2014-11-14T18:34:23-06:00 2013-12-31 264677183 DZH PHILLIPS LLP 1330 BROADWAY SUITE 630 OAKLAND CA 94612 990PF 2013-01-01 941186182 ROSENBERG FOUNDATION ROSE 4156449777 131 STEUART STREET NO 650 SAN FRANCISCO CA 94105 TIM SILARD PRESIDENT 4156449777 2014-11-14 1 HYDEH GHAFFARI P01228587 5108346542 X 2013 2015-12-30 17:16:21Z X 59571613 X X 5967 5967 1251249 1247323 1465322 14065534 1456421 652081 659095 3374619 3368806 225863 11293 214570 245919 5477 234981 139075 6954 132121 18702 0 14453 49457 9457 38515 385497 254499 131788 4629 0 3226 183528 9892 794 2935 0 89721 4486 86372 81697 0 77285 275686 196782 69494 1702709 498840 1003599 2175650 2370150 3878359 498840 3373749 -503740 2869966 99424 220813 220813 34585 17213 17213 37085141 45563184 45563184 18982775 14324594 13759999 112355 107968 6012 4387 4387 6808 6017 6017 56214745 60136208 59571613 144599 246420 802500 608000 947099 854420 X 55266481 59280476 1165 1312 55267646 59281788 56214745 60136208 55267646 -503740 4517882 59281788 0 59281788 PUBLICLY TRADED SECURITIES 14065534 13057690 1007844 1007844 HRJ CAPITAL VC VI INTL, L.P. P 36796 36796 CAPITAL DYNAMICS CHAMPION VENTURES VI, L.P. P 82712 82712 HRJ GLOBAL BUY-OUT III (ASIA), LP P 19998 19998 HRJ GLOBAL BUY-OUT III (EUROPE), LP P 52829 52829 HRJ GLOBAL BUY-OUT III (US), LP P 66909 66909 HRJ SPECIAL OPPORTUNITIES II INTL, LP P 51542 51542 HRJ SPECIAL OPPORTUNITIES II, LP P 75979 75979 METROPOLITAN REAL ESTATE PARTNERS INTL II P 14956 14956 METROPOLITAN REAL ESTATE PARTNERS V P 30752 30752 NEW ENTERPRISE ASSOCIATES VI, LP P 303 303 1607 CAPITAL INTERNATIONAL EQUITY FUND P 15801 15801 1456421 0 3051143 55273558 0.055201 2757833 47154597 0.058485 3088335 54249896 0.056928 2576512 50509710 0.051010 3818706 59135015 0.064576 0.286200 0.057240 56675814 3244124 28700 3272824 3373749 X 28700 0 28700 0 28700 69361 69361 X 40661 40661 0 0 0 0 0 0 0 0 1 0 0 1 1 CA 1 0 0 0 0 0 WWW.ROSENBERGFOUND.ORG LINDA MOLL 4156449777 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HON BILL LANN LEE 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 CHAIR 3.00 0 0 0 CLARA SHIN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 VICE CHAIR/SECRETARY 1.50 0 0 0 ROBERT FRIEDMAN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 TREASURER 1.50 0 0 0 PHYLLIS COOK 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 DANIEL GROSSMAN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 MICK HELLMAN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 HERMA HILL KAY 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 LESLIE LUTTGENS 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 SHAUNA MARSHALL 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 HUGO MORALES 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 ALBERT MORENO 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 JUDGE HENRY RAMSEY JR RET 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 SARAH STEIN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 TIMOTHY SILARD 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 PRESIDENT 40.00 200510 25353 0 LATEEFAH SIMON 131 STEUART STREET SUITE 650 SF CA 94105 DIRECTOR CALIFORNIA' 40.00 85774 30953 0 LINDA MOLL 131 STEUART STREET SUITE 650 SF CA 94105 BUS./GRANTS MANAGER 40.00 84680 24868 0 TAMBOUSA GILMORE 131 STEUART STREET SUITE 650 SF CA 94105 EXEC. ASST./OFF. MAN 40.00 62148 20102 0 0 CHANGE CONSULTING BILEN MESFIN 214 GRANT AVENUE APT 48 OAKLAND CA 94610 STRATEGIC COMM. 75360 0 IN 2013, ROSENBERG FOUNDATIN PROVIDED DIRECT CHARITABLE ASSISTANCE TO MORE THAN 20 GRANTEES, NON-GRANTEE ORGANIZATIONS AND COLLBORATIVES. THE FOUNDATION'S STAFF SUCCEEDED IN ASSISTING NON-PROFIT ORGANIZATIONS IN ATTRACTING FINANCIAL SUPPORT BY HELPING THEM LEVERAGE FUNDS FROM OTHER FOUNDATIONS AND MAJOR DONORS. FOUNDATION STAFF HAVE ALSO HELPED BUILD THE CAPACITY OF MANY OF THESE NON-PROFIT ORGANIZATIONS BY PROVIDING LEADERSHIP COACHING, STRATEGIC CONSULTING, AND ORGANIZATIONAL OVERSIGHT. 336397 0 43588607 190291 13759999 57538897 0 0 57538897 863083 56675814 2833791 2833791 28700 28700 2805091 0 2805091 0 2805091 3373749 0 3373749 28700 3345049 2805091 0 0 882583 59207 380184 472587 322072 2116633 3373749 0 0 0 2805091 568658 0 0 2685291 0 0 0 0 0 0 882583 1802708 59207 380184 472587 322072 568658 BUSINESS AND GRANT MANAGER 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 4156449777 STATEMENT 15 N/A STATEMENT 15 CALIFORNIA BUDGET PROJECT 1107 9TH STREET SUITE 310 SACRAMENTO CA 95814 PC GENERAL SUPPORT 50000 CHILDREN NOW 1404 FRANKLIN STREET SUITE 700 OAKLAND CA 94612 PC PROMOTING FUNDING OPPORTUNITIES FOR CHILDREN IN CALIFORNIA -9700 UNITED FARM WORKER FOUNDATION 4545 E CESAR E CHAVEZ AVE LOS ANGELES CA 90022 PC GENERAL SUPPORT 37500 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC CA DREAM TEAM ALLIANCE 60000 NATIONAL DAY LABORER ORGANIZING NETWORK 675 SOUTH PARK VIEW SUITE B LOS ANGELES CA 90057 PC TURNING THE TIDE, FIGHT THE CRIMINALIZATION OF IMMIGRANTS IN CALIFORNIA 25000 COMMUNITY COALITION FOR SUBSTANCE ABUSE PREVENTION AND TREATMENT 8101 S VERMONT AVENUE LOS ANGELES CA 90044 PC PARTNERSHIP BETWEEN THE COMMUNITY COALITION AND CALIFORNIANS FOR SAFETY AND JUSTICE 50000 NATIONAL COUNCIL OF LA RAZA RAUL YZAGUIRRE PLAZA 1126 16TH NW SUITE 600 WASHINGTON DC 20036 PC CALIFORNIA CRIMINAL JUSTICE REFORM PROJECT 50000 PICO CALIFORNIA 171 SANTA ROSA AVE OAKLAND CA 94610 PC GENERAL SUPPORT TO PICO FOR PIC CALIFORNIA'S LIFELINES TO HEALING 50000 UNITED STATES STUDENT ASSOCIATION 1211 CONNECTICUT AVE NW WASHINGTON DC DC 20036 PC UC STUDENT ASSOCIATION/CALIFORNIA FOR SAFETY AND JUSTICE 25000 TIDES CENTER PO BOX 29198 SAN FRANCISCO CA 94129 PC SUPPORT AND FACILITATION OF THE CALIFORNIA REENTRY COUNCIL (CSJ) 50000 CALIFORNIA RURAL LEGAL ASSISTANCE FOUNDATION 2210 K STREET SUITE 201 SACRAMENTO CA 95816 PC CALIFORNIA ADVOCACY FOR FARMWORKERS 60000 NATIONAL CENTER FOR LESBIAN RIGHTS 870 MARKET STREET SUITE 370 SAN FRANCISCO CA 94012 PC RURAL LBGT LEGAL AID TRAINING PROJECT 50000 EQUAL JUSTICE SOCIETY 260 CALIFORNIA STREET SUITE 700 SAN FRANCISCO CA 94111 PC GENERAL SUPPORT FOR THE CA CIVIL RIGHTS COALITION 60000 KALW PUBLIC RADIO (SAN FRANCISCO UNITED SCHOOL DISTRICT) 500 MANSELL STREET SAN FRANCISCO CA 94134 PC REPORTING ON CRIMINAL JUSTICE 35000 NATIONAL EMPLOYMENT LAW PROJECT 80 MAIDEN LANE SUITE 509 NEW YORK NY 10038 PC SECOND CHANCE LABOR PROJECT 75000 COMMUNITY INITIATIVES 354 PINE STREET SAN FRANCISCO CA 94104 PC OAKLAND RESTORATIVE JUSTICE NO-ENTRY AND REENTRY INITIATIVE 35000 DRUG POLICY ALLIANCE 131 10TH STREET SAN FRANCISCO CA 94103 PC CALIFORNIA DRUG POLICY REFORM 37500 ELLA BAKER CENTER FOR HUMAN RIGHTS 1970 BROADWAY SUITE 450 OAKLAND CA 94612 PC BOOKS NOT BARS 40000 LEGAL SERVICES FOR PRISONERS WITH CHILDREN 1540 MARKET STREET SUITE 490 SAN FRANCISCO CA 94102 PC GENERAL SUPPORT 40000 ACLU FOUNDATION OF SAN DIEGO & IMPERIAL COUNTIES PO BOX 87131 SAN DIEGO CA 92138 PC CIVIC PATRICIPATION LEGAL PROGRAM 50000 ALLIANCE FOR JUSTICE 11 DUPONT CIRCLE NORTHWEST 200 WASHINGTON DC 20036 PC GENERAL SUPPORT 35000 CLERGY AND LAITY UNITED FOR ECONOMIC JUSTICE - LOS ANGELES 1345 S BURLINGTON AVE SUITE 206 LOS ANGELES CA 90006 PC LOS ANGELES CARWASH WORKERS ORGANIZING CAMPAIGN 30000 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC LITIGATION AND ADVOCACY TO ADVANCE CIVIL RIGHTS AT THE INTERSECTION OF IMMIGRANTS' RIGHTS AND WORKERS' RIGHTS 75000 MUJERES UNIDAS Y ACTIVAS 3543 18TH STREET SUITE 23 SAN FRANCISCO CA 94110 PC GENERAL SUPPORT 30000 PILIPINO WORKERS CENTER OF SOUTHERN CALIFORNIA 1533 GLENDALE BLVD 2ND LOS ANGELES CA 90026 PC GENERAL SUPPORT 30000 ROC UNITED 350 7TH AVENUE SUITE 1504 NEW YORK NY 10001 PC ROC-UNITED BAY AREA LAUNCH 35000 FARMWORKER JUSTICE 1126 16TH STREET NW SUITE 270 WASHINGTON DC 20005 PC GENERAL SUPPORT 135000 MOBILIZE THE IMMIGRANT VOTE 436 14TH STREET SUITE 500 OAKLAND CA 94612 PC GENERAL SUPPORT FOR MOBILIZE THE IMMIGRANT VOTE 30000 NATIONAL IMMIGRATION LAW CENTER 3435 WILSHIRE BOULEVARD SUITE 2850 LOS ANGELES CA 90010 PC GENERAL SUPPORT 240000 UNITED FARM WORKER FOUNDATION 4545 E CESAR E CHAVEZ AVE LOS ANGELES CA 90022 PC GENERAL SUPPORT 175000 CALIFORNIA CHILDREN AND FAMILIES FOUNDATION 1115 ATLANTIC AVE ALAMEDA CA 94501 PC EXPANDING REVENUE STREAMS FOR CHILDREN'S FUNDING 9700 CENTER FOR YOUTH DEVELOPMENT THROUGH LAW 215 BOALT HALL BERKELEY CA 94720 PC SUMMER LEGAL FELLOWSHIP PROGRAM 5000 TIDES CENTER PO BOX 29198 SAN FRANCISCO CA 94129 PC CALIFORNIA CAMPAIGN FOR SAFETY JUSTICE 300000 ASIAN PACIFIC AMERICAN LEGAL CENTER OF SO CALIFORNIA 1145 WILSHIRE BOULEVARD 2ND FLOOR LOS ANGELES CA 90017 PC STRENGTHENING STATEWIDE IMMIGRANT'S RIGHTS COORDINATION, REGIONAL COALITION AND WORKER'S RIGHTS, CURRENTLY CARRIED OUT BY CIPC 50000 UCLA CENTER FOR LABOR RESEARCH AND EDUCATION 675 S PARK VIEW ST LOS ANGELES CA 90057 PC 2013 DREAM SUMMER LEADERSHIP PROGRAM 40000 ASIAN AMERICANSPACIFIC ISLANDERS IN PHILANTROPHY 211 SUTTER STREET SUITE 600 SAN FRANCISCO CA 94108 PC GENERAL SUPPORT 1000 BAY AREA BLACKS IN PHILANTROPHY 200 PINE STREET SAN FRANCISCO CA 94104 PC BABIP GENERAL SUPPORT, C/O COMMUNITY INITIATIVES 1000 COUNCIL ON FOUNDATIONS 2121 CRYSTAL DRIVE SUITE 700 ARLINGTON VA 22202 PC GENERAL SUPPORT 2000 FOUNDATION CENTER 79 FIFTH AVENUE NEW YORK NY 10003 PC GENERAL AND NATIONAL SUPPORT 4000 FUNDERS FOR LGBTQ ISSUES 116 EAST 16TH STREET 7TH FLOOR NEW YORK NY 10003 PC GENERAL SUPPORT 1000 GRANTMAKERS CONCERNED WITH IMMIGRANTS AND REFUGEES 777 TILTON ROAD SEBASTOPOL CA 95472 PC GENERAL SUPPORT 2000 GRANTS MANAGERS NETWORK 141 HOMESTEAD AVE METAIRIE LA 70005 PC GENERAL SUPPORT 1000 HISPANICS IN PHILANTROPHY 55 2ND STREET SUITE 1500 SAN FRANCISCO CA 94105 PC GENERAL SUPPORT 1000 INDEPENDENT SECTOR 1602 L STREET NW SUITE 900 WASHINGTON DC 20036 PC GENERAL SUPPORT 1000 NATIONAL COMMITTEE FOR RESPONSIVE PHILANTROPHY 1331 H STREET SUITE 200 WASHINGTON DC 20005 PC GENERAL SUPPORT 2500 NATIVE AMERICANS IN PHILANTROPHY 2801 21ST STREET SOUTH SUITE 132D MINNEAPOLIS MN 55407 PC GENERAL SUPPORT 1000 NEIGHBORHOOD FUNDERS GROUP 1301 CONNECTIVUT AVENUE NW STUIE 500 WASHINGTON DC 20036 PC GENERAL SUPPORT 1000 NORTHERN CALIFORNIA GRANTMAKERS 625 MARKET STREEET 15TH FLOOR SAN FRANCISCO CA 94105 PC GENERAL SUPPORT 3000 CATHOLIC LEGAL IMMIGRATION NETWORK INC 8757 GEORGIA AVENUE SUITE 850 SILVER SPRING MD 20910 PC CALIFORNIA IMMIGRATION REFORM PLANNING MEETING 3650 COMMON COUNSEL FOUNDATION 405 FOURTEENTH STREET SUITE 809 OAKLAND CA 94612 PC WEATHERING THE STORM WEBINARS 1500 UC BERKELEY LAW SCHOOL 2521 CHANNING WAY BERKELEY CA 94720 PC NEW BUSINESS PRACTICUM FELLOWSHIP 5000 LEGAL SERVICES FOR PRISONERS WITH CHILDREN 1540 MARKET STREET SUITE 490 SAN FRANCISCO CA 94102 PC GRANT AUGMENTATION 2500 INSIGHT CENTER FOR COMMUNITY ECONOMIC DEVELOPMENT 1999 HARRISON STREET FLOOR 18 OAKLAND CA 94612 PC RESEARCH REPORT ON THE 50TH ANNIVERSARY OF THE MARCH OF WASHINGTON 5000 INTERNATIONAL COMMUNITY CORRECTIONS ASSOCIATION 2100 STELLA COURT COLUMBUS OH 43215 PC ANNUAL RESEARCH CONFERENCE 7500 EQUAL JUSTICE SOCIETY 260 CALIFORNIA STREET SUITE 700 SAN FRANCISCO CA 94111 PC DEBIASING PROJECT 5000 PARTNERSHIP FOR SAFETY AND JUSTICE 825 NE 20TH AVE SUITE 250 PORTLAND OR 97232 PC SUPPORT FOR THE NATIONAL CENTER FOR VICTIMS OF CRIME CONFERENCE 5000 CENTER FOR YOUTH WELLNESS 1329 EVANS AVE SAN FRANCISCO CA 94124 PC CHILDREN'S POLICY ADVOCACY PROJECT 30000 FRAMEWORKS INSTITUTE 1776 I STREET NW 9TH FLOOR WASHINGTON DC 20006 PC CRIMINAL JUSTICE REFORM MESSAGING, RESEARCH AND REFRAMING 35000 ALLIANCE SAN DIEGO 3750 30TH STREET SAN DIEGO CA 92104 PC SAN DIEGO DREAMER ASSISTANCE NETWORK 20000 ASIAN LAW CAUCUS 55 COLUMBUS AVE SAN FRANCISCO CA 94111 PC ASIAN STUDENTS PROMOTING IMMIGRANT RIGHTS THROUGH EDUCATION 30000 GRANTMAKERS CONCERNED WITH IMMIGRANTS AND REFUGEES 777 TILTON ROAD SEBASTOPOL CA 95472 PC CALIFORNIA IMMIGRANT INTEGRATION INITIATIVE 18000 WAREHOUSE WORKER RESOURCE CENTER 601 S MILLIKEN AVENUE SUITE A ONTARIO CA 91761 PC CIVIC ENGAGEMENT PILOT PROJECT 40000 UC BERKELEY CENTER FOR LABOR RESEARCH AND EDUCATION 2521 CHANNING WAY BERKELEY CA 94720 PC KIRKE WILSON LABOR SUMMER INTERNSHIP 12000 RADIO BILINGUE 5005 E BELMONT AVENUE FRESNO CA 93727 PC THE DAY AFTER: IMPLEMENTING COMPREHENSIVE IMMIGRATION REFORM IN FRESNO COUNTY 26000 CENTER ON JUVENILE & CRIMINAL JUSTICE 40 BOARDMAN PLACE SAN FRANCISCO CA 94103 PC STATEWIDE DATA ANALYSIS MAPPING ON COUNTY SENTENCING PRACTICES 5000 EQUAL RIGHTS ADVOCATES 1170 MARKET STREET SUITE 700 SAN FRANCISCO CA 94102 PC REMOVING BARRIERS FOR WOMEN WITH CRIMINAL BACKGROUNDS 7500 2370150 UC BERKELEY CENTER FOR LABOR RESEARCH AND EDUCATION 2521 CHANNING WAY BERKELEY CA 94720 PC KIRKE WILSON LABOR SUMMER INTERNSHIP 48000 COMMUNITY COALITION FOR SUBSTANCE ABUSE PREVENTION AND TREATMENT 8101 S VERMONT AVENUE LOS ANGELES CA 90044 PC PUBLIC SAFETY CAMPAIGN 75000 TIDES CENTER PO BOX 29198 SAN FRANCISCO CA 94129 PC CALIFORNIA REENTRY COUNCIL NETWORK 90000 NATIONAL COUNCIL OF LA RAZA RAUL YZAGUIRRE PLAZA 1126 16TH NW SUITE 600 WASHINGTON DC 20036 PC CALIFORNIA CRIMINAL JUSTICE REFORM PROJECT 100000 CALIFORNIA RURAL LEGAL ASSISTANCE FOUNDATION 2210 K STREET SUITE 201 SACRAMENTO CA 95816 PC CALIFORNIA ADVOCACY FOR FARMWORKERS 55000 ENGAGE SAN DIEGO 3909 CENTRE STREET SAN DIEGO CA 92103 PC ENGAGE SAN DIEGO 30000 IMMIGRANT LEGAL RESOURCE CENTER 1663 MISSION STREET SAN FRANCISCO CA 94103 PC CALIFORNIA IMMIGRATION REFORM IMPLEMENTATION CAMPAIGN 35000 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC CA DREAM TEAM ALLIANCE 60000 OXFAM AMERICA 226 CAUSEWAY STREET 5TH FLOOR BOSTON MA 02114 PC SUPPORT FOR THE EQUITABLE FOOD INITIATIVE 40000 533000 14 5967 900099 3926 14 1247323 01 657813 900099 8901 18 1456421 OTHER INCOME 01 1282 OTHER INCOME FROM PARTNERSHIP (UNRELATED BUSINESS INCOME) 900099 -7014 5813 3368806 0 3374619 0 0 0 0 0 0 0 0 0 0 ACCOUNTING AND AUDIT 49457 9457 38515 GAIN FROM PARTNERSHIP INVESTMENT (UBIT) PURCHASED 0 8901 OSTERWEIS STRATEGIC 7581882 7581882 AIR LEASE CORP CL A 458741 458741 ALLEGHANY CORP DEL 389961 389961 AMERICAN WATER WORKS CO 491484 491484 ATMEL CORP 212428 212428 AVNET INC 0 0 BAYER A G SPONSORED ADRF 520430 520430 BED BATH & BEYOND 308352 308352 BOEING CO 389679 389679 CINEMARK HOLDINGS INC 553945 553945 COMPUWARE 0 0 COSAN LIMITED 142688 142688 CROWN HOLDINGS INC 506761 506761 DIAGEO PLC NEW ADR 562785 562785 DIRECTV 406418 406418 FIRST REPUBLIC BANK 0 0 GOOGLE INC CLASS A 543544 543544 HEALTH SOUTH CORP NEW 524290 524290 HOLOGIC INC 300831 300831 JOHNSON & JOHNSON 581139 581139 KINDER MORGAN INC 535680 535680 KRAFT FOODS INC 0 0 LIBERTY INTERACTIVE A 323877 323877 MARKS & SPENCER NEW ADRF 266469 266469 MOTOROLA SOLUTIONS INC 346275 346275 NEW RESIDENTIAL INV CORP 282631 282631 NOVARTIS A G SPON ADR F 205371 205371 NRG YIELD INC 537934 537934 NATIONSTAR MTG HOLDGS INC 0 0 OCCIDENTAL PETE CORP 387533 387533 ORACLE CORPORATION 404599 404599 OWENS ILLINOIS INC NEW 401452 401452 P H H CORPORATION 339804 339804 QUESTAR CORPORATION 532678 532678 STONEGATE MORTGAGE CORP 131414 131414 SPIRIT AEROSYSTEMS HOLDINGS 0 0 SYMETRA FINANCIAL INC 268189 268189 TELEFLEX INCORPORATED 623230 623230 TRIUMPH GROUP INC NEW 316071 316071 UNILEVER N V NY SHS NEWF 531639 531639 VALEANT PHARMA INTL F 896349 896349 VIACOM INC CL B NEW 540198 540198 XEROX CORP 253136 253136 DIGITAL REALTY TRUST INC 67294 67294 NEWCASTLE INVESTMENT CP 280571 280571 PIMCO TOTAL RETURN FUND 3504450 3504450 VANGUARD INTERM TERM 3536694 3536694 IVA INTL FUND 1176503 1176503 MERGER FUND 441172 441172 VANGUARD DIV GROWTH FD 828028 828028 WELLS FARGO ADVANTAGE EMERGING MARKET 1963811 1963811 YACKTMAN FUND SERVICE 801772 801772 ISHARES TR BOND 2084361 2084361 ISHARES TR MSCI EAFE FUND 1200732 1200732 SPDR GOLD TRUST 1266056 1266056 VANGUARD ENERGY ETF 1065426 1065426 VANGUARD FTSE EMERGING 1940121 1940121 VANGUARD TOTAL STOCK MKT 1629777 1629777 OSTERWEIS STRATEGIC FIXED INCOME FUND 0 0 CASH RESERVE PREMIUM IN SCHWAB ACCT 1176529 1176529 AMERICAN CENTURY GIFTTRUST INVESTMENTS FMV 1312 1312 1607 CAPITAL PARTNERS INTERNATIONAL EQUITY FMV 3516361 3516361 HRJ CAPITAL VC VI (INT'L) FMV 755253 731303 HRJ CAPITAL VC VI (U.S.) FMV 1592986 1592986 HRJ GLOBAL BUY-OUT III (ASIA) FMV 328072 328072 HRJ GLOBAL BUY-OUT III (EUROPE) FMV 398603 398603 HRJ GLOBAL BUY-OUT III (U.S.) FMV 534364 534364 HRJ SPECIAL OPPORTUNITIES II (INT'L) FMV 274462 274462 HRJ SPECIAL OPPORTUNITIES II (U.S.) FMV 554659 554660 METROPOLITAN REAL ESTATE PARTNERS II FMV 803084 744538 METROPOLITAN REAL ESTATE PARTNERS V FMV 642805 612743 NEW ENTERPRISE ASSOCIATES VI FMV 8075 8075 WEATHERLOW OFFSHORE FUND I LTD. CLASS IA FMV 455038 0 MAGNITUDE INTERNATIONAL CLASS A SHARES FMV 4395508 4395508 METRO V DISTRIBUTION FMV 64012 67012 LEGAL SERVICES 18702 0 14453 DEPOSITS 6808 6017 6017 OFFICE SUPPLIES 16113 806 12650 FURNITURE & EQUIPMENT EXPENSE 872 44 828 TELEPHONE/POSTAGE/DELIVERY 9689 484 8107 COMPUTER SOFTWARE 5858 293 5425 BOARD MEETING EXPENSES 3769 377 1911 INSURANCE 15680 1568 14424 PROFESSIONAL DEVELOPMENT 3520 0 3385 SUBSCRIPTIONS & MEMBERSHIPS 3345 0 3330 BAD DEBT EXPENSE 18821 0 18821 OTHER K1 DEDUCTIONS 197374 193178 0 OTHER 645 32 613 OTHER INCOME FROM PARTNERSHIP 657813 657813 657813 OTHER INCOME 1282 1282 1282 OTHER INCOME FROM PARTNERSHIP (UNRELATED BUSINESS INCOME) -7014 -7014 UNREALIZED GAIN FROM INVESTMENT 3512671 UNREALIZED GAIN FROM PARTNERSHIPS 1005211 COMMUNICATIONS/MEDIA CONSULTING 75360 0 75381 PROGRAM RELATED STRATEGIC CONSULTING 32280 0 33830 COPY EDITING 3625 0 3625 INVESTMENT MANAGEMENT 104499 104499 0 ADVISOR FEE 150000 150000 0 IT/COMPUTER CONSULTING 8119 0 7459 WEBSITE/PUBLICATIONS DESIGN 3400 0 3279 PAYROLL SERVICES 1589 0 1589 STAFF RETREAT STRATEGIC PLANNING 4875 0 4875 COPY EDITOR 1750 0 1750 EXCISE TAX 172825 0 0 TAXES PER SCHEDULE K-1S 9909 9892 0 PROPERTY TAXES 794 0 794