2014-11-25T09:35:37-06:00 2013-12-31 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2013-01-01 522106274 THOMAS ALVA EDISON FOUNDATION THOM 2025085540 701 PENNSYLVANIA AVENUE NW WASHINGTON DC 200042608 JOHN SCHLENKER TREASURER 2025085540 2014-11-25 1 KAREN GRIES P00078514 7039985100 2013 2015-11-30 17:44:51Z LISA WOOD 701 PENNSYLVANIA AVENUE NW WASHINGTON DC 200042608 1667869 0 X WWW.EDISONFOUNDATION.NET X 1998 DC BRING THE BENEFITS OF ELECTRICITY TO FAMILIES, BUSINESSES, AND INDUSTRIES WORLDWIDE 8 8 5 0 0 0 2020638 1599500 0 66800 2822 1569 0 0 2023460 1667869 0 13000 0 0 585371 594821 0 0 0 1387379 1279858 1972750 1887679 50710 -219810 1380547 1367028 494190 700481 886357 666547 THE EDISON FOUNDATION IS A 501(C)(3) CHARITABLE ORGANIZATION DEDICATED TO BRINGING THE BENEFITS OF ELECTRICITY TO FAMILIES, BUSINESSES, AND INDUSTRIES WORLDWIDE. 0 0 1697651 13000 66800 MAJOR SERVICE ACCOMPLISHMENTS IN 2013: THE EDISON FOUNDATION IN COLLABORATION WITH IEE (RENAMED THE INSTITUTE FOR ELECTRIC INNOVATION AT THE END OF 2013) - WHICH IS FUNDED BY THE EDISON FOUNDATION - ENGAGED IN THE FOLLOWING MAJOR ACTIVITIES IN 2013: (1) HELD A CONFERENCE IN 2013 (POWERING THE PEOPLE) TO FURTHER DISCUSSION AND EDUCATION ABOUT THE TRANSFORMING ELECTRIC POWER SECTOR AMONG REGULATORS, POLICYMAKERS, STAKEHOLDERS, AND THE POWER INDUSTRY; RELEASED A BOOK, "INNOVATIONS ACROSS THE GRID: PARTNERSHIPS TRANSFORMING THE POWER SECTOR," WHICH WAS WIDELY DISTRIBUTED; AND (3) RELEASED A NUMBER OF REPORTS AND ISSUE BRIEFS ON MAJOR ISSUES FACING THE POWER SECTOR. 1697651 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 5 1 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 0 0 0 DC X JOHN SCHLENKER 2025085540 701 PENNSYLVANIA AVENUE NW WASHINGTON DC 200042608 THOMAS F FARRELL II CHARIMAN/DIRECTOR 1.00 1.00 X X 0 0 0 THOMAS R KUHN PRESIDENT/DIRECTOR 1.00 47.00 X X 0 3859858 75388 ANTHONY F EARLEY DIRECTOR 1.00 X 0 0 0 MICHAEL W YACKIRA DIRECTOR 1.00 3.00 X 0 0 0 THEODORE F CRAVER JR DIRECTOR 1.00 3.00 X 0 0 0 MICHAEL G MORRIS DIRECTOR 1.00 2.00 X 0 0 0 JAMES E ROGERS DIRECTOR 1.00 1.00 X 0 0 0 LEWIS HAY III DIRECTOR 1.00 3.00 X 0 0 0 NICHOLAS K AKINS DIRECTOR 1.00 4.00 X 0 0 0 THOMAS A FANNING DIRECTOR 1.00 3.00 X 0 0 0 LISA WOOD VICE PRESIDENT/EXECUTIVE DIRECTOR 40.00 X 294701 0 80497 J BRUCE BROWN SECRETARY 1.00 47.00 X 0 195491 90952 JOHN S SCHLENKER TREASURER 1.00 46.00 X 0 300762 139934 BRIAN WOLFF EXECUTIVE VICE PRESIDENT 1.00 45.00 X 0 842756 157975 MIRANDA HARWELL DEVELOPMENT DIRECTOR 35.00 X 114943 0 22810 ADAM COOPER MANAGER, ELECTRIC EFFICIENCY 35.00 X 114502 0 20817 524146 5198867 588373 3 0 1 0 DETROIT PUBLIC TELEVISION ONE CLOVER COURT WIXOM MI 48393 MEDIA 250000 HARGROVE INC 1 HARGROVE DRIVE LANHAM MD 20706 EVENT PRODUCTION 124915 2 1462500 137000 1599500 PROGRAMS 900099 66800 66800 66800 1569 1569 1667869 66800 0 1569 X 13000 13000 294701 294701 300120 300120 22816 22816 11442 11442 236735 236735 250000 250000 12718 12718 2750 2750 53686 53686 300184 300184 ALLOCATED EEI EXPENSES 368789 214136 154653 DUES/SUBSCRIPTIONS 10029 10029 COMMUNICATIONS 5386 5386 REGISTRATION FEES 2407 2407 2916 1799 1117 1887679 1697651 190028 0 1273547 1323128 19900 100000 7000 24000 1380547 1367028 327390 595581 166800 85000 0 19900 494190 700481 X 886357 666547 886357 666547 1380547 1367028 -219810 0 X 0 1 X 1 0 X 1061250 1050000 1098600 1812000 1599500 6621350 1061250 1050000 1098600 1812000 1599500 6621350 905314 5716036 8594 4719 4032 2822 1569 21736 6643086 275435 0.86040 0.85610 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DEFERRED COMPENSATION - CURRENT OFFICERS 19900 19900 X PART X, LINE 2: THE FOUNDATION HAS EVALUATED ITS TAX POSITIONS AND DETERMINED THAT ITS POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. THE FOUNDATION'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TAX RETURNS FOR THE FISCAL YEARS ENDED 2010 THROUGH 2012 ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. 1 MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVE ROOM 7-337 CAMBRIDGE MA 02139 042103594 501(C)(3) 10000 EDUCATIONAL ACTIVITIES X X 0 1 0 0 0 0 0 0 0 THOMAS R KUHN PRESIDENT/DIRECTOR 0 873298 0 851246 0 2135314 0 49734 0 25654 0 3935246 0 0 LISA WOOD VICE PRESIDENT/EXECUTIVE DIRECTOR 193472 0 75000 0 26229 0 71011 0 9486 0 375198 0 0 0 J BRUCE BROWN SECRETARY 0 163229 0 7000 0 25262 0 87586 0 3366 0 286443 0 0 JOHN S SCHLENKER TREASURER 0 198601 0 80000 0 22161 0 120225 0 19709 0 440696 0 0 BRIAN WOLFF EXECUTIVE VICE PRESIDENT 0 545032 0 292000 0 5724 0 145032 0 12943 0 1000731 0 0 PART I, LINE 4B THE EDISON ELECTRIC INSTITUTE PROVIDES A NON-QUALIFIED PLAN FOR ELIGIBLE MANGAGEMENT EMPLOYEES. THOMAS R. KUHN $2,095,121 JOHN SCHLENKER $45,903 BRIAN WOLFF $104,439 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS TWO CLASSES OF MEMBERS. CLASS A MEMBERSHIP IS COMPRISED OF THE EDISON ELECTRIC INSTITUTE. CLASS B MEMBERSHIP SHALL BE THE PERSONS CONSTITUTING THE VOTING MEMBERS OF EDISON ELECTRIC INSTITUTE. FORM 990, PART VI, SECTION A, LINE 7A THE CLASS A MEMBER SHALL HAVE THE EXCLUSIVE RIGHT TO ELECT DIRECTORS TO SUCCEED THE INITIAL DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE CLASS A MEMBER SHALL HAVE NO LIMITATION ON THE VOTING POWER OR AUTHORITY, EXCEPT AS MAY BE PROVIDED IN THE BYLAWS. THE CLASS A MEMBER SHALL HAVE THE POWER TO REPEAL OR AMEND THE BYLAWS, OR ADOPT NEW BYLAWS. CLASS B MEMBERS ARE PROVIDED THE RIGHTS, PRIVILEGES, OBLIGATIONS AND RESPONSIBILITIES OF CLASS B MEMBERS AS PRESCRIBED BY THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE ORGANIZATION'S OUTSIDE CPA FIRM AND MANAGEMENT IN ADVANCE OF FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES FOR ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES. EDISON ELECTRIC INSTITUTE INC.'S CODE OF BUSINESS CONDUCT HAS BEEN DISTRIBUTED TO ALL EMPLOYEES AND IS ON THE ORGANIZATION'S INTRANET SITE. THIS DOCUMENT INCLUDES, IN PART, EEI'S CORE VALUES, OPERATING PRINCIPLES, CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY, WHICH INCLUDES A CONFIDENTIAL 800 TELEPHONE NUMBER. PERIODIC REMINDERS ARE GIVEN. EDISON ELECTRIC INSTITUTE, INC. HAS A WRITTEN DIRECTOR'S CONFLICT OF INTEREST POLICY, APPLICABLE TO ALL MEMBERS OF ITS BOARD OF DIRECTORS, WHICH WAS FORMALLY ADOPTED BY THE ORGANIZATION'S BOARD. PERIODIC REMINDERS ARE GIVEN. THE ORGANIZATION ALSO HAS A CORPORATE COMPLIANCE OFFICER, A POLICY AND PROCEDURE FOR REPORTING VIOLATIONS OF THE CODE OF BUSINESS CONDUCT AS WELL AS CONCERNS ABOUT THE USE OF EDISON ELECTRIC INSTITUTE INC.'S CORPORATE RESOURCES AND FINANCIAL REPORTING AND A VENDOR CODE OF CONDUCT POLICY. THERE HAS NOT BEEN A VIOLATION OF THE CONFLICT OF INTEREST POLICIES; ALTHOUGH WE STAND READY TO ENFORCE THE POLICIES IN APPROPRIATE CIRCUMSTANCES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION AND CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC, HOWEVER THE BALANCE SHEET AND INCOME STATEMENT CAN BE FOUND ON THE FORM 990 WHICH IS MADE AVAILABLE TO THE PUBLIC ON VARIOUS WEB SITES AND UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING FEES: PROGRAM SERVICE EXPENSES 236,735. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 236,735. EDISON ELECTRIC INSTITUTE 701 PENNSYLVANIA AVENUE NW WASHINGTON DC 200042696 130659550 TO PROVIDE A FORUM FOR THE ELECTRIC UTILITY INDUSTRY VA 501(C)(6) 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 EDISON ELECTRIC INSTITUTE C 149650 EDISON ELECTRIC INSTITUTE P 364658 EDISON ELECTRIC INSTITUTE S 811319