2013-01-15T07:20:35-06:00 2012-06-30 251645876 KENDALL PREBOLA AND JONES CPAS PO BOX 259 BEDFORD PA 155220259 990 2011-07-01 016004776 COUNCIL OF INDEPENDENT COLLEGES COUN 2024667230 ONE DUPONT CIRCLE NW NO 320 WASHINGTON DC 20036 RICHARD EKMAN 2024667230 2013-01-10 1 RICHARD M JONES CPA P00621721 8146231880 2012-12-04 X 2011 2016-02-25 16:41:14Z RICHARD EKMAN ONE DUPONT CIRCLE NW NO 320 WASHINGTON DC 20036 13645703 0 X WWW.CIC.EDU X 1956 ME THE COUNCIL OF INDEPENDENT COLLEGES IS AN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES WORKING TOGETHER TO SUPPORT COLLEGE LEADERSHIP, ADVANCE INSTITUTIONAL EXCELLENCE, AND ENHANCE PRIVATE HIGHER EDUCATION'S CONTRIBUTIONS TO SOCIETY. TO FULFILL ITS MISSION, THE COUNCIL OF INDEPENDENT COLLEGES PROVIDES IDEAS, RESOURCES, AND SERVICES THAT ASSIST INSTITUTIONS IN IMPROVING LEADERSHIP EXPERTISE, EDUCATIONAL PROGRAMS, ADMINISTRATIVE AND FINANCIAL PERFORMANCE, AND INSTITUTIONAL VISIBILITY. 33 32 29 31 0 0 43933409 6834946 1617265 1585267 977531 968224 0 0 46528205 9388437 1872556 3415721 0 0 3142388 3540471 0 0 117132 3511763 3366364 8526707 10322556 38001498 -934119 53812564 56017965 7682344 13070812 46130220 42947153 X THE COUNCIL OF INDEPENDENT COLLEGES IS AN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES WORKING TOGETHER TO SUPPORT COLLEGE LEADERSHIP, ADVANCE INSTITUTIONAL EXCELLENCE, AND ENHANCE PRIVATE HIGHER EDUCATION'S CONTRIBUTIONS TO SOCIETY. TO FULFILL ITS MISSION, THE COUNCIL OF INDEPENDENT COLLEGES PROVIDES IDEAS, RESOURCES, AND SERVICES THAT ASSIST INSTITUTIONS IN IMPROVING LEADERSHIP EXPERTISE, EDUCATIONAL PROGRAMS, ADMINISTRATIVE AND FINANCIAL PERFORMANCE, AND INSTITUTIONAL VISIBILITY. 0 0 2016558 1442400 10532 STATE FUND PROGRAMS - THIS PROGRAM AREA EMERGED FROM THE MERGER OF CIC AND THE FOUNDATION FOR INDEPENDENT HIGHER EDUCATION (FIHE), WHICH WAS THE NATIONAL PARTNER IN A NETWORK OF STATE FUNDRAISING CONSORTIA OF INDEPENDENT COLLEGES AND UNIVERSITIES. THE STATE FUND MEMBER PROGRAMS PROVIDE MEMBER SERVICES, CONSULTING, AND GRANT SUPPORT TO THE CONSORTIA, AS WELL AS PROFESSIONAL DEVELOPMENT OPPORTUNITIES THROUGH CONFERENCES AND BEST PRACTICES WORKSHOPS. CIC PROVIDES GRANTS TO STATE FUND MEMBERS, FUNDED BY AN ANNUAL DRAWDOWN FROM THE CIC-FIHE ENDOWMENT, TO DISTRIBUTE TO THEIR MEMBER COLLEGES IN THE FORM OF UPS SCHOLARSHIPS FOR STUDENTS WITH ACADEMIC PROMISE AND DEMONSTRATED NEED. IN 2011-2012, STUDENTS AT 601 INDEPENDENT COLLEGES RECEIVED A $2,400 UPS SCHOLARSHIP FOR A TOTAL OF $1,442,400. 1493386 1251141 WALMART COLLEGE SUCCESS AWARDS - WITH FUNDING FROM THE WALMART FOUNDATION, AWARDS WERE MADE TO 20 COMPETITIVELY SELECTED CIC INSTITUTIONAL MEMBERS FOR USE OVER TWO YEARS TO EXTEND, DEEPEN, OR STRENGTHEN THEIR EFFORTS TO ASSIST FIRST-GENERATION STUDENTS SUCCEED IN COLLEGE. A SECOND ROUND OF FUNDING PROVIDED 20 $100,000 AWARDS AND 10 $50,000 AWARDS TO 30 ADDITIONAL COLLEGES AND UNIVERSITIES TO SUPPORT THEIR SUCCESSFUL PROGRAMS TO SUPPORT FIRST-GENERATION COLLEGE STUDENTS. 788635 32208 410106 THE PRESIDENTS INSTITUTE IS CIC'S PREMIER EVENT, BRINGING PRESIDENTS OF INDEPENDENT COLLEGES AND UNIVERSITIES TOGETHER FOR NETWORKING, PROBLEM-SOLVING, AND SHARING OF IDEAS AMONG COLLEAGUES LEADING SIMILAR INSTITUTIONS. IN RECENT YEARS, CIC'S PRESIDENTS INSTITUTE HAS BECOME THE LARGEST ANNUAL MEETING OF COLLEGE AND UNIVERSITY PRESIDENTS, REGULARLY BRINGING TOGETHER MORE THAN 330 HIGHER EDUCATION CHIEF EXECUTIVES. THE INSTITUTE INCLUDES A PROGRAM FOR NEW PRESIDENTS AND PRESIDENTIAL SPOUSES. 283093 313700 WOODROW WILSON VISITING FELLOWS - THE PROGRAM BRINGS PROMINENT ARTISTS, DIPLOMATS, JOURNALISTS, BUSINESS LEADERS, AND OTHER NONACADEMIC PROFESSIONALS TO CAMPUSES ACROSS THE UNITED STATES FOR FIVE DAYS OF TEACHING AND DIALOGUE WITH STUDENTS AND FACULTY MEMBERS. 237832 9000 PRESIDENTIAL VOCATION AND INSTITUTIONAL MISSION - WITH LILLY ENDOWMENT INC. SUPPORT, CIC IS OFFERING A SECOND SERIES OF SEMINARS AND CONSULTATIONS TO HELP PRESIDENTS AND PROSPECTIVE PRESIDENTS ALIGN THEIR PERSONAL SENSE OF CALLING WITH THE MISSIONS OF THE INSTITUTIONS THAT THEY LEAD OR WILL CONSIDER LEADING. 241299 42977 1650 COLLEGIATE LEARNING ASSESSMENT - IN COOPERATION WITH THE COUNCIL FOR AID TO EDUCATION (CAE), CIC HAS WORKED WITH A CONSORTIUM OF INSTITUTIONS THAT ARE USING THE COLLEGIATE LEARNING ASSESSMENT INSTRUMENT, AN EVALUATION TOOL FOR LEARNING MORE ABOUT THE COGNITIVE GROWTH OF STUDENTS. THE PROGRAM IS FUNDED BY THE TEAGLE FOUNDATION. 215647 31724 1400 NETVUE - WITH SUPPORT FROM THE LILLY ENDOWMENT INC., CIC LAUNCHED A NETWORK FOR VOCATION IN UNDERGRADUATE EDUCATION (NETVUE). THE NATIONAL CAMPUS-SUPPORTED NETWORK DEEPENS AND BROADENS THE THEOLOGICAL EXPLORATION OF VOCATION. 175000 175000 SCHOLARSHIP CHALLENGE GRANTS - WORKING THROUGH A COMPETITIVE PROPOSAL REVIEW PROCESS, THE SCHOLARSHIP CHALLENGE GRANT PROGRAM AWARDS $25,000 GRANTS TO CIC STATE FUND MEMBERS AS LEVERAGE FOR THEM TO RAISE NEW OR INCREASED GIFTS FOR STUDENT SCHOLARSHIPS FOR THEIR MEMBER COLLEGES. THE STATE FUNDS MUST RAISE MATCHING FUNDS TO EARN THE GRANT; WHILE $1:$1 IS THE BASIC CHALLENGE, SOME STATE FUNDS PLEDGE TO RAISE $2:$1 AND EVEN $3:$1. 135420 24431 2500 DEGREE QUALIFICATIONS PROFILE PROJECT - CIC HAS CREATED A CONSORTIUM OF 25 MEMBER COLLEGES AND UNIVERSITIES TO EXPLORE WHETHER THE DEGREE QUALIFICATIONS PROFILE HAS APPLICABILITY IN THE INDEPENDENT, LIBERAL ARTS-ORIENTED COLLEGE CONTEXT. THE PROJECT IS FUNDED BY THE LUMINA FOUNDATION AND SEEKS TO DETERMINE WHETHER USING A COMMON FRAMEWORK OF STANDARDS FOR THE MEANING OF THE BACHELORS LEVEL DEGREE ACROSS A WIDE VARIETY OF U.S. COLLEGES AND UNIVERSITIES, SPECIFICALLY THE DQP, WILL LEAD TO IMPROVED STUDENT LEARNING AND HIGHER GRADUATION RATES. 126717 31940 INFORMATION FLUENCY - WITH FUNDING FROM THE ANDREW W. MELLON FOUNDATION AND IN CONJUNCTION WITH SEVERAL LEARNED SOCIETIES, CIC IS OFFERING A SERIES OF TWO-DAY WORKSHOPS TO IMPROVE THE INFORMATION LITERACY OF COLLEGE STUDENTS IN FOUR HUMANITIES DISCIPLINES, EACH OF WHICH FOCUSES ON A DIFFERENT DISCIPLINE IN THE HUMANITIES. 99279 9450 KIT AND FIT - THE KEY INDICATORS TOOL (KIT) IS A CONFIDENTIAL ANNUAL BENCHMARKING REPORT THAT PROVIDES MEMBER INSTITUTIONS WITH COMPARATIVE PERFORMANCE INDICATORS ON STUDENTS, FACULTY, REVENUE, AND EXPENDITURES, AND THE FINANCIAL INDICATORS TOOL (FIT) IS A CONFIDENTIAL ANNUAL BENCHMARKING REPORT THAT PROVIDES MEMBER INSTITUTIONS WITH COMPARATIVE INDICATORS OF FINANCIAL PERFORMANCE DERIVED FROM FOUR KEY FINANCIAL RATIOS. BOTH ARE PROVIDED FREE OF CHARGE BECAUSE THEIR COSTS ARE SUPPORTED BY TIAA-CREF. 89988 77500 THE AMERICAN GRADUATE FELLOWSHIPS - FELLOWSHIPS ARE PROVIDED FOR GRADUATE STUDY TO GRADUATES OF SMALL, LESSER-KNOWN COLLEGES WHO ARE ADMITTED TO PH.D. PROGRAMS AT THE MOST SELECTIVE RESEARCH UNIVERSITIES IN THE UNITED STATES AND GREAT BRITAIN. 87950 87950 FIRST OPPORTUNITY PARTNERS FUND PROGRAM - WITH FUNDING FROM THE UPS FOUNDATION, THE MISSION OF THE FIRST OPPORTUNITY PARTNERS FUND IS TO PROVIDE MATCHING GRANTS TO CICS STATE FUND MEMBERS IN SUPPORT OF NEW, COLLABORATIVE, AND INNOVATIVE APPROACHES TO INCREASING THE COLLEGE ACCESS AND SUCCESS OF FIRST-GENERATION, LOW-INCOME, MINORITY, AND NEW AMERICAN STUDENTS. GRANTS MUST BE MATCHED (1:1 MINIMUM) BY A THIRD PARTY. 78979 TEACHING ART IN CONTEXT - FUNDED BY THE SAMUEL H. KRESS FOUNDATION, THIS PROJECT PROVIDES FACULTY MEMBERS WHO TEACH ART HISTORY IN LIBERAL ARTS COLLEGES WITH THE OPPORTUNITY TO PARTICIPATE IN WEEK-LONG SEMINARS ON ARTISTS, WORKS OF ART, AND THE CONTEXTS IN WHICH PRE-1830 EUROPEAN ART WAS CREATED. THROUGH THESE SEMINARS, CIC, THREE MUSEUMS, AND THE KRESS FOUNDATION COLLABORATE TO STRENGTHEN THE TEACHING OF A DISCIPLINE THAT IS FUNDAMENTAL TO A LIBERAL ARTS CURRICULUM. 83252 17500 SENIOR LEADERSHIP ACADEMY - WITH SUPPORT FROM AALI AND THE HENRY LUCE FOUNDATION, THE SLA IS A YEAR-LONG PROGRAM CONSISTING OF SEVERAL COMPONENTS, INCLUDING MENTORSHIP BY YOU OR A SENIOR COLLEAGUE, A FALL SEMINAR HELD IN CONJUNCTION WITH THE CIC INSTITUTE FOR CHIEF ACADEMIC OFFICERS, A SPRING SEMINAR IN WASHINGTON, DC, EXPERIENTIAL ACTIVITIES THROUGHOUT THE YEAR, A SERIES OF READINGS AND CASE STUDIES, AND MENTORSHIP AND EXECUTIVE COACHING BY THE PROGRAM DIRECTOR. THE PURPOSE OF THE SLA IS TO PREPARE COLLEGE AND UNIVERSITY LEADERS IN MID-LEVEL POSITIONS WHO POSSESS A SERIOUS INTEREST AND POTENTIAL TO MOVE INTO VICE PRESIDENCIES, AND PERHAPS EVENTUALLY INTO PRESIDENCIES. 60967 LIBRARY LEADERSHIP - THIS PROGRAM OFFERED A SERIES OF WORKSHOPS ON TECHNOLOGY AND LIBRARIES WITH SUPPORT FROM FOUNDATIONS. CIC HAS ALSO PARTNERED WITH THE COUNCIL ON LIBRARY AND INFORMATION RESOURCES (CLIR) TO OFFER PROFESSIONAL DEVELOPMENT OPPORTUNITIES FOR LIBRARY STAFF AT CIC INSTITUTIONS. 45675 ENGAGING EVIDENCE - THE CIC ENGAGING EVIDENCE PROJECT CREATED A NETWORK OF COLLEGES AND UNIVERSITIES THAT HAVE LEARNED HOW TO USE THE RESULTS OF LEARNING OUTCOMES ASSESSMENT TO IMPROVE STUDENT LEARNING. CIC WILL USE GRANT FUNDS AWARDED BY THE TEAGLE FOUNDATION TO DEVELOP AND OFFER WEBINARS, ONE WORKSHOP FOR THREE-PERSON TEAMS FROM 40 COLLEGES AND UNIVERSITIES, PRE-WORKSHOP ACTIVITIES FOR THE TEAMS, AND IMPLEMENTATION OF CAMPUS PROJECTS BY THE TEAMS WITH THE GUIDANCE OF THE PROJECTS LEADERS. 33639 NETVUE SCHOLARLY RESOURCES PROJECT - WITH SUPPORT FROM LILLY ENDOWMENT INC., THIS INITIATIVE WILL BRING TOGETHER THREE GROUPS OF SENIOR SCHOLARS REPRESENTING A WIDE RANGE OF THEOLOGICAL TRADITIONS AND WHO HAVE EXPERTISE RELATED TO THREE DIFFERENT THEMES. THE SEMINAR GROUPS WILL STUDY AND PRODUCE ARTICLES, BOOKS, AND OTHER RESOURCES THAT RESPOND TO THREE IMPORTANT VOCATIONAL QUESTIONS. THESE MATERIALS WILL BE DEVELOPED PRIMARILY FOR USE ON COLLEGE CAMPUSES. 27147 NETWORK FOR EFFECTIVE LANGUAGE LEARNING - WITH FUNDING FROM THE W.M. KECK FOUNDATION AND IN PARTNERSHIP WITH DRAKE UNIVERSITY, CIC OFFERED WORKSHOPS AND MAINTAINS AN ONGOING ELECTRONIC COMMUNITY THAT HELPS INSTITUTIONS INVESTIGATE AND IMPLEMENT NEW MODELS OF FOREIGN LANGUAGE LEARNING. 25000 25000 CAPACITY-BUILDING GRANT PROGRAMS - THE CAPACITY-BUILDING GRANT PROGRAM AWARDS $5,000 GRANTS TO CIC STATE FUND MEMBERS AS SEED MONEY TO ENHANCE THEIR CAPACITY TO RAISE FUNDS, PARTICULARLY FOR STUDENT SCHOLARSHIPS, AND TO COORDINATE COLLABORATIVE PROJECTS ON BEHALF OF THEIR MEMBERS COLLEGES AND UNIVERSITIES. 23500 23500 NAMED SCHOLARSHIPS - PRIOR TO ITS MERGER WITH CIC, THE FOUNDATION FOR INDEPENDENT HIGHER EDUCATION CREATED BY BOARD ACTION SEVERAL ANNUAL SCHOLARSHIPS HONORING RETIRING INDIVIDUALS WHO HAD SERVED THE ORGANIZATION WITH PARTICULAR DISTINCTION. THESE SCHOLARSHIPS, FUNDED FROM THE DRAWDOWN OF THE CIC:FIHE ENDOWMENT, ARE DISTRIBUTED ONCE A YEAR TO THE STATE FUNDS DESIGNATED IN THE CREATION OF THE AWARDS. 22141 22141 DAVIES-JACKSON SCHOLARSHIP - THIS IS AN AWARD THAT PROVIDES UP TO TWO YEARS OF SUPPORT AND TUITION FOR STUDY AT ST. JOHNS COLLEGE AT THE UNIVERSITY OF CAMBRIDGE IN ENGLAND. GRADUATING SENIORS AT SELECTED PRIVATE COLLEGES AND UNIVERSITIES MAY APPLY AND MUST BE THE FIRST IN THEIR FAMILIES TO GRADUATE FROM COLLEGE. CIC ADMINISTERS THE ANNOUNCEMENT OF THE APPLICATION PERIOD AND PROCESS. THE PROGRAM IS SUPPORTED BY AN ANONYMOUS DONOR. 19961 DATA INITIATIVES - THIS SEVERAL-YEAR EFFORT, FUNDED IN PART INITIALLY BY THE WILLIAM RANDOLPH HEARST FOUNDATIONS AND LATER THE AMERICAN ACADEMIC LEADERSHIP INSTITUTE, ENABLES CIC TO COLLECT DATA ABOUT INDEPENDENT COLLEGES AND UNIVERSITIES AND DEVELOP A CAPACITY TO ANALYZE THOSE DATA. THESE DATA ARE USEFUL IN PROMOTION OF THE INDEPENDENT SECTOR,IN ENABLING INSTITUTIONS TO USE COMPARATIVE DATA FOR DECISION-MAKING PURPOSES, AND TO ENRICH CIC'S MAKING THE CASE WEBSITE. 17389 COLLOQUIUM ON LEADERSHIP - WITH SUPPORT FROM AALI AND THE HENRY LUCE FOUNDATION, CIC IS OFFERING FOUR-DAY COLLOQUIA ON LEADERSHIP FOR CHIEF ACADEMIC OFFICERS: CLASSIC AND CONTEMPORARY READINGS (FORMERLY LEADERSHIP FOR THE 21ST CENTURY FOR CHIEF ACADEMIC OFFICERS). THIS SEMINAR-STYLE COLLOQUIUM USES A SELECTION OF CASES DRAWN FROM CLASSICAL AND CONTEMPORARY THOUGHT AND ENGAGES PARTICIPANTS IN DISCUSSION OF THE READINGS IN RELATION TO SITUATIONS THEY FACE ON CAMPUS. 28489 AMERICAN HISTORY FACULTY SEMINARS - WITH SUPPORT FROM THE ANDREW W. MELLON FOUNDATION AND IN COOPERATION WITH THE GILDER LEHRMAN INSTITUTE OF AMERICAN HISTORY, CIC OFFERS SEMINARS FOR FACULTY MEMBERS AT SMALL COLLEGES ON KEY TOPICS IN AMERICAN HISTORY. THROUGH THESE SEMINARS, CIC REVITALIZES STUDENTS OPPORTUNITIES TO STUDY MAJOR TEXTS AND TOPICS OF WIDE RESONANCE IN AN ESSENTIAL DISCIPLINE IN THE HUMANITIES. 12218 NETVUE CHAPLAINS PROGRAM - WITH SUPPORT FROM LILLY ENDOWMENT INC., CIC PLANS TO ADDRESS CURRENT ISSUES FACED BY CAMPUS CHAPLAINS BY ENCOURAGING CAMPUS LEADERS TO THINK STRATEGICALLY ABOUT THE ROLE OF THE CHAPLAINCY, ITS RELATIONSHIP TO VOCATIONAL EXPLORATION AND INSTITUTIONAL MISSION, AND ITS APPROPRIATE STRUCTURAL PLACE WITHIN THE INSTITUTION. 11915 FACULTY SEMINARS ON ANCIENT GREECE - IN PARTNERSHIP WITH THE CENTER FOR HELLENIC STUDIES AND WITH FUNDING INITIALLY FROM THE GLADYS KRIEBLE DELMAS FOUNDATION AND RECENTLY THE ANDREW W. MELLON FOUNDATION, SEMINARS ARE OFFERED FOR FACULTY MEMBERS AT SMALL COLLEGES ON KEY TOPICS IN CLASSICAL STUDIES. THROUGH THESE SEMINARS, CIC REVITALIZES STUDENTS OPPORTUNITIES TO STUDY MAJOR TEXTS AND TOPICS OF WIDE RESONANCE IN AN ESSENTIAL DISCIPLINE IN THE HUMANITIES. 11326 NETVUE PROGRAM DEVELOPMENT GRANTS - WITH SUPPORT FROM LILLY ENDOWMENT INC., THIS PROGRAM WILL AWARD SMALL GRANTS TO OVER 100 NETVUE MEMBER INSTITUTIONS AS A COST-EFFECTIVE WAY TO HELP PARTICIPATING INSTITUTIONS MAKE SIGNIFICANT IMPROVEMENTS IN THE OPPORTUNITIES UNDERGRADUATES HAVE TO EXPLORE VOCATION AND TO REWARD INSTITUTIONS THAT HAVE ALREADY MADE INSTITUTIONAL COMMITMENTS TO THIS OBJECTIVE. 17500 PRESIDENTIAL VOCATION PUBLICATION - WITH SUPPORT FROM THE LILLY ENDOWMENT INC., THIS IS A BOOK PROJECT, WHICH INTERPRETS THE FINDINGS OF A STUDY OF THE EFFECTIVENESS OF THE VOCATION AND MISSION WORKSHOPS AND THEREBY BROADENS THE BENEFICIAL EFFECTS OF THE 2005-2009 PRESIDENTIAL VOCATION AND INSTITUTIONAL MISSION SEMINAR PROGRAM ON THE PRACTICE AND PROSPECTS OF THE AMERICAN COLLEGE AND UNIVERSITY PRESIDENCY. THE MANUSCRIPT WAS PUBLISHED IN NOVEMBER 2012. 10000 10000 DOROTHY M. WATERBURY TRUST SCHOLARSHIP PROGRAM - THE DOROTHY M. WATERBURY TRUST SCHOLARSHIP PROVIDES FINANCIAL SUPPORT FOR STUDENTS ATTENDING CIC MEMBER INSTITUTIONS THAT WERE MEMBERS OF THE FORMER NEW ENGLAND COLLEGE FUND. THE SCHOLARSHIP IS AWARDED TO SOPHOMORES AND IS RENEWABLE THROUGH THEIR SENIOR YEAR OF STUDY IF THEY CONTINUE TO MEET THE SCHOLARSHIPS GUIDELINES FOR RENEWAL. 10000 PRESIDENTS INSTITUTE STUDENT LEARNING WORKSHOP - WITH A GRANT FROM THE TEAGLE FOUNDATION, CIC OFFERED A WORKSHOP, PRESIDENTIAL LEADERSHIP FOR STUDENT LEARNING IN INDEPENDENT COLLEGES AND UNIVERSITIES, AT THE 2012 PRESIDENTS INSTITUTE FOR APPROXIMATELY 60 COLLEGE AND UNIVERSITY PRESIDENTS TO ENCOURAGE THEM TO RECLAIM THEIR CENTRAL ROLE AS LEADERS OF THE EDUCATIONAL MISSION OF THEIR INSTITUTIONS. 4304 LIBRARY PROGRAMS - CIC HAS PARTNERED WITH THE COUNCIL ON LIBRARY AND INFORMATION RESOURCES (CLIR) TO OFFER PROFESSIONAL DEVELOPMENT OPPORTUNITIES FOR LIBRARY STAFF AT CIC INSTITUTIONS. CLIR AND CIC ARE EXPANDING ACCESS TO SEVERAL EXISTING WORKSHOPS AND OFFERING A VARIETY OF NEW ONES THAT FOCUS ON TOPICS SUCH AS UNDERSTANDING STUDENT RESEARCH BEHAVIOR, MANAGING DIGITAL ASSETS, AND RESTRUCTURING WORK WITHIN THE LIBRARY. 1269262 649038 OTHER CIC CONFERENCES AND WORKSHOPS - ANNUAL INSTITUTES AND WORKSHOPS INCLUDING THE PRESIDENTS INSTITUTE, CHIEF ACADEMIC OFFICERS INSTITUTE, DIVISION AND DEPARTMENT CHAIR WORKSHOPS, COLLEGE MEDIA CONFERENCE, AND ANNUAL STATE FUND MEETING, PROVIDE ONGOING PROFESSIONAL DEVELOPMENT OPPORTUNITIES FOR PRESIDENTS, CHIEF ACADEMIC OFFICERS, DEPARTMENT CHAIRS, DIRECTORS OF STATE FUNDS, AND PUBLIC RELATIONS DIRECTORS. 26351 EXECUTIVE LEADERSHIP ACADEMY - THE EXECUTIVE LEADERSHIP ACADEMY (ELA) IS A YEAR-LONG PROGRAM ORGANIZED IN PARTNERSHIP WITH THE AMERICAN ACADEMIC LEADERSHIP INSTITUTE (AALI) AND THE AMERICAN ASSOCIATION OF STATE COLLEGES AND UNIVERSITIES (AASCU) AND SUPPORTED BY AALI AND THE HENRY LUCE FOUNDATION TO PREPARE EXPERIENCED VICE PRESIDENTS AND OTHER CABINET-LEVEL ADMINISTRATORS OF ALL DIVISIONS OF A COLLEGE OR UNIVERSITY TO SERVE AS EFFECTIVE COLLEGE PRESIDENTS. THE PROGRAM FOCUSES ON ASPECTS OF INSTITUTIONAL LEADERSHIP THAT ARE OFTEN OUTSIDE THE VICE PRESIDENTIAL PURVIEW AND CONSISTS OF TWO SEMINARS, ONGOING WEBINARS AND READING EXERCISES, EXPERIENTIAL PROGRAMS AND ACTIVITIES FOCUSED ON SPECIFIC AREAS OF PRESIDENTIAL RESPONSIBILITY, CAREER COACHING, AND MENTORING. 159950 159950 NATIONAL VENTURE FUND PROGRAM - DESIGNED TO SUPPORT MULTI-COLLEGE COLLABORATIONS TO ADDRESS CORE PROGRAMS TO ADVANCE THE INTERESTS OF INDEPENDENT COLLEGES, PROGRAM AWARDS BECOME AVAILABLE AFTER THE STATE FUND MEMBER RAISES GIFTS AND GRANTS TO MATCH THE AMOUNT OF THE CIC GRANT (1:1 MINIMUM). 36180 138250 TUITION EXCHANGE PROGRAM - TEP IS A NETWORK OF MEMBER COLLEGES AND UNIVERSITIES WILLING TO PROVIDE A STAFF BENEFIT BY WAIVING TUITION FOR STAFF AND THEIR DEPENDENTS. 3727370 689972 1164629 8025949 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 138 0 1 29 1 0 0 0 0 0 0 0 0 0 0 X 33 32 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X CINDY PAGE 2024667230 ONE DUPONT CIRCLE NW WASHINGTON DC 20036 GEORGE E MARTIN 2.00 X X 0 0 0 S GEORGIA NUGENT 2.00 X X 0 0 0 STEVEN BAHLS 2.00 X 0 0 0 MICHELE PERKINS 2.00 X 0 0 0 TONY ARETZ 2.00 X 0 0 0 KURT KUEHN 2.00 X X 0 0 0 STEPHEN BRIGGS 2.00 X 0 0 0 JACK P CALARESO 2.00 X 0 0 0 RONALD L CARTER 2.00 X 0 0 0 CHRISTINA R CUTLIP 2.00 X 0 0 0 WILLIAM L FOX 2.00 X X 0 0 0 MICHAEL GILLIGAN 2.00 X 0 0 0 WILLIAM T LUCKEY 2.00 X 0 0 0 NANCY OLIVER GRAY 2.00 X X 0 0 0 SHARON D HERZBERGER 2.00 X 0 0 0 SHERRY P MAGILL 2.00 X 0 0 0 CHRISTOPHER W KIMBALL 2.00 X X 0 0 0 NORVAL C KNETEN 2.00 X X 0 0 0 TIM SUMMERLIN 2.00 X 0 0 0 MICHAEL LOMAX 2.00 X 0 0 0 ELLEN MCCULLOCH-LOVELL 2.00 X 0 0 0 TOM HELLIE 2.00 X 0 0 0 LEX O MCMILLAN III 2.00 X 0 0 0 CAROL ANN MOONEY 2.00 X 0 0 0 CHRISTOPHER B NELSON 2.00 X 0 0 0 EILEEN WILSON-OYELARAN 2.00 X 0 0 0 KATHLEEN OWENS 2.00 X X 0 0 0 JEROLD PANAS 2.00 X 0 0 0 J B WILSON 2.00 X 0 0 0 HAYWOOD STRICKLAND 2.00 X 0 0 0 KIM PHIPPS 2.00 X 0 0 0 MARJORIE HASS 2.00 X 0 0 0 RICHARD EKMAN 35.00 X X 495906 0 147000 CYNTHIA D PAGE 35.00 X 110113 0 27227 BARBARA HETRICK 35.00 X 166312 0 32700 HAROLD V HARTLEY 35.00 X 161211 0 32698 EDWARD MOORE 35.00 X 170918 0 33117 LAURA A WILCOX 35.00 X 132128 0 31370 CHRISTOPH KUNKEL 35.00 X 132563 0 23373 ALLISON BLACKBURN 35.00 X 100695 0 19350 VIRGINIA M COOMBS 35.00 X 122887 0 18727 1592733 0 365562 9 0 1 0 0 3253713 100000 3481233 6834946 REGISTRATION FEES 900099 1410981 1410981 TUITION EXCHANGE FEES 900099 138250 138250 CONSULTING FEES 900099 31591 31591 PUB SALES & OTHER 900099 4445 4445 1585267 952359 952359 4273131 4255710 1556 17421 -1556 15865 15865 9388437 1585267 0 968224 3343221 3343221 72500 72500 1466269 785831 634846 45592 1543669 883071 609390 51208 139011 83086 51098 4827 225879 135007 83029 7843 165643 99004 60887 5752 10459 3933 6526 49312 12999 36313 177826 162674 15152 678290 677274 1016 44574 43085 1489 41184 12349 28835 356098 44187 311911 508154 485480 21277 1397 891214 878394 12807 13 615 615 70075 2261 67814 14470 1612 12858 PRINTING & DUPLICATING 141977 143492 -1532 17 POSTAGE 90151 84724 5303 124 SUPPLIES AND EXPENSES 89940 27041 62899 EQUIPMENT RENT & REPAIR 84964 2621 82343 117061 42103 74599 359 10322556 8025949 2179475 117132 8076 12308 10327343 15059311 327500 77017 76213 52790 119064 59784 1341795 931073 108003 410722 33747901 30059882 8927677 10098564 170787 187587 53812564 56017965 398580 378136 7117416 12379046 18944 166348 294686 7682344 13070812 X 6364341 6435403 35530839 32276710 4235040 4235040 46130220 42947153 53812564 56017965 X -934119 -2248948 X 0 1 1 X 0 X 3778670 5542031 5497506 43933409 6834946 65586562 1085569 1402233 1396733 1617265 1585267 7087067 4864239 6944264 6894239 45550674 8420213 72673629 0 0 0 72673629 405285 237413 184799 726429 952359 2506285 405285 237413 184799 726429 952359 2506285 5269524 7181677 7079038 46277103 9372572 75179914 0.96670 0.97470 0.03330 0.02530 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 39379879 -1133824 1725850 98455 36421750 36180692 3400150 130223 70740 39379879 0.11620 0.88380 0 0 602468 385268 217200 739327 545805 193522 410722 10098564 F 10098564 RETIREMENT ANNUITY CONTRACTS 186538 DEFERRED COMPENSATION PAYABLE 108148 294686 9388437 10322556 -934119 -2248948 -2248948 -3183067 7139489 -2248948 -2248948 9388437 0 9388437 10322556 0 10322556 0 10322556 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: FOLLOWING THE OCTOBER 2010 MERGER OF CIC AND THE FOUNDATION FOR INDEPENDENT HIGHER EDUCATION (FIHE), WHICH HAD BEEN THE NATIONAL PARTNER IN A NETWORK OF STATE FUNDRAISING CONSORTIA OF INDEPENDENT COLLEGES AND UNIVERSITIES, CIC CONTINUES TO ADMINISTER FORMER FIHE GRANT PROGRAMS TO BENEFIT THE NOW STATE FUND MEMBERS AND THEIR MEMBER COLLEGES. THE PROGRAMS ARE FUNDED THROUGH A DRAWDOWN FROM THE CIC-FIHE ENDOWMENT, SUPPLEMENTED BY GRANTS FROM CORPORATIONS AND FOUNDATIONS INCLUDING UPS, TIAA-CREF AND HSBC. GRANT PROGRAMS SUPPORTING STATE FUND MEMBERS INCLUDE SCHOLARSHIP CHALLENGE GRANTS (RECIPIENTS WILL RAISE MATCHING FUNDS AT A MINIMUM 1:1 RATIO FOR THEIR INDIVIDUAL SCHOLARSHIP CAMPAIGNS); NATIONAL VENTURE FUND GRANTS (DEDICATED TO PROGRAMS BENEFITTING MEMBER COLLEGES COLLABORATING ON A PROJECT TO ADDRESS AN ISSUE OF MUTUAL INTEREST); FIRST OPPORTUNITY PARTNERS GRANTS (DEDICATED TO PROGRAMS BENEFITTING FIRST GENERATION, MINORITY, OR LOW INCOME STUDENTS); AND THE CAPACITY-BUILDING GRANTS (PROVIDING $5,000 IN SEED MONEY FOR INITIATIVES THAT ENHANCE THE STATE FUNDS ABILITY TO RAISE NEW MONEY TO BENEFIT THEIR MEMBER COLLEGES). IN 1974, THE UPS FOUNDATION BEGAN A PROGRAM OF SUPPORTING PRIVATE HIGHER EDUCATIONS BY MAKING A GRANT OF $750,000 IN PREFERRED STOCK TO THE INDEPENDENT COLLEGE FUNDS OF AMERICA (WHICH LATER BECAME THE FOUNDATION FOR INDEPENDENT HIGHER EDUCATION (FIHE)) TO ESTABLISH THE UPS/FIHE EDUCATIONAL ENDOWMENT FUND. A SEQUENCE OF GIFTS OF UPS STOCK AS WELL AS CASH CONTINUED THROUGH 1981, AT WHICH TIME THE CORPUS WAS $4,235,040. EARLY IN 1980, THE 7 PERCENT PREFERRED STOCK HELD IN THE FUND WAS CONVERTED INTO UPS COMMON STOCK, WHICH WAS SUBSEQUENTLY REPURCHASED BY THE COMPANY, WITH THE FUNDS THEN MANAGED BY THE INVESTMENT COMMITTEE OF THE FIHE BOARD (AND SINCE THE MERGER OF FIHE INTO THE COUNCIL OF INDEPENDENT COLLEGES (CIC) IN OCTOBER 2010 BY THE INVESTMENT COMMITTEE OF THE CIC BOARD). AS OF JUNE 30, 2012, THE FUND HAD A DIVERSIFIED PORTFOLIO VALUED AT NEARLY $36 MILLION. THUS, A $4.2 MILLION INVESTMENT BY THE UPS FOUNDATION HAS GENERATED A FUND WITH A MARKET VALUE OF OVER $36 MILLION, AND OVER THE YEARS HAS GENERATED AN ADDITIONAL $52 MILLION IN MOSTLY SCHOLARSHIP GRANTS TO PRIVATE COLLEGES AND UNIVERSITIES DISTRIBUTED THROUGH THE RESPECTIVE PRIVATE COLLEGE STATE ASSOCIATIONS THAT TODAY ARE STATE FUND MEMBERS OF CIC. SINCE ITS IMPLEMENTATION IN 1985, THE UPS SCHOLARSHIP PROGRAM HAS BEEN A CORE INITIATIVE OF FIRST FIHE AND NOW CIC. THE SCHOLARSHIPS ARE GIVEN IN THE NAME OF UNITED PARCEL SERVICE (UPS), WHOSE FINANCIAL SUPPORT ALLOWED THE ESTABLISHMENT OF THE ENDOWMENT, AND WHOSE CONTINUING SUPPORT HAS BEEN CRITICAL TO THE FURTHER GROWTH AND DEVELOPMENT OF THE NETWORK OF STATE ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES. AS PART OF THE UPS SCHOLARSHIP PROGRAM, EACH STATE FUND MEMBER IS PROVIDED WITH ONE SCHOLARSHIP FOR EACH OF ITS MEMBER COLLEGES. THE SCHOLARSHIPS VARY IN SIZE FROM YEAR TO YEAR BASED ON MARKET CONDITIONS AND INVESTMENT RETURNS, WITH THE BOARD OF DIRECTORS FOLLOWING THE TRADITIONAL COLLEGIATE DRAWDOWN POLICY USING A TWELVE-QUARTER MOVING AVERAGE VALUATION FOR THE ENDOWMENT. FOR THE 2012-2013 ACADEMIC YEAR, CIC IS AWARDING UPS SCHOLARSHIPS TOTALING OVER $1.46 MILLION TO STATE FUND MEMBERS, PROVIDING FINANCIAL AID TO 609 STUDENTS NATIONWIDE DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: IN JUNE 2006, THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUED FASB ASC NO. 740-10 [FORMERLY INTERPRETATION NO. 48 (FIN 48)], ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH IS AN INTERPRETATION OF ASC 740S (FORMERLY SFAS NO. 109), ACCOUNTING FOR INCOME TAXES. FASB ASC NO. 740-10 CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN COUNCIL OF INDEPENDENT COLLEGES FINANCIAL STATEMENTS IN ACCORDANCE WITH ASC 740S AND PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. FASB ASC NO. 740-10 REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE COUNCIL OF INDEPENDENT COLLEGES TAX RETURN TO DETERMINE WHETHER THE TAX POSITIONS HAVE A MORE-LIKELY-THAN-NOT PROBABILITY OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. THE COUNCIL OF INDEPENDENT COLLEGES PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED JUNE 30, 2012, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. AS OF JUNE 30, 2012, THE STATUTE OF LIMITATIONS FOR TAX YEARS 2008 THROUGH 2010 REMAINS OPEN WITH THE U.S. FEDERAL JURISDICTION OR THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH THE ORGANIZATION FILES TAX RETURNS. IT IS THE COUNCILS POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, IN INCOME TAX EXPENSE. AS OF JUNE 30, 2012, THE COUNCIL HAD NO ACCRUALS FOR INTEREST AND/OR PENALTIES. 1 ALMA COLLEGE 614 WEST SUPERIOR STREET ALMA MI 488011599 381359083 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS ALVERNO COLLEGE 3400 SOUTH 43RD STREET MILWAUKEE WI 532343922 390806263 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES OF PENNSYLVANIA 101 NORTH FRONT STREET HARRISBURG PA 171011404 251666617 501(C)(3) 199200 UPS SCHOLARSHIPS BEREA COLLEGE 101 CHESTNUT STREET BEREA KY 404040003 610444650 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS CARDINAL STRITCH UNIVERSITY 6801 NORTH YATES ROAD MILWAUKEE WI 532173985 390806196 501(C)(3) 25000 WALMART COLLEGE SUCCESS AWARDS CATAWBA COLLEGE 2300 W INNES STREET SALISBURY NC 281442488 560530251 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS CHAMINADE UNIVERSITY 3140 WAIALAE AVENUE HONALULU HI 968161578 990272261 501(C)(3) 25000 WALMART COLLEGE SUCCESS AWARDS CLARK ATLANTA UNIVERSITY 223 JAMES P BROWLEY DR SW ATLANTA GA 303144391 581825259 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS COLLEGE OF NOTRE DAME OF MARYLAND 4701 N CHARLES STREET BALTIMORE MD 21210 520591641 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS COLLEGE OF NOTRE DAME OF MARYLAND 4701 N CHARLES STREET BALTIMORE MD 21210 520591641 501(C)(3) 1046 CLA PATHWAYS PROJECT DEFIANCE COLLEGE 701 NORTH CLINTON STREET DEFIANCE OH 435121695 344430762 501(C)(3) 25000 WALMART COLLEGE SUCCESS AWARDS DEPAUL UNIVERSITY 1 EAST JACKSON BLVD CHICAGO IL 606042287 362167048 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS ELIZABETHTOWN COLLEGE ONE ALPHA DRIVE ELIZABETHTOWN PA 170222298 231352632 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS EMMANUEL COLLEGE 400 THE FENWAY BOSTON MA 02115 042105769 501(C)(3) 26141 WALMART COLLEGE SUCCESS AWARDS EUREKA COLLEGE 300 EAST COLLEGE AVENUE EUREKA IL 615301500 370673484 501(C)(3) 25000 WALMART COLLEGE SUCCESS AWARDS FRANKLIN COLLEGE 101 BRANIGIN BLVD FRANKLIN IN 46131 350868086 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS GUILFORD COLLEGE 5800 WEST FRIENDLY AVENUE GREENSBORO NC 27410 560529982 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS HERITAGE UNIVERSITY 3240 FORT ROAD TOPPENISH WA 98948 911160585 501(C)(3) 25000 WALMART COLLEGE SUCCESS AWARDS INDEPENDENT COLLEGE FUND OF MARYLAND 3225 ELLERSLIE AVENUE SUITE C-160 BALTIMORE MD 212183519 520692469 501(C)(3) 25000 SCHOLARSHIP CHALLENGE GRANT INDEPENDENT COLLEGE FUND OF MARYLAND 3225 ELLERSLIE AVENUE SUITE C-160 BALTIMORE MD 212183519 520692469 501(C)(3) 24000 UPS SCHOLARSHIPS INDEPENDENT COLLEGE FUND OF NEW JERSEY 797 SPRINGFIELD AVENUE SUMMIT NJ 07901 221551931 501(C)(3) 33600 UPS SCHOLARSHIPS INDEPENDENT COLLEGES OF INDIANA 3135 NORTH MARIDIAN STREET INDIANAPOLIS IN 462084717 310901001 501(C)(3) 2200 NATIONAL VENTURES FUND INDEPENDENT COLLEGES OF WASHINGTON 600 SEWART STREET SUITE 600 SEATTLE WA 981011268 910614877 501(C)(3) 49750 NATIONAL VENTURES FUND INDEPENDENT COLLEGES OF WASHINGTON 600 SEWART STREET SUITE 600 SEATTLE WA 981011268 910614877 501(C)(3) 24000 UPS SCHOLARSHIPS LYNCHBURG COLLEGE 1501 LAKESIDE DRIVE LYNCHBURG VA 245013199 540505922 501(C)(3) 1750 CLA PATHWAY PROJECT LYNCHBURG COLLEGE 1501 LAKESIDE DRIVE LYNCHBURG VA 245013199 540505922 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS MARS HILL COLLEGE PO BOX 370 MARS HILL NC 28754 560554207 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS MCKENDREE COLLEGE 701 COLLEGE ROAD LEBANON IL 622549990 370661219 501(C)(3) 25000 WALMART COLLEGE SUCCESS AWARDS MERCYHURST COLLEGE 501 EAST 38TH STREET ERIE PA 165460001 250965430 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS MILLS COLLEGE 5000 MACARTHUR BLVD OAKLAND CA 946131301 941156566 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS MISSOURI COLLEGES FUND 3401 WEST TRUMAN BLVD SUITE 202 JEFFERSON CITY MD 651096892 430680952 501(C)(3) 38400 UPS SCHOLARSHIPS NORTH CAROLINA INDEPENDENT COLLEGES AND UNIVERSITIES 530 N BLOUNT STREET RALEIGH NC 276041120 560775353 501(C)(3) 86400 UPS SCHOLARSHIPS NOTRE DAME DE NAMUR UNIVERSITY 1500 RALSTON AVENUE BELMONT CA 940021997 941156646 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS OHIO FOUNDATION OF INDEPENDENT COLLEGES 250 EAST BROAD STREET SUITE 1700 COLUMBUS OH 432153722 314441082 501(C)(3) 5000 CAPACITY BUILDING GRANT ROSEMONT COLLEGE 1400 MONTGOMERY AVENUE ROSEMONT PA 190101699 231365966 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS SAINT AUGUSTINE'S COLLEGE 1315 OAKMONT AVENUE RALEIGH NC 276102298 560547478 501(C)(3) 1500 PRESIDENTS INSTITUTE TRAVEL GRANT SAINT AUGUSTINE'S COLLEGE 1315 OAKMONT AVENUE RALEIGH NC 276102298 560547478 501(C)(3) 25000 WALMART COLLEGE SUCCESS AWARDS STETSON UNIVERSITY 421 NORTH WOODLAND BLVD DELAND FL 327230001 590624416 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS STEVENSON UNIVERSITY 1525 GREENSPRING VALLEY ROAD STEVENSON MD 21153 520705392 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS THOMAS COLLEGE 180 WEST RIVER ROAD WATERVILLE ME 049015097 010263385 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS UNIVERSITY OF ST FRANCIS 500 NORTH WILCOX STREET JOLIET IL 604356188 362170999 501(C)(3) 50000 WALMART COLLEGE SUCCESS AWARDS VIRGINIA FOUNDATION OF INDEPENDENT COLLEGES 8010 RIDGE ROAD SUITE B RICHMOND VA 232297288 540554396 501(C)(3) 5000 CAPACITY BUILDING GRANT VIRGINIA FOUNDATION OF INDEPENDENT COLLEGES 8010 RIDGE ROAD SUITE B RICHMOND VA 232297288 540554396 501(C)(3) 25000 FIRST OPPORTUNITY PARTNERS FUND WABASH COLLEGE 410 WEST WABASH STREET CRAWFORDSVILLE IN 479330352 350868202 501(C)(3) 25000 WALMART COLLEGE SUCCESS AWARDS WOODBURY UNIVERSITY 7500 GLENOAKS BLVD BURBANK CA 915107846 952786163 501(C)(3) 25000 WALMART COLLEGE SUCCESS AWARDS ALABAMA ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES 5950 CARMICHAEL PLACE SUITE 213 MONTGOMERY AL 361172347 630422143 501(C)(3) 31200 UPS SCHOLARSHIPS ARKANSAS' INDEPENDENT COLLEGES & UNIVERSITIES ONE RIVERFRONT PLACE SUITE 610 NORTH LITTLE ROCK AR 721145646 710266514 501(C)(3) 25000 SCHOLARSHIP CHALLENGE GRANT ARKANSAS' INDEPENDENT COLLEGES & UNIVERSITIES ONE RIVERFRONT PLACE SUITE 610 NORTH LITTLE ROCK AR 721145646 710266514 501(C)(3) 26400 UPS SCHLOARSHIPS ASSOCIATED COLLEGES OF ILLINOIS 70 E LAKE STREET SUITE 1418 CHICAGO IL 606017450 362252360 501(C)(3) 5000 CAPACITY BUILDING GRANT ASSOCIATED COLLEGES OF ILLINOIS 70 E LAKE STREET SUITE 1418 CHICAGO IL 606017450 362252360 501(C)(3) 45000 FIRST OPPORTUNITY PARTNERS FUND ASSOCIATED COLLEGES OF ILLINOIS 70 E LAKE STREET SUITE 1418 CHICAGO IL 606017450 362252360 501(C)(3) 3500 NAMED SCHOLARSHIP GRANT ASSOCIATED COLLEGES OF ILLINOIS 70 E LAKE STREET SUITE 1418 CHICAGO IL 606017450 362252360 501(C)(3) 35000 NATIONAL VENTURE FUND ASSOCIATED COLLEGES OF ILLINOIS 70 E LAKE STREET SUITE 1418 CHICAGO IL 606017450 362252360 501(C)(3) 25000 SCHOLARSHIP CHALLENGE GRANT ASSOCIATED COLLEGES OF ILLINOIS 70 E LAKE STREET SUITE 1418 CHICAGO IL 606017450 362552360 501(C)(3) 55200 UPS SCHOLARSHIPS ASSOCIATION OF INDEPENDENT KENTUCKY COLLEGES AND UNIVERSITIES 484 CHENAULT ROAD FRANKFORT KY 406019260 610469277 501(C)(3) 48000 UPS SCHOLARSHIPS CALIFORNIA LUTHERAN UNIVERSITY 60 WEST OLSEN ROAD THOUSAND OAKS CA 91360 952962604 501(C)(3) 5948 NET-VUE GRANT CLARK ATLANTA UNIVERSITY 223 JAMES P BROWLEY DR SW ATLANTA GA 303144391 581825259 501(C)(3) 1500 PRESIDENTS INSTITUTE TRAVEL GRANT FLORIDA INDEPENDENT COLLEGE FUND 542 EAST PARK AVENUE TALLAHASSEE FL 323012589 591919098 501(C)(3) 69600 UPS SCHOLARSHIPS FRANKLIN COLLEGE 101 BRANIGIN BLVD FRANKLIN IN 46131 350868086 501(C)(3) 200 DQP CONSORTIUM GEORGIA INDEPENDENT COLLEGE ASSOCIATION ONE GEORGIA CENTER SUITE 1510 ATLANTA GA 303083625 580684740 501(C)(3) 5000 CAPACITY BUILDING GRANT GEORGIA INDEPENDENT COLLEGE ASSOCIATION ONE GEORGIA CENTER SUITE 1510 ATLANTA GA 303083625 580684740 501(C)(3) 5000 NAMED SCHOLARSHIP GRANT GEORGIA INDEPENDENT COLLEGE ASSOCIATION ONE GEORGIA CENTER SUITE 1510 ATLANTA GA 303083625 580684740 501(C)(3) 57600 UPS SCHOLARSHIPS GORDON COLLEGE REGISTRARS OFFICE WENHAM MA 019841899 042104258 501(C)(3) 5000 WESTBURY SCHOLARSHIP INDEPENDENT COLLEGES AND UNIVERSITITES OF TEXAS FOUNDATION PO BOX 13105 AUSTIN TX 787113105 751540769 501(C)(3) 86400 UPS SCHOLARSHIP INDEPENDENT COLLEGES OF INDIANA 3135 NORTH MARIDIAN STREET INDIANAPOLIS IN 462084717 310901001 501(C)(3) 74400 UPS SCHOLARSHIPS INDEPENDENT HIGHER EDUCATION OF COLORADO FUND 1177 GRANT STREET SUITE 102 DENVER CO 802032362 726028332 501(C)(3) 7200 UPS SCHOLARSHIPS IOWA COLLEGE FOUNDATION 505 FIFTH AVENUE SUITE 1034 DES MOINES IA 503092315 420745995 501(C)(3) 5000 NAMED SCHOLARSHIP GRANT IOWA COLLEGE FOUNDATION 505 FIFTH AVENUE SUITE 1034 DES MOINES IA 503092315 420745995 501(C)(3) 25000 NATIONAL VENTURE FUND IOWA COLLEGE FOUNDATION 505 FIFTH AVENUE SUITE 1034 DES MOINES IA 503092315 420745995 501(C)(3) 55200 UPS SCHOLARSHIPS JOHN CARROLL UNIVERSITY 20700 NORTH PARK BLVD UNIVERSITY HEIGHTS OH 441184581 340714681 501(C)(3) 9350 NET-VUE GRANT KANSAS INDEPENDENT COLLEGE FUND 700 SOUTH KANSAS AVENUE SUITE 622 TOPEKA KS 666033823 480636041 501(C)(3) 43200 UPS SCHOLARSHIPS LAGRANGE COLLEGE 601 BROAD STREET LAGRANGE GA 302402999 580566199 501(C)(3) 3450 NET-VUE GRANT LAGRANGE COLLEGE 601 BROAD STREET LAGRANGE GA 302402999 580566199 501(C)(3) 2000 INFORMATION FLUENCY LOUSISIANA INDEPENDENT COLLEGE FOUNDATION 320 THIRD STREET SUITE 104 BATON ROUGE LA 708011307 726028332 501(C)(3) 25000 SCHOLARSHIP CHALLENGE GRANT LOUSISIANA INDEPENDENT COLLEGE FOUNDATION 320 THIRD STREET SUITE 104 BATON ROUGE LA 708011307 726028332 501(C)(3) 14400 UPS SCHOLARSHIPS MCKENDREE UNIVERSITY 701 COLLEGE ROAD LEBANON IL 622549990 370061219 501(C)(3) 306 DQP CONSORTIUM MICHIGAN COLLEGES FOUNDATION 26555 EVERGREEN ROAD SUITE 870 SOUTHFIELD MI 480764239 381332962 501(C)(3) 5000 NAMED SCHOLARSHIP GRANT MICHIGAN COLLEGES FOUNDATION 26555 EVERGREEN ROAD SUITE 870 SOUTHFIELD MI 480764239 381332962 501(C)(3) 25000 SCHOLARSHIP CHALLENGE GRANT MICHIGAN COLLEGES FOUNDATION 26555 EVERGREEN ROAD SUITE 870 SOUTHFIELD MI 480764239 381332962 501(C)(3) 33600 UPS SCHOLARSHIPS MINNESOTA PRIVATE COLLEGE FUND 445 MINNESOTA STREET SUITE 500 ST PAUL MN 551012903 510166951 501(C)(3) 14000 NATIONAL VENTURE FUND MINNESOTA PRIVATE COLLEGE FUND 445 MINNESOTA STREET SUITE 500 ST PAUL MN 551012903 510166951 501(C)(3) 25000 SCHOLARSHIP CHALLENGE GRANT MINNESOTA PRIVATE COLLEGE FUND 445 MINNESOTA STREET SUITE 500 ST PAUL MN 551012903 510166951 501(C)(3) 40800 UPS SCHOLARSHIPS NEBRASKA INDEPENDENT COLLEGE FOUNDATION 4940 SOUTH 114TH STREET SUITE 5 OMAHA NE 681372310 470399855 501(C)(3) 21600 UPS SCHOLARSHIPS NEW MEXICO INDEPENDENT COLLEGE FUND PO BOX 2004 SANTA FE NM 875042004 856005787 501(C)(3) 4800 UPS SCHOLARSHIPS NORTH DAKOTA INDEPENDENT COLLEGE FUND CO UNIVERSITY OF MARY 7500 UNIVERSITY DRIVE BISMARK ND 585049634 456013925 501(C)(3) 4800 UPS SCHOLARSHIPS OHIO FOUNDATION OF INDEPENDENT COLLEGES 250 EAST BROAD STREET SUITE 1700 COLUMBUS OH 432153722 314441082 501(C)(3) 17950 FIRST OPPORTUNITY PARTNERS FUND OHIO FOUNDATION OF INDEPENDENT COLLEGES 250 EAST BROAD STREET SUITE 1700 COLUMBUS OH 432153722 314441082 501(C)(3) 25000 SCHOLARSHIP CHALLENGE FUND OHIO FOUNDATION OF INDEPENDENT COLLEGES 250 EAST BROAD STREET SUITE 1700 COLUMBUS OH 432153722 314441082 501(C)(3) 81600 UPS SCHOLARSHIPS OKLAHOMA INDEPENDENT COLLEGES AND UNIVERSITIES PO BOX 57148 OKLAHOMA CITY OK 731577148 730632937 501(C)(3) 24000 UPS SCHOLARSHIPS OREGON ALLIANCE OF INDEPENDENT COLLEGES AND UNIVERSITIES 16101 SW 72ND AVENUE SUITE 100 PORTLAND OR 972247231 930452083 501(C)(3) 24000 UPS SCHOLARSHIPS SAINT ANSELM COLLEGE 100 SAINT ANSELM DRIVE MANCHESTER NH 031021310 020222182 501(C)(3) 5000 WATERBURY SCHOLARSHIP SAINT AUGUSTINE'S COLLEGE 1315 OAKMONT AVENUE RALEIGH NC 276102298 560547478 501(C)(3) 1200 DQP CONSORTIUM SOUTH CAROLINA INDEPENDENT COLLEGES AND UNIVERSITIES PO BOX 12007 COLUMBIA SC 292112007 570343998 501(C)(3) 5000 CAPACITY BUILDING GRANT SOUTH CAROLINA INDEPENDENT COLLEGES AND UNIVERSITIES PO BOX 12007 COLUMBIA SC 292112007 570343998 501(C)(3) 36000 UPS SCHOLARSHIPS SOUTH DAKOTA FOUNDATION OF INDEPENDENT COLLEGES UNIVERSITY OF SIOUX FALLS 1101 W 22ND STREET SIOUX FALLS SD 571051600 466003958 501(C)(3) 12000 UPS SCHOLARSHIPS TENNESSEEE INDEPENDENT COLLEGES & UNIVERSITIES ASSOCIATION 1301 17TH AVENUE SOUTH NASHVILLE TN 372122201 621155139 501(C)(3) 10000 NATIONAL VENTURE FUND TENNESSEEE INDEPENDENT COLLEGES & UNIVERSITIES ASSOCIATION 1301 17TH AVENUE SOUTH NASHVILLE TN 372122201 621155139 501(C)(3) 81600 UPS SCHOLARSHIPS VIRGINIA FOUNDATION OF INDEPENDENT COLLEGES 8010 RIDGE ROAD SUITE B RICHMOND VA 232297288 540554396 501(C)(3) 24000 NATIONAL VENTURE FUND VIRGINIA FOUNDATION OF INDEPENDENT COLLEGES 8010 RIDGE ROAD SUITE B RICHMOND VA 232297288 540554396 501(C)(3) 36000 UPS SCHOLARSHIPS WEST VIRGINIA INDEPENDENT COLLEGES AND UNIVERSITIES 900 LEE STREET SUITE 910 CHARLESTON WV 253011721 550465880 501(C)(3) 19200 UPS SCHOLARSHIPS WISCONSIN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES 122 W WASHINGTON AVENUE MADISON WI 537032723 391039417 501(C)(3) 5000 NAMED SCHOLARSHIP GRANT WISCONSIN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES 122 W WASHINGTON AVENUE MADISON WI 537032723 391039417 501(C)(3) 48000 UPS SCHOLARSHIPS SCHOLARSHIP TO PURSUE PH.D 1 50000 COST STIPENDS FOR AMERICAN GRADUATE FELLOWSHIPS 9 22500 COST PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: LARGER GRANTS ARE MONITORED THROUGH NARRATIVE AND FINANCIAL REPORTS DUE AT SPECIFIC TIMES DURING THE GRANT PERIOD. SMALLER TRAVEL GRANTS REQUIRE DOCUMENTATION OF EXPENDITURE FOR THE RELEASE OF THE GRANT FUNDS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 RICHARD EKMAN 494687 0 0 0 1219 0 108148 0 38852 0 642906 0 0 0 BARBARA HETRICK 165093 0 0 0 1219 0 0 0 32700 0 199012 0 0 0 HAROLD V HARTLEY 160797 0 0 0 414 0 0 0 32698 0 193909 0 0 0 EDWARD MOORE 170144 0 0 0 774 0 0 0 33117 0 204035 0 0 0 LAURA A WILCOX 131714 0 0 0 414 0 0 0 31370 0 163498 0 0 0 CHRISTOPH KUNKEL 132293 0 0 0 270 0 0 0 23373 0 155936 0 0 0 PART I, LINE 1A THE SOCIAL CLUB IS USED AS A VENUE FOR THE PRESIDENT TO MEET PRIVATELY WITH KEY HIGHER EDUCATION LEADERS. FORM 990, PART VI, SECTION A, LINE 6 CIC HAS MEMBERS. SPECIFICALLY, THE COUNCIL OF INDEPENDENT COLLEGES (CIC) IS AN ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES. INSTITUTIONAL MEMBERSHIP IN THE COUNCIL IS OPEN TO ALL AMERICAN NON-PROFIT, INDEPENDENT, BACCALAUREATE DEGREE-GRANTING COLLEGES OF LIBERAL ARTS AND SCIENCES. INTERNATIONAL MEMBERSHIP IS OPEN TO INDEPENDENT BACCALAUREATE DEGREE-GRANTING INSTITUTIONS WHOSE MAIN EDUCATIONAL PROGRAMS AND FACILITIES ARE LOCATED OUTSIDE THE UNITED STATES. ASSOCIATE MEMBERSHIP IS OPEN TO ASSOCIATE'S DEGREE-GRANTING, NON-PROFIT, INDEPENDENT, LIBERAL ARTS COLLEGES. AFFILIATE MEMBERSHIP IS OPEN TO ALL EDUCATIONAL ASSOCIATIONS AND ORGANIZATIONS WITH 501(C)(3) STATUS THAT SERVE INDEPENDENT COLLEGES AND UNIVERSITIES. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD WILL BE SELF-PERPETUATING. IT WILL ELECT EACH INCOMING CLASS OF NEW DIRECTORS, ELECT MEMBERS OF THE EXECUTIVE COMMITTEE, AND FILL ALL VACANCIES FOR THE REMAINDER OF UNEXPIRED TERMS EXCEPT THAT OF CHAIR. THE BOARD WILL SEEK NOMINATIONS FOR NEW DIRECTORS FROM MEMBER COLLEGE PRESIDENTS, CHIEF EXECUTIVES OF STATE FUND MEMBERS, AND OTHER MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B POLICY MATTERS OF MAJOR IMPORTANCE, INCLUDING AMENDMENT, REPEAL, OR ALTERATION OF THE CIC BYLAWS, IN WHOLE OR PART, MAY BE PERMITTED FROM TIME TO TIME BY EITHER A MAIL REFERENDUM OR SPECIAL MEETING OF THE INSTITUTIONAL MEMBERS. IN ADDITION, ANNUAL MEMBERSHIP DUES HAVE TO BE APPROVED BY THE INSTITUTIONAL MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE EXECUTIVE COMMITTEE, WHEN IT MEETS IN JANUARY PRIOR TO THE FULL BOARD OF DIRECTORS MEETING, WILL REVIEW THE DRAFT FORM 990, AS PREPARED BY CIC'S AUDITORS AND RECOMMEND IT TO THE BOARD OF DIRECTORS FOR ACCEPTANCE, INCLUDING POSSIBLE REVISIONS; AND AT ITS JANUARY MEETING, THE BOARD OF DIRECTORS WILL REVIEW THE DRAFT FORM 990 AND ACCEPT IT, INCLUDING POSSIBLE REVISIONS; AT THE ANNUAL MEETING OF THE MEMBERSHIP IN JANUARY, THE TREASURER WILL REPORT ON THE PROCEDURES AND OUTCOMES OF THE REVIEW OF THE DRAFT FORM 990. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY BOARD MEMBERS AND STAFF COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM IDENTIFYING ANY RELATIONSHIPS OR CIRCUMSTANCES WHICH THE BOARD OR STAFF MEMBER BELIEVES COULD CONTRIBUTE TO A CONFLICT OF INTEREST. CIC COLLECTS THE DISCLOSURES. PROCEDURES: A. PRIOR TO BOARD ACTION ON A CONTRACT OR OTHER TRANSACTION INVOLVING A CONFLICT OF INTEREST, A BOARD MEMBER HAVING A CONFLICT OF INTEREST SHALL DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. SUCH DISCLOSURE SHALL BE REFLECTED IN THE MINUTES OF THE MEETING. B. A PERSON WHO HAS A CONFLICT OF INTEREST SHALL NOT PARTICIPATE IN THE DECISION EXCEPT TO DISCLOSE MATERIAL FACTS AND TO RESPOND TO QUESTIONS. C. THE PERSON HAVING A CONFLICT OF INTERST MAY NOT VOTE ON THE CONTRACT OR TRANSACTION. D. STAFF MEMBERS WHO HAVE A CONFLICT OF INTEREST WITH RESPECT TO A CONTRACT OR TRANSACTION THAT IS NOT THE SUBJECT OF BOARD ACTION SHALL DISCLOSE TO THE PRESIDENT OF CIC ANY SUCH CONFLICT OF INTEREST. THAT STAFF MEMBER SHALL REFRAIN FROM ANY ACTION THAT MAY AFFECT CIC'S PARTICIPATION IN SUCH CONTRACT OR TRANSACTION. IN THE EVENT IT IS NOT ENTIRELY CLEAR THAT A CONFLICT OF INTEREST EXISTS, THE INDIVIDUAL WITH THE POTENTIAL CONFLICT SHALL DISCLOSE THE CIRCUMSTANCES TO THE PRESIDENT OF CIC. FORM 990, PART VI, SECTION B, LINE 15 PROCESS USED TO DETERMINE THE COMPENSATION OF: A. CEO - COMPENSATION COMMITTEE INCLUDES THE BOARD CHAIR AND TWO MEMBERS OF THE EXECUTIVE COMMITTEE APPOINTED BY THE CHAIR. THE COMPENSATION COMMITTEE REVIEWS SALARIES OF CEOS AND EXECUTIVE DIRECTORS OF HIGHER EDUCATION ASSOCIATIONS BASED IN THE DISTRICT OF COLUMBIA. THE STANDING POLICY IS THE CIC PRESIDENT WOULD RECEIVE A SALARY AT OR NEAR THE 75TH PERCENTILE OF THE REVIEWED SALARIES, IF PERFORMANCE WERE SATISFACTORY. THE COMPENSATION COMMITTEE REPORTS TO THE EXECUTIVE COMMITTEE ON SALARY RECOMMENDATIONS BASED ON THE COMPARISON RESEARCH AND PERFORMANCE BENCHMARKS. THE EXECUTIVE COMMITTEE APPROVES THE CEO'S ANNUAL COMPENSATION AT THE JUNE BOARD MEETING. B. OTHER OFFICERS OR KEY EMPLOYEES - THE CIC PRESIDENT, ACTING UNDER THE TOTAL COMPENSATION GUIDELINES SET BY THE BOARD, EVALUATES POSITIONS AND PERFORMANCE OF THE STAFF. THE PRESIDENT REVIEWS RESEARCH AND COMPARISONS FROM SIMILAR ORGANIZATIONS USING FORM 990 AS WELL AS THE WASHINGTON HIGHER EDUCATION SECRETARIAT COMPENSATION SURVEY. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS AND POLICIES ARE PROVIDED UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -2,248,948. AMERICAN ACADEMIC LEADERSHIP INSTITUTE 1825 K STREET NW WASHINGTON DC 20006 521572800 EDUCATION DC 501(C)(3) LINE 11A, I N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AMERICAN ACADEMIC LEADERSHIP INSTITUTE C 100000 COST