2014-11-10T15:41:57-06:00 2013-12-31 420714325 MCGLADREY LLP 80 CITY SQUARE BOSTON MA 021293742 990 2013-01-01 133970491 JOHNSON O'CONNOR RESEARCH SUPPORT CORPORATION JOHN 6175361584 347 BEACON STREET BOSTON MA 021161102 RSM MCGLADREY CFO 6175361584 2014-11-10 1 LYNNE JOHNSON P00757336 6179129000 2013 2015-11-30 17:44:51Z WILLIAM H CZAR 347 BEACON STREET BOSTON MA 021161102 4884643 0 X WWW.JOCRF.ORG X 1997 NY TO PROVIDE SUPPORT (FINANCIAL AND OTHERWISE) TO AFFILIATE CHARITABLE ORGANIZATIONS AND INDEPENDENT RESEARCHERS IN ORDER TO FURTHER BY RESEARCH AND TESTS, AN UNDERSTANDING OF HUMAN BEINGS AND TO MAKE THE RESULTS AVAILABLE TO THE PUBLIC. 11 7 0 6 14623 13623 0 0 0 0 613126 586911 0 0 613126 586911 1092056 1250000 0 0 0 0 0 0 0 155640 132202 1247696 1382202 -634570 -795291 19949590 21193453 25000 25000 19924590 21168453 TO PROVIDE SUPPORT (FINANCIAL AND OTHERWISE) TO AFFILIATE CHARITABLE ORGANIZATIONS AND INDEPENDENT RESEARCHERS IN ORDER TO FURTHER BY RESEARCH AND TESTS, AN UNDERSTANDING OF HUMAN BEINGS AND TO MAKE THE RESULTS AVAILABLE TO THE PUBLIC. 0 0 1000000 1000000 PROVIDE FINANCIAL SUPPORT TO JOHNSON O'CONNOR RESEARCH FOUNDATION (95-2149001) IN ORDER TO FURTHER RESEARCH, TESTS, MEASUREMENTS, PUBLICATIONS, AND TEACHING AN UNDERSTANDING OF HUMAN BEINGS AND TO MAKE THE RESULTS THEREOF AVAILABLE TO THE PUBLIC AND TO PROVIDE SUPPORT TO COLLECT DATA AND TO DISSEMINATE KNOWLEDGE BY THE PUBLICATION AND DISTRIBUTION OF WRITINGS, PAPERS, BOOKS, PAMPHLETS, TESTS, BROCHURES, REPORTS, BULLETINS, GUIDES OR OTHER PUBLICATIONS. 100000 100000 PROVIDE FINANCIAL SUPPORT TO HUMAN ENGINEERING LABORATORY INC. (95-2149000) IN ORDER TO FURTHER RESEARCH, TEST MEASUREMENTS, PUBLICATIONS, AND TEACHING AN UNDERSTANDING OF HUMAN BEINGS AND TO MAKE THE RESULTS THEREOF AVAILABLE TO THE PUBLIC AND TO PROVIDE SUPPORT TO COLLECT DATA AND TO DISSEMINATE KNOWLEDGE BY THE PUBLICATION AND DISTRIBUTION OF WRITINGS, PAPERS, BOOKS, PAMPHLETS, TESTS, BROCHURES, REPORTS, BULLETINS, GUIDES OR OTHER PUBLICATIONS. 150000 150000 PROVIDE FINANCIAL SUPPORT FOR INDEPENDENT RESEARCH USING BRAIN IMAGING TECHNOLOGY TO EXPAND KNOWLEDGE INDIVIDUAL ABILITIES IDENTIFIED THROUGH TESTING BY THE ABOVE LISTED SUPPORTED CHARITABLE ORGANIZATIONS. THIS OUTSIDE RESEARCH RESULTED IN PUBLISHED JOURNAL ARTICLES. 1250000 1 0 0 0 0 0 0 0 0 1 0 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 11 7 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X WILLIAM H CZAR CFO 6175361584 347 BEACON STREET BOSTON MA 021161199 JOHN ARWEILER TRUSTEE (UNTIL MAY 2013) 1.00 2.00 X 0 0 0 RICHARD BREHLER TRUSTEE 1.00 2.00 X 0 0 0 ALICE CAMPBELL TRUSTEE 1.00 2.00 X 0 0 0 ROBERT KYLE TRUSTEE 1.00 2.00 X 0 0 2631 ELLEN LEIFER TRUSTEE 1.00 2.00 X 0 5640 0 FRANCIS MACCONOCHIE TRUSTEE 1.00 2.00 X 0 0 0 FRANKLIN STOWELL TRUSTEE 1.00 2.00 X 0 0 0 RICHARD BOWKER TRUSTEE 1.00 2.00 X 0 0 0 RICHARD C GERSHON TRUSTEE 1.00 2.00 X 0 0 0 DAVID RANSOM TRUSTEE/PRESIDENT/TREASURER 4.00 36.30 X X 0 132398 2180 KURT CONOVER TRUSTEE/VICE PRESIDENT 1.00 37.30 X X 0 94275 25254 WENDY BIGELOW TRUSTEE/DIRECTOR OF TESTING 1.00 37.30 X 0 79138 17715 ANDREW KAY TRUSTEE (UNTIL OCT. 2013) 1.00 2.00 X 0 0 0 WILLIAM CZAR CHIEF FINANCIAL OFFICER 4.00 36.30 X 0 87592 2372 TIMOTHY FITZGERALD SECRETARY/LAB DIRECTOR 1.00 37.30 X 0 79041 9824 0 478084 59976 0 0 0 0 MORGAN STANLEY 600 LONGWATER DRIVE NORWELL MA 02061 INVESTMENT ADVISOR 141747 1 529158 -443 529601 4355485 4297732 57753 57753 15066 42687 586911 0 14623 572288 1250000 1250000 129132 129132 TAXES & LICENSES 3070 3070 1382202 1250000 132202 0 153112 100581 15793154 18317351 4003324 2775521 19949590 21193453 25000 25000 25000 25000 X 19924590 21168453 19924590 21168453 19949590 21193453 -795291 2039154 0 X 0 1 X 1 0 X X 0 0 0 JOHNSON O'CONNOR RESEARCH FOUNDATION INCORPORATED - 501(C)(3) 952149001 9 1 1 1 1000000 HUMAN ENGINEERING LABORATORY INCORPORATED - 501(C)(3) 952149000 9 1 1 1 100000 2 1100000 19796478 2650414 1200000 154020 21092872 18674264 2350607 1092056 -1177 137514 19796478 20461511 -555632 1031290 62087 138238 18674264 19236067 2501045 1201304 74297 20461511 16465112 3931467 1373163 -300000 87349 19236067 1.00000 0 0 0 PARTNERSHIP INVESTMENTS 2775521 C 2775521 INTERCOMPANY ACCOUNTS PAYABLE 25000 25000 X PART V, LINE 4: ENDOWMENT FUNDS TO SUPPORT AFFILIATE ORGANIZATIONS AND OTHER RESEARCH RELATED TO MISSION STATEMENT STATED ON FORM 990, PART I, LINE 1. PART X, LINE 2: THE ORGANIZATION FOLLOWS THE FASB ASC 740, "INCOME TAXES", WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES BY PRESCRIBING THE RECOGNITION THRESHOLD A TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS. THE ORGANIZATION RECOGNIZES A TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES. MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITION AND CONCLUDED THAT THE ORGANIZATION HAS NO MATERIAL UNCERTAINTIES IN INCOME TAXES. THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2010. THE ORGANIZATION WILL ACCOUNT FOR INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS, IF ANY, AS PART OF TAX EXPENSE. 1 JOHNSON O'CONNOR RESEARCH FOUNDATION 347 BEACON STREET BOSTON MA 02116 952149001 501(C)(3) 1000000 TESTING ADMINISTRATION HUMAN ENGINEERING LABORATORY 347 BEACON STREET BOSTON MA 02116 952149000 501(C)(3) 100000 TESTING ADMINISTRATION BRAIN AND BEHAVIORAL ASSOCIATES PC 801 UNIVERSITY BLVD SE ALBUQUERQUE NM 87106 452520830 150000 RESEARCH RELATED 2 1 PART I, LINE 2: THE EXECUTIVES AND OFFICERS OF THE JOHNSON O'CONNOR SUPPORT CORPORATION (GRANTOR) ARE ALSO THE EXECUTIVES AND OFFICERS OF THE JOHNSON O'CONNOR RESEARCH FOUNDATION INC. (GRANTEE). THE FUNDS ARE USED IN SUPPORT OF THE SUPPORTED 501(C)(3) MISSION. THE EXECUTIVES, OFFICERS, AND RESEARCH DEPARTMENT MONITOR AND COLLABORATE WITH THE OUTSIDE ACADEMIC RESEARCHERS SUPPLYING DATA AND MATERIAL ASSISTANCE. PAYMENT IS COMPLETED UPON PUBLICATION OF RESEARCH FINDINGS IN SCHOLARLY JOURNALS. FORM 990, PART VI, SECTION A, LINE 6 JOHNSON O'CONNOR RESEARCH FOUNDATION, INC HAS MEMBERS. THE ORIGINAL MEMBERS OF THE ORGANIZATION WERE THE INCORPORATORS. THROUGH THE YEARS VACANCIES HAVE BEEN FILLED AND NEW INDIVIDUALS HAVE BECOME MEMBERS. ACCORDING TO ARTICLE II SECTION 1 OF THE BY-LAWS OF THE ORGANIZATION, NEW MEMBERS ARE ELECTED BY THE CURRENT MEMBERS BY MAJORITY VOTE. FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY OF THIS ORGANIZATION IS A BOARD OF TRUSTEES, AS STATED IN THE BY-LAWS ARTICLE III SECTION 1 "THE TRUSTEES SHALL BE ELECTED FOR A TERM OF 1 YEAR AT THE ANNUAL MEETING OF MEMBERS, AND SHALL SERVE FOR THE TERM FOR WHICH THEY HAVE BEEN ELECTED AND/OR THEIR SUCCESSORS HAVE BEEN DULY CHOSEN AND QUALIFIED..." THE BOARD OF TRUSTEES DOES NOT NEED MEMBER APPROVAL FOR ANY OF ITS DECISIONS. FORM 990, PART VI, SECTION B, LINE 11 AFTER MANAGEMENT HAS REVIEWED THE FORM 990 AND PRIOR TO ITS SUBMISSION, COPIES OF THE FORM 990 WILL BE DISTRIBUTED TO ALL MEMBERS OF THE ORGANIZATION'S GOVERNING BODY GIVING THEM THE OPPORTUNITY TO PROPERLY REVIEW AND COMMENT ON THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS SIGNED BY EACH TRUSTEE ANNUALLY. MONITORING POSSIBLE CONFLICTS IS PART OF FINANCIAL CONTROLS AND OVERSIGHT: ALL EXPENSE CHECKS ARE SIGNED BY TWO INDIVIDUALS; ALL SIGNIFICANT EXPENSES ARE VOTED ON BY AN EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES AND APPROVED REGULARLY BY THE FULL BOARD; THE BOOKS AND RECORDS ARE AUDITED BY AN INDEPENDENT AUDITING FIRM ANNUALLY. THERE HAVE BEEN NO PAYMENTS OR LOANS TO OR PURCHASES FROM ANY BOARD MEMBER. NOMINAL LEGAL FEES FOR REVIEWING OFFICE LEASES HAVE BEEN PAID TO AN ATTORNEY SERVING ON THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES USES PUBLISHED MANAGEMENT COMPENSATION REPORTS FROM PRM CONSULTING, INC. AND OTHER AVAILABLE REVIEW MATERIAL TO SET SALARY LEVELS FOR THE PRESIDENT AND ALL OTHER OFFICERS. OFFICERS UNDER SALARY REVIEW WHO SERVE ON THE BOARD OF TRUSTEES DO NOT PARTICIPATE IN SALARY DISCUSSIONS AND VOTES BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 IS ALSO AVAILABLE FOR REVIEW ONLINE THROUGH THE GUIDESTAR.ORG WEBSITE. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST TO ANY INDIVIDUAL WHO WISHES TO REVIEW THEM. JOHNSON O'CONNOR RESEARCH FOUNDATION INC 347 BEACON STREET BOSTON MA 02116 952149001 APTITUDE TESTING NY 501(C)(3) LINE 9 0 HUMAN ENGINEERING LABORATORY INC 347 BEACON STREET BOSTON MA 02116 952149000 APTITUDE TESTING MA 501(C)(3) LINE 9 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 0