2014-11-13T16:37:05-06:00 2013-12-31 264677183 DZH PHILLIPS LLP 1330 BROADWAY SUITE 630 OAKLAND CA 94612 990 2013-01-01 943050434 PACIFIC INSTITUTE FOR STUDIES IN DEVELOPMENT ENVIRONMENT AND SECURITY PACI 5102511600 654 13TH STREET NO 104 OAKLAND CA 946121241 DR PETER GLEICK PRESIDENT 5102511600 2014-11-13 1 HYDEH GHAFFARI P01228587 5108346542 X 2013 2015-11-30 17:44:51Z DR PETER GLEICK 654 13TH STREET NO 104 OAKLAND CA 946121241 1831294 0 X WWW.PACINST.ORG X X 1987 CA CONDUCT SCIENTIFIC RESEARCH AND ANALYSIS ON KEY ISSUES RELATING TO WATER AND SUSTAINABILITY, CLIMATE CHANGE AND ENVIRONMENT. 13 13 29 12 0 0 1209525 944722 940979 781167 682 5124 -9136 100281 2142050 1831294 0 0 0 0 1885380 1501208 0 0 105156 1344433 751217 3229813 2252425 -1087763 -421131 1479199 1099150 393023 399988 1086176 699162 X THE PACIFIC INSTITUTE WORKS TO CREATE A HEALTHIER PLANET AND SUSTAINABLE COMMUNITIES. WE CONDUCT INTERDISCIPLIANRY RESEARCH AND PARTNER WITH STAKEHOLDERS TO PRODUCE SOLUTIONS THAT ADVANCE ENVIRONMENTAL PROTECTION, ECONOMIC DEVELOPMENT, AND SOCIAL EQUITY-IN CALIFORNIA, NATIONALLY, AND INTERNATIONALLY. 0 0 1020912 0 179165 WATER PROGRAM: 2013 MARKED PACIFIC INSTITUTE'S 25TH YEAR WORKING ON CRITICAL RESEARCH SURROUNDING ENVIRONMENTAL AND SUSTAINABILITY ISSUES. THE INSTITUTE LAUNCHED ITS NEW WEBSITE THIS YEAR, GENERATING AN AVERAGE OF 8,555 UNIQUE VISITORS PER MONTH. PETER GLEICK AND THE PACIFIC INSTITUTE WERE HONORED WITH A LIFETIME ACHIEVEMENT AWARD AT THE SILICON VALLEY WATER CONSERVATION AWARDS FOR WORLD WATER DAY. THE PACIFIC INSTITUTE WAS ALSO NAMED A HIGH-IMPACT NONPROFIT BY PHILANTHROPEDIA. THE INSTITUTE RELEASED TWENTY NEW PUBLICATIONS FOCUSING ON CRITICAL WATER ISSUES INCLUDING DESALINATION, WATER RATES, THE COLORADO RIVER BASIN, AND THE WATER-ENERGY NEXUS. THERE REPORTS WERE DOWNLOADED MORE THAN 130,000 TIMES IN 2013 ALONE. IN A PARTNERSHIP WITH SACRAMENTO COUNTY, THE WATER PROGRAM RELEASED AN UPDATED RIVER-FRIENDLY LANDSCAPE BENEFITS CALCULATOR, HELPING RESIDENTS CHOOSE "RIVER-FRIENDLY" PLANTS. THE INTERNATIONAL WATER INITIATIVE ALSO HELPED PIONEER THE WASH SMS PROJECT WHICH HELPS TO IMPROVE ACCESS TO INFORMATION ON WATER, SANITATION, AND HYGIENE. 497076 0 519673 CORPORATE SUSTAINABILITY PROGRAM (GLOBALIZATION PROGRAM):2013 SIGNALED THE TWELFTH WORKING CONFERENCE FOR THE CEO WATER MANDATE WHICH CONVENED WATER STEWARDSHIP LEADERS AT STOCKHOLM FOR WORLD WATER WEEK AND THE UN GLOBAL COMPACT'S LEADERS' SUMMIT IN NEW YORK TO FOCUS ON WATER-RELATED ELEMENTS OF THE POST-2015 SUSTAINABLE DEVELOPMENT AGENDA. PROGRAM STAFF ALSO COORDINATED COUNTRY-SPECIFIC NETWORK SESSIONS THAT SERVED AS A MEANS TO BRING MANDATE RESEARCH AND GUIDANCE TO NEW AUDIENCES WITH A GOAL OF FACILITATING THE ADOPTION OF ON-THE-GROUND CORPORATE WATER STEWARDSHIP PRACTICES. THE GUIDE TO WATER-RELATED COLLECTIVE ACTION WAS RELEASED TO HELP BUSINESSES FACILITATE EQUITABLE PROCESSES THAT MITIGATE SHARED RISKS BETWEEN EXTERNAL STAKEHOLDERS. THE WATER ACTION HUB SAW SUBSTANTIAL GROWTH-ADDING NUMEROUS STAKEHOLDERS AND INCREASING ITS RANGE. THE HUB IS NOW ACTIVE IN SEVEN RIVER BASINS AND FEATURES OVER 130 ORGANIZATIONS WORKING ON 120 PROJECTS AROUND THE WORLD. 161054 0 38986 COMMUNITY STRATEGIES FOR SUSTAINABILITY AND JUSTICE:IN 2013, THE COMMUNITY STRATEGIES FOR SUSTAINABILITY AND JUSTICE PROGRAM (CSSJ), COMMUNITY RESEARCHERS, AND PARTNER ORGANIZATIONS - AS PART OF THE SAFE RETURN PROJECT - RELEASED THE REPORT, "EMPLOYMENT AND COMMUNITY REGENERATION IN CONTRA COSTA COUNTY", HELPING TO ESTABLISH FAIR HIRING POLICIES FOR THOSE WITH PAST CONVICTIONS. THE PROJECT RECEIVED THE MARTIN LUTHER KING LEADERSHIP AWARD FOR ITS WORK WITH FORMERLY INCARCERATED RICHMOND RESIDENTS ON COMMUNITY PROJECTS AND RESEARCH. CSSJ CREATED A CURRICULUM GUIDE AND SET OF EDUCATION TOOLS FOR COMMUNITY LEADERS TO ENGAGE THE PUBLIC IN FREIGHT TRANSPORT JUSTICE AND IMPROVING COMMUNITY HEALTH. CSSJ RELEASED THE FIRST NATIONAL ASSESSMENT ON SUSTAINABLE WATER JOBS, NOTING THAT GREEN JOBS MAY SERVE DISADVANTAGED COMMUNITIES SEEKING WORK. STAFF WORKED WITH OAKLAND YOUTH IN IDENTIFYING SOLUTIONS TO ADDRESS THE ROOT CAUSES OF VIOLENCE IN THEIR COMMUNITIES. THE PROGRAM ALSO ENGAGED COMMUNITIES IN CLIMATE CHANGE AWARENESS WITH RESILIENCE FACTSHEETS, WORKBOOKS, AND GAMES. 1679042 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 11 0 1 29 1 0 0 0 0 0 1 1 0 0 0 0 X 13 13 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 1 1 0 0 CA X CINDY FOLEY 5102511600 654 13TH STREET SUITE 104 OAKLAND CA 946121241 DRROBERT STEPHENS BOARD PRESIDENT 2.00 X X 0 0 0 OLIVIER J MARIE BOARD VICE PRESIDENT 2.00 X X 0 0 0 DR PETER GLEICK PRESIDENT 35.00 X X 135882 0 32055 PETER BOYER DIRECTOR 2.00 X 0 0 0 KELLY CASH DIRECTOR 2.00 X 0 0 0 DR ANNE H EHRLICH DIRECTOR 2.00 X 0 0 0 DR ERIC GIMON DIRECTOR 2.00 X 0 0 0 DR COREY GOODMAN DIRECTOR 2.00 X 0 0 0 MARGARET GORDON DIRECTOR 2.00 X 0 0 0 DR MALO ANDRE HUTSON DIRECTOR 2.00 X 0 0 0 RICHARD MORRISON DIRECTOR 2.00 X 0 0 0 BRUCE PASTERNACK DIRECTOR 2.00 X 0 0 0 PROF MICHAEL J WATTS DIRECTOR 2.00 X 0 0 0 PETE STANGA CHIEF OPERATING OFFICER 35.00 X 89167 0 16576 JASON MORRISON PROGRAM DIRECTOR 35.00 X 107310 0 25314 332359 0 73945 2 0 1 0 NEXLEAF ANALYTICS 2356 PELHAM AVENUE LOS ANGELES CA 90064 PARTNER IN WASH SMS PROJECT WITH USAID 115296 1 344471 600251 944722 CONTRACT REVENUE - NON 541700 630770 630770 FISCAL FEE REVENUE 900099 102169 102169 HONORARIUMS 900099 31250 31250 REIMBURSEMENT INCOME 900099 14796 14796 PUBLICATIONS 900099 2182 2182 781167 5124 5124 GAIN FROM CHANGE OF SA 900099 100261 100261 MISCELLANEOUS INCOME 900099 20 20 100281 1831294 781167 0 105405 X 273680 39755 180945 52980 974935 804667 147966 22302 22954 19222 2690 1042 127917 111996 13461 2460 101722 72569 23775 5378 30083 126 29957 304329 302819 1310 200 57438 21867 28902 6669 37654 23153 13759 742 148796 681 148115 121527 120131 1308 88 28215 18680 2066 7469 4357 4357 5552 5552 STAFF DEVELOPMENT 5390 133 4897 360 BANK & OTHER FEES 3447 80 3367 MISCELLANEOUS EXPENSES 3195 1675 1520 BAD DEBT EXPENSE 1234 1234 140254 -145720 5466 2252425 1679042 468227 105156 341320 351015 321780 221008 128584 132731 488637 161319 30029 26930 43571 4357 0 39214 113839 152287 55010 14646 1479199 1099150 327392 162302 12700 150996 52931 86690 393023 399988 X 385312 416929 700864 282233 1086176 699162 1479199 1099150 -421131 34117 0 X X 0 1 X 1 0 X 2586433 2825984 1702037 1209525 924722 9248701 2586433 2825984 1702037 1209525 924722 9248701 390898 8857803 25757 16516 1995 682 5124 50074 31718 26018 -9136 20 48620 9347395 3271422 0.94760 0.94770 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2009 AMOUNT: $ 31,718. 2010 AMOUNT: $ 26,018. 2012 AMOUNT: $ 1,092. 2013 AMOUNT: $ 20. WRITE-OFF OF LIFE INSURANCE - 2012 AMOUNT: $ -10,228. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 43571 4357 39214 39214 PAYABLE TO SPONSORED GROUP 86690 86690 1865411 34117 34117 1831294 0 1831294 2252425 0 2252425 0 2252425 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 1 1 PROGRAM SERVICES MANAGEMENT, FACILITATION, AND IMPLEMENTATION OF WASH SMS PROJECT IN JAKARTA, INDONESIA. 313922 1 1 0 0 1 1 313922 0 313922 0 0 0 0 0 0 X X X 0 0 0 0 0 0 0 0 0 DR PETER GLEICK PRESIDENT 135882 0 0 0 0 0 6794 0 25261 0 167937 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DOES NOT HAVE A COMMITTEE WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS PREPARED BY AN OUTSIDE TAX PROFESSIONAL. THE FORM IS THEN REVIEWED BY THE ORGANIZATION'S MANGEMENT AND THE EXECUTIVE DIRECTOR SIGNED AND SUBMITTED. A COPY OF THE FORM IS PROVIDED TO THE MEMBERS OF THE BOARD OF DIRECTORS AFTER IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C A COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS ALL POTENTIAL CONFLICTS OF INTEREST AT LEAST ANNUALLY. ALL PERSONNEL AND BOARD MEMBERS ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS AND ANY RELATED PARTY AFFILIATIONS. LOAN BETWEEN THE ORGANIZATION AND MEMBERS OF MANAGEMENT AND THE BOARD ARE STRICTLY PROHIBITED. THE ORGANIZATION SEEKS FULL TRANSPARENCY ON ALL RELATIONSHIPS. ANY POTENTIAL CONFLICTS (IN FACT OR APPEARANCE) ARE DISCUSSED OPENLY AND RESOLVED IN ACCORDANCE WITH THE ORGANIZATION'S POLICIES AND PROCEDURES. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS REVIEWS THE COMPENSATION OF ALL HIGH-LEVEL PERSONNEL ANNUALLY IN ACCORDANCE WITH IRS RULES AND REGULATIONS. EFFORTS ARE MADE TO SECURE COMPENSATION DATA FROM INDUSTRY SOURCES IN ORDER TO DETERMINE COMPETITIVENESS AND APPROPRIATENESS OF SALARIES. EVERY EFFORT IS MADE TO ENSURE THAT THE PROCESS IS THOROUGH AND TRANSPARENT IN ACCORDANCE WITH IRS GUIDELINES AND THE ORGANIZATION'S POLICIES AND PROCEDURES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONTRACTORS/RESEARCH PARTNERS: PROGRAM SERVICE EXPENSES 302,819. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 200. TOTAL EXPENSES 303,019. TEMPORARY HELP - MOVING : PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 1,310. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,310. FORM 990, PART XI, 2C: THE AUDIT COMMITTEE SELECTS AND OVERSEES AN INDEPENDENT ACCOUNTING FIRM TO CONDUCT THE AUDIT. NO CHANGE IN THE SELECTION METHOD OCCURRED THIS YEAR.