2014-11-10T13:12:28-06:00 2013-12-31 521511275 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2013-01-01 320020119 ASTS FOUNDATION ASTS 7034147870 2461 SOUTH CLARK STREET NO 640 ARLINGTON VA 22202 KIMBERLY A GIFFORD MBA EXECUTIVE DIRECTOR 7034147870 2014-11-10 1 FRANK H SMITH P00639053 2028225000 2014-11-10 2013 2015-11-30 17:44:51Z KIMBERLY A GIFFORD MBA 2461 SOUTH CLARK STREET NO 640 ARLINGTON VA 22202 4707150 0 X WWW.ASTS.ORG/ABOUT-ASTS/ASTS-FOUNDATION X 2001 VA CONDUCTS EDUCATIONAL AND RESEARCH PROGRAMS RELATING TO ORGAN TRANSPLANTATION. 15 15 11 250 0 0 936030 1307343 0 0 701162 613553 26250 8750 1663442 1929646 653500 489743 0 0 24019 27221 0 0 12891 71116 86479 748635 603443 914807 1326203 13786987 14863414 352510 269999 13434477 14593415 X THE FOUNDATION OF THE AMERICAN SOCIETY OF TRANSPLANT SURGEONS PROVIDES ADDITIONAL PROGRAMS THAT SUPPORT THE MISSION AND ASSURE THE FUTURE OF THE AMERICAN SOCIETY OF TRANSPLANT SURGEONS (ASTS). THE GOALS OF THE SOCIETY INCLUDE PROFESSIONAL DEVELOPMENT AND EDUCATION OF ITS MEMBERS, RESEARCH TO ADVANCE THE FIELD, ADVOCACY, AND OPTIMAL PATIENT CARE. THE ACTIVITIES OF THE SOCIETY AND FOUNDATION SUPPORT THESE GOALS AND STRIVE TO POSITIVELY IMPACT THE MEMBERSHIP AND THE PATIENTS THEY SERVE. 0 0 508881 489743 THE ASTS FOUNDATION PROVIDES RESEARCH GRANTS TO ASTS MEMBERS AND THEIR TRAINEES AND SUPPORTS SCIENTIFIC RESEARCH FOR THE ADVANCEMENT OF THE FIELD OF TRANSPLANTATION. 508881 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 6 0 1 11 1 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 VA X KIMBERLY A GIFFORD MBA 7034147870 2461 SOUTH CLARK STREET NO 640 ARLINGTON VA 22202 MITCHELL L HENRY MD PRES (THRU 5/13); IMM PAST PRES 2.00 X X 0 0 0 KIM OLTHOFF MD VP (THRU 5/13); PRESIDENT 2.00 X X 0 0 0 ALAN LANGNAS DO VICE-PRESIDENT 2.00 X X 0 0 0 TIMOTHY PRUETT MD SECRETARY/TREASURER 2.00 X X 0 0 0 MICHAEL ABECASSIS MD MBA PAST PRESIDENT (THRU 5/13) 2.00 X X 0 0 0 MARWAN S ABOULJOUD MD DIRECTOR 1.00 X 0 0 0 JEAN C EMOND MD DIRECTOR 1.00 X 0 0 0 DOUGLAS G FARMER MD DIRECTOR 1.00 X 0 0 0 SANDY FENG MD PHD DIRECTOR 1.00 X 0 0 0 STUART M FLECHNER MD DIRECTOR (THRU 5/13) 1.00 X 0 0 0 ABHINAV HUMAR MD DIRECTOR 1.00 X 0 0 0 JOHN C MAGEE MD DIRECTOR 1.00 X 0 0 0 JAMES F MARKMANN MD PHD DIRECTOR 1.00 X 0 0 0 CHARLES MILLER MD DIRECTOR 1.00 X 0 0 0 DAVID C MULLIGAN MD DIRECTOR (THRU 5/13) 1.00 X 0 0 0 LLOYD E RATNER MD MPH DIRECTOR 1.00 X 0 0 0 MARK D STEGALL MD DIRECTOR 1.00 X 0 0 0 PETER G STOCK MD PHD DIRECTOR 1.00 X 0 0 0 LEWIS W TEPERMAN MD DIRECTOR (THRU 5/13) 1.00 X 0 0 0 KIMBERLY A GIFFORD MBA EXECUTIVE DIRECTOR 2.00 38.00 X 5099 193291 19676 LAUREL KULIKOSKY DIRECTOR, STRATEGIC DEVELOPMENT 2.00 38.00 X 2940 111475 9039 8039 304766 28715 0 0 1 0 0 522263 785080 1307343 658504 658504 2732553 2777504 -44951 -44951 -44951 OTHER INCOME 900099 8750 8750 8750 1929646 0 0 622303 464743 464743 25000 25000 5605 3362 1683 560 16902 8467 4291 4144 863 434 219 210 2244 1573 669 2 1607 425 340 842 517 219 210 88 14453 606 13603 244 56635 56635 2722 424 2128 170 555 248 190 117 65 34 17 14 5326 2788 1415 1123 11 6 3 2 15 8 4 3 459 240 122 97 402 210 107 85 STATE FILING 5187 25 5162 DUES & SUBSCRIPTIONS 109 57 29 23 TAXES 23 12 6 5 603443 508881 81671 12891 3355863 1814546 100000 92500 10255170 12870056 75954 86312 13786987 14863414 10 0 352500 269999 352510 269999 X 13234480 14148418 199997 444997 13434477 14593415 13786987 14863414 1326203 -167265 0 X 0 1 X 1 0 X X X 0 0 0 ASTS 133048373 7 1 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X PART X, LINE 2: MANAGEMENT EVALUATED ASTS'S TAX POSITIONS, AND HAS DETERMINED THAT NO SIGNIFICANT UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS AT DECEMBER 31, 2013 AND 2012. 1 BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN SYSTEM 21 N PARK STREET SUITE 6401 MADISON WI 537171218 371625460 501 (C)(3) 100000 SCIENTIFIC RESEARCH DUKE UNIVERSITY DUMC BOX 2605 203 RESEARCH DRIVE DURHAM NC 27710 560532129 501 (C)(3) 100000 SCIENTIFIC RESEARCH NORTHWESTERN UNIVERSITY FEINBERG SCHOOL OF MEDICINE 300 E SUPERIOR STREET CHICAGO IL 60611 362167817 501 (C)(3) 100000 SCIENTIFIC RESEARCH CLEVELAND CLINIC DIGESTIVE DISEASE INSTITUTE 9500 EUCLID AVE CLEVELAND OH 44195 340714585 501 (C)(3) 80000 SCIENTIFIC RESEARCH MGH RESEARCH PO BOX 414876 BOSTON MA 021144876 042868893 501 (C)(3) 80000 SCIENTIFIC RESEARCH 5 0 STUDENT MENTORSHIP GRANTS 7 25000 PART I, LINE 2: GRANTS ARE AWARDED BASED ON A COMPETITIVE REVIEW BY ASTS LEADERSHIP, GRANTS REVIEW COMMITTEE MEMBERS AND MEMBERS-AT-LARGE. A BUDGET IS REQUIRED FOR EACH GRANT APPLICATION AND ANY VARIANCE FROM THE SUBMITTED BUDGET REQUIRES APPROVAL OF THE GRANTS REVIEW COMMITTEE. FOR GRANTS OVER $10,000, CHECKS ARE ISSUED TO THE INSTITUTION, OFTEN IN TWO INSTALLMENTS. PRIOR TO DISPERSING THE SECOND INSTALLMENT, A PROGRESS REPORT IS DUE TO THE ASTS OFFICE. ANY CONCERNS ARE ADDRESSED PRIOR TO ISSUING THE REMAINING FUNDS. GRANTS OF LESS THAN $10,000 ARE TYPICALLY PAID AS A SINGLE PAYMENT. 0 0 0 0 0 0 0 0 0 KIMBERLY A GIFFORD MBA EXECUTIVE DIRECTOR 5099 193291 0 0 0 0 244 9256 262 9914 5605 212461 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE AFFILIATED ORGANIZATION, ASTS, HAS MEMBERS THAT ELECT THE GOVERNING BODY WHICH SERVES BOTH THE SOCIETY AND THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND A DRAFT OF THE RETURN IS REVIEWED BY THE SECRETARY/TREASURER AND EXECUTIVE DIRECTOR. THE FEDERAL FORM 990 IS PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND DISCUSSION PRIOR TO FINALIZING. FORMAL APPROVAL IS RECORDED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 12C TO ENSURE ACCURATE, UP TO DATE INFORMATION, EACH ASTS COUNCIL/BOARD MEMBER SHALL REVIEW HIS OR HER DISCLOSURE STATEMENT DURING FACE-TO-FACE MEETINGS AND UPDATE AS NECESSARY BETWEEN MEETINGS. EACH ASTS COUNCIL/BOARD MEMBER SHALL DESCRIBE CLEARLY HIS OR HER INTEREST IN EACH SUCH ISSUE, SUBJECT, PERSON OR ENTITY ON THIS FORM AND RETURN TO THE ASTS EXECUTIVE DIRECTOR. THE INFORMATION ON THIS FORM SHALL BE REVIEWED BY THE PRESIDENT AND EXECUTIVE DIRECTOR, AND SHARED WITH THE ASTS COUNCIL/BOARD IF RELEVANT TO THE DISCUSSION AT HAND. THE ASTS COUNCIL/BOARD MEMBER MAY VOLUNTARILY RECUSE HIM/HERSELF FROM DISCUSSION AND/OR VOTING ON THE BASIS OF A CONFLICT OF INTEREST. IN ADDITION, THE ASTS COUNCIL/BOARD MAY REQUIRE THAT AN ASTS COUNCIL/BOARD MEMBER: (A) REFRAIN FROM VOTING ON THE ISSUE, (B) NOT PARTICIPATE IN EITHER THE DISCUSSION OR THE VOTE ON THE ISSUE, (C) LEAVE THE ROOM DURING DISCUSSION AND VOTING ON THE ISSUE, OR (D) EXPLAIN HIS OR HER INTEREST IN THE MATTER FULLY SO THE ASTS COUNCIL/BOARD MAY WEIGH THE ASTS COUNCIL/BOARD MEMBERS FURTHER PARTICIPATION. FORM 990, PART VI, SECTION B, LINE 15 IN REVIEWING AND APPROVING THE COMPENSATION FOR THE EXECUTIVE DIRECTOR/CEO, ASTS UTILIZES IMPARTIAL DECISION-MAKERS, COMPARABILITY DATA, AND CONCURRENT DOCUMENTATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON THE PUBLIC PORTION OF THE WEBSITE. FINANCIAL STATEMENTS ARE PROVIDED UPON REQUEST. AMERICAN SOCIETY OF TRANSPLANT SURGEONS 2461 SOUTH CLARK STREET SUITE 640 ARLINGTON VA 22202 133048373 PROMOTE EDUCATION, TRAINING & RESEARCH IN ORGAN & CELLULAR TRANSPLANTATION. OR 501(C)(3) LINE 7 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0