2014-11-17T10:17:09-06:00 2013-12-31 430765316 RUBINBROWN LLP ONE NORTH BRENTWOOD SAINT LOUIS MO 63105 990 2013-01-01 431141027 URBAN STRATEGIES INC URBA 3144214200 720 OLIVE STREET SUITE 2600 SAINT LOUIS MO 631012334 WADE BAUGHMAN SR VP AND GENERAL COUNSEL 3144214200 2014-11-14 1 JEFFREY PERSON P00437219 3142903300 2013 2015-11-30 17:44:51Z SANDRA MOORE 720 OLIVE STREET SUITE 2600 ST LOUIS MO 63101 8454554 0 X WWW.URBANSTRATEGIESINC.ORG X 1978 MO URBAN STRATEGIES DEVELOPS, COORDINATES, AND IMPLEMENTS COMMUNITY SUPPORTIVE SERVICE PLANS THAT SEEK TO PROVIDE CRITICAL SOCIAL SERVICES FOR LOW-INCOME RESIDENTS OF URBAN CORE COMMUNITIES. 7 7 84 125 0 0 3007332 1897730 5137479 6073141 0 0 109940 483683 8254751 8454554 567870 2773870 0 0 3858444 4178054 0 0 90066 2978329 2919823 7404643 9871747 850108 -1417193 6612555 5966386 1460073 1892256 5152482 4074130 X URBAN STRATEGIES DEVELOPS, COORDINATES, AND IMPLEMENTS COMMUNITY SUPPORTIVE SERVICE PLANS THAT SEEK TO PROVIDE CRITICAL SOCIAL SERVICES (INCLUDING JOB TRAINING, ACCESS TO QUALITY HEALTHCARE, IMPROVED EDUCATION AND YOUTH ACTIVITIES) FOR LOW-INCOME RESIDENTS OF URBAN CORE COMMUNITIES (PRIMARILY IN THE VICINITY OF PUBLIC HOUSING). 0 0 4749107 0 4279487 URBAN STRATEGIES PLANS, IMPLEMENTS, OR DIRECTS COMMUNITY AND SUPPORTIVE SERVICES THAT MEET SOCIAL SUPPORT NEEDS AND PROMOTE ECONOMIC SELF-SUFFICIENCY FOR FAMILIES IN MIXED-INCOME HOUSING COMMUNITIES IN DISTRESSED URBAN CORE NEIGHBORHOODS. MAJOR PROJECTS THAT FALL INTO THIS CATEGORY IN 2013 INCLUDE: ALICE GRIFFITH (166 HOUSEHOLDS), HUNTER'S VIEW (85 HOUSEHOLDS), CLEABORN HOMES (413 HOUSEHOLDS), SENIOR SERVICES (625 HOUSEHOLDS), IBERVILLE (300 HOUSEHOLDS), CJ PEETE/HARMONY OAKS (316 HOUSEHOLDS), BW COOPER (132 HOUSEHOLDS), NORTH SARAH HOPE VI (140 HOUSEHOLDS), WHEATLEY COURTS (220), THE RENAISSANCE PLACE AT GRAND COMMUNITY ACTIVITIES BUILDING (500 HOUSEHOLDS), THE HARMONY OAKS COMMUNITY CENTER (500 HOUSEHOLDS), AND THE ALISO VILLAGE/PUEBLO DEL SOL COMMUNITY CENTER (450 HOUSEHOLDS). 740991 0 947656 LEADERSHIP DEVELOPMENT & SUSTAINABILITY: URBAN STRATEGIES PROVIDES SERVICES THAT BUILD THE CAPACITY OF COMMUNITY RESIDENTS TO ACT AS LEADERS TO THEIR COMMUNITIES, TO SEEK OUT PROGRAMS AND SERVICES THAT BENEFIT THEIR FAMILIES, TO ADVANCE THE ECONOMIC SELF-SUFFICIENCY OF THEIR FAMILIES, TO OVERCOME BARRIERS TO EMPLOYMENT, AND TO PROMOTE THE OVERALL STABILITY AND QUALITY OF MIXED-INCOME HOUSING COMMUNITIES. MAJOR PROJECTS THAT FALL INTO THIS CATEGORY IN 2013 INCLUDE: GREEN STREETS (15 INDIVIDUALS WITH BARRIERS TO TRADITIONAL EMPLOYMENT WERE SERVED), THE INNOVATIVE WORKFORCE PROGRAM IN NEW ORLEANS, AND COMMUNITY LIAISON PROGRAM (OVER 2,500 HOUSEHOLDS SERVED NATIONALLY). 3046681 2223500 539992 PLANNING: URBAN STRATEGIES WORKS WITH RESIDENTS, DEVELOPERS, LOCAL SERVICE PROVIDERS, FUNDERS, AND OTHER STAKEHOLDERS TO PLAN MIXED-INCOME HOUSING REVITALIZATION PROJECTS WITH PHYSICAL, SOCIAL SERVICE, AND ECONOMIC DEVELOPMENT COMPONENTS. URBAN STRATEGIES DEVELOPS HUMAN CAPITAL PLANS THAT INTEGRATE SOCIAL SERVICE SUPPORT INTO THE PHYSICAL REDEVELOPMENTS OF COMMUNITIES AND MATCH LOCAL, STATE, FEDERAL AND PRIVATE RESOURCES TO THOSE EFFORTS. IN 2013, URBAN STRATEGIES MADE A GRANT OF $2,223,500 IN CONNECTION WITH A FUNDRAISING EFFORT FOR AN EARLY CHILDHOOD CENTER. THE EFFORT GENERATED INCOMING CONTRIBTUIONS OF A LIKE AMOUNT DURING 2012 AND 2013. PLANNING EXPENSES FROM OTHER ONGOING ACTIVITIES IN 2013 WERE $823,181. 552620 550370 306006 AFFORDABLE HOUSING - INTERESTAFFORDABLE HOUSING - LOAN ABATEMENTSPOLICY DEVELOPMENT - URBAN SUPPORTS THE CONTINUAL DEVELOPMENT AND REFINEMENT OF POLICY IN THE AREAS OF HOUSING AND URBAN DEVELOPMENT, AT THE FEDERAL, STATE, AND LOCAL LEVEL.AFFORDABLE HOUSING DEVELOPMENT - URBAN SERVES AS LENDER TO 12 AFFORDABLE HOUSING SITES IN ST. LOUIS AND KANSAS CITY THROUGH THE MISSOURI HOUSING DEVELOPMENT COMMISSION'S AFFORDABLE HOUSING ASSISTANCE PROGRAM (AHAP), WHICH COLLECTIVELY HOUSE APPROXIMATELY 1,600 HOUSEHOLDS.ASSISTANCE TO OTHER ORGANIZATIONS - MISCELLANEOUS DONATIONS MADE TO ORGANIZATIONS URBAN STRATEGIES WORKS WITH. 552620 550370 306006 9089399 1 1 0 0 0 0 0 0 0 0 1 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 116 0 1 84 1 0 0 0 0 0 0 0 0 0 0 X 7 7 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X SANDRA MOORE 3144214200 720 OLIVE SUITE 2600 ST LOUIS MO 63101 RICHARD D BARON BOARD CHAIR 2.00 X X 0 0 0 HILLARY B ZIMMERMAN SECRETARY 1.00 X X 0 0 0 CARL LANG DIRECTOR 0.50 X 0 0 0 KARLA MCLUCAS DIRECTOR 0.50 X 0 0 0 PAUL C BROPHY DIRECTOR 0.50 X 0 0 0 CARRIE VAN SYCKEL DIRECTOR 0.50 X 0 0 0 MICHAEL SHERRADEN DIRECTOR 0.50 X 0 0 0 SANDRA M MOORE PRESIDENT 60.00 X 215027 0 33730 ESTHER UNBONG SHIN SENIOR VICE PRESIDENT 60.00 X 109778 0 3496 M WADE BAUGHMAN SR VP & GENERAL COUNSEL 50.00 X 96022 0 9544 TERRY FRIEDHOFF DIRECTOR OF FINANCE 50.00 X 67097 0 4058 487924 0 50828 2 0 1 0 CONEYBEARE INC 2003 N BROADWAY SANTA ANA CA 92706 EMPLOYMENT 223388 YOUTH EMPOWERMENT PROJECT 1600 ORETHA CASTLE HALEY BOULEVARD NEW ORLEANS LA 70113 PROGRAMMING 104200 2 477224 1420506 1897730 INTEGRATED SERVICE DEL 624200 4279487 4279487 LEADERSHIP / SUSTAIN. 624200 947656 947656 PLANNNG 624200 539992 539992 INTEREST 531390 306006 306006 6073141 REIMBURSEMENT OF EXP. 900099 355500 355500 AMORTIZATION INCOME 531390 122598 122598 MISCELLANEOUS INCOME 624200 5585 5585 483683 8454554 6073141 0 483683 2773870 2773870 538751 410158 104837 23756 3041248 2866061 142803 32384 66017 58178 6486 1353 282252 266356 12861 3035 249786 227110 18485 4191 51147 38882 9999 2266 58870 44753 11509 2608 69856 53104 13657 3095 255606 223835 25896 5875 7731 6042 1377 312 166250 164336 1560 354 73570 56169 14185 3216 263608 252075 9402 2131 10037 7630 1962 445 61292 52458 7201 1633 COMMUNITY CENTER SUP. 1389720 1389720 BAD DEBT EXPENSE 295004 295004 TELEPHONE 62387 59038 2730 619 LEASES 61951 61951 92794 77673 12328 2793 9871747 9089399 692282 90066 88405 249906 208207 1180000 0 1386327 1920681 74046 36800 47283 37246 3745694 3709822 3345 2025 6612555 5966386 630940 1206388 400000 250000 429133 435868 1460073 1892256 X 3559518 3250509 1592964 823621 5152482 4074130 6612555 5966386 X -1417193 338841 X 0 1 X 1 0 X 2163320 3417362 1543499 3007332 2253230 12384743 2215642 2874437 4045719 4831557 5767135 19734490 4378962 6291799 5589218 7838889 8020365 32119233 1945000 1845000 500000 1275000 242000 5807000 200824 421461 1507552 2090924 2885715 7106476 2145824 2266461 2007552 3365924 3127715 12913476 19205757 268224 306013 306739 305922 306006 1492904 268224 306013 306739 305922 306006 1492904 4647186 6597812 5895957 8144811 8326371 33612137 0.57140 0.48280 0.04440 0.03750 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9202 5150 4052 64844 31650 33194 37246 INTEREST RECEIVABLE 800919 F DEVELOPMENT LOANS 2908903 F 3709822 DUE TO MBS & AFFILIATES 435868 435868 8243025 -211529 -211529 8454554 0 8454554 9321377 -338841 -338841 9660218 211529 211529 9871747 PART XI, LINE 2D - OTHER ADJUSTMENTS: FORGIVENESS OF INTEREST -211,529. PART XII, LINE 2D - OTHER ADJUSTMENTS: RESERVE INCREASE ON NOTES RECEIVABLE (PROGRAN RELATED LOANS) -338,841. PART XII, LINE 4B - OTHER ADJUSTMENTS: FORGIVENESS OF INTEREST 211,529. 1 EICHELBERGER PTRS #19 (NEIGH RENEWAL PTRS) 5825 GRAVOIS ST LOUIS MO 63116 731677907 159038 AFFORDABLE HOUSING - HOUSING EICHELBERGER PTRS #1 (NEIGH RENEWAL PTRS) 5825 GRAVOIS ST LOUIS MO 63116 731677907 262727 AFFORDABLE HOUSING - HOUSING EICHELBERGER PTRS #2 (NEIGH RENEWAL PTRS) 5825 GRAVOIS ST LOUIS MO 63116 731677907 128605 AFFORDABLE HOUSING - HOUSING FRIENDS OF FLANCE CENTER 720 OLIVE STREET SUITE 2500 ST LOUIS MO 63101 461721707 501(C)(3) 2223500 CAPITAL CAMPAIGN FOR THE CONSTRUCTION OF THE I JEROME AND ROSEMARY FLANCE EARLY CHILDHOOD CENTER AT MURPHY PARK 1 3 PART I, LINE 2: THE ORGANIZATION MAKES GRANTS ON A LIMITED BASIS TO SUPPORT PROJECTS THAT FALL CLEARLY WITHIN THE SCOPE OF THE ORGANIZATION'S MISSION AND PURPOSE, ARE INTEGRAL TO ACHIEVING A SPECIFIC PURPOSE, WHEN FUNDS ARE AVAILABLE FROM A FUNDER WHO HAS GRANTED THE ORGANIZATION THE DISCRETION TO USE THE FUNDS TO MAKE A GRANT TO A THIRD PARTY. WHEN THE ORGANIZATION RECEIVES A REQUEST FOR A GRANT, IT CAREFULLY EVALUATES THE QUALIFICATIONS OF THE PROPOSED GRANTEE, THE PURPOSE OF THE PROJECT, AND THE LIKELIHOOD THAT THE PROJECT WILL BE COMPLETED IF THE GRANT IS PROVIDED. THE ORGANIZATION ENTERS INTO A WRITTEN AGREEMENT SPECIFYING THE TERMS ON WHICH THE GRANT IS MADE AND MONITORS THE USE OF THE FUNDS THROUGH REGULAR CONTACT AND COLLABORATION WITH THE GRANTEE TO ENSURE USE IN ACCORDANCE WITH THAT AGREEMENT. X 0 1 X 0 0 0 0 0 0 0 0 0 SANDRA M MOORE PRESIDENT 190027 0 25000 0 0 0 5424 0 28306 0 248757 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL IS PROVIDED TO THE PRESIDENT AS A FREE UPGRADE BY THE AIRLINES OR IN CASES WHEN THE TRIP IS LONGER THAN 3 HOURS. MCCORMACK BARON SALAZAR ENTITY OFFICER IS A DIRECTOR 15273 COMMUNITY AND SUPPORT SERIVES 0 MCCORMACK BARON RAGAN ENTITY OFFICER IS A DIRECTOR 915244 PROGRAM SERVICES TO RESIDENTS 0 MCCORMACK BARON SALAZAR ENTITY OFFICER IS A DIRECTOR 33270 NEW BUSINESS SERVICES 0 MCCORMACK BARON SALAZAR (MBS) AFFILIATES SEE PART V 2869264 COMMUNITY AND SUPPORT SERVICES 0 SCHEDULE L PART IV COMMUNITY AND SUPPORT SERVICES ARE PROVIDED TO LOCAL RESIDENTS. URBAN STRATEGIES RECEIVED FUNDING FOR THESE SERVICES VIA REAL ESTATE PARTNERSHIPS THAT MAY GENERALLY BE CONSIDERED AFFILIATES OF MCCORMACK BARON SALAZAR(MBS), HOWEVER, THERE IS NO SIGNIFICANT OWNERSHIP OF THE PARTNERSHIPS BY MBS. THEREFORE, URBAN STRATEGIES IS VOLUNTARILY DISCLOSING THESE ARRANGEMENTS IN THE AGGREGATE AS APPLICABLE BUSINESS TRANSACTIONS EVEN THOUGH IT MAY NOT BE REQUIRED TO DO SO. FORM 990, PART VI, SECTION A, LINE 2 URBAN STRATEGIES INC. BOARD MEMBERS RICHARD BARON AND HILLARY ZIMMERMAN SHARE A BUSINESS RELATIONSHIP AS OFFICERS OF MCCORMACK BARON SALAZAR. HILLARY ZIMMERMAN IS EMPLOYED BY MBA PROPERTIES, OF WHICH RICHARD BARON IS A MAJOR STAKEHOLDER. RICHARD BARON AND HILLARY ZIMMERMAN ARE OFFICERS, DIRECTORS, AND SHAREHOLDERS OF MBA PROPERTIES, WHICH WHOLLY OWNS MCCORMACK BARON SALAZAR AND MCCORMACK BARON RAGAN, WITH WHICH THE ORGANIZATION DOES BUSINESS. RICHARD BARON IS A DIRECTOR OF US MEMPHIS HOPE, INC., OF WHICH S. MOORE IS AN OFFICER AND WHICH DOES BUSINESS WITH URBAN STRATEGIES. CARL LANG IS A MEMBER OF THE LAW FIRM ROSENBLUM, GOLDENHERSH, SILVERSTEIN AND ZAFFT, WHICH DOES LEGAL WORK FOR MCCORMACK BARON SALAZAR, MCCORMACK BARON RAGAN AND, ON A LIMITED BASIS, URBAN STRATEGIES. FORM 990, PART VI, SECTION B, LINE 11 THE 990 WILL BE SENT TO ALL DIRECTORS PRIOR TO THE FILING DEADLINE FOR REVIEW AND QUESTIONS. QUESTIONS WILL BE ADDRESSED BY THE PRESIDENT, COO AND/OR SENIOR ACCOUNTANT. FORM 990, PART VI, SECTION B, LINE 12C AT THE FIRST BOARD MEETING OF EACH YEAR, THE DIRECTORS ARE ASKED TO REVIEW AND COMPLETE DISCLOSURE FORMS AND THERE IS AN OPPORTUNITY FOR DISCUSSION OF ANY FINANCIAL INTERESTS THAT ARE DISCLOSED. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS DETERMINED BY THE CHAIRPERSON OF THE BOARD IN CONSULTATION WITH THE OTHER BOARD MEMBERS. THE PROCESS INVOLVES CONSIDERATION OF ANNUAL PERFORMANCE OBJECTIVES SET BY THE CHAIRPERSON IN CONSULTATION WITH THE OTHER BOARD MEMBERS AND DISCUSSED WITH THE PRESIDENT BY THE CHAIRPERSON. THESE OBJECTIVES ARE AGREED UPON IN A WRITTEN MEMO. AT THE END OF EACH REPORTING PERIOD, THE PRESIDENT PREPARES A REPORT FOR THE CHAIRPERSON DESCRIBING THE PRESIDENT'S PERFORMANCE AGAINST THESE OBJECTIVES. THE CHAIRPERSON THEN ANALYZES THIS INFORMATION, CONSULTS WITH THE OTHER BOARD MEMBERS, AND THEN SETS THE PRESIDENT'S COMPENSATION FOR THE NEXT YEAR. A RECORD OF THE COMPENSATION DECISION IS DOCUMENTED IN BOTH THE HUMAN RESOURCES DEPARTMENT AND THE CHAIRPERSON'S OWN PERSONNEL FILE FOR THE PRESIDENT. COMPENSATION FOR OTHER OFFICERS IS DETERMINED BY THE PRESIDENT AS PART OF THE FORMAL, ANNUAL PERFORMANCE EVALUATION PROCESS, WHICH INCLUDES COMPREHENSIVE WRITTEN PERFORMANCE EVALUATIONS WHICH ARE MAINTAINED IN THE HUMAN RESOURCES DEPARTMENT. THESE EVALUATIONS INCLUDE DISCUSSION AND DOCUMENTATION OF ACCOMPLISHMENTS, STRENGTHS, AND AREAS FOR IMPROVEMENT, GOALS FOR THE COMING YEAR, AND THE AMOUNT OF THE SALARY ADJUSTMENT, IF ANY. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON WRITTEN REQUEST. FORM 990, PART XI, LINE 9: FORGIVENESS OF PRINCIPAL ON NOTES RECEIVABLE 338,841.