2014-08-11T15:23:30-05:00 2013-09-30 135381590 BDO USA LLP 7101 WISCONSIN AVE SUITE 800 BETHESDA MD 208144827 990 2012-10-01 522268398 STRATEGIC INVESTMENT FUND FOR LA RAZA INC STRA 2027851670 1126 16TH STREET NW WASHINGTON DC 200363622 DELIA POMPA 2027851670 2014-08-11 1 JOYCE M UNDERWOOD P00022361 3016544900 2012 2015-11-30 17:44:51Z JANET MURGUIA 1126 16TH STREET NW WASHINGTON DC 200363622 22320458 0 X N/A X 2000 DE STRATEGIC INVESTMENT FUND FOR LA RAZA, INC. (SIFLR) IS A NONPROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE CHARITABLE AND EDUCATIONAL ACTIVITIES OF NATIONAL COUNCIL OF LA RAZA, TO ENGAGE IN ANY AND ALL ACTIVITIES NECESSARY OR APPROPRIATE TO RAISE FUNDS FOR THE PURPOSES OF THE ORGANIZATION, INCLUDING THE SOLICITATION OF CONTRIBUTIONS FROM PUBLIC AND PRIVATE SOURCES WHEREVER LOCATED, AND, TO DO ANY AND ALL LAWFUL ACTS THAT MAY BE NECESSARY, USEFUL, SUITABLE, OR PROPER TO FURTHER THE PURPOSES OF THE ORGANIZATION. 6 4 0 4 0 0 0 0 0 0 1301513 1594005 0 0 1301513 1594005 1011425 1011859 0 0 63593 165123 0 0 0 288408 261293 1363426 1438275 -61913 155730 33833205 36362058 29820217 31989153 4012988 4372905 X STRATEGIC INVESTMENT FUND FOR LA RAZA, INC. (SIFLR) IS A NONPROFIT ORGANIZATION ESTABLISHED TO SUPPORT THE CHARITABLE AND EDUCATIONAL ACTIVITIES OF NATIONAL COUNCIL OF LA RAZA (NCLR), TO ENGAGE IN ANY AND ALL ACTIVITIES NECESSARY OR APPROPRIATE TO RAISE FUNDS FOR THE PURPOSES OF THE ORGANIZATION, INCLUDING THE SOLICITATION OF CONTRIBUTIONS FROM PUBLIC AND PRIVATE SOURCES WHEREVER LOCATED, AND, TO DO ANY AND ALL LAWFUL ACTS THAT MAY BE NECESSARY, USEFUL, SUITABLE, OR PROPER TO FURTHER THE PURPOSES OF THE ORGANIZATION. 0 0 1011859 1011859 GRANTS TO NATIONAL COUNCIL OF LA RAZA (NCLR) IN SUPPORT OF NCLR'S GENERAL OPERATIONS AND STRATEGIC PROGRAM ACTIVITIES. 1011859 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 6 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DC DE X HOLLY BLANCHARD NCLR 2027851670 1126 16TH STREET NW WASHINGTON DC 200363622 X MONICA LOZANO 1.00 X X 0 0 0 JANET MURGUIA 5.00 35.00 X 47217 330513 33895 DANIEL R ORTEGA JR 1.00 1.00 X 0 0 0 ERNEST ORTEGA 1.00 1.00 X 0 0 0 DELIA POMPA 2.00 40.00 X X 0 165569 19718 KEN TRUJILLO 1.00 X 0 0 0 47217 496082 53613 0 0 1 0 MORGAN STANLEY SMITH BARNEY 1775 EYE ST NW SUITE 200 WASHINGTON DC 20006 INVESTMENT ADVISORY FEES 206695 1 764061 764061 21556397 20726453 829944 829944 829944 1594005 0 0 1594005 1011859 1011859 51454 51454 75332 75332 38337 38337 10650 10650 206695 206695 41843 41843 466 466 642 642 597 597 267 267 EQUIPMENT MAINTENANCE 133 133 1438275 1011859 426416 0 3749 2549 8381805 8636423 19752835 22226098 5694816 5496988 33833205 36362058 29820217 31989153 29820217 31989153 X 4012988 4372905 4012988 4372905 33833205 36362058 155730 204187 0 X X 0 1 X 1 0 X X X 0 0 0 NATIONAL COUNCIL OF LA RAZA INC 860212873 LINE 7 1 1 1 1011859 1 1011859 0 REGULATED INVESTMENT COMPANY 1147334 F LIMITED PARTNERSHIPS 4349654 F 5496988 DUE TO NATIONAL COUNCIL OF LA RAZA, INC. 44953 FUNDS HELD IN TRUST 31944200 31989153 X 1798192 204187 204187 1594005 0 1594005 1438275 0 1438275 0 1438275 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: SIFLR DOES NOT BELIEVE THERE ARE ANY MATERIAL UNCERTAIN TAX POSITIONS, AND ACCORDINGLY, WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. SIFLR HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. ADDITIONALLY, SIFLR HAS FILED INTERNAL REVENUE FORM 990 TAX RETURNS AS REQUIRED AND ALL APPLICABLE RETURNS IN THOSE JURISDICTIONS WHERE IT IS REQUIRED. SIFLR BELIEVES THAT IT IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL, OR NON-U.S. INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR TAX YEARS BEFORE FISCAL YEAR 2010. HOWEVER, SIFLR IS STILL OPEN TO EXAMINATIONS BY TAX AUTHORITIES FROM FISCAL YEAR 2010 FORWARD. FOR THE YEARS ENDED SEPTEMBER 30, 2013 AND 2012, THERE WERE NO INTEREST OR PENALTIES RECORDED IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. 1 NATIONAL COUNCIL OF LA RAZA 1126 16TH STREET NW WASHINGTON DC 200363622 860212873 501(C)(3) 1011859 GENERAL OPERATIONS 1 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: FUNDS ARE PROVIDED TO THE SUPPORTED ORGANIZATION, NCLR, FOR GENERAL OPERATIONS. 0 0 0 0 0 0 0 0 0 JANET MURGUIA 46885 328193 0 0 332 2320 2188 15312 2049 14346 51454 360171 0 0 DELIA POMPA 0 161885 0 0 0 3684 0 11623 0 8095 0 185287 0 0 HOGAR HISPANOINC DISQUALIFIED PERSON SUPPORT START UP, ADDL $2 MILLION FY 9/08, 808,000 CONVERT TO GRANT FY 9/09 X 7756032 8636423 0 1 1 8636423 FORM 990, PART VI, SECTION B, LINE 11 THE RETURN IS PREPARED BY THE ORGANIZATION'S PUBLIC ACCOUNTING FIRM, BDO USA, AND IS REVIEWED BY THE ORGANIZATION'S FINANCIAL STAFF, INCLUDING THE CHIEF FINANCIAL OFFICER AND OTHER KEY EXECUTIVES. THE BOARD REVIEWS AND ACCEPTS THE FORM 990 PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED ANNUALLY BY THE BOARD LIAISON TO BOARD MEMBERS. ALL ARE ASKED TO SIGN AND RETURN A STATEMENT IDENTIFYING ANY CONFLICTING INTERESTS. CONFLICTS ARE REVIEWED BY THE SECRETARY WHO RECOMMENDS ACTION, IF ANY. FORM 990, PART VI, SECTION B, LINE 15 NCLR'S COMPENSATION COMMITTEE IS CHARGED WITH OVERSIGHT FOR DETERMINING THE ADEQUACY AND REASONABLENESS OF THE COMPENSATION AND BENEFITS PAID TO THE CHIEF EXECUTIVE. WITHIN THIS PROCESS, THE COMMITTEE WILL CONDUCT AN ANNUAL PERFORMANCE EVALUATION THAT MAY DEEM APPROPRIATE AND INCLUDES A CHIEF EXECUTIVE COMPENSATION ANALYSIS STUDY. IN CARRYING OUT ITS RESPONSIBILITIES, THE COMMITTEE MAY RELY UPON REASONED WRITTEN OPINIONS OF LEGAL COUNSEL AND OF QUALIFIED LEGAL, ACCOUNTING, COMPENSATION, AND VALUATION EXPERTS. LEGAL COUNSEL MAY BE IN-HOUSE OR INDEPENDENT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. ADDITIONAL INFORMATION ON AVERAGE HOURS PER WEEK: FORM 990, PART VII, SECTION A., LINE 1A, COLUMN (B) THE HOURS SHOWN IN FORM 990, PART VII, FOR COMPENSATED EMPLOYEES REPRESENT THE HOURS RECORDED IN OUR PAYROLL SYSTEM. THE ACTUAL HOURS WORKED BY THE COMPENSATED INDIVIDUALS ARE SIGNIFICANTLY HIGHER THAN THOSE SHOWN IN PART VII. OVERSIGHT OF AUDIT: FORM 990, PART XII, LINE 2C THERE HAVE BEEN NO CHANGES DURING THE YEAR IN THE PROCESS FOR OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS. RAZA COMMUNITY VENTURES LLC 1 E WASHINGTON STREET STE 2250 PHOENIX AZ 85004 521954196 LENDING CAPITAL TO CHARTER SCHOOL REAL ESTATE TRANSACTIONS DE 1 895189 RAZA DEVELOPMENT FUND INC NATIONAL COUNCIL OF LA RAZA INC 1126 16TH STREET NW WASHINGTON DC 200363622 860212873 WORKS TO IMPROVE OPPORTUNITIES FOR HISPANIC AMERICANS AZ 501(C)(3) 170(B)(1)(A) (VI) N/A 0 RAZA DEVELOPMENT FUND INC 1 E WASHINGTON STREET STE 2250 PHOENIX AZ 85004 521954196 COMMUNITY DEVELOPMENT FINANCIAL INSTITUTION DC 501(C)(3) 509(A)(3) N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0