2014-08-14T11:04:36-05:00 2013-12-31 GRANT THORNTON LLP 666 THIRD AVENUE NEW YORK NY 100174057 990 2013-01-01 133615533 Rockefeller Philanthropy Advisors INC % KATHY EASON ROCK 2128124330 6 WEST 48TH STREET 10TH FLOOR Suite NEW YORK NY 10036 Melissa Berman President and CEO 2128124330 2014-08-14 Scott Thompsett 2125990100 2013 2015-11-30 17:44:51Z MELISSA A BERMAN 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 79689376 false X WWW.ROCKPA.ORG X 1992 DE help donors create thoughtful, effective philanthropy throughout the world. rpa assists individuals, groups & gov agencies in achieving thier philanthropic goals. 15 14 189 0 -1612 41754138 63824498 7329503 7560906 772758 1584555 475502 513709 50331901 73483668 26725640 33970586 0 0 13668169 14357876 254726 128506 8083 15760172 16085634 56408707 64542602 -6076806 8941066 58493827 73743259 9355901 13083534 49137926 60659725 X ROCKEFELLER PHILANTHROPY ADVISORS("RPA") MISSION IS TO HELP DONORS CREATE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. RPA ASSISTS INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTHROPIC GOALS BY OFFERING ADMINISTRATIVE, FINANCIAL, GRANT-MAKING AND PROGRAM DEVELOPMENT SUPPORT. ROCKEFELLER PHILANTHROPY ADVISORS HELPS DONORS CREATE AND DIRECT THOUGHTFUL, EFFECTIVE CHARITABLE GIVING PROGRAMS THROUGHOUT THE WORLD. WE REPRESENT THE CUMULATIVE KNOWLEDGE AND EXPERIENCE OF MORE THAN A CENTURY OF HIGH QUALITY PROFESSIONAL SERVICE TO AMERICA'S MOST PHILANTHROPIC FAMILY AND HAVE SUPPORTED OVER $3 BILLION OF GRANTMAKING. TODAY, ROCKEFELLER PHILANTHROPY ADVISORS WORKS WITH MORE THAN 450 DONORS, FACILITATING $200 MILLION IN GRANTS AND SOCIAL INVESTMENTS TO MORE THAN 22 COUNTRIES IN AFRICA, ASIA, THE CARIBBEAN, EUROPE, LATIN AMERICA AND NORTH AMERICA. RPA'S BROAD RANGE OF SERVICES INCLUDES: 1.ESTABLISHING A FOUNDATION, CHARITABLE GIVING FUND OR OTHER GIV false false 13174145 12534536 0 Charitable Funds - RPA serves as a grant-making vehicle that enables a donor to make recommendations with respect to his or her philanthropic objectives. RPA's Charitable Giving Fund is a flexible, cost-effective way for its donors to achieve their charitable aims. It is an optimal alternative for individuals, couples or families seeking expert philanthropic advice without the expense and complexity of forming a private foundation. RPA's staff can administer all aspects of grantmaking, including: 1. Conducting due diligence on prospective recipients 2. Issuing grant letters and awarding payment via check or wire 3. Providing electronic record-keeping for all grantmaking 4. Generating quarterly reports on fund investments 36106140 21122487 3534755 Sponsored Projects - Designed to enable individuals or groups to pursue a variety of specialized charitable grant-making projects and activities consistent with the general mission of RPA. RPA provides administrative and programmatic platforms that enable individuals to develop launch and promote high-impact projects around the globe. RPA's fiscal sponsorship services make it possible for private foundations and unincorporated groups to conduct targeted charitable activities, create grantmaking programs or receive U.S. tax-deductible donations. Establishing a fiscal sponsorship under RPA's 501(c)(3) public charity designation substantially reduces the costs typically associated with developing nonprofit governance, management and operational infrastructure. RPA has extensive experience managing start-up, innovative and complex projects in the U.S and overseas. RPA can: 1. Provide strong accounting, HR, finance & IT infrastructure 2. Develop and monitor sophisticated project budget and grant reporting 3. Offer research, analysis, grantmaking and evaluation services 4. Adopt project governance structures that engage external advisors, funders and other principals. 6278569 313563 4026151 General Fund/RPA Consulting - To facilitate philanthropy and to support the growth of a vital, creative, not-for-profit sector. RPA has the skill and expertise to engage clients at all stages of the philanthropic life cycle, from concept and start-up to ongoing operations and succession planning. 55558854 true true false true false true false false false false true true false false true true true false false false true true false true false false false true false true false false false false false false false false true false false false false false false false false false true 147 0 true 189 true false true EI false false false false false false false false false false false X 15 14 true false false false false false false true true false false true true true true true true true true false AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY ND OH OK OR PA RI SC TN UT VA WA WV WI X KATHY EASON 2128124330 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 Kevin P A Broderick Chairman 1.0 X X Melissa A Berman President and CEO 35.0 X X 355721 0 48138 Stuart P Davidson Treasurer 1.0 X X Rien Van Gendt Board Member 1.0 X Cathy Frank Halstead Board Member 1.0 X Jesse D Johnson Board Member 1.0 X Wendy O'Neill Board Member 1.0 X Dr Robert K Ross Board Member 1.0 X Marnie S Pillsbury Board Member 1.0 X Valerie R Wayne Board Member 1.0 X David Kaiser Board Member 1.0 X Michael Rockefeller Board Member 1.0 X juanita james board member 1.0 0.0 X 0 darren walker board member 1.0 0.0 X 0 steven wayne board member 1.0 0.0 X 0 Judy Belk-Peeks Senior Vice President 35.0 X 270142 47250 Chris B Page Senior Vice President 35.0 X 273276 40015 Walter Sweet Vice President&corp secretary 35.0 X 190744 41571 Kathy Jean Eason Vice President and CFO 35.0 X 192422 25630 Yolanda A Arias-Brownell assistant corporate secretary 35.0 X 136075 35836 Luther M Ragin Jr CEO-Sponsored Project 35.0 X 260045 25734 Jeffrey Nesbit Exec. Director, Sponsored Proj 35.0 X 222012 14090 Jonathan Charles Fox Exec. Director, Sponsored Proj 35.0 X 222909 43873 AMit Bouri Managing DIr,Sponsored Project 35.0 X 176540 26383 Phyllis Heydt director, sponsored project 35.0 X 174729 12453 2474615 0 360973 34 false true false Bankable Frontier Associates LLC 48 Grove street suite 205 SOMERVILLE MA 02144 consulting 927694 Capitol Impact LLC 1107 9th st Suite 500 SACRAMENTO CA 95814 consulting 332363 Hattaway Communications Inc 1717 Rhode Island NW STE 600 WASHINGTON DC 20036 communication 233859 Education First Consulting LLC Tot PO Box 22871 SEATTLE WA 981220871 Consulting 473328 MindSHIFT Technologies Inc Total 309 Waverley Oaks Road 301 WALTHAM MA 02452 Consulting 164976 11 4605316 59219182 1998688 63824498 ADVISORY FEES 523930 4026151 4026151 ASSESSMENT FEES 523920 485735 485735 MEMBERSHIP DUES 525990 1803800 1803800 ASSESSMENT FEES/CONTRACTS (SPONSORED PROJECTS) 900099 1245220 1245220 7560906 860971 -1612 862583 0 42000 42000 211649 211649 0 211649 211649 6929292 6205708 723584 723584 723584 0 0 0 PASS THROUGH GRANTS 900099 165750 165750 BAD DEBT RECLASS 900099 79114 79114 MISCELLANEOUS 900099 15196 15196 260060 73483668 7726656 -1612 1934126 26743070 26743070 0 7227516 7227516 0 1427658 951820 475410 428 0 10007027 6671685 3332340 3002 722340 481584 240539 217 1149992 766700 382947 345 1050859 700608 349936 315 0 123036 82028 40971 37 161165 107449 53668 48 0 128506 128506 59477 39653 19806 18 4552383 3119450 1560037 -127104 1385027 923397 461214 416 827756 551865 275643 248 0 0 2695270 1796936 897525 809 1349720 899858 449457 405 0 0 119514 79680 39798 36 0 254690 169802 84812 76 75407 50274 25110 23 PROGRAM RELATED FEES 909679 909679 RESEARCH FEES 2116320 2116320 GRANTS ASSESSMENT 595977 595977 BAD DEBT EXPENSE 72720 48482 24216 22 787493 525021 262236 236 64542602 55558854 8975665 8083 3011944 15162129 23012009 23010537 1174017 349250 1229533 1020312 0 0 0 0 0 0 0 0 169386 99343 2721842 1196811 1596622 1525031 23147380 27134608 4152936 4442049 1000000 1000000 0 0 0 0 58493827 73743259 1376890 2979370 103364 2726849 4865558 4676076 0 0 0 0 0 0 1275000 1065000 0 0 1735089 1636239 9355901 13083534 X 36459843 43958245 12678083 16701480 0 0 49137926 60659725 58493827 73743259 X 8941066 2799707 -218974 X false true X true true true X 29507357 35218801 79019333 41754138 63824498 249324127 0 0 29507357 35218801 79019333 41754138 63824498 249324127 78111977 171212150 815528 729346 1053546 1154472 1114620 4867512 0 532294 546659 110252 103511 260060 1552776 255744415 22830480 0.66947 0.67658 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 168000 168000 64374602 64542602 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 13000 0 0 168000 181000 250000 250000 250000 250000 1000000 1500000 13000 0 0 0 13000 81 11360776 12534536 26263212 true true 1562017 594911 967106 1159825 601900 557925 1525031 GLOBAL EQUITY FUNDS 4442049 F 4442049 0 ACCRUED PENSION AND POSTRETIRE 592999 CAPITAL LEASE 45748 DEFERRED LIABILITIES 997492 1636239 X 76204261 2799707 2799707 73404554 79114 79114 73483668 64463488 -79114 -79114 64542602 64542602 Schedule D, Part X, Line 2 RPA recognizes the tax effects form an uncertain tax position in the financial statements only if the position is "more-likely-than-not" to be sustained if the position were to be challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. RPA is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal revenue Code. Nevertheless, RPA may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. The tax years ending December 31, 2010, 2011, 2012 and 2013 are still open for audit for both federal and state purposes. As of December 31, 2013, management determined that there are no uncertain tax positions within its financial statements. Schedule D, Part XI & XII Line 4b & 2b Bad Debt Reclass - $79,114 true East Asia and the Pacific 0 0 Grantmaking 3863084 Europe (Including Iceland and Greenland) 0 0 Grantmaking 1516887 South America 0 0 Grantmaking 624342 North America 0 0 Grantmaking 543001 South Asia 0 0 Grantmaking 178385 Sub-Saharan Africa 0 0 Grantmaking 501817 Europe (Including Iceland and Greenland) 0 0 Investments 4442049 0 0 0 0 11669565 11669565 Middle East and North Africa Support 10000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 30000 East Asia and the Pacific Support 20000 East Asia and the Pacific Support 20000 East Asia and the Pacific Support 54415 East Asia and the Pacific Support 35000 East Asia and the Pacific Support 25000 East Asia and the Pacific Support 10000 East Asia and the Pacific Support 70000 East Asia and the Pacific Support 35000 East Asia and the Pacific Support 10000 East Asia and the Pacific Support 10000 East Asia and the Pacific Support 10000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 15000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 45000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 20000 East Asia and the Pacific Support 20000 East Asia and the Pacific Support 20000 East Asia and the Pacific Support 200000 East Asia and the Pacific Support 70000 East Asia and the Pacific Support 40000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 30000 East Asia and the Pacific Support 30000 East Asia and the Pacific Support 40000 East Asia and the Pacific Support 25000 East Asia and the Pacific Support 25000 East Asia and the Pacific Support 10000 East Asia and the Pacific Support 70000 East Asia and the Pacific Support 25000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 70000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 54115 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 75000 East Asia and the Pacific Support 25000 East Asia and the Pacific Support 25000 North America Support 20000 North America Support 15000 North America Support 15000 North America Support 10000 North America Support 15000 North America Support 10000 North America Support 25000 North America Support 60000 North America Support 50000 North America Support 10000 North America Support 10000 North America Support 10000 North America Support 10000 North America Support 15000 North America Support 20000 North America Support 10000 North America Support 10000 North America Support 40000 North America Support 20000 North America Support 10000 North America Support 10000 North America Support 8000 North America Support 50000 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 30000 East Asia and the Pacific Support 30000 East Asia and the Pacific Support 48387 East Asia and the Pacific Support 75000 East Asia and the Pacific Support 40323 East Asia and the Pacific Support 62497 East Asia and the Pacific Support 62788 East Asia and the Pacific Support 50000 East Asia and the Pacific Support 300000 East Asia and the Pacific Support 25000 East Asia and the Pacific Support 49000 East Asia and the Pacific Support 49000 East Asia and the Pacific Support 62330 East Asia and the Pacific Support 65000 East Asia and the Pacific Support 80000 East Asia and the Pacific Support 85000 East Asia and the Pacific Support 30831 East Asia and the Pacific Support 36056 East Asia and the Pacific Support 23438 East Asia and the Pacific Support 5230 East Asia and the Pacific Support 14160 East Asia and the Pacific Support 74960 East Asia and the Pacific Support 80000 East Asia and the Pacific Support 44342 East Asia and the Pacific Support 42424 East Asia and the Pacific Support 31250 South America Support 65552 South America Support 387790 East Asia and the Pacific Support 166018 East Asia and the Pacific Support 166520 Central America and the Caribbean Support 10000 Central America and the Caribbean Support 20000 Central America and the Caribbean Support 20000 Central America and the Caribbean Support 20000 Central America and the Caribbean Support 20000 Central America and the Caribbean Support 20000 Central America and the Caribbean Support 20000 Central America and the Caribbean Support 21000 Europe (Including Iceland and Greenland) Support 7981 Europe (Including Iceland and Greenland) Support 50000 Europe (Including Iceland and Greenland) Support 15000 Europe (Including Iceland and Greenland) Support 15000 Europe (Including Iceland and Greenland) Support 20000 Europe (Including Iceland and Greenland) Support 100000 Europe (Including Iceland and Greenland) Support 7822 Europe (Including Iceland and Greenland) Support 8029 Europe (Including Iceland and Greenland) Support 9413 Europe (Including Iceland and Greenland) Support 7848 Europe (Including Iceland and Greenland) Support 10500 Europe (Including Iceland and Greenland) Support 7951 Europe (Including Iceland and Greenland) Support 20000 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 8158 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 10018 Europe (Including Iceland and Greenland) Support 6339 Europe (Including Iceland and Greenland) Support 20000 Europe (Including Iceland and Greenland) Support 8248 Europe (Including Iceland and Greenland) Support 20000 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 50000 Europe (Including Iceland and Greenland) Support 60000 Europe (Including Iceland and Greenland) Support 12500 Europe (Including Iceland and Greenland) Support 37500 Sub-Saharan Africa Support 50000 Sub-Saharan Africa Support 36500 Sub-Saharan Africa Support 36500 South Asia Support 75000 South Asia Support 43385 Europe (Including Iceland and Greenland) Support 50000 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 135000 Sub-Saharan Africa Support 23529 Sub-Saharan Africa Support 25000 Sub-Saharan Africa Support 255000 Sub-Saharan Africa Support 13838 Sub-Saharan Africa Support 49950 North America Support 90001 Europe (Including Iceland and Greenland) Support 130000 East Asia and the Pacific Support 25000 East Asia and the Pacific Support 25000 East Asia and the Pacific Support 20000 East Asia and the Pacific Support 10000 East Asia and the Pacific Support 10000 Sub-Saharan Africa Support 11500 Europe (Including Iceland and Greenland) Support 75000 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 45000 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 40000 Europe (Including Iceland and Greenland) Support 50000 Europe (Including Iceland and Greenland) Support 125000 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 25000 Europe (Including Iceland and Greenland) Support 16000 Europe (Including Iceland and Greenland) Support 30299 Europe (Including Iceland and Greenland) Support 25000 Europe (Including Iceland and Greenland) Support 15000 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 50000 Europe (Including Iceland and Greenland) Support 10000 Europe (Including Iceland and Greenland) Support 50000 Europe (Including Iceland and Greenland) Support 15000 Europe (Including Iceland and Greenland) Support 10000 South America Support 15000 South Asia Support 30000 185 false false false false false false Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures to reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., including those distributed through its charitable giving funds (the Philanthropic Collaborative or TPC), Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures. These criteria include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.Pre-ward screening criteria 2.Anti-terrorism research - List checking 3.Information gathering FROM both grantee and independent sources- extent based on internal criteria for pre-ward screening 4.Internal document review and approval against RPA standards 5.Risk assessment and if necessary more detailed review 6.Written agreements 7.Post ward monitoring for compliance based on individual circumstances for both program and financial reporting. All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request. X X true Garwood Events 225 West 106th Street Suite 15M new york NY 10025 fundraising consultant false 270850 40000 230850 The McElwee Group Fundraising Consultant false 100000 56506 43494 The Kavelman Group fundraising consultant false 32000 370850 128506 274344 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY ND OH OK OR PA RI SC TN UT VA WA WV WI true Accidental Repertory Theater 555 Eight Avenue Suite 403 New York NY 10018 432106773 501(c)(3) 15000 Support Adobe Foundation Inc 5906 Overlea Road Bethesda MD 20816 850442799 501(c)(3) 6000 Support Advance Illinois 50 East Washington Street Chicago IL 60602 262052733 501(c)(3) 250000 Support African Parks Association PO BOX 2262 New York NY 10021 300241904 501(c)(3) 10000 Support Alaska Conservation 441 West 5th Avenue Anchorage AL 995012340 920061466 501(c)(3) 12500 Support All Saints Academy 5001 State Road 540 West Winter Haven FL 33880 593246571 501(c)(3) 30000 Support Allegheny General Hospital 320 E North Avenue Pittsburgh PA 15212 250969492 501(c)(3) 30000 Support America Votes Education and Action Fund 1155 Connecticut Avenue Washington DC 20036 264568349 501(c)(4) 50000 legislative initiative American Association of Colleges of Nursing One Dupont Circle Washington DC 20036 520971333 501(c)(3) 55000 Support American Friends of Blerancourt Inc 20 West 44th Street New York NY 10036 223019075 501(c)(3) 10000 Support American Heart Association 816 South Figueroa Street Los Angeles CA 900172400 135613797 501(c)(3) 30000 Support American Heart Association - TX 7272 Greenville Avenue Dallas TX 75231 135613797 501(c)(3) 20000 Support American Humane Association 1400 16th St Washington DC 20036 840432950 501(c)(3) 37000 Support American Instit for Res & Behavioral Science 1000 Thomas Jefferson St Washington DC 20007 250965219 501(c)(3) 300000 Support American Progress Action Fund 1333 H Street Washington DC 20005 300192708 501(c)(4) 100000 legislative initiative American Red Cross 430 17th Street Washington DC 20006 530196605 501(c)(3) 10000 Support Animal Welfare Institute PO Box 3650 Washington DC 20007 135655952 501(c)(3) 6000 Support Arizona Chamber Foundation 3200 N Central Ave Phoenix AZ 85012 205129621 501(c)(3) 50000 Support Art In General Inc 79 Walker Street New York NY 100133523 133472869 501(c)(3) 25000 Support Arverne Pilgrim Church 7416 Beach Channel Drive Arverne NY 116921004 113543530 501(c)(3) 20000 Support Asian Cultural Council 6 West 48th St 12th Floor New York NY 100361802 133018822 501(c)(3) 125000 Support Asian Cultural Council Inc 6 West 48th St 12th Floor New York NY 100361802 133018822 501(c)(3) 19000 Support Bankable Frontier Associates LLC 48 Grove Street Suite 205 Somerville MA 02144 204108833 501(c)(3) 116165 Support Beth Israel Deaconess Medical Center Research Finance E/BR Boston MA 02215 042103881 501(c)(3) 35889 Support Black Watch Council of Ticonderoga Inc 176 East 77th Street New York NY 10075 141762494 501(c)(3) 11000 Support Blue Earth Alliance PO Box 4490 Seattle WA 98194 911682270 501(c)(3) 7000 Support BlueVoiceorg 10 Sunfish Drive St Augustine FL 32080 680458549 501(c)(3) 30000 Support Boys Club Of New York Inc 287 East 10th Street New York NY 10009 135591750 501(c)(3) 6000 Support Brady Center to Prevent Gun Violence 1225 Eye Street Washington DC 20005 521285097 501(c)(3) 8000 Support Bronx Community Health Network Inc One Fordham Plaza Bronx NY 10458 133905296 501(c)(3) 20000 Support Bronx Museum of the Arts Inc 1040 Grand Concourse Bronx NY 10456 132709368 501(c)(3) 25000 Support Brown University PO Box 1979 Providence RI 02912 050258809 501(c)(3) 44500 Support Buffalo ReformED 347 East Ferry Street Buffalo NY 14208 272881442 501(c)(3) 50000 Support California Community Foundation 445 S Figueroa St Los Angeles CA 90071 953510055 501(c)(3) 60667 Support Californians for Justice Education Fund 520 Third Street Oakland CA 94607 943256009 501(c)(3) 300000 Support Calvary Tabernacle of Coney Island 2828 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International Foundation 2011 Crystal Dr Arlington VA 22202 521497470 501(c)(3) 650000 Support Cornerstone Campaign 660 Pennsylvania Ave Washington DC 20003 050528669 501(c)(3) 574250 Support Council for a Strong America 1212 New York Ave Washington DC 20005 133840271 501(c)(3) 250000 Support Council of Chief State School Officers One Massachusetts Ave Washington DC 20001 530198090 501(c)(3) 1025000 Support Countywide Family Development Center Inc PO Box 6486 Laurel MS 39441 320172373 501(c)(3) 7000 Support Creative Time Inc 59 East 4th Street New York NY 10003 132835847 501(c)(3) 40422 Support DC Preparatory Academ 707 Edgewood Street Washington DC 20017 020550253 501(c)(3) 6000 Support Deerfield Academy 7 Boyden Lane Deerfield MA 01342 042103563 501(c)(3) 127500 Support Development in Gardening PO Box 18138 Denver CO 80218 204708212 501(c)(3) 20800 Support Doctors Without Borders 333 Seventh Ave New York NY 100015004 133433452 501(c)(3) 52000 Support Duke University 2301 Erwin Rd 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953313195 501(c)(3) 252000 Support Greenwich Academy 200 North Maple Ave Greenwich CT 06830 060653118 501(c)(3) 7000 Support Guatemala Human Rights CommissionUSA 3321 12th St Washington DC 20017 521295498 501(c)(3) 6000 Support Hackley School 293 Benedict Ave Tarrytown NY 10591 131740452 501(c)(3) 10000 Support Haitian Education Initiative (HEI) 857 Post Road Fairfield CT 06924 274250639 501(c)(3) 25000 Support Hearthfire Inc 765 Bedford Rd Tarrytown NY 10591 134133834 501(c)(3) 10000 Support Hijra House PO Box 927 Biloxi MS 39533 510650863 501(c)(3) 14000 Support Historic Hudson Valley 639 Bedford Road Pocantico Hills NY 10591 131692606 501(c)(3) 25000 Support Hole in the Wall FDNSerious fun children's 122 East 42nd St New York NY 10168 203865042 501(c)(3) 10000 Support Horizons Foundation 550 Montgomery St San Francisco CA 94111 942686530 501(c)(3) 50000 Support HORN OF AFRICA EDUCATION DEVELOPMENT FUND 446 Main St Worcester MA 016082302 207245709 501(c)(3) 20000 Support Horticultural Society of New York Inc 148 West 37th St New York NY 100186909 130854930 501(c)(3) 20000 Support Hour Exchange Portland 516 Congress St Portland ME 04101 010496955 501(c)(3) 25000 Support Hunter College Foundation Inc 695 Park Ave New York NY 10021 133598671 501(c)(3) 10000 Support Ilex Foundation 84 Revere Street Boston MA 02114 347089903 501(c)(3) 282842 Support Indiana Commission for Higher Education 101 West Ohio St Indianapolis IN 46204 356000158 501(c)(3) 237200 Support International Fund for China's Environment 2421 Pennsylvania Ave Washington DC 20037 541814885 501(c)(3) 201859 Support INT'L Institute of Rural Reconstruction 40 Exchange Place New York NY 10005 136175722 501(c)(3) 136669 Support IS 126Q The Albert Shanker School For Visual and P 31 21st St Long Island City NY 11101 953134383 501(c)(3) 15000 Support Island Housing Trust PO Box 851 Mount Desert ME 04660 222993615 501(c)(3) 11000 Support Island Institute 386 Main Street Rockland ME 04841 943057411 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These criteria include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.Charitable determination 2.Risk Assessment 3.Verification of exempt status 4.Internal document review and approval against RPA standards All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request. X X X X false false false false false false false true false Melissa A Berman President and CEO 320721 0 35000 0 23604 24534 403859 0 Luther M Ragin Jr CEO-Sponsored Project 248795 11250 0 22950 2784 285779 Judy Belk-Peeks Senior Vice President 240039 30103 0 22950 24300 317392 Chris B Page Senior Vice President 242669 30607 0 22950 17065 313291 Walter Sweet Vice President&corp secretary 164744 26000 0 17525 24046 232315 Kathy Jean Eason Vice President and CFO 172947 19475 0 17328 8302 218052 Yolanda A Arias-Brownell assistant corporate secretary 120950 15125 0 12440 23396 171911 Jeffrey Nesbit Exec. Director, Sponsored Proj 222012 0 0 13200 890 236102 Jonathan Charles Fox Exec. Director, Sponsored Proj 222909 0 0 19656 24217 266782 AMit Bouri Managing DIr,Sponsored Project 166540 10000 0 15926 10457 202923 Phyllis Heydt director, sponsored project 174729 0 0 7000 5453 187182 Part I, Line 7 RPA has a performance based incentive compensation Plan. Employees of RPA can earn incentive compensation if they meet the criteria outlined in their work plans. These work plans are reviewed and approved by each employee's respective superiors and RPA's CEO. X 33 1998688 FMV false true true Part I, Line 31 Contributions must be acceptable to Rockefeller Philanthropy Advisors, which reserves the right to decline any contributions, verify the source of any funds, and in the case of nonmarketable assets require an independent appraisal of value. Part I, line 32b The organization uses JP Morgan Chase to receive and sell donated securities. Form 990, Part VI, Section A, Line 2 Kevin P.A. Broderick has a family relationship with: Michael Rockefeller, Director Valerie R. Wayne, Director David Kaiser, Director Wendy O'Neill, Director Steven Wayne, Director David Kaiser has a family relationship with: Kevin P.A. Broderick, Director Michael Rockefeller, Director Valerie R, Wayne, Director Wendy O'Neill, Director Steven Wayne, Director Michael Rockefeller has a family relationship with: Kevin P.A. Broderick, Director Valerie R. Wayne, Director David Kaiser, Director Wendy O'Neill, Director Steven Wayne, Director Valerie R. Wayne has a family relationship with: Kevin P.A. Broderick, director Michael Rockefeller, director David Kaiser, director Wendy O'Neill, Director Steven Wayne, Director Wendy O'Neill has a family relationship with: Kevin P.A. Broderick, director David Kaiser, director Michael Rockefeller, director Valerie R. Wayne, director Steven Wayne, Director Steven Wayne has a family relationship with: Kevin P.A. Broderick, director Michael Rockefeller, director David Kaiser, director Wendy O'Neill, Director Valerie R. Wayne, Director Process used to review form 990 Part VI, Section B - Question 11B RPA hires an independent accounting firm to prepare and review the organization's form 990 based on information provided by RPA's accounting staff. A copy of the FORM 990 IS DISTRIBUTED TO THE organization's AUDIT AND FINANCE COMMITTEE FOR REVIEW prior TO FILING with the IRS. A copy of the Form 990 is distributed to the full board of directors once the audit and finance committee has approved it for filing. and finance committee has approved it for filing. PART VI, SECTION B - QUESTION 12C THE SECRETARY OF RPA ANNUALLY CIRCULATES A DISCLOSURE FORM FOR DIRECTORS AND STAFF TO LIST ORGANIZATIONS IN WHICH EITHER THE DIRECTOR, STAFF OR EITHER OF THEIR SPOUSES OR CHILDREN PLAY A fiduciary OR LEADING ROLE. IN ADDITION, DIRECTORS AND STAFF WILL LIST THOSE ORGANIZATIONS IN WHICH THEY, A SPOUSE OR A CHILD HOLD A SIGNIFICANT FINANCIAL INTEREST AND WHICH HAVE A BUSINESS RELATIONSHIP WITH RPA. ON THE SAME FORM, DIRECTORS AND STAFF ACKNOWLEDGE THAT THEY UNDERSTAND AND ADHERE TO RPA'S CONFLICT OF INTEREST POLICY AND PROCEDURE. DIRECTORS AND STAFF WILL INFORM THE SECRETARY OF RPA OF ANY CHANGES OR NEW RELATIONSHIPS. IF A POTENTIAL CONFLICT EXISTS, INVOLVED PARTIES WILL DISCLOSE THE POTENTIAL CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSION OR ANY VOTE RELATED TO THE MATTER. PART VI, SECTION B - QUESTIONS 15A & 15B RPA IS COMMITTED TO RECRUITING, RETAINING, AND MOTIVATING HIGHLY QUALIFIED AND HIGH-PERFORMING STAFF, AND PROVIDING A MARKET COMPETITIVE COMPENSATION AND BENEFITS PACKAGE, LINKED TO THE SUCCESS OF THE INDIVIDUAL, THE ORGANIZATION AND ITS MISSION-DRIVEN OUTCOMES. RPA PRIMARILY COMPARES ITS COMPENSATION TO THE LARGER FOUNDATIONS IN THE NEW YORK CITY REGION AS WELL AS TO SMALL TO MID-SIZE CONSULTING ORGANIZATIONS NATIONWIDE, WHILE ALSO MONITORING PRACTICES AND TRENDS IN THE BROADER NONPROFIT AND GENERAL EMPLOYMENT MARKETS. RPA IS COMMITTED TO BOTH EXTERNAL COMPETITIVENESS AND INTERNAL EQUITY FOR ITS COMPENSATION PROGRAM PRACTICES. EMPLOYEE POLICIES: RPA'S PERFORMANCE AND COMPENSATION PLANS, INCLUDING BUDGETS ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE FOLLOWING IS A SUMMARY OF THE GENERAL PRINCIPLES ON WHICH RPA'S PERFORMANCE ASSESSMENT AND COMPENSATION PROCESSES ARE BASED. PERFORMANCE REVIEW AND COMPENSATION DECISIONS AT RPA ARE MADE ON THE BASIS OF A BOARD-APPROVED PERFORMANCE APPRAISAL FORM, WHICH ESTABLISHES PERFORMANCE STANDARDs AND IMPORTANT VALUES THAT ARE EXPECTED OF ALL EMPLOYEES. AT THE BEGINNING OF EACH CALENDAR YEAR, EACH RPA EMPLOYEE DEVELOPS A PERFORMANCE PLAN THAT HIS/HER SUPERVISOR AND THE PRESIDENT OF RPA MUST APPROVE. ELIGIBLE EMPLOYEES ALSO ESTABLISH SPECIFIC GOALS FOR INCENTIVE COMPENSATION (BONUS) PAYMENTS. AT THE END OF THE CALENDAR YEAR, AN EMPLOYEE AND HIS/HER SUPERVISOR REVIEW HOW THE EMPLOYEE HAS PERFORMED AGAINST THIS PLAN AND THE PERFORMANCE STANDARDS. SUPERVISORS COMPLETE THE PERFORMANCE APPRAISAL FORM IN WRITING, AND RECOMMEND SALARY INCREASES (AS WELL AS INCENTIVE PAYMENTS FOR ELIGIBLE EMPLOYEES) BASED ON PERFORMANCE. BOTH SUPERVISOR AND EMPLOYEE MUST SIGN THE PERFORMANCE APPRAISAL FORM. SALARY ADJUSTMENTS AND BONUS PAYMENTS MUST BE APPROVED BY THE PRESIDENT OF RPA. PART VI, SECTION C - QUESTION 19 The organization makes its Form 990 available to the public by retaining a copy at its place of business. The Form 990 is likewise published on the internet at www.guidestar.org. The organization's financial statements, governing documents and conflict of interest policy are not ordinarily made available to the public, but, if requested, will be provided at management's discretion. Form 990, Part XI, line 9 Pension related costs other than net periodic pension expense $ 31,026 Transfer Reserves $(250,000) ------------ Total $(218,974)