2014-11-15T11:01:27-06:00 2013-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2013-01-01 133173374 AMERICAN INSURANCE ASSOCIATION INC AMER 2028287100 2101 L STREET NW NO 400 WASHINGTON DC 20037 DAVID S LAUER VP & TREASURER 2028287100 2014-11-15 1 SCOTT E HALLBERG P01081188 2023319880 2013 2015-11-30 17:44:51Z LEIGH ANN PUSEY 2101 L STREET NW WASHINGTON DC 20037 22392944 0 X AIADC.ORG X 1984 DE THE PURPOSES OF THE CORPORATION ARE:(1) TO PROMOTE THE ECONOMIC, LEGISLATIVE AND PUBLIC STANDING OF ITS PARTICIPATING PROPERTY AND CASUALTY INSURERS AND THE INSURANCE INDUSTRY; (2) TO PROVIDE A FORUM FOR THE DISCUSSION OF PROBLEMS WHICH ARE OF COMMON CONCERN TO MEMBER COMPANIES; (3) TO PROMOTE THE INTERESTS OF SUCH COMPANIES IN EVERY LEGITIMATE MANNER CONSISTENT WITH PUBLIC WELFARE; (4) TO KEEP MEMBER COMPANIES INFORMED OF REGULATORY AND LEGISLATIVE DEVELOPMENTS; (5) TO SERVE THE PUBLIC INTEREST THROUGH APPROPRIATE ACTIVITIES, INCLUDING THE PROMOTION OF SAFETY AND SECURITY OF PERSONS AND PROPERTY; (6) TO FURNISH OTHER RELATED AND SIMILAR SERVICES; AND (7) TO ENGAGE IN ANY OTHER LAWFUL ACT OR ACTIVITY FOR WHICH A CORPORATION MAY BE ORGANIZED UNDER THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE IN FURTHERANCE OF THE FOREGOING PURPOSES. 15 15 46 0 0 0 0 0 17559643 17128665 435209 176082 0 0 17994852 17304747 264769 392462 0 0 9247385 10243479 0 0 0 7043407 7293829 16555561 17929770 1439291 -625023 12424033 10159064 20202846 12496310 -7778813 -2337246 X THE PURPOSES OF THE CORPORATION ARE:(1) TO PROMOTE THE ECONOMIC, LEGISLATIVE AND PUBLIC STANDING OF ITS PARTICIPATING PROPERTY AND CASUALTY INSURERS AND THE INSURANCE INDUSTRY; (2) TO PROVIDE A FORUM FOR THE DISCUSSION OF PROBLEMS WHICH ARE OF COMMON CONCERN TO MEMBER COMPANIES; (3) TO PROMOTE THE INTERESTS OF SUCH COMPANIES IN EVERY LEGITIMATE MANNER CONSISTENT WITH PUBLIC WELFARE; (4) TO KEEP MEMBER COMPANIES INFORMED OF REGULATORY AND LEGISLATIVE DEVELOPMENTS; (5) TO SERVE THE PUBLIC INTEREST THROUGH APPROPRIATE ACTIVITIES, INCLUDING THE PROMOTION OF SAFETY AND SECURITY OF PERSONS AND PROPERTY; (6) TO FURNISH OTHER RELATED AND SIMILAR SERVICES; AND (7) TO ENGAGE IN ANY OTHER LAWFUL ACT OR ACTIVITY FOR WHICH A CORPORATION MAY BE ORGANIZED UNDER THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE IN FURTHERANCE OF THE FOREGOING PURPOSES. 0 0 REPRESENTATION OF MEMBER PROPERTY & CASUALTY INSURANCE COMPANIES ON LEGISLATIVE AND ECONOMIC ISSUES AS WELL AS ENHANCEMENT OF PUBLIC KNOWLEDGE AND PERCEPTION OF THE PROPERTY-CASUALTY INDUSTRY. AIA REPRESENTS MORE THAN 400 PROPERTY-CASUALTY INSURANCE COMPANIES. AIA ALSO PRODUCES SEVERAL PUBLICATIONS AND ISSUES HUNDREDS OF BULLETINS, COMMITTEE MAILINGS, AND INFORMATION UPDATES. 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 1 130 0 1 46 1 0 0 0 0 1 1 0 X 15 15 0 0 0 0 1 1 1 1 1 0 0 0 1 0 0 1 1 1 1 0 X DAVID LAUER VP & TREASURER 2028287176 2101 L STREET NW SUITE 400 WASHINGTON DC 20037 CONSTANTINE P IORDANOU DIRECTOR 1.00 X 0 0 0 MARIO VITALE DIRECTOR 1.00 X 0 0 0 JOHN D FINNEGAN DIRECTOR 1.00 X 0 0 0 JEFFREY H POST DIRECTOR 1.00 X 0 0 0 LORI DICKERSON FOUCHE DIRECTOR 1.00 X 0 0 0 FREDERICK H EPPINGER JR DIRECTOR 1.00 X 0 0 0 LIAM MCGEE CHAIRMAN ELECT 1.00 X X 0 0 0 MICHAEL GRAY DIRECTOR 1.00 X 0 0 0 T MICHAEL MILLER CHAIRMAN 1.00 X X 0 0 0 JAY S FISHMAN DIRECTOR 1.00 X 0 0 0 WILLIAM R BERKLEY DIRECTOR 1.00 X 0 0 0 MIKE MCGAVICK VICE-CHAIRMAN 1.00 X X 0 0 0 MICHAEL FOLEY IMMEDIATE PAST CHAIR 1.00 X 0 0 0 ROBERT SOLITRO DIRECTOR 1.00 X 0 0 0 ANTHONY J KUCZINSKI DIRECTOR 1.00 X 0 0 0 MARJORIE M BERTE VICE PRESIDENT 37.50 X 264500 0 14863 FRED C BOSSE VICE PRESIDENT 37.50 X 235643 0 82409 JOSEPH A DIGIOVANNI SENIOR VICE PRESIDENT 37.50 X 212500 0 55327 RAYMOND G FARMER VICE PRESIDENT 37.50 X 27563 0 6428 PETER R FOLEY VICE PRESIDENT 37.50 X 226044 0 82817 ERIC M GOLDBERG VICE PRESIDENT 37.50 X 198050 0 78865 GARY G HENNING VICE PRESIDENT 37.50 X 212400 0 82759 RONALD V JACKSON ASSISTANT VICE PRESIDENT 37.50 X 165000 0 70089 DAVID S LAUER VICE PRESIDENT & TREASURER 37.50 X 279895 0 73626 LEIGH A PUSEY PRESIDENT 37.50 X 800000 0 97540 WILLEM O RIJKSEN VICE PRESIDENT 37.50 X 236000 0 84208 THOMAS J SANTOS VICE PRESIDENT 37.50 X 242169 0 91601 STEPHEN C SCHNEIDER VICE PRESIDENT 37.50 X 204614 0 80662 MELISSA SHELK VICE PRESIDENT 37.50 X 192641 0 63471 ALLAN J STEIN VP & ASSISTANT GENERAL COUNSEL 37.50 X 109503 0 34806 JOSEPH S ZIELEZIENSKI SENIOR VP & GENERAL COUNSEL 37.50 X 411450 0 75946 PHILLIP L CARSON ASSISTANT GENERAL COUNSEL 37.50 X 172000 0 52930 BRUCE C WOOD ASSOCIATE GENERAL COUNSEL & DIRECTOR 37.50 X 169500 0 57485 STEVEN A BENNETT ASSISTANT GENERAL COUNSEL 37.50 X 157337 0 62394 PAMELA M YOUNG ASSOCIATE GENERAL COUNSEL & DIRECTOR 37.50 X 154938 0 67172 STEVEN M SUCHIL ASSISTANT VICE PRESIDENT 37.50 X 153596 0 45184 DEBRA BALLEN FORMER EXECUTIVE 0.00 X 2465058 0 0 7290401 0 1360582 27 1 1 0 WILEY REIN LLP 1776 K STREET NW WASHINGTON DC 20006 LEGAL SERVICES 205482 FIERCE ISAKOWITZ & BLALOCK 1155 F STREET NW STE 950 WASHINGTON DC 20004 CONSULTING 182249 BGR GOVERNMENT AFFAIRS LLC PO BOX 14416 WASHINGTON DC 20044 CONSULTING 153756 CRAIG BERRINGTON 5920 GRANBY RD DERWOOD MD 20855 LEGAL SERVICES 150000 ADFERO GROUP LLC 1666 K STREET NW WASHINGTON DC 20006 CONSULTING 130988 8 MEMBER ASSESSMENTS 900099 16911021 16911021 PROGRAM MEMBERSHIP 900099 150000 150000 ELECTRONIC DATA 900099 36500 36500 PUBLICATION SALES 900099 23180 23180 7964 7964 17128665 198983 198983 5065296 5087765 432 -22469 -432 -22901 -22901 17304747 17128665 0 176082 392462 6261358 2090294 989790 500596 401441 317549 32934 1514969 28257 90183 323448 324843 1513369 344794 104554 278341 112531 STATE REPRESENTATIVES 1814906 SUBSCRIPTION BOOKS & DU 351625 PAYROLL SERVICE AND BAN 34815 RENTAL CHARGES 9402 97309 17929770 -121656 1874375 770649 833014 949257 376493 380766 3329614 2130676 1280538 1198938 8181269 6859454 12424033 10159064 1384579 1700425 5709 289319 18812558 10506566 20202846 12496310 X -7778813 -2337246 -7778813 -2337246 12424033 10159064 X -625023 215142 5851448 X X 0 1 X 1 0 100000 100000 100000 1 AIA STATE CORPORATE PAC 2101 L STREET NW SUITE 400 WASHINGTON DC 20037 521601971 335000 0 0 0 17246021 3425015 -61300 3363715 3449204 -85489 1887048 1208568 678480 1442566 922108 520458 1198938 ACCRUED NON-QUALIFIED PENSION EXPENSE 3257072 ACCRUED PENSION EXPENSE 2520629 ACCRUED POST-RETIREMENT BENEFIT EXPENSE 3567638 DEFERRED RENT LIABILITY 1152913 SUBLEASE DEPOSITS 8314 10506566 X 17489683 215142 432 215574 17274109 28257 2381 30638 17304747 17899564 432 432 17899132 28257 2381 30638 17929770 PART X, LINE 2: THE ASSOCIATION ACCOUNTS FOR INCOME TAXES IN ACCORDANCE WITH THE ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE ASSOCIATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2013 AND 2012, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2013, THE STATUE OF LIMITATIONS FOR TAX YEARS 2010 THROUGH 2012 REMAINS OPEN WITH THE U.S. FEDERAL JURISDICTION AND THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH THE INSTITUTE FILES RETURNS. PART XI, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DISPOSITION OF PROPERTY AND EQUIPMENT 432. PART XI, LINE 4B - OTHER ADJUSTMENTS: PUBLICATIONS SALES EXPENSES NETTED AGAINST REVENUE IN FINANCIALS 2,381. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF PROPERTY AND EQUIPMENT 432. PART XII, LINE 4B - OTHER ADJUSTMENTS: PUBLICATION SALES EXPENSE NETTED AGAINST REVENUE IN FINANCIALS 2,381. OTHER 1 TEXANS FOR LAWSUIT REFORM 1701 BRUN STREET SUITE 100 HOUSTON TX 77019 760439129 501(C)(6) 15000 GENERAL SUPPORT NATION CAPITAL AREA COUNCIL BSA 9190 ROCKVILLE PIKE BETHESDA MD 20814 530204610 501(C)(3) 7500 GENERAL SUPPORT CALIFORNIA CHAMBER OF COMMERCE 1215 K STREET SUITE 1400 SACREMENTO CA 95812 940361980 501(C)(6) 20000 GENERAL SUPPORT REPUBLICAN GOVERNORS ASSOCIATION #250 1747 PENNSYLVANIA AVE NW WASHINGTON DC 20006 113655877 527 101000 GENERAL SUPPORT DENVER METRO CHAMBER OF COMMERCE 1445 MARKET STREET DENVER CO 80202 840186760 501(C)(6) 10000 GENERAL SUPPORT RIPON SOCIETY 1300 L STREET NW SUITE 900 WASHINGTON DC 20005 042370356 501(C)(4) 30000 GENERAL SUPPORT TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 70000 WHARTON RISK MANAGEMENT & DECISIONS LIABILITY REFORM COALITION 2033 6TH AVENUE SUITE 1100 SEATTLE WA 98121 911504205 501(C)(6) 5000 GENERAL SUPPORT 2 6 PART I, LINE 2: ALTHOUGH THE ASSOCIATION OCCASIONALLY PROVIDES FINANCIAL SUPPORT IN THE FORM OF CONTRIBUTIONS TO OTHER ORGANIZATIONS, WE ARE NOT A GRANT-MAKING ORGANIZATION. X 1 1 X X X X X 0 1 0 MARJORIE M BERTE VICE PRESIDENT 230000 0 34500 0 0 0 13800 0 1063 0 279363 0 0 0 FRED C BOSSE VICE PRESIDENT 204907 0 30736 0 0 0 67248 0 15161 0 318052 0 0 0 JOSEPH A DIGIOVANNI SENIOR VICE PRESIDENT 187500 0 25000 0 0 0 54461 0 866 0 267827 0 0 0 PETER R FOLEY VICE PRESIDENT 196560 0 29484 0 0 0 64509 0 18308 0 308861 0 0 0 ERIC M GOLDBERG VICE PRESIDENT 170000 0 28050 0 0 0 56485 0 22380 0 276915 0 0 0 GARY G HENNING VICE PRESIDENT 180000 0 32400 0 0 0 60333 0 22426 0 295159 0 0 0 RONALD V JACKSON ASSISTANT VICE PRESIDENT 155000 0 10000 0 0 0 47779 0 22310 0 235089 0 0 0 DAVID S LAUER VICE PRESIDENT & TREASURER 219096 0 60799 0 0 0 72614 0 1012 0 353521 0 0 0 LEIGH A PUSEY PRESIDENT 800000 0 0 0 0 0 74768 0 22772 0 897540 0 0 0 WILLEM O RIJKSEN VICE PRESIDENT 200000 0 36000 0 0 0 67135 0 17073 0 320208 0 0 0 THOMAS J SANTOS VICE PRESIDENT 207870 0 34299 0 0 0 69046 0 22555 0 333770 0 0 0 STEPHEN C SCHNEIDER VICE PRESIDENT 175634 0 28980 0 0 0 58256 0 22406 0 285276 0 0 0 MELISSA SHELK VICE PRESIDENT 167514 0 25127 0 0 0 55074 0 8397 0 256112 0 0 0 JOSEPH S ZIELEZIENSKI SENIOR VP & GENERAL COUNSEL 316500 0 94950 0 0 0 74768 0 1178 0 487396 0 0 0 PHILLIP L CARSON ASSISTANT GENERAL COUNSEL 160000 0 12000 0 0 0 46512 0 6418 0 224930 0 0 0 BRUCE C WOOD ASSOCIATE GENERAL COUNSEL & DIRECTOR 159900 0 9600 0 0 0 49123 0 8362 0 226985 0 0 0 STEVEN A BENNETT ASSISTANT GENERAL COUNSEL 147837 0 9500 0 0 0 45562 0 16832 0 219731 0 0 0 PAMELA M YOUNG ASSOCIATE GENERAL COUNSEL & DIRECTOR 146168 0 8770 0 0 0 44903 0 22269 0 222110 0 0 0 STEVEN M SUCHIL ASSISTANT VICE PRESIDENT 144896 0 8700 0 0 0 44514 0 670 0 198780 0 0 0 DEBRA BALLEN FORMER EXECUTIVE 0 0 0 0 2465058 0 0 0 0 0 2465058 0 2001040 0 PART I, LINE 1A FIRST CLASS IS AN OPTION FOR TRIPS OVER A CERTAIN DURATION AND/OR DISTANCE. PART I, LINE 4B THE AIA SERP WAS FROZEN AS OF 12/31/10 AND NO FURTHER BENEFITS ARE BEING ACCRUED. HOWEVER, CURRENT CEO PUSEY IS STILL A PARTICIPANT IN THE PLAN. CRAIG BERRINGTON FORMER OFFICER 150000 LEGAL FEES 0 FORM 990, PART VI, SECTION A, LINE 6 ANY INSURANCE COMPANY OR GROUP OF INSURANCE COMPANIES LICENSED TO DO BUSINESS IN ANY STATE, TERRITORY OR POSSESSION OF THE UNITED STATES AND TRANSACTING THEREIN ANY OF THE LINES OF INSURANCE SERVED BY THIS CORPORATION AND ENUMERATED IN ARTICLE IX IS ELIGIBLE FOR MEMBERSHIP. EACH MEMBER SHALL AT ANY MEETING OF THE MEMBERS BE ENTITLED TO ONE VOTE. FORM 990, PART VI, SECTION A, LINE 7A AT EACH ANNUAL MEETING OF THE MEMBERS THERE SHALL BE ELECTED A CHAIR, A CHAIR-ELECT AND NOT MORE THAN TWO VICE CHAIRS AS SET FORTH IN ARTICLE V, SECTION 2. EACH OF SAID OFFICERS SHALL BE ELECTED AND QUALIFIED FOR A TERM OF ONE YEAR AND SHALL SERVE UNTIL A SUCCESSOR IS CHOSEN, OR UNTIL HIS OR HER EARLIER DEATH, RESIGNATION OR REMOVAL. NO MORE THAN ONE PERSON WHO IS EMPLOYED BY A GIVEN MEMBER SHALL BE ELIGIBLE FOR SUCH OFFICES AT THE SAME TIME. THE PRESIDENT, VICE PRESIDENTS, CORPORATE SECRETARY AND TREASURER SHALL BE ELECTED ANNUALLY BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B ANY ACTION OF THE BOARD OF DIRECTORS SHALL BE SUBJECT TO REVIEW BY THE MEMBERSHIP AND ANY SUCH ACTION SHALL BE SO REVIEWED AT THE REQUEST OF 25% OR MORE OF THE MEMBERS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11 COPIES OF THE FORM 990 ARE MADE AVAIABLE TO THE GOVERNING BOARD AFTER IT HAS BEEN FILED. FORM 990, PART VI, SECTION B, LINE 15 CEO COMPENSATION BEGINS WITH SEARCHES CONDUCTED BY OUTSIDE FIRMS, WITH SALARIES COMPARED TO NOT-FOR-PROFIT SURVEYS, AND APPROVAL BY AIA'S EXECUTIVE COMMITTEE. OFFICERS OR KEY EMPLOYEES COMPENSATION BEGINS WITH SALARIES COMPARED ON A REGULAR BASIS TO NOT-FOR-PROFIT SURVEYS AND ANNUAL BONUSES ARE APPROVED BY AIA'S EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATIONS WILL PROVIDE THESE DOCUMENTS UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: DEFINED BENEFIT CHARGES OTHER THAN NET PERIODIC BENEFIT EXPENSE 5,851,448. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. AIA STATE CORPORATE PAC 2101 L STREET NW SUITE 400 WASHINGTON DC 20037 521601971 POLITICAL COMMITTEE DC 527 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0