2014-11-17T16:36:34-06:00 2013-12-31 752393478 WHITLEY PENN LLP 8343 DOUGLAS AVENUE SUITE 400 DALLAS TX 75225 990 2013-01-01 750945939 SOUTHWESTERN MEDICAL FOUNDATION SOUT 2143516143 3963 MAPLE AVENUE NO 100 DALLAS TX 75219 KATHLEEN M GIBSON PRESIDENT 2143516143 2014-11-17 1 CURTIS MAXFIELD P00445178 2143939300 2013 2015-11-30 17:44:51Z KATHLEEN M GIBSON 3963 MAPLE AVENUE NO 100 DALLAS TX 75219 630509738 0 X WWW.SWMEDICAL.ORG X 1939 TX THE MISSION OF SOUTHWESTERN MEDICAL FOUNDATION IS TO ADVANCE MEDICAL RESEARCH, EDUCATION, AND PATIENT CARE, ESPECIALLY THROUGH THE SUPPORT OF THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AND PROGRAMS AT ITS AFFILIATED INSTITUTIONS. 122 121 12 0 0 -106118 21730050 20443649 0 0 32893458 41753716 1244707 487620 55868215 62684985 23299935 26929737 0 0 1377435 1578480 0 0 825016 3652593 3647773 28329963 32155990 27538252 30528995 843717989 939069926 18233651 7837091 825484338 931232835 X THE MISSION OF SOUTHWESTERN MEDICAL FOUNDATION IS TO ADVANCE MEDICAL RESEARCH, EDUCATION, AND PATIENT CARE, ESPECIALLY THROUGH THE SUPPORT OF THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AND PROGRAMS AT ITS AFFILIATED INSTITUTIONS. 0 0 27491818 26929737 SOUTHWESTERN MEDICAL FOUNDATION ("FOUNDATION") WAS ORGANIZED IN 1939 AS A TEXAS NONPROFIT CORPORATION. THE FOUNDATION IS EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AS A CHARITABLE ORGANIZATION.THE PRIMARY MISSION OF THE FOUNDATION IS TO SUPPORT AND PROMOTE THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AT DALLAS AS A LEADING BIOMEDICAL INSTITUTION IN EDUCATION, RESEARCH AND PATIENT CARE, INCLUDING THE PROGRAMS AT ITS PRINCIPAL AFFILIATED INSTITUTIONS. THE FOUNDATION ALSO PROVIDES SOME SUPPORT TO OTHER EXEMPT HOSPITALS AND MEDICAL ORGANIZATIONS AND PROVIDES SCHOLARSHIP AWARDS TO MEDICAL STUDENTS AND OTHER HEALTH CARE PROVIDERS. IT SPONSORS INFORMATIONAL LECTURES THAT FEATURE EXPERT SPEAKERS IN VARIOUS FIELDS OF MEDICINE. THE FOUNDATION EARNS NO INCOME FROM THESE LECTURES. 27491818 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 12 0 1 12 1 1 1 0 0 0 0 0 0 0 0 0 X 122 121 0 0 1 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X KATHLEEN M GIBSON 2143516143 3963 MAPLE AVENUE NO 100 DALLAS TX 75219 W PLACK CARR JR EXECUTIVE VICE PRESIDENT (JAN-AUG) 40.00 X X 252254 0 20000 KATHLEEN M GIBSON PRESIDENT & CEO 40.00 X X 409269 0 33500 ROBERT B ROWLING VICE CHAIRMAN 0.30 X X 0 0 0 WILLIAM T SOLOMON CHAIRMAN OF THE BOARD 10.00 X X 0 0 0 J THOMAS WALTER VICE CHAIRMAN 0.30 X X 0 0 0 JOHN L ADAMS TRUSTEE 0.30 X 0 0 0 SARA MELNICK ALBERT TRUSTEE 0.30 X 0 0 0 RAFAEL M ANCHIA TRUSTEE 0.30 X 0 0 0 CHARLOTTE JONES ANDERSON TRUSTEE 0.30 X 0 0 0 RALPH W BABB JR TRUSTEE 0.30 X 0 0 0 ALICE WORSHAM BASS TRUSTEE 0.30 X 0 0 0 DORIS L BASS TRUSTEE 0.30 X 0 0 0 HENRY C PETER BECK III TRUSTEE 0.30 X 0 0 0 JILL C BEE TRUSTEE 0.30 X 0 0 0 GIL J BESING TRUSTEE 0.30 X 0 0 0 ROBERT W BEST TRUSTEE 0.30 X 0 0 0 JAN HART BLACK TRUSTEE 0.30 X 0 0 0 CECILIA G BOONE TRUSTEE 0.30 X 0 0 0 DANIEL H BRANCH TRUSTEE 0.30 X 0 0 0 DIANE M BRIERLEY TRUSTEE 0.30 X 0 0 0 ROBERT W BROWN MD TRUSTEE 0.30 X 0 0 0 STEPHEN BUTT TRUSTEE 0.30 X 0 0 0 JEFFREY A CHAPMAN TRUSTEE 0.30 X 0 0 0 NITA P CLARK TRUSTEE 0.30 X 0 0 0 RITA C CLEMENTS TRUSTEE 0.30 X 0 0 0 MARY MCDERMOTT COOK TRUSTEE 0.30 X 0 0 0 DAVID R CORRIGAN TRUSTEE 0.30 X 0 0 0 HARLAN R CROW TRUSTEE 0.30 X 0 0 0 ROBERT H DEDMAN JR TRUSTEE 0.30 X 0 0 0 JOSEPH DEPINTO TRUSTEE 0.30 X 0 0 0 TIMOTHY ELLER TRUSTEE 0.30 X 0 0 0 MATRICE ELLIS-KIRK TRUSTEE 0.30 X 0 0 0 SANDRA STREET ESTESS TRUSTEE 0.30 X 0 0 0 ROBERT A ESTRADA TRUSTEE 0.30 X 0 0 0 ROY GENE EVANS TRUSTEE 0.30 X 0 0 0 ANDERSEN C FISHER TRUSTEE 0.30 X 0 0 0 TERRY J FLOWERS PHD TRUSTEE 0.30 X 0 0 0 KAY CARTER FORTSON TRUSTEE 0.30 X 0 0 0 ALAN D FRIEDMAN TRUSTEE 0.30 X 0 0 0 JUDY GIBBS TRUSTEE 0.30 X 0 0 0 JOSEPH M JODY GRANT TRUSTEE 0.30 X 0 0 0 SATISH GUPTA TRUSTEE 0.30 X 0 0 0 ROLF R HABERECHT PHD TRUSTEE 0.30 X 0 0 0 RONALD W HADDOCK TRUSTEE 0.30 X 0 0 0 NANCY S HALBREICH TRUSTEE 0.30 X 0 0 0 DAVID C HALEY TRUSTEE 0.30 X 0 0 0 LAQUITA C HALL TRUSTEE 0.30 X 0 0 0 PAUL W HARRIS TRUSTEE 0.30 X 0 0 0 LINDA WHART TRUSTEE 0.30 X 0 0 0 JOE V JODY HAWN JR TRUSTEE 0.30 X 0 0 0 JEFFREY M HELLER TRUSTEE 0.30 X 0 0 0 JULIE K HERSH TRUSTEE 0.30 X 0 0 0 THOMAS O HICKS TRUSTEE 0.30 X 0 0 0 SALLY S HOGLUND TRUSTEE 0.30 X 0 0 0 DAVID B HOLL TRUSTEE 0.30 X 0 0 0 T CURTIS HOLMES JR TRUSTEE 0.30 X 0 0 0 JAMES R HUFFINES TRUSTEE 0.30 X 0 0 0 HUNTER L HUNT TRUSTEE 0.30 X 0 0 0 KAY BAILEY HUTCHISON TRUSTEE 0.30 X 0 0 0 REX V JOBE TRUSTEE 0.30 X 0 0 0 ERIC JOHNSON TRUSTEE 0.30 X 0 0 0 JUDITH K JOHNSON TRUSTEE 0.30 X 0 0 0 ROBERT L KAMINSKI TRUSTEE 0.30 X 0 0 0 ROBERT W KORBA TRUSTEE 0.30 X 0 0 0 HARLAN KORENVAES TRUSTEE 0.30 X 0 0 0 PETER A KRAUS TRUSTEE 0.30 X 0 0 0 WRIGHT L LASSITER JR EDD TRUSTEE 0.30 X 0 0 0 LAURENCE H LEBOWITZ TRUSTEE 0.30 X 0 0 0 WENDY A LOPEZ TRUSTEE 0.30 X 0 0 0 SARAH LOSINGER TRUSTEE 0.30 X 0 0 0 GLORIA EULICH MARTINDALE TRUSTEE 0.30 X 0 0 0 WILLIAM S MCINTYRE IV TRUSTEE 0.30 X 0 0 0 DANETTE C MCNEW DDS TRUSTEE 0.30 X 0 0 0 JOHN D MCSTAY TRUSTEE 0.30 X 0 0 0 PAULINE MEDRANO TRUSTEE 0.30 X 0 0 0 HOWARD M MEYERS TRUSTEE 0.30 X 0 0 0 DAVID B MILLER TRUSTEE 0.30 X 0 0 0 KAY Y MORAN TRUSTEE 0.30 X 0 0 0 JENNIFER T MOSLE TRUSTEE 0.30 X 0 0 0 MIKE A MYERS TRUSTEE 0.30 X 0 0 0 CHARLES E NEARBURG TRUSTEE 0.30 X 0 0 0 TERESA HAGGERTY PARRAVANO TRUSTEE 0.30 X 0 0 0 CARLOS G PENA TRUSTEE 0.30 X 0 0 0 GUILLERMO PERALES TRUSTEE 0.30 X 0 0 0 T BOONE PICKENS TRUSTEE 0.30 X 0 0 0 DANIEL K PODOLSKY MD TRUSTEE 0.30 X 0 0 0 RICHARD R POLLOCK TRUSTEE 0.30 X 0 0 0 CAROLYN PEROT RATHJEN TRUSTEE 0.30 X 0 0 0 MICHAEL S RAWLINGS TRUSTEE 0.30 X 0 0 0 KELLY E ROACH TRUSTEE 0.30 X 0 0 0 LINDA ROBUCK TRUSTEE 0.30 X 0 0 0 ROBERT D ROGERS TRUSTEE (1/1/13 - 6/11/13) 0.30 X 0 0 0 CATHERINE M ROSE TRUSTEE 0.30 X 0 0 0 MATTHEW K ROSE TRUSTEE 0.30 X 0 0 0 WILLIAM E BILLY ROSENTHAL TRUSTEE 0.30 X 0 0 0 LIZZIE HORCHOW ROUTMAN TRUSTEE 0.30 X 0 0 0 STEPHEN H SANDS TRUSTEE 0.30 X 0 0 0 JOHN FIELD SCOVELL TRUSTEE 0.30 X 0 0 0 GEORGE E SEAY TRUSTEE 0.30 X 0 0 0 GEORGE A SHAFER TRUSTEE 0.30 X 0 0 0 FLORENCE SHAPIRO TRUSTEE 0.30 X 0 0 0 CYNTHIA S SHERRY MD TRUSTEE 0.30 X 0 0 0 KAREN L SHUFORD TRUSTEE 0.30 X 0 0 0 TED C SKOKOS TRUSTEE 0.30 X 0 0 0 EMMITT J SMITH TRUSTEE 0.30 X 0 0 0 RICHARD W SNYDER MD TRUSTEE 0.30 X 0 0 0 WILLIAM S SPEARS PHD TRUSTEE 0.30 X 0 0 0 CATHERINE B TAYLOR TRUSTEE 0.30 X 0 0 0 RICHARD K TEMPLETON TRUSTEE 0.30 X 0 0 0 MICHELLE R THOMAS TRUSTEE 0.30 X 0 0 0 JERE W THOMPSON JR TRUSTEE 0.30 X 0 0 0 MCHENRY T TICHENOR JR TRUSTEE 0.30 X 0 0 0 JOHN C TOLLESON TRUSTEE 0.30 X 0 0 0 W KELVIN WALKER TRUSTEE 0.30 X 0 0 0 CAROL R WEST TRUSTEE 0.30 X 0 0 0 JIMMY WESTCOTT TRUSTEE 0.30 X 0 0 0 GEORGE W WHARTON MD TRUSTEE 0.30 X 0 0 0 LAURA L WHEAT TRUSTEE 0.30 X 0 0 0 KERN WILDENTHAL MD PHD TRUSTEE/SR. COMSULTANT 40.00 X 125000 0 12500 MARTHA S WILLIAMS TRUSTEE 0.30 X 0 0 0 FRITZI G WOODS TRUSTEE 0.30 X 0 0 0 KNEELAND C YOUNGBLOOD MD TRUSTEE 0.30 X 0 0 0 BRIAN GROSHEIDER VICE PRESIDENT - DIRECTOR OF FINANCE [SEPT-DEC] 40.00 X 55736 0 0 DONALD SELDIN MD VP OF MEDICAL CENTER RELATIONS 1.00 X 75600 0 0 KAY PRITCHARD SECRETARY 40.00 X 118255 0 11170 KATY SINOR ASSISTANT SECRETARY 40.00 X 91498 0 7590 KAY SCHLANKEY DIRECTOR OF ACCOUNTING 40.00 X 151051 0 13650 1278663 0 98410 5 0 1 0 LUTHER KING CAPITAL MANAGEMENT 301 COMMERCE ST 1600 FORT WORTH TX 76102 INVESTMENT MANAGEMENT 759944 HUNTON & WILLIAMS LLP PO BOX 840686 DALLAS TX 75228 LEGAL SERVICES 340615 AKIN GUMP STRAUSS HAUER & FELD LLP 1700 PACIFIC AVE SUITE 4100 DALLAS TX 75201 LEGAL SERVICES 201000 FUND EVALUATION GROUP P O BOX 71-5060 COLUMBUS OH 43271 INVESTMENT MANAGEMENT 188541 CMGRP INC WEBER SHANDWICK WORLDWIDE P O BOX 7247-6593 PHILADELPHIA PA 19170 PUBLIC RELATIONS 159591 7 20443649 6126369 20443649 13493738 13493738 487620 487620 596084731 567824753 28259978 28259978 28259978 62684985 0 0 42241336 26683737 26683737 246000 246000 1331932 399658 526280 405994 104633 21357 62832 20444 65289 6294 36177 22818 76626 19563 34602 22461 484639 484137 502 62997 62997 1521139 1521139 54076 4859 49217 24235 2469 19305 2461 87557 11905 60504 15148 192060 192060 7910 6491 1419 2082 850 1232 762 762 35295 35295 70151 70151 CONSULTING FEES 309142 40000 239142 30000 PUBLIC RELATIONS 295096 48627 168954 77515 FOUNDATION DEVELOPMENT 236928 881 97234 138813 GENERAL & ADMINISTRATIV 177901 177901 85803 6468 42343 36992 32155990 27491818 3839156 825016 2945165 6562331 207462308 29700347 25866185 21780692 14478 15101 434152 248549 729328 185603 364319374 578167826 210424648 268698651 31956503 33959375 843717989 939069926 17443651 6889091 790000 948000 18233651 7837091 X 51900122 56748769 421667409 492239139 351916807 382244927 825484338 931232835 843717989 939069926 30528995 75219502 0 X X 0 1 X 1 0 X 95156025 31172630 63813176 21730050 20443649 232315530 95156025 31172630 63813176 21730050 20443649 232315530 110979084 121336446 12448118 13071529 12046485 11534124 13981358 63081614 295397144 0.41080 0.40840 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PART II-B, LINE 1: SOUTHWESTERN MEDICAL FOUNDATION MAY HAVE BEEN INVOLVED IN LOBBYING EXPENSES THAT ARE COMPARABLE IN AMOUNT TO CURRENT YEAR ACTIVITY BEGINNING IN 2002 UP TO A MAXIMUM OF $105,000 FOR EACH YEAR. 526118583 5185210 99488011 15230778 615561026 486348406 10365664 43843005 14438492 526118583 502442636 11091094 -9965679 17219645 486348406 439952000 20333521 59674007 17516892 502442636 351482043 24668889 79666876 15865808 439952000 0.13000 0.66000 0.21000 0 1 1 49014 49014 18080 5424 12656 367058 243125 123933 185603 PARTNERSHIP INVESTMENTS 268698651 F 268698651 X 136383347 75219502 75219502 61163845 1521139 1521139 62684984 30634850 0 30634850 1521139 1521139 32155989 PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRES MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE FOUNDATION AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2013, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE FOUNDATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATION FOR YEARS PRIOR TO 2010. SCHEDULE D, FORM 990, PART V: LINE 4 DONORS MAKE PERMANENT ENDOWMENTS TO SUPPORT THE ONGOING CHARITABLE SERVICES AND MISSION OF THE ORGANIZATION. 1 PHOENIX HOUSE OF TEXAS 2351 W NORTHWEST HWY DALLAS TX 75220 133810073 501(C)(3) 20060 T. BOONE PICKENS SCHOLARSHIP ENDOWMENT FUND: RESIDENTIAL DRUG REHABILITATION TREATMENT FOR SIX TO EIGHT TEENAGERS AT THE PHOENIX HOUSES OF TEXAS HILL A. FEINBERG ACADEMY COLLIN COUNTY HEALTH CARE FOUNDATION 825 N MCDONALD ST MCKINNEY TX 75069 756000873 501(C)(3) 74164 HENRY L. AND LAURA H. SHOAP FUND: TO SUPPORT THE PROGRAMS OF THE COLLIN COUNTY HEALTH DEPARTMENT CONDUCTED FOR THE INDIGENT AND OTHER CITIZENS OF COLLIN COUNTY CHILDREN'S MEDICAL CENTER 1935 MEDICAL DISTRICT DRIVE DALLAS TX 75235 750800628 501(C)(3) 10000 COMMUNITY EVENT CHILDREN'S MEDICAL CENTER 1935 MEDICAL DISTRICT DRIVE DALLAS TX 75235 750800628 501(C)(3) 150000 KARL AND ESTHER HOBLITZELLE FUND: TO BE USED IN DEVELOPING PEDIATRIC CANCER AND BLOOD DISORDER TREATMENT AREAS AMERICAN ACADEMY OF RESTORATIVE DENTISTRY P O BOX 1764 BROKEN ARROW OK 74013 410843827 501(C)(3) 10000 THE AMERICAN ACADEMY OF RESTORATIVE DENTISTRY TRUST FUND: UNRESTRICTED EDUCATIONAL GRANT AMERICAN HEART ASSOCIATION INC 7272 GREENVILLE AVENUE DALLAS TX 75209 135613797 501(C)(3) 10000 COMMUNITY EVENT BAY PINES FOUNDATION INC P O BOX 416 BAY PINES FL 33744 593018477 501(C)(3) 10000 SPINE EDUCATION AND RESEARCH FUND: SPINE AND PELVIC EDUCATION AND RESEARCH DALLAS FOUNDATION 3963 MAPLE AVENUE STE 390 DALLAS TX 75219 752890371 501(C)(3) 5000 COMMUNITY EVENT DALLAS COMMITTEE ON FOREIGN RELATIONS PO BOX 847 MCKINNEY TX 75070 752177452 501(C)(3) 5000 COMMUNITY EVENT MARCH OF DIMES FOUNDATION 12660 COIT RD STE 200 DALLAS TX 75251 131846366 501(C)(3) 5000 COMMUNITY EVENT PEROT MUSEUM OF NATURE AND SCIENCE 1318 SOUTH 2ND AVENUE DALLAS TX 75210 756067569 501(C)(3) 5000 COMMUNITY EVENT TAMEST (THE ACADEMY OF MEDICINE ENGINEERING & SCIENCE OF TEXAS) 1616 GUADALUPE STREET STE 3304 AUSTIN TX 78701 201014851 501(C)(3) 5000 COMMUNITY EVENT THE SENIOR SOURCE 3910 HARRY HINES BLVD DALLAS TX 75219 751085555 501(C)(3) 5000 COMMUNITY EVENT UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 15000 LIVER DISEASE RESEARCH, UNDER THE DIRECTION OF DR. WILLIAM M. LEE UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 100000 THE ATKINS FOUNDATION UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 DIABETES RESEARCH, UNDER THE DIRECTION OF DR. PHILIP RASKIN UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 DIABETES RESEARCH, UNDER THE DIRECTION OF DR. OLGA T. GUPTA UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 7115464 SEMI ANNUAL DISTRIBUTION TO SUPPORT RESEARCH CENTERS, ENDOWED CHAIRS, PROFESSORSHIPS, AND OTHER PROGRAMS UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 400000 LUPE MURCHISON FOUNDATION FUND FOR ALZHEIMER'S RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 18265 MR. AND MRS. JOHN FORD LACY FUND: FOR THE EXPENSES OF THE 2013 PRESIDENT'S RESEARCH COUNCIL DINNER UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 J.C. PENNEY CORPORATION FUNDS TO SUPPORT RESEARCH ACTIVITIES UNDER THE DIRECTION OF DR. BRUCE A. BEUTLER UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 6569592 SEMI-ANNUAL DISTRIBUTION TO SUPPORT RESEARCH CENTERS, ENDOWED CHAIRS, PROFESSORSHIPS, AND OTHER PROGRAMS UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 813000 QUARTERLY PAYMENTS ON $1,626,000 ANNUAL GRANT UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 70306 MEDICAL RESEARCH OF DR. BRUCE BEUTLER UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 5000000 HAROLD AND ANNETTE SIMMONS FUND: FOR THE HAROLD AND ANNETTE SIMMONS COMPREHENSIVE CENTER FOR RESEARCH AND TREATMENT IN BRAIN AND NEUROLOGICAL DISORDERS UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 MMK FOUNDATION FUND: NEPHROLOGICAL DISEASES RESEARCH UNDER THE DIRECTION OF DR. JYOTHSNA GATTINENI UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 748354 MR. AND MRS. JOEL T. WILLIAMS, JR. FUND: FOR THE BRAIN HEALTH ADVANCES FUND OF COMMUNITIES FOUNDATION OF TEXAS UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 4226470 MR. AND MRS. HAROLD C. SIMMONS FUND FOR THE HAROLD AND ANNETTE SIMMONS COMPREHENSIVE CENTER FOR RESEARCH AND TREATMENT IN BRAIN AND NEUROLOGICAL DISORDERS: TO HELP WITH FURTHER DEVELOPMENT RESEARCH IN THE AREAS OF STROKE, MEMORY DISORDERS, AUTISM, AND MULTIPLE SCLEROSIS, AS WELL AS RELATED DISORDERS UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 LAWRENCE B. DALE FAMILY FOUNDATION FUND: FOR A PROGRAM ENTITLED, "THE EYE AS A 'WINDOW' INTO CENTRAL NERVOUS SYSTEM MECHANISMS OF NEUROPROTECTION AND RESTORATION FOR MULTIPLE SCLEROSIS," UNDER THE DIRECTION OF DRS. ELLIOT FROHMAN, LAURA BALSER, PETER CALABRESI AND ARI GREEN UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 BANK OF AMERICA GLOBAL ADVISORY COUNCIL FUND ESTABLISHED ON BEHALF OF THE HONORABLE KAY BAILEY HUTCHISON: FOR SUPPORT OF THE STARS PROGRAM UNDER THE DIRECTION OF DR. JOEL M. GOODMAN UT SOUTHWESTERN 5323 HARRY HINES BLVD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 150000 A. L. CHILTON FOUNDATION FUND: TO SUPPORT THE A. L. CHILTON POST-DOCTORAL RESEARCH FELLOWSHIP IN BIOCHEMISTRY UNIVERSITY OF TEXAS AT DALLAS 1966 INWOOD DALLAS TX 75235 751305566 170(C)(3) 10000 MARNIE AND KERN WILDENTHAL FAMILY FUND: TICKETS FOR STUDENTS ATTENDING UT DALLAS PERFORMANCES OF THE DALLAS OPERA AND THE DALLAS SYMPHONY FAMILY GATEWAY INC 3000 SAN JACINTO STREET DALLAS TX 75204 752105579 501(C)(3) 5000 COMMUNITY EVENT PREVENT BLINDNESS TEXAS 3610 FAIRMOUNT STREET DALLAS TX 75219 746075105 501(C)(3) 5000 COMMUNITY EVENT 15 2 HO-DIN AWARD 1 7500 SCHOLARSHIPS TO INDIVIDUALS 177 238500 PART I, LINE 2: THE ORGANIZATION THOROUGHLY REVIEWS AND APPROVES THE USE OF GRANT FUNDS MADE TO THE SOUTHWESTERN MEDICAL CENTER AND OTHER CHARITABLE ORGANIZATIONS. SCHEDULE I, PART III: THE FOUNDATION MAKES SCHOLARSHIPS AND STUDENT LOANS AVAILABLE TO MEDICAL STUDENTS BASED UPON THE RECOMMENDATIONS OF THE SCHOLARSHIP AWARDS COMMITTEE OF THE UT SOUTHWESTERN MEDICAL SCHOOL. THE COMMITTEE IS COMPOSED OF THE ASSOCIATE DEANS FOR STUDENT AFFAIRS, THE VICE PRESIDENT FOR STUDENT & ALUMNI AFFAIRS, THE DIRECTOR OF ADMISSIONS, THE REGISTRAR & THE DIRECTOR OF FINANCIAL AID. SCHOLARSHIP AWARDS MAY BE BASED EITHER UPON FINANCIAL NEED OR UPON PRIOR OUTSTANDING ACADEMIC PERFORMANCE. ALL APPLICANTS ARE SCREENED WITH THE MANDATES OF THE STATE OF TEXAS. FELLOWSHIPS ARE MADE UPON THE RECOMMENDATION OF THE PRESIDENT OF THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AND THE APPROPRIATE MEDICAL CHAIRMAN. X 0 1 X X X 0 0 0 0 0 0 0 0 0 W PLACK CARR JR EXECUTIVE VICE PRESIDENT (JAN-AUG) 249907 0 0 0 2347 0 20000 0 0 0 272254 0 0 0 KATHLEEN M GIBSON PRESIDENT & CEO 405000 0 0 0 4269 0 33500 0 0 0 442769 0 0 0 KAY SCHLANKEY DIRECTOR OF ACCOUNTING 136500 0 0 0 14551 0 13650 0 0 0 164701 0 0 0 PART I, LINE 1A THE FOUNDATION REIMBURSES W. PLACK CARR, JR. AN AGREED UPON PORTION OF THE COST OF HIS PERSONAL COUNTRY CLUB MEMBERSHIP FOR THE FOUNDATION'S USE OF THE COUNTRY CLUB FACILITIES. THE TOTAL REIMBURSEMENT IN 2013 WAS $2,598 X 14 6126369 COST OF DONATED PROPETY 0 1 1 PART I, LINE 32B: THE ORGANIZATION USES A BROKER SERVICE TO PROCESS AND SELL THEIR NON-CASH CONTRIBUTIONS OF PUBLIC SECURITIES. FORM 990, PART VI, SECTION A, LINE 4 THE BYLAWS WERE AMENDED FOR CHANGES IN CITIZENSHIP REQUIREMENTS, REDUCTIONS IN TERMS OF HONORARY TRUSTEES FROM THREE YEARS TO ANNUAL TERMS, AND CLARIFICATIONS REGARDING AUTHORITIES OF FOUNDATION OFFICERS. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF TRUSTEES HAS DELEGATED THE RESPONSIBILITY OF REVIEWING THE TAX RETURN TO THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THE SECRETARY AND ASSISTANT SECRETARY ANNUALLY REVIEW THE CODE OF CONDUCT AND CONFLICT OF INTEREST STATEMENTS FOR ANY CHANGES AND/OR NEW DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DETERMINES COMPENSATION UPON THE REVIEW AND APPROVAL BY A COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 IF THE ORGANIZATION RECEIVES A DOCUMENT REQUEST, THEY EVALUATE THE REQUESTS AND PROVIDE THE ORGANIZATIONAL AND GOVERNING DOCUMENTS ON A CASE BY CASE BASIS. FORM 990, PART XI, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT OVERSEES THE AUDIT AND THE SELECTION OF INDEPENDENT AUDITORS. FORM 990, PAGE 1, LINE 8: THE AMOUNT ON PAGE 1, LINE 8 INCLUDES AN ADJUSTMENT FOR THE INCREASE IN VALUE OF SPLIT INTEREST CONTRIBUTIONS OF $2,478,484. SWMF PROPERTIES INC 3963 MAPLE AVENUE NO 100 DALLAS TX 75219 752838956 PROVIDE FUNDS TO SUPPORT THE CHARITABLE ACTIVITIES OF SW MEDICAL FOUNDATION TX 501(C)(3) 11A N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0