667 807440 853734 4093999 806580 3287419 25057 29775 30745 42182 46579 174338 8460 9881 6566 5626 4140 34673 4303010 2080931 0.76400 0.79920 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6500 6500 0 88406 59428 28978 28978 MONEY MARKET FUND 1303 F EQUITY MUTUAL FUNDS 541332 F CORPORATE BONDS 885640 F 1428275 1289561 1247557 42004 62412 62412 104416 1404299 62412 52326 114738 1289561 0 1289561 1299883 52326 52326 1247557 0 1247557 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE SYMPHONY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE SYMPHONY HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION. THE SYMPHONY IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAX JURISDICTIONS FOR PERIODS PRIOR TO 2009. PART XI, LINE 8 - OTHER ADJUSTMENTS: ADJUSTMENT GALA 210726 188125 22601 1700 18037 15802 GOLF 210726 188125 22601 1700 18037 15802 35539 -12938 1 SCHOLARSHIP 6 11500 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: FOR THE SCHOLARSHIPS GIVEN PLEASE DESCRIBE THE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF THE SCHOLARSHIP. WE FOLLOW THE TERMS SET FORTH IN THE JENIAM AND MEEKER CONTRACTS. WHEN NECESSARY, WE WAIT FOR THE GPA RESULTS FOR THE SCHOOL YEAR. WHEN THE GPA REQUIREMENTS ARE MET, WE SEND THE SCHOLARSHIP MONEY OUT TO THE COLLEGE THAT THE SCHOLARSHIP WINNER HAS BEEN ATTENDING. AT THE TIME THE SCHOLARSHIP WINNER WAS DETERMINED, THEY NOTIFY US WHICH COLLEGE THEY WILL BE ATTENDING AND WHICH CURRICULUM THEY WILL BE FOLLOWING. THE EDUCATION COORDINATOR FOLLOWS UP TO MAKE SURE THE CURRICULUM IS FOLLOWED AND THAT THE STUDENT IS IN GOOD STANDING AS FAR AS THE SCHOLARSHIP CONTRACT IS CONCERNED. 0 0 0 0 0 0 0 0 0 BARBARA SOROCA 151828 0 0 0 0 0 0 0 0 0 151828 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 1. THE CEO AND THE AUDIT COMMITTEE OF THE ORGANIZATION WILL REVIEW THE FORM 990 PRIOR TO CIRCULATING IT TO THE GOVERNING BODY (BOARD MEMBERS) TO ENSURE THAT IT CORRECTLY REFLECTS ALL ACTIVITIES AND POLICIES OF THE ORGANIZATION. 2. AFTER THE AUDIT COMMITTEE'S REVIEW, THE FORM 990 WILL BE CIRCULATED TO THE GOVERNING BODY. ANY QUESTIONS, SUGGESTIONS OR CONCERNS FRON ANY BOARD MEMBER WITH RESPECT TO THE FORM 990 WILL BE ADDRESSED BY A MEMBER OF THE AUDIT COMMITTEE PRIOR TO THE FILING. FORM 990, PART VI, SECTION B, LINE 12C ANY OFFICERS, DIRECTORS, TRUSTEES OR KEY EMPLOYEES ARE REQUIRED TO DISCLOSE WHEN THEY COME ONTO THE BOARD OF DIRECTORS OR ARE HIRED, ANY CONFLICT OF INTEREST THEY MAY HAVE FOR ANY MATTER THAT COMES BEFORE THE BOARD OF DIRECTORS. EACH BOARD MEMBER IS AWARE OF THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND THEIR FIDUCIARY RESPONSIBILITY TO ABIDE BY IT. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT/CEO'S BASE COMPENSATION IS SUBJECT TO REVIEW EACH FISCAL YEAR. HIS/HER SALARY IS GENERALLY INCREASED IN LINE WITH THE COST-OF-LIVING INCREASE GRANTED TO THE SSO FULL-TIME STAFF. HOWEVER, THE PRESIDENT/CEO WILL BE ELIGIBLE TO EARN AN ANNUAL PERFORMANCE BONUS TO THE EXTENT THAT HE/SHE MEETS AND EXCEEDS GOALS AGREED UPON IN ACCORDANCE WITH THE PROCEDURES SET FORTH BELOW. EARLY IN EACH FISCAL YEAR, THE PRESIDENT/CEO MEETS WITH THE BOARD CHAIR AND THE CHAIR OF THE PERSONNEL COMMITTEE TO AGREE UPON THE PRESIDENT/CEO'S PERFORMANCE OBJECTIVES FOR THE COMING YEAR. GOALS ARE BOTH QUALITATIVE AND QUANTITATIVE. THE PRESIDENT/CEO'S PERFORMANCE IS REVIEWED BY THE BOARD CHAIR AND THE CHAIR OF THE PERSONNEL COMMITTEE AFTER THE END OF EACH FISCAL YEAR, AT WHICH TIME, THE PERSONNEL COMMITTEE MEETS TO DETERMINE WHETHER PAYMENT OF A BONUS TO THE PRESIDENT/CEO IS APPROPRIATE AND, IF SO, THE AMOUNT OF THE BONUS. THE AMOUNT OF THE PRESIDENT/CEO'S RECOMMENDED BONUS AND THE AMOUNT OF THE COST OF LIVING INCREASE GRANTED TO THE PRESIDENT/CEO AND ALL OTHER MEMBERS OF THE SSO FULL TIME STAFF IS PRESENTED TO THE BOARD FOR APPROVAL AT AN EXECUTIVE SESSION AT WHICH ONLY BOARD MEMBERS ARE PRESENT AND AT WHICH THE PRESIDENT/CEO IS NOT PRESENT. B) OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATIONS SAME AS ABOVE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION WILL PROVIDE COPIES OF ITS CERTIFICATE OF INCORPORATION, BYLAWS (WHICH INCLUDE THE CONFLICT OF INTEREST POLICY) AND THE AUDITED FINANCIAL STATEMENTS UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 62,412. ADJUSTMENT TOTAL TO FORM 990, PART XI, LINE 5: 62,412. THIS PROCESS HAS NOT CHANGED SINCE THE PREVIOUS YEAR.